IMPERIAL HLDGS INC - 452834104
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 16 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Bulldog Investors, LLC | History | Reduced | 2,296,697 | 13,206 | 5.64% | 6.56% | 1 | -106,596 | -4.44% | Q1 2014 | May 14, 2014 |
| Indaba Capital Management, L.P. | History | Added to | 2,039,902 | 11,729 | 3.24% | 4.14% | 2 | +333,000 | 19.51% | Q1 2014 | May 15, 2014 |
| DISCOVERY CAPITAL MANAGEMENT, LLC / CT | History | Reduced | 1,650,000 | 9,488 | 0.07% | 0.09% | 3 | -100,000 | -5.71% | Q1 2014 | May 15, 2014 |
| Nantahala Capital Management, LLC | History | No change | 1,643,776 | 9,452 | 1.52% | 1.74% | 4 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Reduced | 1,281,900 | 7,371 | 0.0% | 0.0% | 5 | -470,097 | -26.83% | Q1 2014 | May 15, 2014 |
| NS Advisors, LLC | History | Added to | 1,197,844 | 6,888 | 5.46% | 6.2% | 6 | +30,400 | 2.6% | Q1 2014 | May 15, 2014 |
| KEANE CAPITAL MANAGEMENT INC | History | Added to | 555,917 | 3,197 | 0.03% | 2.46% | 7 | +80,000 | 16.81% | Q1 2014 | May 15, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 541,564 | 3,114 | 0.0% | 0.0% | 8 | +219,812 | 68.32% | Q1 2014 | May 02, 2014 |
| VANGUARD GROUP INC | History | Added to | 514,475 | 2,958 | 0.0% | 0.0% | 9 | +43,226 | 9.17% | Q1 2014 | May 13, 2014 |
| BlackRock Fund Advisors | History | Added to | 480,237 | 2,761 | 0.0% | 0.0% | 10 | +4,524 | 0.95% | Q1 2014 | May 02, 2014 |
| Talkot Capital, LLC | History | Added to | 395,000 | 2,271 | 1.92% | 0.55% | 11 | +284,546 | 257.61% | Q1 2014 | May 13, 2014 |
| NORTHERN TRUST CORP | History | Reduced | 205,358 | 1,181 | 0.0% | 0.0% | 12 | -11,196 | -5.17% | Q1 2014 | May 14, 2014 |
| Horizon Kinetics LLC | History | New | 167,900 | 966 | 0.01% | — | 13 | +167,900 | New | Q1 2014 | May 14, 2014 |
| Freestone Capital Holdings, LLC | History | Reduced | 167,716 | 964 | 0.17% | 1.62% | 14 | -1,230,510 | -88.01% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Added to | 145,362 | 835 | 0.0% | 0.0% | 15 | +108,502 | 294.36% | Q1 2014 | May 13, 2014 |
| STATE STREET CORP | History | Added to | 139,571 | 801 | 0.0% | 0.0% | 16 | +23,183 | 19.92% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | Added to | 96,137 | 553 | 0.8% | 0.49% | 17 | +52,694 | 121.29% | Q1 2014 | Aug 08, 2014 |
| ALPINE WOODS CAPITAL INVESTORS, LLC | History | Added to | 91,113 | 524 | 0.03% | 0.02% | 18 | +35,000 | 62.37% | Q1 2014 | May 12, 2014 |
| Invesco Ltd. | History | Added to | 89,097 | 512 | 0.0% | 0.0% | 19 | +18,942 | 27.0% | Q1 2014 | May 15, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 87,319 | 502 | 0.0% | 0.0% | 20 | +26,539 | 43.66% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | No change | 81,838 | 471 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 79,196 | 455 | 0.0% | 0.0% | 22 | +2,443 | 3.18% | Q1 2014 | May 14, 2014 |
| Bank of New York Mellon Corp | History | Reduced | 63,999 | 368 | 0.0% | 0.0% | 23 | -461 | -0.72% | Q1 2014 | May 14, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | No change | 54,581 | 341 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q1 2014 | Apr 18, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 58,783 | 338 | 0.0% | 0.0% | 25 | -725 | -1.22% | Q1 2014 | May 02, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Added to | 55,324 | 318 | 0.0% | 0.0% | 26 | +2,362 | 4.46% | Q1 2014 | May 15, 2014 |
| Hilltop Park Associates LLC | History | Added to | 50,000 | 288 | 0.33% | 0.21% | 27 | +6,925 | 16.08% | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Added to | 44,825 | 258 | 0.0% | 0.0% | 28 | +25,425 | 131.06% | Q1 2014 | May 14, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 31,165 | 179 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Added to | 30,855 | 175 | 0.0% | 0.0% | 30 | +5,200 | 20.27% | Q1 2014 | May 15, 2014 |
| Catalyst Capital Advisors LLC | History | New | 30,000 | 173 | 0.04% | — | 31 | +30,000 | New | Q1 2014 | May 12, 2014 |
| Connor, Clark & Lunn Investment Management Ltd. | History | New | 23,500 | 149 | 0.0% | — | 32 | +23,500 | New | Q1 2014 | May 14, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Reduced | 25,641 | 147 | 0.0% | 0.0% | 33 | -13,145 | -33.89% | Q1 2014 | May 13, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | No change | 24,600 | 142 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q1 2014 | Apr 29, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Reduced | 24,600 | 141 | 0.0% | 0.01% | 35 | -352,306 | -93.47% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | No change | 22,815 | 131 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| ClariVest Asset Management LLC | History | New | 21,400 | 123 | 0.0% | — | 37 | +21,400 | New | Q1 2014 | May 06, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 20,979 | 121 | 0.0% | 0.0% | 38 | -850 | -3.89% | Q1 2014 | May 06, 2014 |
| Daiwa Securities Group Inc. | History | New | 20,000 | 115 | 0.0% | — | 39 | +20,000 | New | Q1 2014 | May 15, 2014 |
| ProShare Advisors LLC | History | New | 17,461 | 100 | 0.0% | — | 40 | +17,461 | New | Q1 2014 | May 07, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | New | 16,000 | 92 | 0.01% | — | 41 | +16,000 | New | Q1 2014 | May 15, 2014 |
| ANALYTIC INVESTORS, LLC | History | Reduced | 15,830 | 91 | 0.0% | 0.0% | 42 | -771 | -4.64% | Q1 2014 | May 12, 2014 |
| Nationwide Fund Advisors | History | No change | 15,830 | 91 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| RUSSELL FRANK CO/ | History | No change | 12,830 | 85 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| BLACKROCK ADVISORS LLC | History | Added to | 13,738 | 79 | 2.24% | 2.49% | 45 | +605 | 4.61% | Q1 2014 | Jun 05, 2014 |
| GSA CAPITAL PARTNERS LLP | History | New | 13,380 | 77 | 0.01% | — | 47 | +13,380 | New | Q1 2014 | May 14, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 13,306 | 77 | 0.0% | 0.0% | 46 | +2,469 | 22.78% | Q1 2014 | May 15, 2014 |
| GUYASUTA INVESTMENT ADVISORS INC | History | New | 12,700 | 73 | 0.01% | — | 48 | +12,700 | New | Q1 2014 | Apr 30, 2014 |
| JBF Capital, Inc. | History | No change | 12,100 | 70 | 0.01% | 0.01% | 49 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | New | 11,871 | 68 | 0.0% | — | 50 | +11,871 | New | Q1 2014 | May 15, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 11,732 | 67 | 0.0% | 0.0% | 51 | +282 | 2.46% | Q1 2014 | May 12, 2014 |
| GUGGENHEIM CAPITAL LLC | History | New | 11,286 | 65 | 0.0% | — | 52 | +11,286 | New | Q1 2014 | May 16, 2014 |
| DEUTSCHE BANK AG\ | History | Added to | 9,233 | 52 | 0.0% | 0.0% | 53 | +7,860 | 572.47% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Added to | 10,303 | 51 | 0.0% | 0.0% | 54 | +8,544 | 485.73% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Reduced | 4,000 | 23 | 0.0% | 0.0% | 55 | -864 | -17.76% | Q1 2014 | May 16, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 3,860 | 22 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| AXA | History | New | 3,450 | 20 | 0.0% | — | 57 | +3,450 | New | Q1 2014 | May 13, 2014 |
| CITIGROUP INC | History | Reduced | 3,045 | 17 | 0.0% | 0.0% | 58 | -3,386 | -52.65% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Reduced | 1,646 | 10 | 0.0% | 0.0% | 59 | -754 | -31.42% | Q1 2014 | May 02, 2014 |
| LAZARD ASSET MANAGEMENT LLC | History | New | 1,068 | 6 | 0.0% | — | 60 | +1,068 | New | Q1 2014 | May 12, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 564 | 3 | 0.0% | 0.05% | 61 | +125 | 28.47% | Q1 2014 | May 15, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -25,000 | -100.0% | Q4 2013 | Feb 14, 2014 |
| Brandywine Global Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,600 | -100.0% | Q4 2013 | Feb 14, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -6,629 | -100.0% | Q4 2013 | May 01, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -4,216 | -100.0% | Q4 2013 | Jan 31, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q4 2013 | Feb 06, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | New | 93 | 0 | — | — | — | +93 | New | Q1 2014 | May 13, 2014 |