ISIS PHARMACEUTICALS INC - 464330109

Detailed investor-level table based on 13F positions.

Shareholders (13F)

Quarter: Q2 2014 · Compare: Q1 2014
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
FMR LLC History No change 17,549,733 758,324 0.11% 0.11% 1 0 0.0% Q1 2014 May 15, 2014
Artisan Partners Limited Partnership History No change 8,761,769 378,596 0.67% 0.67% 2 0 0.0% Q1 2014 May 14, 2014
Clearbridge Investments, LLC History No change 7,344,262 317,346 0.38% 0.38% 3 0 0.0% Q1 2014 May 15, 2014
VANGUARD GROUP INC History Reduced 7,269,544 250,436 0.02% 0.03% 4 -516,802 -6.64% Q2 2014 Aug 11, 2014
BB BIOTECH AG History Added to 6,706,526 231,040 10.98% 14.04% 5 +405,000 6.43% Q2 2014 Aug 07, 2014
WADDELL & REED FINANCIAL INC History No change 5,314,900 229,657 0.35% 0.35% 6 0 0.0% Q1 2014 May 15, 2014
BlackRock Fund Advisors History Reduced 4,133,698 142,406 0.04% 0.06% 7 -249,389 -5.69% Q2 2014 Aug 06, 2014
PRICE T ROWE ASSOCIATES INC /MD/ History No change 3,229,257 139,536 0.03% 0.03% 8 0 0.0% Q1 2014 May 15, 2014
BlackRock Institutional Trust Company, N.A. History Added to 3,209,471 110,566 0.02% 0.02% 9 +77,929 2.49% Q2 2014 Aug 06, 2014
STATE STREET CORP History No change 2,407,833 104,042 0.01% 0.01% 10 0 0.0% Q1 2014 May 15, 2014
FRANKLIN RESOURCES INC History No change 2,109,983 91,172 0.04% 0.04% 11 0 0.0% Q1 2014 May 13, 2014
SUSQUEHANNA INTERNATIONAL GROUP, LLP History No change 2,011,629 86,923 0.04% 0.04% 12 0 0.0% Q1 2014 May 14, 2014
PINNACLE ASSOCIATES LTD History No change 1,940,664 83,856 1.64% 1.64% 13 0 0.0% Q1 2014 May 14, 2014
JENNISON ASSOCIATES LLC History Reduced 2,029,822 69,927 0.06% 0.09% 14 -170,722 -7.76% Q2 2014 Aug 08, 2014
NORTHERN TRUST CORP History No change 1,522,627 65,793 0.02% 0.02% 15 0 0.0% Q1 2014 May 14, 2014
GOLDMAN SACHS GROUP INC History No change 1,510,795 65,281 0.02% 0.02% 16 0 0.0% Q1 2014 May 15, 2014
TOCQUEVILLE ASSET MANAGEMENT L.P. History Added to 1,862,903 64,177 0.62% 0.72% 17 +601,200 47.65% Q2 2014 Jul 30, 2014
ALLIANCEBERNSTEIN L.P. History No change 1,140,853 49,296 0.04% 0.04% 18 0 0.0% Q1 2014 May 13, 2014
BARCLAYS PLC History No change 915,132 39,350 0.04% 0.04% 19 0 0.0% Q1 2014 May 15, 2014
SECTORAL ASSET MANAGEMENT INC History No change 882,101 38,116 1.57% 1.57% 20 0 0.0% Q1 2014 May 14, 2014
STIFEL FINANCIAL CORP History No change 849,096 36,689 0.35% 0.35% 21 0 0.0% Q1 2014 May 15, 2014
Apex Capital Management History Added to 889,545 30,645 0.94% 1.09% 22 +174,228 24.36% Q2 2014 Jul 15, 2014
GEODE CAPITAL MANAGEMENT, LLC History No change 683,586 29,537 0.02% 0.02% 23 0 0.0% Q1 2014 May 14, 2014
Global Thematic Partners, LLC History New 855,966 29,488 0.45% — 24 +855,966 New Q2 2014 Aug 11, 2014
DOWLING & YAHNKE LLC History No change 676,298 29,223 3.85% 3.85% 25 0 0.0% Q1 2014 May 06, 2014
Bank of New York Mellon Corp History No change 673,705 29,111 0.01% 0.01% 26 0 0.0% Q1 2014 May 14, 2014
SCOUT INVESTMENTS, INC. History Reduced 829,698 28,583 0.33% 0.43% 27 -37,554 -4.33% Q2 2014 Aug 04, 2014
WELLS FARGO & COMPANY/MN History No change 637,862 27,563 0.01% 0.01% 28 0 0.0% Q1 2014 May 15, 2014
MANAGED ACCOUNT ADVISORS LLC History No change 565,418 24,432 0.03% 0.03% 29 0 0.0% Q1 2014 May 15, 2014
TIAA CREF INVESTMENT MANAGEMENT LLC History No change 563,200 24,336 0.02% 0.02% 30 0 0.0% Q1 2014 May 13, 2014
WELLINGTON MANAGEMENT CO LLP History No change 556,434 24,043 0.01% 0.01% 31 0 0.0% Q1 2014 May 15, 2014
VAN ECK ASSOCIATES CORP History No change 502,288 21,704 0.11% 0.11% 32 0 0.0% Q1 2014 May 08, 2014
MASSACHUSETTS FINANCIAL SERVICES CO /MA/ History No change 462,150 19,969 0.01% 0.01% 33 0 0.0% Q1 2014 May 13, 2014
Nuveen Asset Management, LLC History No change 456,112 19,709 0.12% 0.12% 34 0 0.0% Q1 2014 May 14, 2014
PANAGORA ASSET MANAGEMENT INC History No change 437,284 18,895 0.09% 0.09% 35 0 0.0% Q1 2014 May 15, 2014
AMERICAN CENTURY COMPANIES INC History Reduced 533,616 18,383 0.02% 0.06% 36 -586,775 -52.37% Q2 2014 Aug 04, 2014
UBS GLOBAL ASSET MANAGEMENT AMERICAS INC History No change 417,997 18,062 0.02% 0.02% 37 0 0.0% Q1 2014 May 23, 2014
BLACKROCK ADVISORS LLC History Reduced 512,505 17,656 0.02% 0.04% 38 -391,380 -43.3% Q2 2014 Aug 06, 2014
Invesco Ltd. History No change 407,498 17,608 0.01% 0.01% 39 0 0.0% Q1 2014 May 15, 2014
AMERIPRISE FINANCIAL INC History No change 376,647 16,277 0.01% 0.01% 40 0 0.0% Q1 2014 May 14, 2014
DEUTSCHE BANK AG\ History No change 376,102 16,250 0.01% 0.01% 41 0 0.0% Q1 2014 May 15, 2014
ROOSEVELT INVESTMENT GROUP INC History No change 374,168 16,167 0.75% 0.75% 42 0 0.0% Q1 2014 May 13, 2014
Allianz Asset Management AG History No change 359,670 15,541 0.02% 0.02% 43 0 0.0% Q1 2014 May 28, 2014
JPMORGAN CHASE & CO History No change 356,549 15,408 0.0% 0.0% 44 0 0.0% Q1 2014 May 15, 2014
COLUMBUS CIRCLE INVESTORS History Reduced 439,392 15,137 0.1% 0.42% 45 -1,009,950 -69.68% Q2 2014 Jul 31, 2014
FRED ALGER MANAGEMENT INC History No change 330,855 14,296 0.07% 0.07% 46 0 0.0% Q1 2014 May 15, 2014
RAINIER INVESTMENT MANAGEMENT LLC History No change 311,840 13,473 0.16% 0.16% 47 0 0.0% Q1 2014 May 15, 2014
TEACHERS ADVISORS INC History No change 290,744 12,563 0.03% 0.03% 48 0 0.0% Q1 2014 May 13, 2014
BANK OF AMERICA CORP /DE/ History No change 280,174 12,105 0.0% 0.0% 49 0 0.0% Q1 2014 May 15, 2014
SCHWAB CHARLES INVESTMENT MANAGEMENT INC History Added to 344,459 11,867 0.02% 0.03% 50 +3,282 0.96% Q2 2014 Jul 30, 2014
BlackRock Investment Management, LLC History Added to 335,453 11,556 0.02% 0.02% 51 +25,161 8.11% Q2 2014 Aug 06, 2014
WILLIAM HARRIS INVESTORS INC History Added to 329,034 11,335 3.14% 2.58% 52 +122,100 59.0% Q2 2014 Aug 07, 2014
NEW YORK STATE COMMON RETIREMENT FUND History Added to 313,733 10,808 0.02% 0.02% 53 +58,039 22.7% Q2 2014 Aug 05, 2014
IRONBRIDGE CAPITAL MANAGEMENT LP History Reduced 302,243 10,412 0.25% 0.31% 54 -31,556 -9.45% Q2 2014 Jul 11, 2014
MILLENNIUM MANAGEMENT LLC History No change 208,381 9,004 0.03% 0.03% 55 0 0.0% Q1 2014 May 15, 2014
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM History No change 204,321 8,829 0.02% 0.02% 56 0 0.0% Q1 2014 May 08, 2014
ROYAL BANK OF CANADA History No change 200,986 8,685 0.01% 0.01% 57 0 0.0% Q1 2014 May 15, 2014
GUGGENHEIM CAPITAL LLC History No change 196,605 8,496 0.02% 0.02% 58 0 0.0% Q1 2014 May 16, 2014
RAYMOND JAMES & ASSOCIATES History No change 192,974 8,338 0.06% 0.06% 59 0 0.0% Q1 2014 May 13, 2014
BATTERYMARCH FINANCIAL MANAGEMENT INC History No change 187,880 8,119 0.17% 0.17% 60 0 0.0% Q1 2014 May 15, 2014
CREDIT SUISSE AG/ History Added to 231,572 7,977 0.01% 0.01% 61 +4,310 1.9% Q2 2014 Aug 11, 2014
AXA History No change 183,879 7,945 0.03% 0.03% 62 0 0.0% Q1 2014 May 13, 2014
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM History No change 211,900 7,770 0.01% 0.01% 63 0 0.0% Q1 2014 Apr 18, 2014
DAVENPORT & Co LLC History Added to 223,490 7,699 0.13% 0.03% 64 +185,890 494.39% Q2 2014 Jul 25, 2014
MARSICO CAPITAL MANAGEMENT LLC History No change 176,633 7,632 0.06% 0.06% 65 0 0.0% Q1 2014 May 15, 2014
ALTRINSIC GLOBAL ADVISORS LLC History No change 172,757 7,465 0.13% 0.13% 66 0 0.0% Q1 2014 May 15, 2014
MORGAN STANLEY History No change 164,481 7,107 0.0% 0.0% 67 0 0.0% Q1 2014 May 13, 2014
EMERALD ADVISERS INC/PA History Added to 198,934 6,853 0.39% 0.43% 68 +22,498 12.75% Q2 2014 Jul 17, 2014
BANK OF MONTREAL /CAN/ History No change 157,987 6,827 0.01% 0.01% 69 0 0.0% Q1 2014 May 15, 2014
THRIVENT FINANCIAL FOR LUTHERANS History No change 150,200 6,490 0.04% 0.04% 70 0 0.0% Q1 2014 May 14, 2014
MANUFACTURERS LIFE INSURANCE COMPANY, THE History No change 148,179 6,403 0.01% 0.01% 71 0 0.0% Q1 2014 May 15, 2014
UBS AG History No change 146,234 6,319 0.01% 0.01% 72 0 0.0% Q1 2014 May 16, 2014
EMERALD MUTUAL FUND ADVISERS TRUST History Added to 181,839 6,264 0.58% 0.64% 73 +26,101 16.76% Q2 2014 Jul 17, 2014
RENAISSANCE TECHNOLOGIES LLC History No change 136,914 5,916 0.01% 0.01% 74 0 0.0% Q1 2014 May 14, 2014
CQS Cayman LP History New 150,000 5,168 0.32% — 75 +150,000 New Q2 2014 Aug 11, 2014
Zurcher Kantonalbank (Zurich Cantonalbank) History Added to 141,100 4,861 0.14% 0.1% 77 +63,100 80.9% Q2 2014 Aug 06, 2014
D. E. Shaw & Co., Inc. History No change 112,500 4,861 0.01% 0.01% 76 0 0.0% Q1 2014 May 15, 2014
SIT INVESTMENT ASSOCIATES INC History No change 111,705 4,827 0.08% 0.08% 78 0 0.0% Q1 2014 Apr 24, 2014
ProShare Advisors LLC History Reduced 133,215 4,589 0.06% 0.11% 79 -73,546 -35.57% Q2 2014 Aug 08, 2014
Swiss National Bank History No change 128,900 4,441 0.02% 0.02% 80 0 0.0% Q2 2014 Aug 06, 2014
Artal Group S.A. History No change 100,000 4,321 0.16% 0.16% 81 0 0.0% Q1 2014 May 15, 2014
CITY NATIONAL BANK History Added to 121,140 4,174 0.04% 0.03% 82 +74,103 157.54% Q2 2014 Jul 28, 2014
BAKER BROS. ADVISORS LP History No change 96,303 4,161 0.05% 0.05% 83 0 0.0% Q1 2014 May 15, 2014
RHUMBLINE ADVISERS History Reduced 116,873 4,026 0.01% 0.02% 84 -2,722 -2.28% Q2 2014 Aug 06, 2014
Hood River Capital Management LLC History New 114,130 3,932 0.53% — 85 +114,130 New Q2 2014 Aug 04, 2014
Nationwide Fund Advisors History Added to 108,029 3,722 0.02% 0.02% 86 +17,404 19.2% Q2 2014 Aug 11, 2014
LORD, ABBETT & CO. LLC History No change 85,098 3,677 0.01% 0.01% 87 0 0.0% Q1 2014 May 15, 2014
Sterling Capital Management LLC History No change 83,587 3,612 0.03% 0.03% 88 0 0.0% Q1 2014 May 16, 2014
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM History Added to 103,185 3,555 0.01% 0.01% 89 +1,629 1.6% Q2 2014 Aug 07, 2014
DIMENSIONAL FUND ADVISORS LP History Reduced 101,654 3,504 0.0% 0.01% 90 -160,663 -61.25% Q2 2014 Aug 08, 2014
BLB&B Advisors, LLC History Reduced 97,260 3,351 0.72% 0.93% 91 -465 -0.48% Q2 2014 Jul 17, 2014
A.R.T. Advisors, LLC History No change 76,100 3,288 0.17% 0.17% 92 0 0.0% Q1 2014 May 15, 2014
SAC Capital Advisors LP History No change 74,106 3,202 0.02% 0.02% 93 0 0.0% Q1 2014 May 15, 2014
TD ASSET MANAGEMENT INC History No change 71,300 3,081 0.01% 0.01% 94 0 0.0% Q1 2014 May 09, 2014
METROPOLITAN LIFE INSURANCE CO/NY History No change 89,326 3,077 0.02% 0.03% 95 0 0.0% Q2 2014 Jul 31, 2014
SUNRISE PARTNERS LIMITED PARTNERSHIP /CT History No change 70,079 3,028 0.2% 0.2% 96 0 0.0% Q1 2014 May 15, 2014
AMERICAN INTERNATIONAL GROUP INC History Added to 83,772 2,885 0.01% 0.02% 97 +1,386 1.68% Q2 2014 Aug 08, 2014
ING INVESTMENT MANAGEMENT LLC History No change 66,412 2,870 0.01% 0.01% 98 0 0.0% Q1 2014 May 15, 2014
CITIGROUP INC History No change 63,896 2,761 0.0% 0.0% 99 0 0.0% Q1 2014 May 15, 2014
PROFUND ADVISORS LLC History Reduced 77,723 2,678 0.12% 0.19% 100 -17,870 -18.69% Q2 2014 Aug 08, 2014
Spot Trading L.L.C History No change 56,455 2,439 0.01% 0.01% 101 0 0.0% Q1 2014 May 13, 2014
Reynders McVeigh Capital Management, LLC History Added to 70,283 2,421 0.55% 0.22% 102 +49,203 233.41% Q2 2014 Aug 11, 2014
NJ State Employees Deferred Compensation Plan History Added to 70,000 2,412 0.48% 0.18% 104 +50,000 250.0% Q2 2014 Aug 11, 2014
AQR CAPITAL MANAGEMENT LLC History No change 55,819 2,412 0.01% 0.01% 103 0 0.0% Q1 2014 May 15, 2014
BlackRock Group LTD History Reduced 69,232 2,384 0.0% 0.01% 105 -178,861 -72.09% Q2 2014 Aug 06, 2014
PARAMETRIC PORTFOLIO ASSOCIATES LLC History No change 54,122 2,339 0.01% 0.01% 106 0 0.0% Q1 2014 May 13, 2014
DekaBank Deutsche Girozentrale History Reduced 67,400 2,322 0.03% 0.05% 107 -2,500 -3.58% Q2 2014 Aug 08, 2014
SUNTRUST BANKS INC History No change 52,357 2,260 0.01% 0.01% 108 0 0.0% Q1 2014 May 14, 2014
Visium Asset Management, LP History No change 50,000 2,161 0.03% 0.03% 109 0 0.0% Q1 2014 May 15, 2014
State of New Jersey Common Pension Fund A History No change 50,000 2,161 0.01% 0.01% 110 0 0.0% Q1 2014 May 05, 2014
Employees Retirement System of Texas History No change 49,000 2,117 0.03% 0.03% 111 0 0.0% Q1 2014 May 14, 2014
GROUP ONE TRADING, L.P. History No change 46,323 2,002 0.03% 0.03% 112 0 0.0% Q1 2014 May 07, 2014
BAMCO INC /NY/ History No change 45,251 1,955 0.01% 0.01% 113 0 0.0% Q1 2014 May 15, 2014
INTEGRAL DERIVATIVES, LLC History Added to 56,597 1,950 0.03% 0.0% 114 +51,097 929.04% Q2 2014 Aug 07, 2014
Lee Munder Capital Group, LLC History Added to 55,207 1,902 0.04% 0.04% 115 +18,038 48.53% Q2 2014 Aug 11, 2014
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC History Reduced 54,687 1,884 0.04% 0.06% 116 -3,309 -5.71% Q2 2014 Aug 07, 2014
HBK INVESTMENTS L P History No change 42,600 1,841 0.04% 0.04% 117 0 0.0% Q1 2014 May 15, 2014
US BANCORP \DE\ History No change 40,215 1,738 0.01% 0.01% 118 0 0.0% Q1 2014 May 14, 2014
Placemark Investments, Inc. History No change 40,175 1,735 0.03% 0.03% 119 0 0.0% Q1 2014 May 09, 2014
State of New Jersey Common Pension Fund D History New 50,000 1,723 0.01% — 120 +50,000 New Q2 2014 Aug 11, 2014
Jefferies Group LLC History No change 38,492 1,663 0.02% 0.02% 121 0 0.0% Q1 2014 May 16, 2014
PRUDENTIAL FINANCIAL INC History No change 38,283 1,654 0.0% 0.0% 122 0 0.0% Q1 2014 May 14, 2014
MOODY NATIONAL BANK TRUST DIVISION History No change 37,204 1,608 0.11% 0.11% 123 0 0.0% Q1 2014 May 15, 2014
HWG Holdings LP History Reduced 45,266 1,559 1.19% 3.87% 124 -53,301 -54.08% Q2 2014 Jul 25, 2014
CSS LLC/IL History No change 35,900 1,551 0.08% 0.08% 125 0 0.0% Q1 2014 May 15, 2014
WALL STREET ASSOCIATES History No change 35,572 1,537 0.13% 0.13% 126 0 0.0% Q1 2014 May 13, 2014
PRINCIPAL FINANCIAL GROUP INC History No change 35,053 1,515 0.0% 0.0% 127 0 0.0% Q1 2014 May 13, 2014
PERKINS CAPITAL MANAGEMENT INC History No change 34,165 1,476 1.04% 1.04% 128 0 0.0% Q1 2014 May 07, 2014
KEYBANK NATIONAL ASSOCIATION/OH History No change 30,288 1,309 0.01% 0.01% 129 0 0.0% Q1 2014 May 14, 2014
NGAM ADVISORS, L.P. History No change 30,123 1,302 0.02% 0.02% 130 0 0.0% Q1 2014 May 13, 2014
PARADIGM ASSET MANAGEMENT CO LLC History No change 29,550 1,276 0.17% 0.17% 131 0 0.0% Q1 2014 May 14, 2014
PUTNAM INVESTMENTS LLC History No change 29,249 1,264 0.0% 0.0% 132 0 0.0% Q1 2014 May 15, 2014
Rhenman & Partners Asset Management AB History New 36,000 1,240 0.37% — 133 +36,000 New Q2 2014 Jul 31, 2014
FIC CAPITAL INC History No change 27,180 1,174 0.48% 0.48% 134 0 0.0% Q1 2014 May 14, 2014
PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO History No change 33,004 1,137 0.01% 0.01% 135 0 0.0% Q2 2014 Jul 16, 2014
RidgeWorth Capital Management LLC History New 30,431 1,049 0.01% — 136 +30,431 New Q2 2014 Jul 31, 2014
GLOBEFLEX CAPITAL L P History Added to 29,919 1,030 0.11% 0.13% 137 +4,319 16.87% Q2 2014 Jul 18, 2014
CAPITAL FUND MANAGEMENT S.A. History Reduced 28,300 975 0.01% 0.03% 138 -22,166 -43.92% Q2 2014 Aug 01, 2014
DUPONT CAPITAL MANAGEMENT Corp History No change 28,237 973 0.02% 0.02% 139 0 0.0% Q2 2014 Aug 11, 2014
COMERICA BANK History No change 22,216 960 0.01% 0.01% 140 0 0.0% Q1 2014 May 15, 2014
New England Investment & Retirement Group, Inc. History No change 22,181 958 0.59% 0.59% 141 0 0.0% Q1 2014 May 09, 2014
DAVIDSON D A & CO History Added to 27,798 956 0.03% 0.02% 142 +11,979 75.73% Q2 2014 Jul 29, 2014
Neuberger Berman Group LLC History Reduced 27,088 933 0.0% 0.0% 143 -3,636 -11.83% Q2 2014 Aug 05, 2014
GSA CAPITAL PARTNERS LLP History Reduced 26,814 924 0.04% 0.24% 144 -51,170 -65.62% Q2 2014 Aug 08, 2014
Perimeter Capital Partners, LLC History No change 21,233 917 0.46% 0.46% 145 0 0.0% Q1 2014 May 05, 2014
Hemenway Trust Co LLC History New 26,145 901 0.27% — 146 +26,145 New Q2 2014 Jul 23, 2014
300 NORTH CAPITAL, LLC History No change 25,864 892 0.22% 0.29% 147 0 0.0% Q2 2014 Aug 05, 2014
PNC FINANCIAL SERVICES GROUP, INC. History Reduced 24,877 857 0.0% 0.0% 148 -7,244 -22.55% Q2 2014 Aug 08, 2014
SG Americas Securities, LLC History No change 19,077 824 0.0% 0.0% 149 0 0.0% Q1 2014 May 14, 2014
STRS OHIO History Reduced 23,700 816 0.0% 0.01% 150 -2,300 -8.85% Q2 2014 Jul 24, 2014
FRANKLIN STREET ADVISORS INC /NC History No change 23,612 813 0.16% 0.2% 151 0 0.0% Q2 2014 Jul 08, 2014
FORTALEZA ASSET MANAGEMENT INC/ History Added to 23,325 804 0.37% 0.41% 152 +4,785 25.81% Q2 2014 Jul 23, 2014
Schonfeld Group Holdings LLC History No change 17,793 769 0.19% 0.19% 153 0 0.0% Q1 2014 May 15, 2014
ZACKS INVESTMENT MANAGEMENT History No change 17,379 751 0.03% 0.03% 154 0 0.0% Q1 2014 May 13, 2014
Horizon Kinetics LLC History No change 17,000 735 0.01% 0.01% 155 0 0.0% Q1 2014 May 14, 2014
RUSSELL FRANK CO/ History No change 21,927 704 0.0% 0.0% 156 0 0.0% Q1 2014 May 16, 2014
Timber Hill LLC History No change 16,256 702 0.0% 0.0% 157 0 0.0% Q1 2014 May 13, 2014
ALPINE WOODS CAPITAL INVESTORS, LLC History New 20,010 689 0.02% — 158 +20,010 New Q2 2014 Aug 08, 2014
ELEFANTE MICHAEL B History New 18,810 648 0.27% — 160 +18,810 New Q2 2014 Jul 24, 2014
NOMURA ASSET MANAGEMENT CO LTD History No change 15,000 648 0.01% 0.01% 159 0 0.0% Q1 2014 May 14, 2014
Wilmington Funds Management Corp History No change 14,973 647 0.07% 0.07% 161 0 0.0% Q1 2014 May 14, 2014
JANE STREET GROUP, LLC History No change 14,726 636 0.01% 0.01% 162 0 0.0% Q1 2014 May 15, 2014
WEXFORD CAPITAL LP History No change 14,700 635 0.05% 0.05% 163 0 0.0% Q1 2014 May 15, 2014
LPL Financial LLC History Added to 14,715 507 0.0% 0.0% 164 +2,156 17.17% Q2 2014 Aug 05, 2014
REGIONS FINANCIAL CORP History Added to 14,603 503 0.01% 0.0% 165 +8,686 146.8% Q2 2014 Jul 23, 2014
FEDERATED INVESTORS INC /PA/ History Reduced 14,452 498 0.0% 0.0% 166 -16,372 -53.11% Q2 2014 Aug 07, 2014
Mizuho Asset Management Co.,Ltd. History New 14,360 494 0.11% — 168 +14,360 New Q2 2014 Aug 08, 2014
CITADEL ADVISORS LLC History No change 11,431 494 0.0% 0.0% 167 0 0.0% Q1 2014 May 15, 2014
ClariVest Asset Management LLC History Added to 14,140 487 0.02% 0.02% 169 +18 0.13% Q2 2014 Aug 11, 2014
FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. History Added to 13,723 473 0.01% 0.01% 170 +4,278 45.29% Q2 2014 Aug 11, 2014
Private Capital Advisors, Inc. History New 13,700 472 0.15% — 171 +13,700 New Q2 2014 Aug 04, 2014
Broderick Brian C History New 13,453 464 0.21% — 172 +13,453 New Q2 2014 Jul 23, 2014
National Planning Corp History Added to 13,333 459 0.04% 0.02% 173 +7,933 146.91% Q2 2014 Jul 16, 2014
GOFEN & GLOSSBERG LLC /IL/ History Reduced 13,040 449 0.02% 0.03% 174 -850 -6.12% Q2 2014 Jul 15, 2014
Connor, Clark & Lunn Investment Management Ltd. History No change 8,935 426 0.0% 0.0% 175 0 0.0% Q1 2014 May 14, 2014
Summit Investment Advisors, Inc. History No change 9,736 421 0.03% 0.03% 176 0 0.0% Q1 2014 May 13, 2014
QUEST INVESTMENT MANAGEMENT INC/OR History Added to 11,705 403 0.04% 0.04% 177 +1,395 13.53% Q2 2014 Aug 11, 2014
AMALGAMATED BANK History Reduced 11,472 395 0.06% 0.09% 178 -68 -0.59% Q2 2014 Aug 11, 2014
Weiss Multi-Strategy Advisers LLC History No change 8,800 380 0.01% 0.01% 179 0 0.0% Q1 2014 May 15, 2014
MAZAMA CAPITAL MANAGEMENT INC History New 10,969 377 0.1% — 180 +10,969 New Q2 2014 Jul 28, 2014
ING GROEP NV History No change 8,394 363 0.0% 0.0% 181 0 0.0% Q1 2014 May 14, 2014
ROCKEFELLER FINANCIAL SERVICES INC History Added to 10,201 351 0.01% 0.01% 182 +2,769 37.26% Q2 2014 Jul 25, 2014
SOMERVILLE KURT F History New 9,960 342 0.13% — 183 +9,960 New Q2 2014 Jul 23, 2014
Veritable, L.P. History No change 7,182 310 0.01% 0.01% 184 0 0.0% Q1 2014 May 15, 2014
LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC History No change 7,115 307 0.0% 0.0% 185 0 0.0% Q1 2014 May 12, 2014
Reliance Trust Co of Delaware History Reduced 8,878 306 0.04% 0.05% 186 -316 -3.44% Q2 2014 Jul 11, 2014
Commonwealth Equity Services, Inc History Added to 8,804 303 0.0% 0.0% 187 +3,776 75.1% Q2 2014 Jul 23, 2014
Quantbot Technologies LP History New 8,313 286 0.05% — 188 +8,313 New Q2 2014 Jul 08, 2014
GREAT WEST LIFE ASSURANCE CO /CAN/ History No change 8,217 282 0.0% 0.0% 189 0 0.0% Q2 2014 Aug 06, 2014
STEVENS CAPITAL MANAGEMENT LP History No change 6,516 282 0.01% 0.01% 190 0 0.0% Q1 2014 May 06, 2014
BlackRock Japan Co. Ltd History Added to 8,048 277 0.0% 0.0% 191 +2,858 55.07% Q2 2014 Aug 06, 2014
PUZO MICHAEL J History New 7,540 260 0.18% — 192 +7,540 New Q2 2014 Jul 24, 2014
STONEBRIDGE CAPITAL MANAGEMENT INC History New 7,425 256 0.1% — 194 +7,425 New Q2 2014 Jul 16, 2014
Creative Planning History No change 6,168 256 0.0% 0.0% 193 0 0.0% Q1 2014 Apr 11, 2014
SYMPHONY ASSET MANAGEMENT LLC History No change 5,790 250 0.02% 0.02% 195 0 0.0% Q1 2014 May 15, 2014
SEI TRUST CO History Reduced 7,205 248 0.0% 0.0% 196 -1,846 -20.4% Q2 2014 Jul 22, 2014
SOROS FUND MANAGEMENT LLC History No change 5,539 239 0.0% 0.0% 197 0 0.0% Q1 2014 May 15, 2014
Gateway Advisory, LLC History New 6,750 233 0.11% — 198 +6,750 New Q2 2014 Aug 01, 2014
Cambridge Investment Research Advisors, Inc. History New 6,722 232 0.01% — 199 +6,722 New Q2 2014 Jul 25, 2014
REYNOLDS CAPITAL MANAGEMENT LLC History Reduced 6,400 220 0.15% 0.23% 200 -1,700 -20.99% Q2 2014 Jul 08, 2014
Zweig-DiMenna Associates LLC History No change 5,100 220 0.01% 0.01% 201 0 0.0% Q1 2014 May 08, 2014
NCM Capital Advisers, Inc. History Reduced 6,250 215 0.32% 1.07% 202 -9,450 -60.19% Q2 2014 Aug 07, 2014
First City Capital Management, Inc. History No change 4,800 207 0.15% 0.15% 203 0 0.0% Q1 2014 May 19, 2014
LADENBURG THALMANN FINANCIAL SERVICES INC History No change 4,721 206 0.01% 0.01% 204 0 0.0% Q1 2014 May 15, 2014
WCM INVESTMENT MANAGEMENT/CA History No change 5,900 203 0.01% 0.01% 205 0 0.0% Q2 2014 Aug 08, 2014
Orinda Asset Management LLC History No change 3,958 171 0.37% 0.37% 206 0 0.0% Q1 2014 May 13, 2014
BlackRock Inc. History Reduced 4,935 170 0.0% 0.01% 207 -78,545 -94.09% Q2 2014 Aug 06, 2014
GLENMEDE TRUST CO NA History No change 3,608 155 0.0% 0.0% 208 0 0.0% Q1 2014 May 07, 2014
TEACHER RETIREMENT SYSTEM OF TEXAS History Reduced 4,402 152 0.0% 0.0% 209 -188 -4.1% Q2 2014 Aug 05, 2014
FIFTH THIRD BANCORP History No change 2,867 124 0.0% 0.0% 210 0 0.0% Q1 2014 May 15, 2014
Li Winifred I History No change 2,590 112 0.1% 0.1% 211 0 0.0% Q1 2014 Jun 18, 2014
Tower Research Capital LLC History No change 2,197 95 0.01% 0.01% 212 0 0.0% Q1 2014 May 02, 2014
SPRINGBOK CAPITAL MANAGEMENT, LLC History No change 2,020 87 0.01% 0.01% 213 0 0.0% Q1 2014 May 15, 2014
Natixis Asset Management History No change 1,701 74 0.01% 0.01% 214 0 0.0% Q1 2014 Aug 06, 2014
ENVESTNET ASSET MANAGEMENT INC History No change 1,676 72 0.0% 0.0% 215 0 0.0% Q1 2014 May 12, 2014
FIRST MANHATTAN CO History No change 1,050 45 0.0% 0.0% 216 0 0.0% Q1 2014 May 16, 2014
Vantage Investment Advisors, LLC History Added to 1,200 41 0.03% 0.0% 217 +1,150 2300.0% Q2 2014 Jul 25, 2014
Robeco Institutional Asset Management B.V. History No change 828 36 0.0% 0.0% 218 0 0.0% Q1 2014 May 07, 2014
FineMark National Bank & Trust History No change 805 35 0.01% 0.01% 219 0 0.0% Q1 2014 May 13, 2014
Perkins Coie Trust Co History No change 1,000 34 0.03% 0.04% 220 0 0.0% Q2 2014 Jul 18, 2014
Shamrock Asset Management LLC History No change 1,000 34 0.01% 0.01% 221 0 0.0% Q2 2014 Aug 04, 2014
BESSEMER GROUP INC History No change 760 33 0.0% 0.0% 222 0 0.0% Q1 2014 May 14, 2014
Advisors Asset Management, Inc. History No change 765 33 0.0% 0.0% 223 0 0.0% Q1 2014 May 15, 2014
WOLVERINE ASSET MANAGEMENT LLC History No change 52 22 0.0% 0.0% 224 0 0.0% Q1 2014 May 14, 2014
FTB Advisors, Inc. History Added to 687 21 0.0% 0.0% 225 +114 19.9% Q2 2014 Aug 07, 2014
CREDIT AGRICOLE S A History No change 430 19 0.0% 0.0% 226 0 0.0% Q1 2014 May 12, 2014
People's United Financial, Inc. History No change 300 13 0.0% 0.0% 227 0 0.0% Q1 2014 May 14, 2014
Hudock Moyer Wealth Resources, LLC History No change 300 13 0.01% 0.01% 228 0 0.0% Q1 2014 May 15, 2014
PRIVATE TRUST CO NA History Reduced 345 12 0.0% 0.01% 229 -43 -11.08% Q2 2014 Jul 22, 2014
Partnervest Advisory Services LLC History No change 285 12 0.01% 0.01% 230 0 0.0% Q1 2014 May 12, 2014
Regal Investment Advisors LLC History New 300 10 0.0% — 231 +300 New Q2 2014 Aug 04, 2014
BOSTON PRIVATE BANK & TRUST CO History Reduced 248 9 0.0% 0.0% 232 -50 -16.78% Q2 2014 Jul 15, 2014
Kistler-Tiffany Companies, LLC History No change 200 9 0.01% 0.01% 233 0 0.0% Q1 2014 May 13, 2014
PRENTISS SMITH & CO INC History No change 200 7 0.0% 0.0% 234 0 0.0% Q2 2014 Jul 23, 2014
UBS OCONNOR LLC History No change 50,000 6 0.0% 0.0% 235 0 0.0% Q1 2014 May 14, 2014
REILLY FINANCIAL ADVISORS, LLC History New 100 4 0.0% — 236 +100 New Q2 2014 Jul 16, 2014
WealthTrust Fairport, LLC History New 100 3 0.0% — 238 +100 New Q2 2014 Aug 08, 2014
Blume Capital Management, Inc. History New 90 3 0.0% — 240 +90 New Q2 2014 Jul 29, 2014
Visionary Asset Management, Inc. History New 82 3 0.0% — 239 +82 New Q2 2014 Aug 07, 2014
Warren Averett Asset Management, LLC History No change 90 3 0.0% 0.0% 237 0 0.0% Q2 2014 Jul 29, 2014
MetLife Securities, Inc History No change 65 2 0.0% 0.0% 241 0 0.0% Q2 2014 Aug 04, 2014
WFG Advisors, LP History No change 52 2 0.0% 0.0% 242 0 0.0% Q1 2014 Apr 24, 2014
CFG Asset Management LLC History New 17 1 0.0% — 248 +17 New Q2 2014 Jul 08, 2014
BROWN BROTHERS HARRIMAN & CO History No change 17 1 0.0% 0.0% 243 0 0.0% Q1 2014 May 15, 2014
M&T BANK CORP History No change 21 1 0.0% 0.0% 244 0 0.0% Q1 2014 May 14, 2014
BNP PARIBAS ARBITRAGE, SA History No change 38 1 0.0% 0.0% 245 0 0.0% Q1 2014 May 13, 2014
TCI Wealth Advisors, Inc. History No change 35 1 0.0% 0.0% 246 0 0.0% Q2 2014 Aug 11, 2014
Cranbrook Wealth Management, LLC History No change 25 1 0.0% 0.0% 247 0 0.0% Q2 2014 Jul 29, 2014
EAGLE ASSET MANAGEMENT INC History Closed out 0 0 — 0.16% — -688,006 -100.0% Q2 2014 Jul 10, 2014
GARRISON BRADFORD & ASSOCIATES INC History Closed out 0 0 — 3.27% — -78,600 -100.0% Q2 2014 Jul 14, 2014
PICTET ASSET MANAGEMENT LTD History Closed out 0 0 — 0.01% — -52,700 -100.0% Q2 2014 Jul 31, 2014
FIRST MERCANTILE TRUST CO History Closed out 0 0 — 0.07% — -21,252 -100.0% Q2 2014 Jul 22, 2014
SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) History Closed out 0 0 — 0.23% — -16,650 -100.0% Q2 2014 Jul 18, 2014
Numeric Investors LLC History Closed out 0 0 — 0.01% — -12,100 -100.0% Q2 2014 Aug 11, 2014
Quantitative Investment Management, LLC History Closed out 0 0 — 0.02% — -9,800 -100.0% Q2 2014 Aug 08, 2014
NIPPON LIFE INSURANCE CO History Closed out 0 0 — 0.01% — -6,959 -100.0% Q2 2014 Aug 05, 2014
RAYMOND JAMES TRUST N.A. History Closed out 0 0 — 0.03% — -5,898 -100.0% Q2 2014 Aug 04, 2014
World Asset Management Inc History Closed out 0 0 — 0.01% — -5,682 -100.0% Q2 2014 Jul 28, 2014
BLAIR WILLIAM & CO/IL History Closed out 0 0 — 0.0% — -5,612 -100.0% Q2 2014 Aug 01, 2014
Manchester Capital Management LLC History Closed out 0 0 — 0.03% — -3,639 -100.0% Q2 2014 Jul 31, 2014
Sanctuary Wealth Advisors, LLC History Closed out 0 0 — 0.0% — -100 -100.0% Q2 2014 Jul 29, 2014
Winslow, Evans & Crocker, Inc. History New 15 0 — — — +15 New Q2 2014 Jul 16, 2014