iShares, Inc. - 464286699
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Psagot Investment House Ltd. | History | Added to | 6,704,749 | 139,995 | 4.65% | 4.36% | 1 | +445,797 | 7.12% | Q2 2014 | Aug 06, 2014 |
| Hexavest Inc. | History | Added to | 3,387,186 | 70,724 | 1.06% | 1.03% | 2 | +169,841 | 5.28% | Q2 2014 | Jul 10, 2014 |
| CURIAN CAPITAL LLC | History | Reduced | 2,804,262 | 58,553 | 1.03% | 1.76% | 3 | -2,011,874 | -41.77% | Q2 2014 | Jul 29, 2014 |
| RiverFront Investment Group, LLC | History | Added to | 1,226,698 | 25,613 | 0.63% | 0.66% | 4 | +10,803 | 0.89% | Q2 2014 | Aug 05, 2014 |
| WealthTrust Fairport, LLC | History | Added to | 1,218,794 | 25,448 | 3.76% | 2.34% | 5 | +476,867 | 64.27% | Q2 2014 | Aug 08, 2014 |
| BANK HAPOALIM BM | History | Added to | 925,820 | 19,331 | 4.75% | 5.15% | 6 | +9,760 | 1.07% | Q2 2014 | Aug 04, 2014 |
| ARGI Investment Services, LLC | History | Added to | 844,025 | 17,623 | 2.47% | 2.68% | 7 | +23,035 | 2.81% | Q2 2014 | Aug 08, 2014 |
| Spruce Private Investors, LLC | History | New | 827,489 | 17,278 | 5.25% | — | 8 | +827,489 | New | Q2 2014 | Aug 06, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 541,126 | 11,299 | 0.02% | 0.02% | 9 | +4,278 | 0.8% | Q2 2014 | Aug 06, 2014 |
| Lee Munder Capital Group, LLC | History | Added to | 502,322 | 10,488 | 0.23% | 0.21% | 10 | +37,994 | 8.18% | Q2 2014 | Aug 11, 2014 |
| BB&T SECURITIES, LLC | History | Added to | 49,469 | 10,329 | 0.02% | 0.02% | 11 | +11,921 | 31.75% | Q2 2014 | Jul 11, 2014 |
| Accuvest Global Advisors | History | Reduced | 403,571 | 8,427 | 2.59% | 2.55% | 12 | -72,874 | -15.3% | Q2 2014 | Jul 17, 2014 |
| Janney Capital Management LLC | History | Added to | 322,579 | 6,735 | 0.41% | 0.44% | 13 | +1,755 | 0.55% | Q2 2014 | Jul 18, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 273,562 | 5,712 | 0.0% | 0.01% | 14 | -33,061 | -10.78% | Q2 2014 | Aug 11, 2014 |
| Country Club Trust Company, n.a. | History | Reduced | 262,516 | 5,482 | 0.72% | 0.77% | 15 | -4,435 | -1.66% | Q2 2014 | Jul 15, 2014 |
| NISA INVESTMENT ADVISORS L L C | History | No change | 261,000 | 5,450 | 0.08% | 0.08% | 16 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| HIGH POINT BANK & TRUST CO | History | Reduced | 218,908 | 4,571 | 1.49% | 1.5% | 17 | -4,020 | -1.8% | Q2 2014 | Aug 04, 2014 |
| CHARTER TRUST CO | History | Reduced | 192,458 | 4,019 | 0.5% | 0.51% | 18 | -918 | -0.47% | Q2 2014 | Jul 09, 2014 |
| BLAIR WILLIAM & CO/IL | History | Added to | 170,617 | 3,562 | 0.01% | 0.01% | 19 | +1,193 | 0.7% | Q2 2014 | Aug 01, 2014 |
| CUMBERLAND ADVISORS INC | History | Reduced | 161,650 | 3,375 | 2.16% | 3.89% | 20 | -167,380 | -50.87% | Q2 2014 | Jul 10, 2014 |
| ROTHSCHILD INVESTMENT CORP /IL | History | Added to | 115,575 | 2,413 | 0.31% | 0.08% | 21 | +86,706 | 300.34% | Q2 2014 | Jul 24, 2014 |
| BRINKER CAPITAL INC | History | Reduced | 113,105 | 2,361 | 0.16% | 0.4% | 22 | -127,428 | -52.98% | Q2 2014 | Aug 08, 2014 |
| Counsel Portfolio Services Inc. | History | New | 102,742 | 2,145 | 0.2% | — | 23 | +102,742 | New | Q2 2014 | Aug 11, 2014 |
| Rathbone Brothers plc | History | Reduced | 91,106 | 1,902 | 0.13% | 0.18% | 24 | -18,070 | -16.55% | Q2 2014 | Jul 02, 2014 |
| Segment Wealth Management, LLC | History | Added to | 77,791 | 1,624 | 0.63% | 0.73% | 25 | +1,037 | 1.35% | Q2 2014 | Jul 28, 2014 |
| AVIANCE CAPITAL MANAGEMENT, LLC | History | New | 74,883 | 1,564 | 0.07% | — | 26 | +74,883 | New | Q2 2014 | Jul 23, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 74,386 | 1,553 | 0.05% | 0.06% | 27 | -44 | -0.06% | Q2 2014 | Jul 25, 2014 |
| WealthTrust-Arizona, LLC | History | Reduced | 68,013 | 1,420 | 1.52% | 1.59% | 28 | -475 | -0.69% | Q2 2014 | Jul 22, 2014 |
| TRIANGLE PEAK PARTNERS, LP | History | Added to | 67,484 | 1,409 | 1.26% | 0.85% | 29 | +22,041 | 48.5% | Q2 2014 | Aug 11, 2014 |
| LPL Financial LLC | History | Reduced | 66,317 | 1,385 | 0.01% | 0.01% | 30 | -3,097 | -4.46% | Q2 2014 | Aug 05, 2014 |
| TORONTO DOMINION BANK | History | Added to | 65,884 | 1,373 | 0.0% | 0.0% | 31 | +5,594 | 9.28% | Q2 2014 | Aug 11, 2014 |
| HOLLENCREST SECURITIES LLC | History | No change | 61,388 | 1,282 | 0.17% | 0.19% | 32 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 50,343 | 1,051 | 0.04% | 0.06% | 33 | -14,051 | -21.82% | Q2 2014 | Aug 05, 2014 |
| RONALD BLUE & CO LLC | History | Reduced | 47,795 | 998 | 0.06% | 0.11% | 34 | -24,612 | -33.99% | Q2 2014 | Aug 06, 2014 |
| RidgeWorth Capital Management LLC | History | New | 40,422 | 844 | 0.01% | — | 35 | +40,422 | New | Q2 2014 | Jul 31, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 40,057 | 836 | 0.0% | 0.0% | 36 | +33,775 | 537.65% | Q2 2014 | Aug 08, 2014 |
| Gramercy Funds Management LLC | History | No change | 35,800 | 748 | 0.28% | 0.26% | 37 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Grubman Wealth Management | History | Added to | 30,334 | 633 | 0.45% | 0.48% | 38 | +10 | 0.03% | Q2 2014 | Jul 09, 2014 |
| Ironsides Asset Advisors, LLC | History | New | 29,000 | 606 | 0.12% | — | 39 | +29,000 | New | Q2 2014 | Aug 05, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 27,122 | 567 | 0.0% | 0.0% | 40 | -1,220 | -4.3% | Q2 2014 | Aug 08, 2014 |
| Transamerica Financial Advisors, Inc. | History | Added to | 26,414 | 552 | 0.05% | 0.05% | 41 | +3,570 | 15.63% | Q2 2014 | Jul 14, 2014 |
| SSI INVESTMENT MANAGEMENT INC | History | Reduced | 25,450 | 531 | 0.05% | 0.07% | 42 | -9,691 | -27.58% | Q2 2014 | Aug 08, 2014 |
| French Wolf & Farr, Inc. | History | Added to | 24,065 | 502 | 0.33% | 0.22% | 43 | +8,705 | 56.67% | Q2 2014 | Jul 10, 2014 |
| INTEGRAL DERIVATIVES, LLC | History | New | 23,400 | 489 | 0.01% | — | 44 | +23,400 | New | Q2 2014 | Aug 07, 2014 |
| SYNOVUS FINANCIAL CORP | History | Added to | 22,775 | 476 | 0.01% | 0.01% | 45 | +3,760 | 19.77% | Q2 2014 | Aug 01, 2014 |
| TIEMANN INVESTMENT ADVISORS, LLC | History | Reduced | 22,125 | 462 | 0.51% | 0.52% | 46 | -300 | -1.34% | Q2 2014 | Aug 01, 2014 |
| Goelzer Investment Management, Inc. | History | No change | 21,050 | 440 | 0.07% | 0.08% | 47 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| AEGON USA Investment Management, LLC | History | No change | 20,930 | 437 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| FERGUSON WELLMAN CAPITAL MANAGEMENT, INC | History | Reduced | 18,169 | 379 | 0.02% | 0.02% | 49 | -1,160 | -6.0% | Q2 2014 | Jul 25, 2014 |
| Concert Wealth Management Inc. | History | Reduced | 18,738 | 371 | 0.05% | 0.05% | 50 | -326 | -1.71% | Q2 2014 | Jul 31, 2014 |
| BEACON TRUST CO | History | Reduced | 16,870 | 352 | 0.06% | 0.06% | 51 | -210 | -1.23% | Q2 2014 | Aug 04, 2014 |
| CITY NATIONAL BANK | History | Added to | 15,962 | 333 | 0.0% | 0.0% | 52 | +858 | 5.68% | Q2 2014 | Jul 28, 2014 |
| Virtus Investment Advisers, Inc. | History | Reduced | 15,550 | 325 | 0.13% | 0.16% | 53 | -2,600 | -14.33% | Q2 2014 | Aug 07, 2014 |
| BABSON CAPITAL MANAGEMENT LLC | History | Added to | 14,900 | 311 | 0.01% | 0.01% | 54 | +300 | 2.05% | Q2 2014 | Aug 08, 2014 |
| Aris Wealth Services, Inc. | History | New | 12,860 | 269 | 0.35% | — | 55 | +12,860 | New | Q2 2014 | Jul 14, 2014 |
| JAMES INVESTMENT RESEARCH INC | History | Reduced | 12,550 | 262 | 0.01% | 0.01% | 56 | -3,200 | -20.32% | Q2 2014 | Jul 22, 2014 |
| DOCK STREET ASSET MANAGEMENT INC | History | Added to | 11,985 | 250 | 0.13% | 0.12% | 57 | +1,227 | 11.41% | Q2 2014 | Jul 29, 2014 |
| DAVIDSON & GARRARD INC | History | New | 11,763 | 246 | 0.06% | — | 58 | +11,763 | New | Q2 2014 | Aug 07, 2014 |
| Waverton Investment Management Ltd | History | New | 11,600 | 242 | 0.02% | — | 59 | +11,600 | New | Q2 2014 | Jul 28, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 11,392 | 238 | 0.0% | 0.0% | 60 | +1,698 | 17.52% | Q2 2014 | Jul 23, 2014 |
| Bellecapital International Ltd. | History | Reduced | 10,000 | 209 | 0.21% | 0.45% | 61 | -15,000 | -60.0% | Q2 2014 | Jul 23, 2014 |
| FIRST TRUST ADVISORS LP | History | New | 9,630 | 201 | 0.0% | — | 62 | +9,630 | New | Q2 2014 | Aug 11, 2014 |
| HABERER REGISTERED INVESTMENT ADVISOR INC | History | Added to | 7,260 | 152 | 0.07% | 0.05% | 63 | +2,460 | 51.25% | Q2 2014 | Jul 18, 2014 |
| Efficient Market Advisors, LLC | History | No change | 3,324 | 69 | 0.02% | 0.02% | 64 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| Financial Architects, Inc | History | New | 2,416 | 50 | 0.02% | — | 65 | +2,416 | New | Q2 2014 | Aug 06, 2014 |
| Concept Capital Markets, LLC | History | Reduced | 2,373 | 50 | 0.02% | 0.02% | 66 | -50 | -2.06% | Q2 2014 | Aug 08, 2014 |
| Baltimore-Washington Financial Advisors, Inc. | History | No change | 2,280 | 48 | 0.01% | 0.02% | 67 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| MetLife Securities, Inc | History | Reduced | 2,072 | 43 | 0.01% | 0.01% | 68 | -2,459 | -54.27% | Q2 2014 | Aug 04, 2014 |
| TRUST CO OF VERMONT | History | No change | 2,021 | 42 | 0.01% | 0.01% | 69 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| Vigilant Capital Management, LLC | History | New | 1,838 | 38 | 0.01% | — | 70 | +1,838 | New | Q2 2014 | Jul 18, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Reduced | 1,439 | 30 | 0.01% | 0.02% | 71 | -1,212 | -45.72% | Q2 2014 | Aug 04, 2014 |
| DAVIDSON D A & CO | History | Reduced | 1,042 | 21 | 0.0% | 0.0% | 72 | -382 | -26.83% | Q2 2014 | Jul 29, 2014 |
| Plante Moran Financial Advisors, LLC | History | New | 542 | 11 | 0.01% | — | 73 | +542 | New | Q2 2014 | Jul 28, 2014 |
| Camarda Financial Advisors, LLC | History | New | 369 | 8 | 0.01% | — | 74 | +369 | New | Q2 2014 | Jul 11, 2014 |
| MYCIO WEALTH PARTNERS, LLC | History | No change | 288 | 6 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Warren Averett Asset Management, LLC | History | New | 255 | 5 | 0.0% | — | 76 | +255 | New | Q2 2014 | Jul 29, 2014 |
| HAP Trading, LLC | History | New | 61,100 | 3 | 0.0% | — | 78 | +61,100 | New | Q2 2014 | Aug 11, 2014 |
| Sandy Spring Bank | History | No change | 120 | 3 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Windhaven Investment Management, Inc. | History | Closed out | 0 | 0 | — | 3.38% | — | -29,428,138 | -100.0% | Q1 2014 | May 20, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.06% | — | -7,473,879 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.06% | — | -7,055,737 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.04% | — | -6,487,400 | -100.0% | Q1 2014 | May 15, 2014 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 15.77% | — | -5,582,871 | -100.0% | Q1 2014 | May 14, 2014 |
| UNITED SERVICES AUTOMOBILE ASSOCIATION | History | Closed out | 0 | 0 | — | 0.43% | — | -5,415,097 | -100.0% | Q1 2014 | May 22, 2014 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.03% | — | -3,214,097 | -100.0% | Q1 2014 | May 13, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.02% | — | -2,660,629 | -100.0% | Q1 2014 | May 13, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.04% | — | -2,432,122 | -100.0% | Q1 2014 | May 16, 2014 |
| HSBC HOLDINGS PLC | History | Closed out | 0 | 0 | — | 0.09% | — | -1,919,920 | -100.0% | Q1 2014 | May 14, 2014 |
| EARNEST PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.29% | — | -1,730,064 | -100.0% | Q1 2014 | May 15, 2014 |
| 1607 Capital Partners, LLC | History | Closed out | 0 | 0 | — | 2.55% | — | -1,600,677 | -100.0% | Q1 2014 | May 12, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -1,561,334 | -100.0% | Q1 2014 | May 14, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Closed out | 0 | 0 | — | 0.05% | — | -1,533,991 | -100.0% | Q1 2014 | May 05, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -1,199,035 | -100.0% | Q1 2014 | May 15, 2014 |
| Pinnacle Advisory Group, Inc. | History | Closed out | 0 | 0 | — | 2.41% | — | -1,174,719 | -100.0% | Q1 2014 | May 02, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -834,720 | -100.0% | Q1 2014 | May 14, 2014 |
| Karpus Management, Inc. | History | Closed out | 0 | 0 | — | 0.88% | — | -821,147 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.01% | — | -804,013 | -100.0% | Q1 2014 | May 15, 2014 |
| ZACKS INVESTMENT MANAGEMENT | History | Closed out | 0 | 0 | — | 0.5% | — | -655,756 | -100.0% | Q1 2014 | May 13, 2014 |
| Bluefin Trading, LLC | History | Closed out | 0 | 0 | — | 0.75% | — | -579,842 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -577,495 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.01% | — | -556,317 | -100.0% | Q1 2014 | May 15, 2014 |
| MADISON INVESTMENT HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.22% | — | -552,248 | -100.0% | Q1 2014 | May 06, 2014 |
| EMERSON INVESTMENT MANAGEMENT INC | History | Closed out | 0 | 0 | — | 1.81% | — | -426,495 | -100.0% | Q1 2014 | May 12, 2014 |
| AMP Capital Investors Ltd | History | Closed out | 0 | 0 | — | 0.06% | — | -400,796 | -100.0% | Q1 2014 | May 14, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.04% | — | -360,553 | -100.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.01% | — | -344,904 | -100.0% | Q1 2014 | May 15, 2014 |
| SUN LIFE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.66% | — | -320,270 | -100.0% | Q1 2014 | May 15, 2014 |
| NGAM ADVISORS, L.P. | History | Closed out | 0 | 0 | — | 0.1% | — | -300,959 | -100.0% | Q1 2014 | May 13, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -292,846 | -100.0% | Q1 2014 | May 23, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -282,976 | -100.0% | Q1 2014 | May 14, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -261,794 | -100.0% | Q1 2014 | May 15, 2014 |
| FACTORY MUTUAL INSURANCE CO | History | Closed out | 0 | 0 | — | 0.07% | — | -250,000 | -100.0% | Q1 2014 | May 15, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.12% | — | -197,024 | -100.0% | Q1 2014 | May 09, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.04% | — | -190,868 | -100.0% | Q1 2014 | May 12, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -152,703 | -100.0% | Q1 2014 | May 15, 2014 |
| Antonetti Capital Management LLC | History | Closed out | 0 | 0 | — | 2.67% | — | -148,591 | -100.0% | Q1 2014 | May 14, 2014 |
| Mariner Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.36% | — | -137,081 | -100.0% | Q1 2014 | May 08, 2014 |
| Global Endowment Management, LP | History | Closed out | 0 | 0 | — | 0.44% | — | -135,120 | -100.0% | Q1 2014 | May 15, 2014 |
| SCOTIA CAPITAL INC. | History | Closed out | 0 | 0 | — | 0.06% | — | -134,021 | -100.0% | Q1 2014 | May 14, 2014 |
| MACQUARIE GROUP LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -127,647 | -100.0% | Q1 2014 | May 15, 2014 |
| AXA | History | Closed out | 0 | 0 | — | 0.01% | — | -122,300 | -100.0% | Q1 2014 | May 13, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -111,618 | -100.0% | Q1 2014 | May 15, 2014 |
| Main Management LLC | History | Closed out | 0 | 0 | — | 0.59% | — | -100,718 | -100.0% | Q1 2014 | May 15, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.01% | — | -99,209 | -100.0% | Q1 2014 | May 13, 2014 |
| Mirae Asset Global Investments Co., Ltd. | History | Closed out | 0 | 0 | — | 0.05% | — | -93,323 | -100.0% | Q1 2014 | May 22, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.22% | — | -83,449 | -100.0% | Q1 2014 | May 02, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -83,009 | -100.0% | Q1 2014 | May 15, 2014 |
| BOSTON ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -78,587 | -100.0% | Q1 2014 | Apr 23, 2014 |
| Good Harbor Financial, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -77,191 | -100.0% | Q1 2014 | May 15, 2014 |
| First Allied Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.11% | — | -70,620 | -100.0% | Q1 2014 | May 15, 2014 |
| Independent Portfolio Consultants, Inc. | History | Closed out | 0 | 0 | — | 0.46% | — | -70,095 | -100.0% | Q1 2014 | May 13, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -69,333 | -100.0% | Q1 2014 | May 14, 2014 |
| Kingfisher Capital LLC | History | Closed out | 0 | 0 | — | 0.69% | — | -63,788 | -100.0% | Q1 2014 | May 14, 2014 |
| ROYAL BANK OF SCOTLAND GROUP PLC | History | Closed out | 0 | 0 | — | 0.05% | — | -54,762 | -100.0% | Q1 2014 | May 15, 2014 |
| CLS Investments, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -52,000 | -100.0% | Q1 2014 | May 13, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | Closed out | 0 | 0 | — | 0.0% | — | -51,770 | -100.0% | Q1 2014 | May 15, 2014 |
| WILMINGTON TRUST CO | History | Closed out | 0 | 0 | — | 0.02% | — | -51,573 | -100.0% | Q1 2014 | May 14, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -51,530 | -100.0% | Q1 2014 | May 13, 2014 |
| ARIEL INVESTMENTS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -51,300 | -100.0% | Q1 2014 | May 14, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -49,600 | -100.0% | Q1 2014 | May 15, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -38,267 | -100.0% | Q1 2014 | May 19, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -37,153 | -100.0% | Q1 2014 | May 14, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -36,886 | -100.0% | Q1 2014 | May 15, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -32,443 | -100.0% | Q1 2014 | May 15, 2014 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -31,110 | -100.0% | Q1 2014 | May 14, 2014 |
| Gemmer Asset Management LLC | History | Closed out | 0 | 0 | — | 0.42% | — | -28,886 | -100.0% | Q1 2014 | May 23, 2014 |
| Placemark Investments, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -26,515 | -100.0% | Q1 2014 | May 09, 2014 |
| WRAPMANAGER INC | History | Closed out | 0 | 0 | — | 0.42% | — | -21,036 | -100.0% | Q1 2014 | Apr 23, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -20,565 | -100.0% | Q1 2014 | May 15, 2014 |
| Veritable, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -17,734 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -15,886 | -100.0% | Q1 2014 | May 15, 2014 |
| PEAPACK GLADSTONE FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.02% | — | -14,500 | -100.0% | Q1 2014 | May 06, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,100 | -100.0% | Q1 2014 | May 16, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -13,266 | -100.0% | Q1 2014 | May 15, 2014 |
| Dana Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -13,175 | -100.0% | Q1 2014 | May 05, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,273 | -100.0% | Q1 2014 | May 15, 2014 |
| DIXON HUBARD FEINOUR & BROWN INC/VA | History | Closed out | 0 | 0 | — | 0.09% | — | -12,100 | -100.0% | Q1 2014 | May 15, 2014 |
| BAIRD ROBERT W & CO INC /WI/ | History | Closed out | 0 | 0 | — | 0.0% | — | -11,903 | -100.0% | Q1 2014 | May 09, 2014 |
| Daiwa Securities Group Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q1 2014 | May 15, 2014 |
| GFS Advisors, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -9,720 | -100.0% | Q1 2014 | May 16, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,994 | -100.0% | Q1 2014 | May 14, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.02% | — | -3,651 | -100.0% | Q1 2014 | Apr 24, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,805 | -100.0% | Q1 2014 | May 15, 2014 |
| WESTPORT RESOURCES MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,649 | -100.0% | Q1 2014 | May 02, 2014 |
| COLONY GROUP LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,482 | -100.0% | Q1 2014 | May 16, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -776 | -100.0% | Q1 2014 | May 13, 2014 |
| Brandywine Global Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -710 | -100.0% | Q1 2014 | May 15, 2014 |
| Evercore Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -470 | -100.0% | Q1 2014 | May 15, 2014 |
| Fusion Investment Group, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -417 | -100.0% | Q1 2014 | May 14, 2014 |
| WEALTHCARE CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -330 | -100.0% | Q1 2014 | May 13, 2014 |
| BROWN ADVISORY INC | History | Closed out | 0 | 0 | — | 0.0% | — | -215 | -100.0% | Q1 2014 | May 13, 2014 |
| Archford Capital Strategies, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -90 | -100.0% | Q1 2014 | May 15, 2014 |