ING INFRASTRUCTURE INDLS & M - 45685U100
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| UBS AG | History | No change | 680,239 | 11,959 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| MORGAN STANLEY | History | No change | 486,879 | 8,560 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Karpus Management, Inc. | History | No change | 461,637 | 8,116 | 0.42% | 0.42% | 3 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | No change | 375,082 | 6,593 | 0.02% | 0.02% | 4 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Invesco Ltd. | History | No change | 286,220 | 5,032 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Advisors Asset Management, Inc. | History | No change | 234,898 | 4,130 | 0.06% | 0.06% | 6 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 85,102 | 1,496 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DOLIVER CAPITAL ADVISORS, INC. | History | No change | 56,730 | 997 | 0.66% | 0.66% | 8 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 35,499 | 624 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 31,892 | 558 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| STIFEL FINANCIAL CORP | History | No change | 26,197 | 461 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | No change | 24,244 | 426 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 21,178 | 372 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CORNERSTONE ADVISORS INC | History | No change | 18,601 | 327 | 0.08% | 0.08% | 14 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| OPPENHEIMER & CO INC | History | No change | 10,150 | 178 | 0.01% | 0.01% | 15 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| FIFTH THIRD BANCORP | History | No change | 1,078 | 19 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 1,021 | 18 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Exchange Capital Management, Inc. | History | No change | 400 | 7 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2014 | Jul 03, 2014 |
| Tower Research Capital LLC | History | No change | 166 | 3 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| National Planning Corp | History | Closed out | 0 | 0 | — | 0.17% | — | -115,400 | -100.0% | Q2 2014 | Jul 16, 2014 |
| Aviance Capital Partners, LLC | History | Closed out | 0 | 0 | — | 0.57% | — | -76,100 | -100.0% | Q2 2014 | Aug 01, 2014 |
| CREDIT SUISSE AG/ | History | Closed out | 0 | 0 | — | 0.0% | — | -21,568 | -100.0% | Q2 2014 | Aug 11, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -19,550 | -100.0% | Q2 2014 | Aug 08, 2014 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,305 | -100.0% | Q2 2014 | Aug 05, 2014 |
| MetLife Securities, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q2 2014 | Aug 04, 2014 |