IMPERIAL HLDGS INC - 452834104
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Bulldog Investors, LLC | History | No change | 2,296,697 | 13,206 | 5.64% | 5.64% | 1 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Indaba Capital Management, L.P. | History | No change | 2,039,902 | 11,729 | 3.24% | 3.24% | 2 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DISCOVERY CAPITAL MANAGEMENT, LLC / CT | History | No change | 1,650,000 | 9,488 | 0.07% | 0.07% | 3 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Nantahala Capital Management, LLC | History | No change | 1,643,776 | 9,452 | 1.52% | 1.52% | 4 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | No change | 1,281,900 | 7,371 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| NS Advisors, LLC | History | No change | 1,197,844 | 6,888 | 5.46% | 5.46% | 6 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| VANGUARD GROUP INC | History | Added to | 520,331 | 3,548 | 0.0% | 0.0% | 7 | +5,856 | 1.14% | Q2 2014 | Aug 11, 2014 |
| KEANE CAPITAL MANAGEMENT INC | History | No change | 555,917 | 3,197 | 0.03% | 0.03% | 8 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Talkot Capital, LLC | History | No change | 395,000 | 2,271 | 1.92% | 1.92% | 9 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 206,535 | 1,409 | 0.0% | 0.0% | 10 | -335,029 | -61.86% | Q2 2014 | Aug 06, 2014 |
| NORTHERN TRUST CORP | History | No change | 205,358 | 1,181 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 158,223 | 1,079 | 0.0% | 0.0% | 12 | +70,904 | 81.2% | Q2 2014 | Aug 08, 2014 |
| Horizon Kinetics LLC | History | No change | 167,900 | 966 | 0.01% | 0.01% | 13 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Freestone Capital Holdings, LLC | History | No change | 167,716 | 964 | 0.17% | 0.17% | 14 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | No change | 145,362 | 835 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| STATE STREET CORP | History | No change | 139,571 | 801 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| White River Investment Partners, LLC | History | New | 100,000 | 682 | 0.78% | — | 17 | +100,000 | New | Q2 2014 | Aug 07, 2014 |
| ALPINE WOODS CAPITAL INVESTORS, LLC | History | No change | 91,113 | 621 | 0.02% | 0.03% | 18 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| ClariVest Asset Management LLC | History | Added to | 87,996 | 601 | 0.02% | 0.0% | 19 | +66,596 | 311.2% | Q2 2014 | Aug 11, 2014 |
| CITADEL ADVISORS LLC | History | No change | 96,137 | 553 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | No change | 89,097 | 512 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | No change | 81,838 | 471 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 79,196 | 455 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Bank of New York Mellon Corp | History | No change | 63,999 | 368 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BlackRock Fund Advisors | History | Reduced | 53,352 | 364 | 0.0% | 0.0% | 25 | -426,885 | -88.89% | Q2 2014 | Aug 06, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | No change | 54,581 | 341 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q1 2014 | Apr 18, 2014 |
| LSV ASSET MANAGEMENT | History | New | 48,500 | 330 | 0.0% | — | 27 | +48,500 | New | Q2 2014 | Aug 06, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | No change | 55,324 | 318 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Hilltop Park Associates LLC | History | No change | 50,000 | 288 | 0.33% | 0.33% | 29 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | No change | 44,825 | 258 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| LMR Partners LLP | History | New | 37,345 | 254 | 0.02% | — | 31 | +37,345 | New | Q2 2014 | Jul 10, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 33,292 | 227 | 0.0% | 0.0% | 32 | +19,986 | 150.2% | Q2 2014 | Aug 11, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 31,165 | 179 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| TWO SIGMA ADVISERS, LLC | History | No change | 30,855 | 175 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Catalyst Capital Advisors LLC | History | No change | 30,000 | 173 | 0.04% | 0.04% | 35 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| Connor, Clark & Lunn Investment Management Ltd. | History | No change | 23,500 | 149 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | No change | 25,641 | 147 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 24,600 | 141 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DEERE & CO | History | New | 19,141 | 131 | 0.01% | — | 40 | +19,141 | New | Q2 2014 | Aug 11, 2014 |
| TEACHERS ADVISORS INC | History | No change | 22,815 | 131 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Daiwa Securities Group Inc. | History | No change | 20,000 | 115 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | No change | 16,000 | 92 | 0.01% | 0.01% | 42 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ANALYTIC INVESTORS, LLC | History | No change | 15,830 | 91 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| GUYASUTA INVESTMENT ADVISORS INC | History | No change | 12,700 | 86 | 0.01% | 0.01% | 44 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| RUSSELL FRANK CO/ | History | No change | 12,830 | 85 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| JBF Capital, Inc. | History | No change | 12,100 | 70 | 0.01% | 0.01% | 46 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | No change | 11,871 | 68 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | No change | 11,286 | 65 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 9,233 | 52 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | No change | 10,303 | 51 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 4,686 | 32 | 0.0% | 0.0% | 51 | -9,052 | -65.89% | Q2 2014 | Aug 06, 2014 |
| UBS AG | History | No change | 4,000 | 23 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 3,860 | 22 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| AXA | History | No change | 3,450 | 20 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 2,723 | 19 | 0.0% | 0.0% | 55 | -56,060 | -95.37% | Q2 2014 | Aug 06, 2014 |
| CITIGROUP INC | History | No change | 3,045 | 17 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Nationwide Fund Advisors | History | Reduced | 2,381 | 16 | 0.0% | 0.0% | 57 | -13,449 | -84.96% | Q2 2014 | Aug 11, 2014 |
| Tower Research Capital LLC | History | No change | 1,646 | 10 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| FIRST MERCANTILE TRUST CO | History | New | 973 | 7 | 0.0% | — | 59 | +973 | New | Q2 2014 | Jul 22, 2014 |
| LAZARD ASSET MANAGEMENT LLC | History | No change | 1,068 | 6 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 564 | 3 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,600 | -100.0% | Q2 2014 | Jul 30, 2014 |
| RHUMBLINE ADVISERS | History | Closed out | 0 | 0 | — | 0.0% | — | -20,979 | -100.0% | Q2 2014 | Aug 06, 2014 |
| ProShare Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,461 | -100.0% | Q2 2014 | Aug 08, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -13,380 | -100.0% | Q2 2014 | Aug 08, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,732 | -100.0% | Q2 2014 | Aug 08, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | No change | 93 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 13, 2014 |