iShares, Inc. - 464286673
Detailed investor-level table based on 13F positions.
Early Q2 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Destination Wealth Management | History | Added to | 1,186,576 | 16,043 | 1.66% | 1.62% | 1 | +30,680 | 2.65% | Q2 2014 | Jul 21, 2014 |
| JOHN G ULLMAN & ASSOCIATES INC | History | Reduced | 392,985 | 5,313 | 0.97% | 0.96% | 2 | -3,250 | -0.82% | Q2 2014 | Jul 18, 2014 |
| SYNOVUS FINANCIAL CORP | History | Reduced | 388,403 | 5,254 | 0.15% | 0.15% | 3 | -1,199 | -0.31% | Q2 2014 | Aug 01, 2014 |
| Wharton Business Group, LLC | History | Reduced | 381,703 | 5,161 | 0.57% | 1.91% | 4 | -1,436,482 | -79.01% | Q2 2014 | Aug 11, 2014 |
| Baker Ellis Asset Management LLC | History | Reduced | 373,731 | 5,053 | 1.72% | 1.89% | 5 | -44,098 | -10.55% | Q2 2014 | Aug 01, 2014 |
| LPL Financial LLC | History | Added to | 363,889 | 4,920 | 0.03% | 0.02% | 6 | +68,291 | 23.1% | Q2 2014 | Aug 05, 2014 |
| CIBC World Markets Inc. | History | New | 355,122 | 4,801 | 0.02% | — | 7 | +355,122 | New | Q2 2014 | Aug 08, 2014 |
| JAMES INVESTMENT RESEARCH INC | History | Reduced | 345,529 | 4,671 | 0.15% | 0.19% | 8 | -101,566 | -22.72% | Q2 2014 | Jul 22, 2014 |
| White Pine Investment CO | History | Reduced | 285,130 | 3,855 | 2.33% | 2.4% | 9 | -1,540 | -0.54% | Q2 2014 | Aug 06, 2014 |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | History | Added to | 281,445 | 3,805 | 0.06% | 0.06% | 10 | +23,561 | 9.14% | Q2 2014 | Aug 05, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 275,397 | 3,723 | 0.0% | 0.01% | 11 | -323,537 | -54.02% | Q2 2014 | Aug 11, 2014 |
| HOKANSON ASSOCIATES, INC. | History | Reduced | 223,835 | 3,026 | 1.2% | 1.26% | 12 | -6,370 | -2.77% | Q2 2014 | Jul 23, 2014 |
| EVERETT HARRIS & CO /CA/ | History | Reduced | 195,615 | 2,645 | 0.1% | 0.1% | 13 | -3,700 | -1.86% | Q2 2014 | Aug 05, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 151,531 | 2,049 | 0.07% | 0.01% | 14 | +125,697 | 486.56% | Q2 2014 | Jul 25, 2014 |
| Psagot Investment House Ltd. | History | Reduced | 150,559 | 2,036 | 0.07% | 0.89% | 15 | -1,857,952 | -92.5% | Q2 2014 | Aug 06, 2014 |
| Weatherstone Capital Management | History | Added to | 126,382 | 1,709 | 0.45% | 0.43% | 16 | +14,747 | 13.21% | Q2 2014 | Jul 29, 2014 |
| OLD DOMINION CAPITAL MANAGEMENT INC | History | Reduced | 117,727 | 1,592 | 1.52% | 1.53% | 17 | -22 | -0.02% | Q2 2014 | Jul 28, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 89,486 | 1,210 | 0.01% | 0.01% | 18 | +56,094 | 167.99% | Q2 2014 | Jul 23, 2014 |
| 1st Global Advisors, Inc. | History | Added to | 84,872 | 1,147 | 0.17% | 0.2% | 19 | +1,622 | 1.95% | Q2 2014 | Jul 10, 2014 |
| Legacy Capital Partners, Inc. | History | Added to | 84,100 | 1,138 | 0.74% | 0.77% | 20 | +1,000 | 1.2% | Q2 2014 | Aug 11, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | Added to | 78,659 | 1,063 | 0.27% | 0.26% | 21 | +6,672 | 9.27% | Q2 2014 | Jul 21, 2014 |
| BRADLEY FOSTER & SARGENT INC/CT | History | Reduced | 75,965 | 1,027 | 0.05% | 0.06% | 22 | -8,760 | -10.34% | Q2 2014 | Aug 04, 2014 |
| RONALD BLUE & CO LLC | History | Reduced | 71,037 | 961 | 0.06% | 0.1% | 23 | -33,059 | -31.76% | Q2 2014 | Aug 06, 2014 |
| Kingfisher Capital LLC | History | Reduced | 64,623 | 874 | 0.45% | 0.48% | 24 | -5,524 | -7.87% | Q2 2014 | Aug 07, 2014 |
| Baltimore-Washington Financial Advisors, Inc. | History | Reduced | 59,885 | 810 | 0.25% | 0.28% | 25 | -2,030 | -3.28% | Q2 2014 | Jul 18, 2014 |
| BANQUE PICTET & CIE SA | History | Reduced | 49,800 | 673 | 0.02% | 0.02% | 26 | -1,000 | -1.97% | Q2 2014 | Aug 06, 2014 |
| Sequent Asset Management, LLC | History | Added to | 48,596 | 657 | 0.47% | 0.49% | 27 | +1,027 | 2.16% | Q2 2014 | Jul 30, 2014 |
| AVIANCE CAPITAL MANAGEMENT, LLC | History | Added to | 45,564 | 616 | 0.03% | 0.03% | 28 | +3,298 | 7.8% | Q2 2014 | Jul 23, 2014 |
| CURIAN CAPITAL LLC | History | Reduced | 45,227 | 611 | 0.01% | 0.01% | 29 | -10,269 | -18.5% | Q2 2014 | Jul 29, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 39,815 | 538 | 0.0% | 0.0% | 30 | +10,500 | 35.82% | Q2 2014 | Aug 08, 2014 |
| Ifrah Financial Services, Inc. | History | New | 35,717 | 483 | 0.18% | — | 31 | +35,717 | New | Q2 2014 | Aug 06, 2014 |
| CITY NATIONAL BANK | History | Reduced | 33,724 | 456 | 0.0% | 0.01% | 32 | -6,878 | -16.94% | Q2 2014 | Jul 28, 2014 |
| Sumitomo Mitsui Asset Management Company, LTD | History | Reduced | 25,896 | 350 | 0.01% | 0.01% | 33 | -3,777 | -12.73% | Q2 2014 | Jul 14, 2014 |
| GRUSS & CO INC | History | No change | 25,250 | 341 | 0.39% | 0.38% | 34 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| RidgeWorth Capital Management LLC | History | New | 24,208 | 327 | 0.0% | — | 35 | +24,208 | New | Q2 2014 | Jul 31, 2014 |
| NORTHERN OAK CAPITAL MANAGEMENT INC | History | Reduced | 23,195 | 314 | 0.08% | 0.09% | 36 | -565 | -2.38% | Q2 2014 | Aug 06, 2014 |
| Yorktown Management & Research Co Inc | History | No change | 23,000 | 311 | 0.06% | 0.06% | 37 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| COMERICA SECURITIES INC | History | Added to | 22,454 | 304 | 0.28% | 0.25% | 38 | +2,459 | 12.3% | Q2 2014 | Aug 11, 2014 |
| BLB&B Advisors, LLC | History | Reduced | 20,435 | 276 | 0.06% | 0.1% | 39 | -15,325 | -42.86% | Q2 2014 | Jul 17, 2014 |
| AMARILLO NATIONAL BANK | History | No change | 17,800 | 241 | 0.17% | 0.19% | 40 | 0 | 0.0% | Q2 2014 | Jul 15, 2014 |
| Regal Investment Advisors LLC | History | New | 17,812 | 240 | 0.09% | — | 41 | +17,812 | New | Q2 2014 | Aug 04, 2014 |
| AlphaMark Advisors, LLC | History | Reduced | 16,000 | 216 | 0.13% | 0.14% | 42 | -1,000 | -5.88% | Q2 2014 | Jul 29, 2014 |
| GENEVA INVESTMENT MANAGEMENT OF CHICAGO LLC | History | No change | 15,740 | 213 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| DAVIDSON D A & CO | History | Reduced | 15,597 | 210 | 0.01% | 0.04% | 44 | -65,354 | -80.73% | Q2 2014 | Jul 29, 2014 |
| BROWN ADVISORY INC | History | No change | 14,000 | 189 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Moors & Cabot, Inc. | History | Reduced | 13,562 | 184 | 0.03% | 0.05% | 46 | -355 | -2.55% | Q2 2014 | Aug 11, 2014 |
| ORRSTOWN FINANCIAL SERVICES INC | History | Reduced | 10,800 | 146 | 0.15% | 0.2% | 47 | -3,800 | -26.03% | Q2 2014 | Jul 09, 2014 |
| KCM INVESTMENT ADVISORS LLC | History | Reduced | 10,117 | 137 | 0.01% | 0.01% | 48 | -111 | -1.09% | Q2 2014 | Aug 01, 2014 |
| TORONTO DOMINION BANK | History | No change | 10,000 | 135 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| GAM Holding AG | History | No change | 7,000 | 95 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Madden Advisory Services, Inc. | History | No change | 4,876 | 66 | 0.03% | 0.04% | 51 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| COMMUNITY BANK SYSTEM, INC. | History | No change | 4,700 | 64 | 0.01% | 0.01% | 52 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| TRUST DEPARTMENT MB FINANCIAL BANK N A | History | Added to | 4,500 | 61 | 0.01% | 0.0% | 53 | +4,000 | 800.0% | Q2 2014 | Aug 01, 2014 |
| MUFG Americas Holdings Corp | History | No change | 4,418 | 60 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| WHITTIER TRUST CO OF NEVADA INC | History | Added to | 4,075 | 55 | 0.01% | 0.01% | 55 | +175 | 4.49% | Q2 2014 | Aug 04, 2014 |
| Capital Advisors, Ltd. LLC | History | No change | 4,050 | 55 | 0.03% | 0.03% | 56 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| CITY HOLDING CO | History | No change | 3,300 | 46 | 0.03% | 0.03% | 57 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Shamrock Asset Management LLC | History | Reduced | 3,159 | 43 | 0.01% | 0.01% | 59 | -60 | -1.86% | Q2 2014 | Aug 04, 2014 |
| ADIRONDACK TRUST CO | History | No change | 3,160 | 43 | 0.03% | 0.03% | 58 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| PRIVATE TRUST CO NA | History | New | 2,500 | 34 | 0.01% | — | 60 | +2,500 | New | Q2 2014 | Jul 22, 2014 |
| Sanctuary Wealth Advisors, LLC | History | Added to | 2,282 | 32 | 0.01% | 0.01% | 61 | +900 | 65.12% | Q2 2014 | Jul 29, 2014 |
| Beacon Capital Management, Inc. | History | No change | 2,300 | 31 | 0.01% | 0.01% | 62 | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |
| MetLife Securities, Inc | History | Reduced | 2,162 | 29 | 0.0% | 0.0% | 63 | -387 | -15.18% | Q2 2014 | Aug 04, 2014 |
| Vigilant Capital Management, LLC | History | No change | 2,000 | 27 | 0.01% | 0.01% | 64 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| WESTPORT RESOURCES MANAGEMENT INC | History | Reduced | 1,832 | 25 | 0.01% | 0.01% | 65 | -152 | -7.66% | Q2 2014 | Jul 31, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | No change | 1,778 | 24 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Virtus Investment Advisers, Inc. | History | New | 1,670 | 23 | 0.01% | — | 67 | +1,670 | New | Q2 2014 | Aug 07, 2014 |
| Manchester Capital Management LLC | History | No change | 1,400 | 19 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| TCI Wealth Advisors, Inc. | History | Reduced | 1,218 | 16 | 0.01% | 0.01% | 69 | -259 | -17.54% | Q2 2014 | Aug 11, 2014 |
| TOMPKINS FINANCIAL CORP | History | No change | 1,100 | 15 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2014 | Jul 11, 2014 |
| WealthTrust Fairport, LLC | History | No change | 1,126 | 15 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| WASHINGTON TRUST BANK | History | No change | 1,000 | 14 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Apriem Advisors | History | No change | 1,000 | 14 | 0.01% | 0.0% | 73 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Johnson Financial Group, Inc. | History | No change | 1,000 | 14 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Efficient Market Advisors, LLC | History | No change | 912 | 12 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| JNBA Financial Advisors | History | Added to | 780 | 11 | 0.01% | 0.0% | 76 | +578 | 286.14% | Q2 2014 | Jul 24, 2014 |
| Focused Wealth Management, Inc | History | No change | 811 | 11 | 0.01% | 0.01% | 77 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| WHITTIER TRUST CO | History | No change | 659 | 9 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| HAP Trading, LLC | History | Reduced | 150,000 | 8 | 0.0% | 0.03% | 79 | -45,500 | -23.27% | Q2 2014 | Aug 11, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | Reduced | 306 | 4 | 0.0% | 0.0% | 80 | -793 | -72.16% | Q2 2014 | Aug 08, 2014 |
| BOSTON PRIVATE BANK & TRUST CO | History | Reduced | 325 | 4 | 0.0% | 0.0% | 81 | -400 | -55.17% | Q2 2014 | Jul 15, 2014 |
| Winslow, Evans & Crocker, Inc. | History | No change | 350 | 4 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | New | 200 | 3 | 0.0% | — | 83 | +200 | New | Q2 2014 | Jul 29, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | No change | 184 | 2 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Bartlett & Co. LLC | History | No change | 125 | 2 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| REILLY FINANCIAL ADVISORS, LLC | History | No change | 100 | 1 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.03% | — | -5,946,118 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.02% | — | -3,696,478 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.03% | — | -2,261,455 | -100.0% | Q1 2014 | May 16, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.01% | — | -1,397,976 | -100.0% | Q1 2014 | May 13, 2014 |
| ATHERTON LANE ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.98% | — | -1,207,679 | -100.0% | Q1 2014 | May 15, 2014 |
| AVIVA PLC | History | Closed out | 0 | 0 | — | 0.1% | — | -927,500 | -100.0% | Q1 2014 | May 14, 2014 |
| GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.3% | — | -907,200 | -100.0% | Q1 2014 | May 15, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.1% | — | -716,672 | -100.0% | Q1 2014 | May 12, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -685,151 | -100.0% | Q1 2014 | May 14, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -533,502 | -100.0% | Q1 2014 | May 14, 2014 |
| Laffer Investments | History | Closed out | 0 | 0 | — | 0.8% | — | -381,996 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -291,009 | -100.0% | Q1 2014 | May 14, 2014 |
| AFAM CAPITAL, INC. | History | Closed out | 0 | 0 | — | 0.51% | — | -288,174 | -100.0% | Q1 2014 | May 13, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -268,194 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -268,152 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -253,482 | -100.0% | Q1 2014 | May 15, 2014 |
| Texas Yale Capital Corp. | History | Closed out | 0 | 0 | — | 0.37% | — | -203,350 | -100.0% | Q1 2014 | Aug 04, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -181,532 | -100.0% | Q1 2014 | May 15, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -178,305 | -100.0% | Q1 2014 | May 15, 2014 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -166,958 | -100.0% | Q1 2014 | May 14, 2014 |
| HSBC HOLDINGS PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -165,683 | -100.0% | Q1 2014 | May 14, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -145,030 | -100.0% | Q1 2014 | May 15, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -118,420 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.04% | — | -112,092 | -100.0% | Q1 2014 | May 15, 2014 |
| BAINCO INTERNATIONAL INVESTORS | History | Closed out | 0 | 0 | — | 0.34% | — | -102,390 | -100.0% | Q1 2014 | May 05, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.01% | — | -100,988 | -100.0% | Q1 2014 | May 13, 2014 |
| ALBION FINANCIAL GROUP /UT | History | Closed out | 0 | 0 | — | 0.24% | — | -99,049 | -100.0% | Q1 2014 | May 13, 2014 |
| ZACKS INVESTMENT MANAGEMENT | History | Closed out | 0 | 0 | — | 0.05% | — | -98,992 | -100.0% | Q1 2014 | May 13, 2014 |
| NATIXIS | History | Closed out | 0 | 0 | — | 0.02% | — | -90,000 | -100.0% | Q1 2014 | May 14, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -77,578 | -100.0% | Q1 2014 | May 15, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -76,212 | -100.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.01% | — | -71,226 | -100.0% | Q1 2014 | Apr 11, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -70,000 | -100.0% | Q1 2014 | May 13, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.0% | — | -67,900 | -100.0% | Q1 2014 | May 13, 2014 |
| AXA | History | Closed out | 0 | 0 | — | 0.0% | — | -58,226 | -100.0% | Q1 2014 | May 13, 2014 |
| GOULD ASSET MANAGEMENT LLC /CA/ | History | Closed out | 0 | 0 | — | 0.39% | — | -56,202 | -100.0% | Q1 2014 | May 09, 2014 |
| David R. Rahn & Associates Inc. | History | Closed out | 0 | 0 | — | 0.57% | — | -54,351 | -100.0% | Q1 2014 | Apr 28, 2014 |
| Main Management LLC | History | Closed out | 0 | 0 | — | 0.2% | — | -52,634 | -100.0% | Q1 2014 | May 15, 2014 |
| BAHL & GAYNOR INC | History | Closed out | 0 | 0 | — | 0.01% | — | -51,637 | -100.0% | Q1 2014 | May 20, 2014 |
| MOGY JOEL R INVESTMENT COUNSEL INC | History | Closed out | 0 | 0 | — | 0.13% | — | -47,000 | -100.0% | Q1 2014 | May 14, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -43,433 | -100.0% | Q1 2014 | May 14, 2014 |
| QUANTUM CAPITAL MANAGEMENT | History | Closed out | 0 | 0 | — | 0.08% | — | -39,336 | -100.0% | Q1 2014 | May 16, 2014 |
| ROYAL BANK OF SCOTLAND GROUP PLC | History | Closed out | 0 | 0 | — | 0.02% | — | -28,335 | -100.0% | Q1 2014 | May 15, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -28,139 | -100.0% | Q1 2014 | May 14, 2014 |
| Carnegie Capital Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -27,631 | -100.0% | Q1 2014 | May 08, 2014 |
| VSR Financial Services, Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -27,613 | -100.0% | Q1 2014 | May 05, 2014 |
| HighVista Strategies LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -25,282 | -100.0% | Q1 2014 | May 15, 2014 |
| Placemark Investments, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -23,793 | -100.0% | Q1 2014 | May 09, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -22,509 | -100.0% | Q1 2014 | May 14, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -22,473 | -100.0% | Q1 2014 | May 15, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.01% | — | -22,077 | -100.0% | Q1 2014 | May 09, 2014 |
| COMMERZBANK AKTIENGESELLSCHAFT /FI | History | Closed out | 0 | 0 | — | 0.0% | — | -19,706 | -100.0% | Q1 2014 | May 14, 2014 |
| Global Endowment Management, LP | History | Closed out | 0 | 0 | — | 0.04% | — | -19,540 | -100.0% | Q1 2014 | May 15, 2014 |
| ASPIRIANT, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -18,939 | -100.0% | Q1 2014 | May 07, 2014 |
| JOHNSON INVESTMENT COUNSEL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -18,100 | -100.0% | Q1 2014 | May 15, 2014 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | Closed out | 0 | 0 | — | 0.0% | — | -14,600 | -100.0% | Q1 2014 | May 14, 2014 |
| InterOcean Capital, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -12,659 | -100.0% | Q1 2014 | May 15, 2014 |
| First Allied Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -11,222 | -100.0% | Q1 2014 | May 15, 2014 |
| TD ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,805 | -100.0% | Q1 2014 | May 09, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,310 | -100.0% | Q1 2014 | May 14, 2014 |
| Fiera Capital Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q1 2014 | Apr 15, 2014 |
| U S GLOBAL INVESTORS INC | History | Closed out | 0 | 0 | — | 0.02% | — | -9,100 | -100.0% | Q1 2014 | May 15, 2014 |
| COLONY GROUP LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -7,625 | -100.0% | Q1 2014 | May 16, 2014 |
| BESSEMER GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,245 | -100.0% | Q1 2014 | May 14, 2014 |
| First City Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -5,250 | -100.0% | Q1 2014 | May 19, 2014 |
| Parasol Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -4,100 | -100.0% | Q1 2014 | Apr 14, 2014 |
| National Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -3,977 | -100.0% | Q1 2014 | May 02, 2014 |
| Clearbridge Investments, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,515 | -100.0% | Q1 2014 | May 15, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -2,500 | -100.0% | Q1 2014 | May 07, 2014 |
| OPTIMUM INVESTMENT ADVISORS | History | Closed out | 0 | 0 | — | 0.01% | — | -2,000 | -100.0% | Q1 2014 | May 01, 2014 |
| Hillsdale Investment Management Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -1,800 | -100.0% | Q1 2014 | May 14, 2014 |
| LS Investment Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,750 | -100.0% | Q1 2014 | May 05, 2014 |
| Legg Mason Investment Counsel, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,245 | -100.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -800 | -100.0% | Q1 2014 | May 15, 2014 |
| Hanson & Doremus Investment Management | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2014 | Apr 30, 2014 |
| Hudock Moyer Wealth Resources, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -261 | -100.0% | Q1 2014 | May 15, 2014 |
| GV Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q1 2014 | May 06, 2014 |
| Weaver C. Barksdale & Associates, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -86 | -100.0% | Q1 2014 | Apr 14, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -71 | -100.0% | Q1 2014 | May 02, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | — | — | -24 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q1 2014 | May 15, 2014 |
| Wunderlich Securities, Inc. | History | No change | 30 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |