ING INFRASTRUCTURE INDLS & M - 45685U100
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| UBS AG | History | Added to | 680,239 | 11,959 | 0.01% | 0.01% | 1 | +82,594 | 13.82% | Q1 2014 | May 16, 2014 |
| MORGAN STANLEY | History | Added to | 486,879 | 8,560 | 0.0% | 0.0% | 2 | +25,483 | 5.52% | Q1 2014 | May 13, 2014 |
| Karpus Management, Inc. | History | Added to | 461,637 | 8,116 | 0.42% | 0.05% | 3 | +407,572 | 753.86% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 375,082 | 6,593 | 0.02% | 0.01% | 4 | +96,746 | 34.76% | Q1 2014 | May 16, 2014 |
| Invesco Ltd. | History | Reduced | 286,220 | 5,032 | 0.0% | 0.0% | 5 | -32,601 | -10.23% | Q1 2014 | May 15, 2014 |
| Advisors Asset Management, Inc. | History | Added to | 234,898 | 4,130 | 0.06% | 0.06% | 6 | +7,424 | 3.26% | Q1 2014 | May 15, 2014 |
| National Planning Corp | History | Added to | 115,400 | 1,989 | 0.17% | 0.17% | 7 | +2,800 | 2.49% | Q1 2014 | Apr 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 85,102 | 1,496 | 0.0% | 0.0% | 8 | -3,311 | -3.74% | Q1 2014 | May 15, 2014 |
| Aviance Capital Partners, LLC | History | Added to | 76,100 | 1,337 | 0.57% | 0.53% | 9 | +3,350 | 4.6% | Q1 2014 | Apr 29, 2014 |
| DOLIVER CAPITAL ADVISORS, INC. | History | Added to | 56,730 | 997 | 0.66% | 0.34% | 10 | +25,414 | 81.15% | Q1 2014 | May 16, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | New | 35,499 | 624 | 0.0% | — | 11 | +35,499 | New | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Added to | 31,892 | 558 | 0.0% | 0.0% | 12 | +4,622 | 16.95% | Q1 2014 | May 14, 2014 |
| STIFEL FINANCIAL CORP | History | New | 26,197 | 461 | 0.0% | — | 13 | +26,197 | New | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Reduced | 24,244 | 426 | 0.0% | 0.0% | 14 | -4,934 | -16.91% | Q1 2014 | May 15, 2014 |
| CREDIT SUISSE AG/ | History | No change | 21,568 | 379 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 21,178 | 372 | 0.0% | 5.69% | 16 | -839 | -3.81% | Q1 2014 | May 15, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 19,550 | 343 | 0.0% | 0.0% | 17 | +18,650 | 2072.22% | Q1 2014 | May 09, 2014 |
| CORNERSTONE ADVISORS INC | History | New | 18,601 | 327 | 0.08% | — | 18 | +18,601 | New | Q1 2014 | May 07, 2014 |
| LPL Financial LLC | History | Added to | 11,305 | 199 | 0.0% | 0.0% | 19 | +661 | 6.21% | Q1 2014 | May 12, 2014 |
| OPPENHEIMER & CO INC | History | New | 10,150 | 178 | 0.01% | — | 20 | +10,150 | New | Q1 2014 | May 09, 2014 |
| FIFTH THIRD BANCORP | History | No change | 1,078 | 19 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Added to | 1,021 | 18 | 0.0% | 0.0% | 22 | +500 | 95.97% | Q1 2014 | May 15, 2014 |
| MetLife Securities, Inc | History | No change | 500 | 9 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2014 | May 21, 2014 |
| Exchange Capital Management, Inc. | History | No change | 400 | 7 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q1 2014 | Apr 02, 2014 |
| Tower Research Capital LLC | History | New | 166 | 3 | 0.0% | — | 25 | +166 | New | Q1 2014 | May 02, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -244,656 | -100.0% | Q4 2013 | Feb 14, 2014 |
| TFS CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -24,735 | -100.0% | Q4 2013 | Feb 07, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -822 | -100.0% | Q4 2013 | Feb 14, 2014 |