ISIS PHARMACEUTICALS INC - 464330109
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Reduced | 7,269,544 | 250,436 | 0.02% | 0.03% | 1 | -516,802 | -6.64% | Q2 2014 | Aug 11, 2014 |
| BB BIOTECH AG | History | Added to | 6,706,526 | 231,040 | 10.98% | 14.04% | 2 | +405,000 | 6.43% | Q2 2014 | Aug 07, 2014 |
| BlackRock Fund Advisors | History | Reduced | 4,133,698 | 142,406 | 0.04% | 0.06% | 3 | -249,389 | -5.69% | Q2 2014 | Aug 06, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 3,209,471 | 110,566 | 0.02% | 0.02% | 4 | +77,929 | 2.49% | Q2 2014 | Aug 06, 2014 |
| JENNISON ASSOCIATES LLC | History | Reduced | 2,029,822 | 69,927 | 0.06% | 0.09% | 5 | -170,722 | -7.76% | Q2 2014 | Aug 08, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Added to | 1,862,903 | 64,177 | 0.62% | 0.72% | 6 | +601,200 | 47.65% | Q2 2014 | Jul 30, 2014 |
| Apex Capital Management | History | Added to | 889,545 | 30,645 | 0.94% | 1.09% | 7 | +174,228 | 24.36% | Q2 2014 | Jul 15, 2014 |
| Global Thematic Partners, LLC | History | New | 855,966 | 29,488 | 0.45% | — | 8 | +855,966 | New | Q2 2014 | Aug 11, 2014 |
| SCOUT INVESTMENTS, INC. | History | Reduced | 829,698 | 28,583 | 0.33% | 0.43% | 9 | -37,554 | -4.33% | Q2 2014 | Aug 04, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | Reduced | 533,616 | 18,383 | 0.02% | 0.06% | 10 | -586,775 | -52.37% | Q2 2014 | Aug 04, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 512,505 | 17,656 | 0.02% | 1105.49% | 11 | -391,380 | -43.3% | Q2 2014 | Aug 06, 2014 |
| COLUMBUS CIRCLE INVESTORS | History | Reduced | 439,392 | 15,137 | 0.1% | 0.42% | 12 | -1,009,950 | -69.68% | Q2 2014 | Jul 31, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 344,459 | 11,867 | 0.02% | 0.03% | 13 | +3,282 | 0.96% | Q2 2014 | Jul 30, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 335,453 | 11,556 | 0.02% | 0.02% | 14 | +25,161 | 8.11% | Q2 2014 | Aug 06, 2014 |
| WILLIAM HARRIS INVESTORS INC | History | Added to | 329,034 | 11,335 | 3.14% | 2.58% | 15 | +122,100 | 59.0% | Q2 2014 | Aug 07, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Added to | 313,733 | 10,808 | 0.02% | 0.02% | 16 | +58,039 | 22.7% | Q2 2014 | Aug 05, 2014 |
| IRONBRIDGE CAPITAL MANAGEMENT LP | History | Reduced | 302,243 | 10,412 | 0.25% | 0.31% | 17 | -31,556 | -9.45% | Q2 2014 | Jul 11, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 231,572 | 7,977 | 0.01% | 0.01% | 18 | +4,310 | 1.9% | Q2 2014 | Aug 11, 2014 |
| DAVENPORT & Co LLC | History | Added to | 223,490 | 7,699 | 0.13% | 0.03% | 19 | +185,890 | 494.39% | Q2 2014 | Jul 25, 2014 |
| EMERALD ADVISERS INC/PA | History | Added to | 198,934 | 6,853 | 0.39% | 0.43% | 20 | +22,498 | 12.75% | Q2 2014 | Jul 17, 2014 |
| EMERALD MUTUAL FUND ADVISERS TRUST | History | Added to | 181,839 | 6,264 | 0.58% | 0.64% | 21 | +26,101 | 16.76% | Q2 2014 | Jul 17, 2014 |
| CQS Cayman LP | History | New | 150,000 | 5,168 | 0.32% | — | 22 | +150,000 | New | Q2 2014 | Aug 11, 2014 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Added to | 141,100 | 4,861 | 0.14% | 0.1% | 23 | +63,100 | 80.9% | Q2 2014 | Aug 06, 2014 |
| ProShare Advisors LLC | History | Reduced | 133,215 | 4,589 | 0.06% | 0.11% | 24 | -73,546 | -35.57% | Q2 2014 | Aug 08, 2014 |
| Swiss National Bank | History | No change | 128,900 | 4,441 | 0.02% | 0.02% | 25 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| CITY NATIONAL BANK | History | Added to | 121,140 | 4,174 | 0.04% | 0.03% | 26 | +74,103 | 157.54% | Q2 2014 | Jul 28, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 116,873 | 4,026 | 0.01% | 0.02% | 27 | -2,722 | -2.28% | Q2 2014 | Aug 06, 2014 |
| Hood River Capital Management LLC | History | New | 114,130 | 3,932 | 0.53% | — | 28 | +114,130 | New | Q2 2014 | Aug 04, 2014 |
| Nationwide Fund Advisors | History | Added to | 108,029 | 3,722 | 0.02% | 0.02% | 29 | +17,404 | 19.2% | Q2 2014 | Aug 11, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 103,185 | 3,555 | 0.01% | 0.01% | 30 | +1,629 | 1.6% | Q2 2014 | Aug 07, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 101,654 | 3,504 | 0.0% | 0.01% | 31 | -160,663 | -61.25% | Q2 2014 | Aug 08, 2014 |
| BLB&B Advisors, LLC | History | Reduced | 97,260 | 3,351 | 0.72% | 0.93% | 32 | -465 | -0.48% | Q2 2014 | Jul 17, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 89,326 | 3,077 | 0.02% | 0.03% | 33 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 83,772 | 2,885 | 0.01% | 0.02% | 34 | +1,386 | 1.68% | Q2 2014 | Aug 08, 2014 |
| PROFUND ADVISORS LLC | History | Reduced | 77,723 | 2,678 | 0.12% | 0.19% | 35 | -17,870 | -18.69% | Q2 2014 | Aug 08, 2014 |
| Reynders McVeigh Capital Management, LLC | History | Added to | 70,283 | 2,421 | 0.55% | 0.22% | 36 | +49,203 | 233.41% | Q2 2014 | Aug 11, 2014 |
| NJ State Employees Deferred Compensation Plan | History | Added to | 70,000 | 2,412 | 0.48% | 0.18% | 37 | +50,000 | 250.0% | Q2 2014 | Aug 11, 2014 |
| BlackRock Group LTD | History | Reduced | 69,232 | 2,384 | 0.0% | 0.01% | 38 | -178,861 | -72.09% | Q2 2014 | Aug 06, 2014 |
| DekaBank Deutsche Girozentrale | History | Reduced | 67,400 | 2,322 | 0.03% | 0.05% | 39 | -2,500 | -3.58% | Q2 2014 | Aug 08, 2014 |
| INTEGRAL DERIVATIVES, LLC | History | Added to | 56,597 | 1,950 | 0.03% | 0.0% | 40 | +51,097 | 929.04% | Q2 2014 | Aug 07, 2014 |
| Lee Munder Capital Group, LLC | History | Added to | 55,207 | 1,902 | 0.04% | 0.04% | 41 | +18,038 | 48.53% | Q2 2014 | Aug 11, 2014 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | History | Reduced | 54,687 | 1,884 | 0.04% | 0.06% | 42 | -3,309 | -5.71% | Q2 2014 | Aug 07, 2014 |
| State of New Jersey Common Pension Fund D | History | New | 50,000 | 1,723 | 0.01% | — | 43 | +50,000 | New | Q2 2014 | Aug 11, 2014 |
| HWG Holdings LP | History | Reduced | 45,266 | 1,559 | 1.19% | 3.87% | 44 | -53,301 | -54.08% | Q2 2014 | Jul 25, 2014 |
| Rhenman & Partners Asset Management AB | History | New | 36,000 | 1,240 | 0.37% | — | 45 | +36,000 | New | Q2 2014 | Jul 31, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | No change | 33,004 | 1,137 | 0.01% | 0.01% | 46 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| RidgeWorth Capital Management LLC | History | New | 30,431 | 1,049 | 0.01% | — | 47 | +30,431 | New | Q2 2014 | Jul 31, 2014 |
| GLOBEFLEX CAPITAL L P | History | Added to | 29,919 | 1,030 | 0.11% | 0.13% | 48 | +4,319 | 16.87% | Q2 2014 | Jul 18, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | Reduced | 28,300 | 975 | 0.01% | 0.03% | 49 | -22,166 | -43.92% | Q2 2014 | Aug 01, 2014 |
| DUPONT CAPITAL MANAGEMENT Corp | History | No change | 28,237 | 973 | 0.02% | 0.02% | 50 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| DAVIDSON D A & CO | History | Added to | 27,798 | 956 | 0.03% | 0.02% | 51 | +11,979 | 75.73% | Q2 2014 | Jul 29, 2014 |
| Neuberger Berman Group LLC | History | Reduced | 27,088 | 933 | 0.0% | 0.0% | 52 | -3,636 | -11.83% | Q2 2014 | Aug 05, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Reduced | 26,814 | 924 | 0.04% | 0.24% | 53 | -51,170 | -65.62% | Q2 2014 | Aug 08, 2014 |
| Hemenway Trust Co LLC | History | New | 26,145 | 901 | 0.27% | — | 54 | +26,145 | New | Q2 2014 | Jul 23, 2014 |
| 300 NORTH CAPITAL, LLC | History | No change | 25,864 | 892 | 0.22% | 0.29% | 55 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 24,877 | 857 | 0.0% | 0.0% | 56 | -7,244 | -22.55% | Q2 2014 | Aug 08, 2014 |
| STRS OHIO | History | Reduced | 23,700 | 816 | 0.0% | 0.01% | 57 | -2,300 | -8.85% | Q2 2014 | Jul 24, 2014 |
| FRANKLIN STREET ADVISORS INC /NC | History | No change | 23,612 | 813 | 0.16% | 0.2% | 58 | 0 | 0.0% | Q2 2014 | Jul 08, 2014 |
| FORTALEZA ASSET MANAGEMENT INC/ | History | Added to | 23,325 | 804 | 0.37% | 0.41% | 59 | +4,785 | 25.81% | Q2 2014 | Jul 23, 2014 |
| ALPINE WOODS CAPITAL INVESTORS, LLC | History | New | 20,010 | 689 | 0.02% | — | 60 | +20,010 | New | Q2 2014 | Aug 08, 2014 |
| ELEFANTE MICHAEL B | History | New | 18,810 | 648 | 0.27% | — | 61 | +18,810 | New | Q2 2014 | Jul 24, 2014 |
| LPL Financial LLC | History | Added to | 14,715 | 507 | 0.0% | 0.0% | 62 | +2,156 | 17.17% | Q2 2014 | Aug 05, 2014 |
| REGIONS FINANCIAL CORP | History | Added to | 14,603 | 503 | 0.01% | 0.0% | 63 | +8,686 | 146.8% | Q2 2014 | Jul 23, 2014 |
| FEDERATED INVESTORS INC /PA/ | History | Reduced | 14,452 | 498 | 0.0% | 0.0% | 64 | -16,372 | -53.11% | Q2 2014 | Aug 07, 2014 |
| Mizuho Asset Management Co.,Ltd. | History | New | 14,360 | 494 | 0.11% | — | 65 | +14,360 | New | Q2 2014 | Aug 08, 2014 |
| ClariVest Asset Management LLC | History | Added to | 14,140 | 487 | 0.02% | 0.02% | 66 | +18 | 0.13% | Q2 2014 | Aug 11, 2014 |
| FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. | History | Added to | 13,723 | 473 | 0.01% | 0.01% | 67 | +4,278 | 45.29% | Q2 2014 | Aug 11, 2014 |
| Private Capital Advisors, Inc. | History | New | 13,700 | 472 | 0.15% | — | 68 | +13,700 | New | Q2 2014 | Aug 04, 2014 |
| Broderick Brian C | History | New | 13,453 | 464 | 0.21% | — | 69 | +13,453 | New | Q2 2014 | Jul 23, 2014 |
| National Planning Corp | History | Added to | 13,333 | 459 | 0.04% | 0.02% | 70 | +7,933 | 146.91% | Q2 2014 | Jul 16, 2014 |
| GOFEN & GLOSSBERG LLC /IL/ | History | Reduced | 13,040 | 449 | 0.02% | 0.03% | 71 | -850 | -6.12% | Q2 2014 | Jul 15, 2014 |
| QUEST INVESTMENT MANAGEMENT INC/OR | History | Added to | 11,705 | 403 | 0.04% | 0.04% | 72 | +1,395 | 13.53% | Q2 2014 | Aug 11, 2014 |
| AMALGAMATED BANK | History | Reduced | 11,472 | 395 | 0.06% | 0.09% | 73 | -68 | -0.59% | Q2 2014 | Aug 11, 2014 |
| MAZAMA CAPITAL MANAGEMENT INC | History | New | 10,969 | 377 | 0.1% | — | 74 | +10,969 | New | Q2 2014 | Jul 28, 2014 |
| ROCKEFELLER FINANCIAL SERVICES INC | History | Added to | 10,201 | 351 | 0.01% | 0.01% | 75 | +2,769 | 37.26% | Q2 2014 | Jul 25, 2014 |
| SOMERVILLE KURT F | History | New | 9,960 | 342 | 0.13% | — | 76 | +9,960 | New | Q2 2014 | Jul 23, 2014 |
| Reliance Trust Co of Delaware | History | Reduced | 8,878 | 306 | 0.04% | 0.05% | 77 | -316 | -3.44% | Q2 2014 | Jul 11, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 8,804 | 303 | 0.0% | 0.0% | 78 | +3,776 | 75.1% | Q2 2014 | Jul 23, 2014 |
| Quantbot Technologies LP | History | New | 8,313 | 286 | 0.05% | — | 79 | +8,313 | New | Q2 2014 | Jul 08, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 8,217 | 282 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| BlackRock Japan Co. Ltd | History | Added to | 8,048 | 277 | 0.0% | 0.0% | 81 | +2,858 | 55.07% | Q2 2014 | Aug 06, 2014 |
| PUZO MICHAEL J | History | New | 7,540 | 260 | 0.18% | — | 82 | +7,540 | New | Q2 2014 | Jul 24, 2014 |
| STONEBRIDGE CAPITAL MANAGEMENT INC | History | New | 7,425 | 256 | 0.1% | — | 83 | +7,425 | New | Q2 2014 | Jul 16, 2014 |
| SEI TRUST CO | History | Reduced | 7,205 | 248 | 0.0% | 0.0% | 84 | -1,846 | -20.4% | Q2 2014 | Jul 22, 2014 |
| Gateway Advisory, LLC | History | New | 6,750 | 233 | 0.11% | — | 85 | +6,750 | New | Q2 2014 | Aug 01, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | New | 6,722 | 232 | 0.01% | — | 86 | +6,722 | New | Q2 2014 | Jul 25, 2014 |
| REYNOLDS CAPITAL MANAGEMENT LLC | History | Reduced | 6,400 | 220 | 0.15% | 0.23% | 87 | -1,700 | -20.99% | Q2 2014 | Jul 08, 2014 |
| NCM Capital Advisers, Inc. | History | Reduced | 6,250 | 215 | 0.32% | 1.07% | 88 | -9,450 | -60.19% | Q2 2014 | Aug 07, 2014 |
| WCM INVESTMENT MANAGEMENT/CA | History | No change | 5,900 | 203 | 0.01% | 0.01% | 89 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| BlackRock Inc. | History | Reduced | 4,935 | 170 | 0.0% | 0.01% | 90 | -78,545 | -94.09% | Q2 2014 | Aug 06, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Reduced | 4,402 | 152 | 0.0% | 0.0% | 91 | -188 | -4.1% | Q2 2014 | Aug 05, 2014 |
| Vantage Investment Advisors, LLC | History | Added to | 1,200 | 41 | 0.03% | 0.0% | 92 | +1,150 | 2300.0% | Q2 2014 | Jul 25, 2014 |
| Perkins Coie Trust Co | History | No change | 1,000 | 34 | 0.03% | 0.04% | 93 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| Shamrock Asset Management LLC | History | No change | 1,000 | 34 | 0.01% | 0.01% | 94 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| FTB Advisors, Inc. | History | Added to | 687 | 21 | 0.0% | 0.0% | 95 | +114 | 19.9% | Q2 2014 | Aug 07, 2014 |
| PRIVATE TRUST CO NA | History | Reduced | 345 | 12 | 0.0% | 0.01% | 96 | -43 | -11.08% | Q2 2014 | Jul 22, 2014 |
| Regal Investment Advisors LLC | History | New | 300 | 10 | 0.0% | — | 97 | +300 | New | Q2 2014 | Aug 04, 2014 |
| BOSTON PRIVATE BANK & TRUST CO | History | Reduced | 248 | 9 | 0.0% | 0.0% | 98 | -50 | -16.78% | Q2 2014 | Jul 15, 2014 |
| PRENTISS SMITH & CO INC | History | No change | 200 | 7 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| REILLY FINANCIAL ADVISORS, LLC | History | New | 100 | 4 | 0.0% | — | 100 | +100 | New | Q2 2014 | Jul 16, 2014 |
| WealthTrust Fairport, LLC | History | New | 100 | 3 | 0.0% | — | 101 | +100 | New | Q2 2014 | Aug 08, 2014 |
| Blume Capital Management, Inc. | History | New | 90 | 3 | 0.0% | — | 104 | +90 | New | Q2 2014 | Jul 29, 2014 |
| Visionary Asset Management, Inc. | History | New | 82 | 3 | 0.0% | — | 102 | +82 | New | Q2 2014 | Aug 07, 2014 |
| Warren Averett Asset Management, LLC | History | No change | 90 | 3 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| MetLife Securities, Inc | History | No change | 65 | 2 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| CFG Asset Management LLC | History | New | 17 | 1 | 0.0% | — | 106 | +17 | New | Q2 2014 | Jul 08, 2014 |
| TCI Wealth Advisors, Inc. | History | No change | 35 | 1 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Cranbrook Wealth Management, LLC | History | No change | 25 | 1 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -17,549,733 | -100.0% | Q1 2014 | May 15, 2014 |
| Artisan Partners Limited Partnership | History | Closed out | 0 | 0 | — | 0.67% | — | -8,761,769 | -100.0% | Q1 2014 | May 14, 2014 |
| Clearbridge Investments, LLC | History | Closed out | 0 | 0 | — | 0.38% | — | -7,344,262 | -100.0% | Q1 2014 | May 15, 2014 |
| WADDELL & REED FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.35% | — | -5,314,900 | -100.0% | Q1 2014 | May 15, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.03% | — | -3,229,257 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -2,407,833 | -100.0% | Q1 2014 | May 15, 2014 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.04% | — | -2,109,983 | -100.0% | Q1 2014 | May 13, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.04% | — | -2,011,629 | -100.0% | Q1 2014 | May 14, 2014 |
| PINNACLE ASSOCIATES LTD | History | Closed out | 0 | 0 | — | 1.64% | — | -1,940,664 | -100.0% | Q1 2014 | May 14, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.02% | — | -1,522,627 | -100.0% | Q1 2014 | May 14, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,510,795 | -100.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.04% | — | -1,140,853 | -100.0% | Q1 2014 | May 13, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.04% | — | -915,132 | -100.0% | Q1 2014 | May 15, 2014 |
| SECTORAL ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 1.57% | — | -882,101 | -100.0% | Q1 2014 | May 14, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.35% | — | -849,096 | -100.0% | Q1 2014 | May 15, 2014 |
| EAGLE ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.16% | — | -688,006 | -100.0% | Q1 2014 | Apr 30, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -683,586 | -100.0% | Q1 2014 | May 14, 2014 |
| DOWLING & YAHNKE LLC | History | Closed out | 0 | 0 | — | 3.85% | — | -676,298 | -100.0% | Q1 2014 | May 06, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -673,705 | -100.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.01% | — | -637,862 | -100.0% | Q1 2014 | May 15, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -565,418 | -100.0% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -563,200 | -100.0% | Q1 2014 | May 13, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -556,434 | -100.0% | Q1 2014 | May 15, 2014 |
| VAN ECK ASSOCIATES CORP | History | Closed out | 0 | 0 | — | 0.11% | — | -502,288 | -100.0% | Q1 2014 | May 08, 2014 |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | History | Closed out | 0 | 0 | — | 0.01% | — | -462,150 | -100.0% | Q1 2014 | May 13, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -456,112 | -100.0% | Q1 2014 | May 14, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.09% | — | -437,284 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.02% | — | -417,997 | -100.0% | Q1 2014 | May 23, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.01% | — | -407,498 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -376,647 | -100.0% | Q1 2014 | May 14, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.01% | — | -376,102 | -100.0% | Q1 2014 | May 15, 2014 |
| ROOSEVELT INVESTMENT GROUP INC | History | Closed out | 0 | 0 | — | 0.75% | — | -374,168 | -100.0% | Q1 2014 | May 13, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.02% | — | -359,670 | -100.0% | Q1 2014 | May 28, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -356,549 | -100.0% | Q1 2014 | May 15, 2014 |
| FRED ALGER MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.07% | — | -330,855 | -100.0% | Q1 2014 | May 15, 2014 |
| RAINIER INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.16% | — | -311,840 | -100.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.03% | — | -290,744 | -100.0% | Q1 2014 | May 13, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -280,174 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -211,900 | -100.0% | Q1 2014 | Apr 18, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -208,381 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.02% | — | -204,321 | -100.0% | Q1 2014 | May 08, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.01% | — | -200,986 | -100.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -196,605 | -100.0% | Q1 2014 | May 16, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.06% | — | -192,974 | -100.0% | Q1 2014 | May 13, 2014 |
| BATTERYMARCH FINANCIAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.17% | — | -187,880 | -100.0% | Q1 2014 | May 15, 2014 |
| AXA | History | Closed out | 0 | 0 | — | 0.03% | — | -183,879 | -100.0% | Q1 2014 | May 13, 2014 |
| MARSICO CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -176,633 | -100.0% | Q1 2014 | May 15, 2014 |
| ALTRINSIC GLOBAL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -172,757 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -164,481 | -100.0% | Q1 2014 | May 13, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.01% | — | -157,987 | -100.0% | Q1 2014 | May 15, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.04% | — | -150,200 | -100.0% | Q1 2014 | May 14, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.01% | — | -148,179 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.01% | — | -146,234 | -100.0% | Q1 2014 | May 16, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -136,914 | -100.0% | Q1 2014 | May 14, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -112,500 | -100.0% | Q1 2014 | May 15, 2014 |
| SIT INVESTMENT ASSOCIATES INC | History | Closed out | 0 | 0 | — | 0.08% | — | -111,705 | -100.0% | Q1 2014 | Apr 24, 2014 |
| Artal Group S.A. | History | Closed out | 0 | 0 | — | 0.16% | — | -100,000 | -100.0% | Q1 2014 | May 15, 2014 |
| BAKER BROS. ADVISORS LP | History | Closed out | 0 | 0 | — | 0.05% | — | -96,303 | -100.0% | Q1 2014 | May 15, 2014 |
| LORD, ABBETT & CO. LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -85,098 | -100.0% | Q1 2014 | May 15, 2014 |
| Sterling Capital Management LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -83,587 | -100.0% | Q1 2014 | May 16, 2014 |
| GARRISON BRADFORD & ASSOCIATES INC | History | Closed out | 0 | 0 | — | 3.27% | — | -78,600 | -100.0% | Q1 2014 | May 14, 2014 |
| A.R.T. Advisors, LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -76,100 | -100.0% | Q1 2014 | May 15, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.02% | — | -74,106 | -100.0% | Q1 2014 | May 15, 2014 |
| TD ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -71,300 | -100.0% | Q1 2014 | May 09, 2014 |
| SUNRISE PARTNERS LIMITED PARTNERSHIP /CT | History | Closed out | 0 | 0 | — | 0.2% | — | -70,079 | -100.0% | Q1 2014 | May 15, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -66,412 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -63,896 | -100.0% | Q1 2014 | May 15, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.01% | — | -56,455 | -100.0% | Q1 2014 | May 13, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -55,819 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -54,122 | -100.0% | Q1 2014 | May 13, 2014 |
| PICTET ASSET MANAGEMENT LTD | History | Closed out | 0 | 0 | — | 0.01% | — | -52,700 | -100.0% | Q1 2014 | May 14, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -52,357 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS OCONNOR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -50,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Visium Asset Management, LP | History | Closed out | 0 | 0 | — | 0.03% | — | -50,000 | -100.0% | Q1 2014 | May 15, 2014 |
| State of New Jersey Common Pension Fund A | History | Closed out | 0 | 0 | — | 0.01% | — | -50,000 | -100.0% | Q1 2014 | May 05, 2014 |
| Employees Retirement System of Texas | History | Closed out | 0 | 0 | — | 0.03% | — | -49,000 | -100.0% | Q1 2014 | May 14, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.03% | — | -46,323 | -100.0% | Q1 2014 | May 07, 2014 |
| BAMCO INC /NY/ | History | Closed out | 0 | 0 | — | 0.01% | — | -45,251 | -100.0% | Q1 2014 | May 15, 2014 |
| HBK INVESTMENTS L P | History | Closed out | 0 | 0 | — | 0.04% | — | -42,600 | -100.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.01% | — | -40,215 | -100.0% | Q1 2014 | May 14, 2014 |
| Placemark Investments, Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -40,175 | -100.0% | Q1 2014 | May 09, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -38,492 | -100.0% | Q1 2014 | May 16, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -38,283 | -100.0% | Q1 2014 | May 14, 2014 |
| MOODY NATIONAL BANK TRUST DIVISION | History | Closed out | 0 | 0 | — | 0.11% | — | -37,204 | -100.0% | Q1 2014 | May 15, 2014 |
| CSS LLC/IL | History | Closed out | 0 | 0 | — | 0.08% | — | -35,900 | -100.0% | Q1 2014 | May 15, 2014 |
| WALL STREET ASSOCIATES | History | Closed out | 0 | 0 | — | 0.13% | — | -35,572 | -100.0% | Q1 2014 | May 13, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -35,053 | -100.0% | Q1 2014 | May 13, 2014 |
| PERKINS CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 1.04% | — | -34,165 | -100.0% | Q1 2014 | May 07, 2014 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | Closed out | 0 | 0 | — | 0.01% | — | -30,288 | -100.0% | Q1 2014 | May 14, 2014 |
| NGAM ADVISORS, L.P. | History | Closed out | 0 | 0 | — | 0.02% | — | -30,123 | -100.0% | Q1 2014 | May 13, 2014 |
| PARADIGM ASSET MANAGEMENT CO LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -29,550 | -100.0% | Q1 2014 | May 14, 2014 |
| PUTNAM INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -29,249 | -100.0% | Q1 2014 | May 15, 2014 |
| FIC CAPITAL INC | History | Closed out | 0 | 0 | — | 0.48% | — | -27,180 | -100.0% | Q1 2014 | May 14, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.01% | — | -22,216 | -100.0% | Q1 2014 | May 15, 2014 |
| New England Investment & Retirement Group, Inc. | History | Closed out | 0 | 0 | — | 0.59% | — | -22,181 | -100.0% | Q1 2014 | May 09, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.0% | — | -21,927 | -100.0% | Q1 2014 | May 16, 2014 |
| FIRST MERCANTILE TRUST CO | History | Closed out | 0 | 0 | — | 0.07% | — | -21,252 | -100.0% | Q1 2014 | Apr 24, 2014 |
| Perimeter Capital Partners, LLC | History | Closed out | 0 | 0 | — | 0.46% | — | -21,233 | -100.0% | Q1 2014 | May 05, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,077 | -100.0% | Q1 2014 | May 14, 2014 |
| Schonfeld Group Holdings LLC | History | Closed out | 0 | 0 | — | 0.19% | — | -17,793 | -100.0% | Q1 2014 | May 15, 2014 |
| ZACKS INVESTMENT MANAGEMENT | History | Closed out | 0 | 0 | — | 0.03% | — | -17,379 | -100.0% | Q1 2014 | May 13, 2014 |
| Horizon Kinetics LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -17,000 | -100.0% | Q1 2014 | May 14, 2014 |
| SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | History | Closed out | 0 | 0 | — | 0.23% | — | -16,650 | -100.0% | Q1 2014 | Apr 22, 2014 |
| Timber Hill LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,256 | -100.0% | Q1 2014 | May 13, 2014 |
| NOMURA ASSET MANAGEMENT CO LTD | History | Closed out | 0 | 0 | — | 0.01% | — | -15,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Wilmington Funds Management Corp | History | Closed out | 0 | 0 | — | 0.07% | — | -14,973 | -100.0% | Q1 2014 | May 14, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -14,726 | -100.0% | Q1 2014 | May 15, 2014 |
| WEXFORD CAPITAL LP | History | Closed out | 0 | 0 | — | 0.05% | — | -14,700 | -100.0% | Q1 2014 | May 15, 2014 |
| Numeric Investors LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,100 | -100.0% | Q1 2014 | May 06, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.71% | — | -11,431 | -100.0% | Q1 2014 | Aug 08, 2014 |
| Quantitative Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -9,800 | -100.0% | Q1 2014 | May 09, 2014 |
| Summit Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -9,736 | -100.0% | Q1 2014 | May 13, 2014 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -8,935 | -100.0% | Q1 2014 | May 14, 2014 |
| Weiss Multi-Strategy Advisers LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -8,800 | -100.0% | Q1 2014 | May 15, 2014 |
| ING GROEP NV | History | Closed out | 0 | 0 | — | 0.0% | — | -8,394 | -100.0% | Q1 2014 | May 14, 2014 |
| Veritable, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -7,182 | -100.0% | Q1 2014 | May 15, 2014 |
| LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,115 | -100.0% | Q1 2014 | May 12, 2014 |
| NIPPON LIFE INSURANCE CO | History | Closed out | 0 | 0 | — | 0.01% | — | -6,959 | -100.0% | Q1 2014 | May 13, 2014 |
| STEVENS CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.01% | — | -6,516 | -100.0% | Q1 2014 | May 06, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -6,168 | -100.0% | Q1 2014 | Apr 11, 2014 |
| RAYMOND JAMES TRUST N.A. | History | Closed out | 0 | 0 | — | 0.03% | — | -5,898 | -100.0% | Q1 2014 | May 05, 2014 |
| SYMPHONY ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -5,790 | -100.0% | Q1 2014 | May 15, 2014 |
| World Asset Management Inc | History | Closed out | 0 | 0 | — | 0.01% | — | -5,682 | -100.0% | Q1 2014 | Apr 29, 2014 |
| BLAIR WILLIAM & CO/IL | History | Closed out | 0 | 0 | — | 0.0% | — | -5,612 | -100.0% | Q1 2014 | May 06, 2014 |
| SOROS FUND MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,539 | -100.0% | Q1 2014 | May 15, 2014 |
| Zweig-DiMenna Associates LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -5,100 | -100.0% | Q1 2014 | May 08, 2014 |
| First City Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.15% | — | -4,800 | -100.0% | Q1 2014 | May 19, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -4,721 | -100.0% | Q1 2014 | May 15, 2014 |
| Orinda Asset Management LLC | History | Closed out | 0 | 0 | — | 0.37% | — | -3,958 | -100.0% | Q1 2014 | May 13, 2014 |
| Manchester Capital Management LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -3,639 | -100.0% | Q1 2014 | May 02, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -3,608 | -100.0% | Q1 2014 | May 07, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,867 | -100.0% | Q1 2014 | May 15, 2014 |
| Li Winifred I | History | Closed out | 0 | 0 | — | 0.1% | — | -2,590 | -100.0% | Q1 2014 | Jun 18, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,197 | -100.0% | Q1 2014 | May 02, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,020 | -100.0% | Q1 2014 | May 15, 2014 |
| Natixis Asset Management | History | Closed out | 0 | 0 | — | 0.01% | — | -1,701 | -100.0% | Q1 2014 | Aug 06, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,676 | -100.0% | Q1 2014 | May 12, 2014 |
| FIRST MANHATTAN CO | History | Closed out | 0 | 0 | — | 0.0% | — | -1,050 | -100.0% | Q1 2014 | May 16, 2014 |
| Robeco Institutional Asset Management B.V. | History | Closed out | 0 | 0 | — | 0.0% | — | -828 | -100.0% | Q1 2014 | May 07, 2014 |
| FineMark National Bank & Trust | History | Closed out | 0 | 0 | — | 0.01% | — | -805 | -100.0% | Q1 2014 | May 13, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -765 | -100.0% | Q1 2014 | May 15, 2014 |
| BESSEMER GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -760 | -100.0% | Q1 2014 | May 14, 2014 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.0% | — | -430 | -100.0% | Q1 2014 | May 12, 2014 |
| People's United Financial, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -300 | -100.0% | Q1 2014 | May 14, 2014 |
| Hudock Moyer Wealth Resources, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -300 | -100.0% | Q1 2014 | May 15, 2014 |
| Partnervest Advisory Services LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -285 | -100.0% | Q1 2014 | May 12, 2014 |
| Kistler-Tiffany Companies, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -200 | -100.0% | Q1 2014 | May 13, 2014 |
| Sanctuary Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q1 2014 | Apr 23, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -52 | -100.0% | Q1 2014 | May 14, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -52 | -100.0% | Q1 2014 | Apr 24, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -38 | -100.0% | Q1 2014 | May 13, 2014 |
| M&T BANK CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -21 | -100.0% | Q1 2014 | May 14, 2014 |
| BROWN BROTHERS HARRIMAN & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -17 | -100.0% | Q1 2014 | May 15, 2014 |
| Winslow, Evans & Crocker, Inc. | History | New | 15 | 0 | — | — | — | +15 | New | Q2 2014 | Jul 16, 2014 |