ITC HLDGS CORP COM - 465685105
Detailed investor-level table based on 13F positions.
Early Q2 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Reduced | 9,839,629 | 358,950 | 0.03% | 0.03% | 1 | -87,987 | -0.89% | Q2 2014 | Aug 11, 2014 |
| Neuberger Berman Group LLC | History | Reduced | 8,057,195 | 293,926 | 0.29% | 0.31% | 2 | -71,549 | -0.88% | Q2 2014 | Aug 05, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 3,951,866 | 144,164 | 0.02% | 0.03% | 3 | -69,198 | -1.72% | Q2 2014 | Aug 06, 2014 |
| REAVES W H & CO INC | History | Reduced | 3,716,544 | 135,580 | 4.37% | 4.85% | 4 | -39,172 | -1.04% | Q2 2014 | Aug 07, 2014 |
| MUNDER CAPITAL MANAGEMENT | History | Reduced | 3,406,555 | 124,271 | 0.88% | 0.95% | 5 | -145,382 | -4.09% | Q2 2014 | Aug 06, 2014 |
| JENNISON ASSOCIATES LLC | History | Reduced | 2,945,870 | 107,465 | 0.1% | 0.11% | 6 | -19,274 | -0.65% | Q2 2014 | Aug 08, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 2,780,136 | 101,419 | 0.1% | 2942.63% | 7 | -3,330 | -0.12% | Q2 2014 | Aug 06, 2014 |
| STRS OHIO | History | Added to | 2,486,000 | 90,689 | 0.4% | 0.3% | 8 | +695,000 | 38.81% | Q2 2014 | Jul 24, 2014 |
| COMMONWEALTH BANK OF AUSTRALIA | History | Reduced | 2,276,339 | 83,040 | 0.55% | 0.59% | 9 | -179,316 | -7.3% | Q2 2014 | Aug 11, 2014 |
| BlackRock Group LTD | History | Reduced | 1,991,516 | 72,650 | 0.04% | 0.05% | 10 | -254,605 | -11.34% | Q2 2014 | Aug 06, 2014 |
| First Eagle Investment Management, LLC | History | Reduced | 1,965,150 | 71,689 | 0.17% | 0.29% | 11 | -927,171 | -32.06% | Q2 2014 | Aug 08, 2014 |
| GENEVA INVESTMENT MANAGEMENT OF CHICAGO LLC | History | Reduced | 1,654,288 | 60,348 | 1.1% | 1.34% | 12 | -297,020 | -15.22% | Q2 2014 | Aug 07, 2014 |
| BlackRock Fund Advisors | History | Added to | 1,475,838 | 53,839 | 0.02% | 0.01% | 13 | +227,006 | 18.18% | Q2 2014 | Aug 06, 2014 |
| ANCHOR CAPITAL ADVISORS LLC | History | Reduced | 1,071,367 | 39,083 | 0.75% | 0.82% | 14 | -24,991 | -2.28% | Q2 2014 | Aug 01, 2014 |
| FEDERATED INVESTORS INC /PA/ | History | Reduced | 985,000 | 35,933 | 0.11% | 0.16% | 15 | -262,964 | -21.07% | Q2 2014 | Aug 07, 2014 |
| THORNBURG INVESTMENT MANAGEMENT INC | History | Added to | 838,574 | 30,591 | 0.12% | 0.11% | 16 | +78,663 | 10.35% | Q2 2014 | Aug 11, 2014 |
| Electron Capital Partners, LLC | History | Added to | 757,024 | 27,616 | 10.68% | 12.05% | 17 | +208,457 | 38.0% | Q2 2014 | Jul 11, 2014 |
| ROYCE & ASSOCIATES LLC | History | No change | 750,000 | 27,360 | 0.08% | 0.08% | 18 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| PICTET ASSET MANAGEMENT LTD | History | Added to | 649,107 | 23,679 | 0.11% | 0.09% | 19 | +149,987 | 30.05% | Q2 2014 | Jul 31, 2014 |
| IRONBRIDGE CAPITAL MANAGEMENT LP | History | Reduced | 600,293 | 21,899 | 0.54% | 0.66% | 20 | -210,221 | -25.94% | Q2 2014 | Jul 11, 2014 |
| DIAMOND HILL CAPITAL MANAGEMENT INC | History | Added to | 551,112 | 20,105 | 0.16% | 0.16% | 21 | +39,830 | 7.79% | Q2 2014 | Aug 11, 2014 |
| BlackRock Inc. | History | Added to | 514,311 | 18,762 | 0.03% | 0.01% | 22 | +358,929 | 231.0% | Q2 2014 | Aug 06, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 465,782 | 16,992 | 0.01% | 0.02% | 23 | -94,873 | -16.92% | Q2 2014 | Aug 11, 2014 |
| FIRST TRUST ADVISORS LP | History | Reduced | 455,533 | 16,618 | 0.07% | 0.14% | 24 | -385,749 | -45.85% | Q2 2014 | Aug 11, 2014 |
| ECOFIN LTD | History | New | 435,324 | 15,881 | 2.69% | — | 25 | +435,324 | New | Q2 2014 | Jul 15, 2014 |
| TRILLIUM ASSET MANAGEMENT, LLC | History | Reduced | 428,617 | 15,636 | 1.34% | 1.61% | 26 | -31,134 | -6.77% | Q2 2014 | Jul 28, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 368,718 | 13,450 | 0.01% | 0.01% | 27 | -1,452 | -0.39% | Q2 2014 | Aug 08, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 353,450 | 12,894 | 0.02% | 0.02% | 28 | -3,665 | -1.03% | Q2 2014 | Aug 06, 2014 |
| BB&T SECURITIES, LLC | History | Added to | 34,122 | 12,447 | 0.03% | 0.03% | 29 | +6,010 | 21.38% | Q2 2014 | Jul 11, 2014 |
| EULAV Asset Management | History | Reduced | 330,900 | 12,071 | 0.65% | 0.68% | 30 | -5,400 | -1.61% | Q2 2014 | Jul 30, 2014 |
| Brookmont Capital Management | History | Added to | 286,576 | 10,454 | 2.52% | 2.67% | 31 | +26,552 | 10.21% | Q2 2014 | Aug 08, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 276,923 | 10,103 | 0.02% | 0.02% | 32 | +13,658 | 5.19% | Q2 2014 | Jul 30, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 259,584 | 9,470 | 0.03% | 0.03% | 33 | +206 | 0.08% | Q2 2014 | Aug 07, 2014 |
| CURIAN CAPITAL LLC | History | Reduced | 245,735 | 8,964 | 0.16% | 0.21% | 34 | -73,462 | -23.01% | Q2 2014 | Jul 29, 2014 |
| NORRIS PERNE & FRENCH LLP/MI | History | Reduced | 243,182 | 8,871 | 1.67% | 1.85% | 35 | -9,800 | -3.87% | Q2 2014 | Jul 25, 2014 |
| BAIRD ROBERT W & CO INC /WI/ | History | Added to | 241,835 | 8,822 | 0.12% | 0.13% | 36 | +1,955 | 0.81% | Q2 2014 | Aug 08, 2014 |
| Teton Advisors, Inc. | History | Reduced | 227,156 | 8,287 | 0.55% | 0.67% | 37 | -37,458 | -14.16% | Q2 2014 | Aug 06, 2014 |
| DEARBORN PARTNERS LLC | History | Added to | 219,845 | 8,020 | 0.79% | 0.8% | 38 | +23,987 | 12.25% | Q2 2014 | Jul 23, 2014 |
| Morningstar Investment Services, Inc. | History | Added to | 218,645 | 7,976 | 0.46% | 0.54% | 39 | +7,997 | 3.8% | Q2 2014 | Aug 07, 2014 |
| Portfolio 21 Investments | History | Reduced | 203,451 | 7,422 | 2.39% | 3.07% | 40 | -52,716 | -20.58% | Q2 2014 | Aug 04, 2014 |
| Friedberg Investment Management | History | Added to | 197,746 | 7,213 | 2.63% | 2.88% | 41 | +550 | 0.28% | Q2 2014 | Aug 11, 2014 |
| UNITED BANK, INC. | History | Reduced | 186,386 | 6,799 | 2.55% | 2.83% | 42 | -6,537 | -3.39% | Q2 2014 | Jul 18, 2014 |
| Swiss National Bank | History | Reduced | 177,700 | 6,482 | 0.02% | 0.03% | 43 | -10,200 | -5.43% | Q2 2014 | Aug 06, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | New | 173,100 | 6,315 | 0.01% | — | 44 | +173,100 | New | Q2 2014 | Aug 05, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 168,917 | 6,162 | 0.02% | 0.02% | 45 | -7,287 | -4.14% | Q2 2014 | Aug 06, 2014 |
| MILLER HOWARD INVESTMENTS INC /NY | History | Reduced | 155,619 | 5,677 | 0.09% | 0.11% | 46 | -1,534 | -0.98% | Q2 2014 | Jul 31, 2014 |
| EAGLE ASSET MANAGEMENT INC | History | Reduced | 148,586 | 5,420 | 0.03% | 0.03% | 47 | -7,025 | -4.51% | Q2 2014 | Jul 10, 2014 |
| Aperio Group, LLC | History | Added to | 123,828 | 4,517 | 0.07% | 0.04% | 48 | +39,163 | 46.26% | Q2 2014 | Jul 23, 2014 |
| RICE HALL JAMES & ASSOCIATES, LLC | History | Reduced | 120,823 | 4,408 | 0.3% | 0.36% | 49 | -11,070 | -8.39% | Q2 2014 | Aug 04, 2014 |
| NISA INVESTMENT ADVISORS L L C | History | Reduced | 115,880 | 4,227 | 0.06% | 0.06% | 50 | -700 | -0.6% | Q2 2014 | Jul 29, 2014 |
| Shelter Mutual Insurance Co | History | No change | 108,030 | 3,919 | 1.07% | 1.11% | 51 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| GABELLI FUNDS LLC | History | No change | 81,000 | 2,955 | 0.01% | 0.02% | 52 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| RDL FINANCIAL INC | History | Reduced | 80,101 | 2,922 | 2.12% | 2.32% | 53 | -410 | -0.51% | Q2 2014 | Aug 08, 2014 |
| Boston Common Asset Management, LLC | History | Added to | 77,736 | 2,836 | 0.15% | 0.16% | 54 | +2,175 | 2.88% | Q2 2014 | Jul 23, 2014 |
| WEBSTER BANK, N. A. | History | Reduced | 77,592 | 2,831 | 0.49% | 0.64% | 55 | -46,445 | -37.44% | Q2 2014 | Jul 09, 2014 |
| ProVise Management Group, LLC | History | Reduced | 77,493 | 2,827 | 0.61% | 0.71% | 56 | -615 | -0.79% | Q2 2014 | Aug 01, 2014 |
| ALPINE WOODS CAPITAL INVESTORS, LLC | History | Added to | 76,800 | 2,802 | 0.07% | 0.12% | 57 | +17,000 | 28.43% | Q2 2014 | Aug 08, 2014 |
| WESBANCO BANK INC | History | No change | 76,311 | 2,784 | 0.16% | 0.16% | 58 | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |
| Cutter & CO Brokerage, Inc. | History | Reduced | 75,329 | 2,748 | 1.01% | 1.13% | 59 | -1,259 | -1.64% | Q2 2014 | Jul 31, 2014 |
| FIRST AMERICAN TRUST CO | History | Reduced | 74,507 | 2,718 | 1.03% | 1.39% | 60 | -25,458 | -25.47% | Q2 2014 | Jul 09, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 72,975 | 2,662 | 0.01% | 0.01% | 61 | +4,754 | 6.97% | Q2 2014 | Aug 08, 2014 |
| DUFF & PHELPS INVESTMENT MANAGEMENT CO | History | New | 70,575 | 2,575 | 0.04% | — | 62 | +70,575 | New | Q2 2014 | Jul 11, 2014 |
| Shelter Ins Profit Sharing | History | No change | 68,400 | 2,481 | 0.96% | 1.01% | 63 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| CADENCE CAPITAL MANAGEMENT LLC | History | New | 66,190 | 2,415 | 0.12% | — | 64 | +66,190 | New | Q2 2014 | Jul 23, 2014 |
| Shelter Ins Retirement Plan | History | No change | 62,100 | 2,252 | 0.91% | 0.96% | 65 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| Old Mutual Global Investors (UK) Ltd. | History | New | 58,146 | 2,121 | 0.12% | — | 66 | +58,146 | New | Q2 2014 | Jul 28, 2014 |
| Addison Capital Co | History | Reduced | 56,808 | 2,072 | 1.79% | 1.81% | 67 | -286 | -0.5% | Q2 2014 | Aug 07, 2014 |
| Shamrock Asset Management LLC | History | Added to | 55,353 | 2,028 | 0.63% | 0.68% | 68 | +559 | 1.02% | Q2 2014 | Aug 04, 2014 |
| Capital Impact Advisors, LLC | History | No change | 51,108 | 1,864 | 1.4% | 1.54% | 69 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| SEI TRUST CO | History | Added to | 48,351 | 1,764 | 0.02% | 0.01% | 70 | +9,359 | 24.0% | Q2 2014 | Jul 22, 2014 |
| FIRST MERCANTILE TRUST CO | History | No change | 48,150 | 1,757 | 0.14% | 0.13% | 71 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | Reduced | 47,575 | 1,736 | 0.01% | 0.02% | 72 | -1,976 | -3.99% | Q2 2014 | Jul 16, 2014 |
| HAP Trading, LLC | History | New | 44,114 | 1,609 | 0.06% | — | 73 | +44,114 | New | Q2 2014 | Aug 11, 2014 |
| Campbell & CO Investment Adviser LLC | History | New | 43,676 | 1,593 | 0.64% | — | 74 | +43,676 | New | Q2 2014 | Aug 05, 2014 |
| CI Global Investments Inc. | History | New | 40,000 | 1,459 | 0.04% | — | 75 | +40,000 | New | Q2 2014 | Aug 01, 2014 |
| BROWN ADVISORY INC | History | Reduced | 38,421 | 1,401 | 0.0% | 0.0% | 76 | -54 | -0.14% | Q2 2014 | Aug 08, 2014 |
| Quantbot Technologies LP | History | New | 34,806 | 1,269 | 0.2% | — | 77 | +34,806 | New | Q2 2014 | Jul 08, 2014 |
| FTB Advisors, Inc. | History | Added to | 32,794 | 1,168 | 0.17% | 0.16% | 78 | +1,627 | 5.22% | Q2 2014 | Aug 07, 2014 |
| Nationwide Fund Advisors | History | Reduced | 28,876 | 1,053 | 0.0% | 0.01% | 79 | -3,012 | -9.45% | Q2 2014 | Aug 11, 2014 |
| BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP | History | Reduced | 28,713 | 1,047 | 0.01% | 0.01% | 80 | -2,287 | -7.38% | Q2 2014 | Jul 07, 2014 |
| MEEDER ASSET MANAGEMENT INC | History | Reduced | 28,046 | 1,023 | 0.15% | 0.18% | 81 | -613 | -2.14% | Q2 2014 | Jul 18, 2014 |
| LPL Financial LLC | History | Reduced | 27,308 | 996 | 0.01% | 0.01% | 82 | -162 | -0.59% | Q2 2014 | Aug 05, 2014 |
| Utah Retirement Systems | History | Reduced | 27,179 | 992 | 0.03% | 0.03% | 83 | -700 | -2.51% | Q2 2014 | Aug 08, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | Reduced | 26,379 | 962 | 0.24% | 0.28% | 84 | -1,410 | -5.07% | Q2 2014 | Jul 21, 2014 |
| MUFG Americas Holdings Corp | History | Reduced | 26,333 | 961 | 0.03% | 0.04% | 85 | -3,508 | -11.76% | Q2 2014 | Aug 05, 2014 |
| BEACON FINANCIAL GROUP | History | Added to | 25,900 | 939 | 0.21% | 0.12% | 86 | +10,558 | 68.82% | Q2 2014 | Jul 08, 2014 |
| CHESLEY TAFT & ASSOCIATES LLC/IL | History | Added to | 24,235 | 884 | 0.09% | 0.09% | 87 | +780 | 3.33% | Q2 2014 | Jul 17, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Added to | 24,152 | 881 | 0.04% | 0.02% | 88 | +17,812 | 280.95% | Q2 2014 | Aug 08, 2014 |
| NCM Capital Advisers, Inc. | History | Added to | 23,950 | 874 | 1.29% | 0.56% | 89 | +14,500 | 153.44% | Q2 2014 | Aug 07, 2014 |
| Princeton Alpha Management LP | History | New | 23,226 | 847 | 0.18% | — | 90 | +23,226 | New | Q2 2014 | Jul 17, 2014 |
| Sumitomo Mitsui Asset Management Company, LTD | History | Reduced | 22,817 | 832 | 0.02% | 0.05% | 91 | -22,800 | -49.98% | Q2 2014 | Jul 14, 2014 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | History | Added to | 20,861 | 761 | 0.02% | 0.02% | 92 | +1,100 | 5.57% | Q2 2014 | Aug 07, 2014 |
| Cipher Capital LP | History | New | 20,288 | 740 | 0.24% | — | 93 | +20,288 | New | Q2 2014 | Aug 11, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 20,014 | 730 | 0.0% | 0.0% | 94 | +4,240 | 26.88% | Q2 2014 | Aug 08, 2014 |
| PROFUND ADVISORS LLC | History | Added to | 19,992 | 729 | 0.03% | 0.02% | 95 | +6,246 | 45.44% | Q2 2014 | Aug 08, 2014 |
| UNITED BANK /VA/ | History | Added to | 17,702 | 646 | 5.38% | 5.52% | 96 | +781 | 4.62% | Q2 2014 | Jul 18, 2014 |
| Legacy Capital Partners, Inc. | History | Reduced | 17,535 | 640 | 0.42% | 0.47% | 97 | -75 | -0.43% | Q2 2014 | Aug 11, 2014 |
| ROBECOSAM AG | History | Reduced | 17,600 | 638 | 0.05% | 0.18% | 98 | -39,400 | -69.12% | Q2 2014 | Aug 08, 2014 |
| Commonwealth Equity Services, Inc | History | Reduced | 17,076 | 623 | 0.01% | 0.01% | 99 | -2,112 | -11.01% | Q2 2014 | Jul 23, 2014 |
| MASON STREET ADVISORS, LLC | History | Reduced | 16,840 | 614 | 0.0% | 0.01% | 100 | -1,130 | -6.29% | Q2 2014 | Aug 05, 2014 |
| AMALGAMATED BANK | History | Reduced | 16,212 | 591 | 0.09% | 0.11% | 101 | -1,499 | -8.46% | Q2 2014 | Aug 11, 2014 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Added to | 16,000 | 584 | 0.02% | 0.01% | 102 | +7,300 | 83.91% | Q2 2014 | Aug 06, 2014 |
| Shinko Asset Management Co., Ltd. | History | Reduced | 15,900 | 580 | 0.0% | 0.01% | 103 | -1,300 | -7.56% | Q2 2014 | Jul 29, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 13,929 | 508 | 0.02% | 0.01% | 104 | +3,950 | 39.58% | Q2 2014 | Jul 25, 2014 |
| Private Advisor Group, LLC | History | Added to | 13,807 | 504 | 0.04% | 0.05% | 105 | +1,663 | 13.69% | Q2 2014 | Aug 08, 2014 |
| WEDBUSH MORGAN SECURITIES INC | History | Added to | 12,775 | 466 | 0.07% | 0.07% | 106 | +2,203 | 20.84% | Q2 2014 | Aug 04, 2014 |
| VALLEY NATIONAL BANCORP | History | Added to | 12,094 | 441 | 0.52% | 0.5% | 107 | +1,945 | 19.16% | Q2 2014 | Jul 31, 2014 |
| KBC Group NV | History | Added to | 11,881 | 433 | 0.0% | 0.01% | 108 | +984 | 9.03% | Q2 2014 | Aug 01, 2014 |
| CONNABLE OFFICE INC | History | No change | 11,700 | 427 | 0.11% | 0.12% | 109 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| Clark Capital Management Group, Inc. | History | Reduced | 11,423 | 417 | 0.03% | 0.04% | 110 | -815 | -6.66% | Q2 2014 | Aug 04, 2014 |
| DAVENPORT & Co LLC | History | Reduced | 11,040 | 402 | 0.01% | 0.04% | 111 | -53,180 | -82.81% | Q2 2014 | Jul 25, 2014 |
| SUMIT CAPITAL, LLC | History | New | 10,816 | 395 | 1.65% | — | 112 | +10,816 | New | Q2 2014 | Jul 22, 2014 |
| CIM, LLC | History | New | 10,670 | 389 | 0.2% | — | 113 | +10,670 | New | Q2 2014 | Jul 16, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Reduced | 10,545 | 385 | 0.0% | 0.0% | 114 | -255 | -2.36% | Q2 2014 | Jul 31, 2014 |
| Jaffetilchin Investment Partners, LLC | History | New | 10,108 | 369 | 0.13% | — | 115 | +10,108 | New | Q2 2014 | Jul 24, 2014 |
| DUBUQUE BANK & TRUST CO | History | Reduced | 10,080 | 368 | 0.06% | 0.7% | 116 | -94,570 | -90.37% | Q2 2014 | Aug 11, 2014 |
| Constellation Wealth Advisors, LLC | History | No change | 9,969 | 364 | 0.04% | 0.04% | 117 | 0 | 0.0% | Q2 2014 | Jul 09, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | Added to | 9,608 | 349 | 0.0% | 0.0% | 118 | +1,862 | 24.04% | Q2 2014 | Aug 06, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | No change | 8,850 | 323 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| COMMERCE BANK | History | New | 8,822 | 322 | 0.01% | — | 120 | +8,822 | New | Q2 2014 | Aug 05, 2014 |
| ProShare Advisors LLC | History | Added to | 8,004 | 292 | 0.0% | 0.0% | 121 | +1,980 | 32.87% | Q2 2014 | Aug 08, 2014 |
| NIPPON LIFE INSURANCE CO | History | No change | 7,791 | 284 | 0.01% | 0.01% | 122 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| World Asset Management Inc | History | Reduced | 7,579 | 276 | 0.01% | 0.01% | 123 | -190 | -2.45% | Q2 2014 | Jul 28, 2014 |
| Brookstone Capital Management | History | New | 7,297 | 266 | 0.05% | — | 124 | +7,297 | New | Q2 2014 | Jul 14, 2014 |
| HUNTINGTON NATIONAL BANK | History | New | 6,876 | 251 | 0.0% | — | 125 | +6,876 | New | Q2 2014 | Jul 25, 2014 |
| Windsor Capital Management, LLC | History | Added to | 6,715 | 245 | 0.14% | 0.13% | 126 | +937 | 16.22% | Q2 2014 | Jul 08, 2014 |
| Clarkston Capital Partners LLC | History | Added to | 6,619 | 241 | 0.04% | 0.05% | 127 | +26 | 0.39% | Q2 2014 | Jul 16, 2014 |
| Transamerica Financial Advisors, Inc. | History | No change | 6,500 | 238 | 0.02% | 0.02% | 128 | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |
| BLAIR WILLIAM & CO/IL | History | Reduced | 6,296 | 229 | 0.0% | 0.0% | 129 | -655 | -9.42% | Q2 2014 | Aug 01, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Reduced | 5,739 | 209 | 0.0% | 0.0% | 130 | -126 | -2.15% | Q2 2014 | Aug 05, 2014 |
| KORNITZER CAPITAL MANAGEMENT INC /KS | History | No change | 5,700 | 208 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| Ledyard National Bank | History | No change | 5,400 | 197 | 0.03% | 0.03% | 132 | 0 | 0.0% | Q2 2014 | Jul 08, 2014 |
| DAVIDSON D A & CO | History | Reduced | 4,850 | 176 | 0.01% | 0.01% | 133 | -550 | -10.19% | Q2 2014 | Jul 29, 2014 |
| FOUNDERS BANK & TRUST | History | Added to | 4,272 | 156 | 0.09% | 0.07% | 134 | +955 | 28.79% | Q2 2014 | Jul 22, 2014 |
| Jacobus Wealth Management, Inc. | History | Reduced | 3,945 | 144 | 0.04% | 0.04% | 135 | -870 | -18.07% | Q2 2014 | Aug 06, 2014 |
| Carroll Financial Associates, Inc. | History | New | 3,600 | 131 | 0.04% | — | 136 | +3,600 | New | Q2 2014 | Aug 08, 2014 |
| SECURITY NATIONAL TRUST CO | History | Reduced | 3,183 | 116 | 0.05% | 0.05% | 137 | -270 | -7.82% | Q2 2014 | Jul 14, 2014 |
| WealthTrust-Arizona, LLC | History | No change | 3,168 | 116 | 0.12% | 0.13% | 138 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| BlackRock Japan Co. Ltd | History | Reduced | 2,697 | 98 | 0.0% | 0.0% | 139 | -971 | -26.47% | Q2 2014 | Aug 06, 2014 |
| Manchester Capital Management LLC | History | New | 1,292 | 47 | 0.01% | — | 140 | +1,292 | New | Q2 2014 | Jul 31, 2014 |
| Psagot Investment House Ltd. | History | Reduced | 1,196 | 44 | 0.0% | 0.0% | 141 | -198 | -14.2% | Q2 2014 | Aug 06, 2014 |
| Edge Wealth Management LLC | History | New | 1,050 | 38 | 0.02% | — | 142 | +1,050 | New | Q2 2014 | Jul 25, 2014 |
| MetLife Securities, Inc | History | Added to | 892 | 33 | 0.0% | 0.0% | 143 | +97 | 12.2% | Q2 2014 | Aug 04, 2014 |
| CENTRAL TRUST & INVESTMENT CO | History | No change | 648 | 24 | 0.0% | 0.0% | 144 | 0 | 0.0% | Q2 2014 | Jul 09, 2014 |
| TRUST CO OF VERMONT | History | No change | 525 | 19 | 0.0% | 0.0% | 145 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | No change | 435 | 16 | 0.0% | 0.0% | 146 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Sandy Spring Bank | History | No change | 450 | 16 | 0.0% | 0.0% | 147 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| MASSMUTUAL TRUST CO FSB/ADV | History | Reduced | 389 | 14 | 0.01% | 0.01% | 149 | -106 | -21.41% | Q2 2014 | Jul 09, 2014 |
| TOMPKINS FINANCIAL CORP | History | No change | 378 | 14 | 0.0% | 0.0% | 148 | 0 | 0.0% | Q2 2014 | Jul 11, 2014 |
| WASHINGTON TRUST BANK | History | New | 342 | 12 | 0.0% | — | 150 | +342 | New | Q2 2014 | Aug 08, 2014 |
| Plante Moran Financial Advisors, LLC | History | No change | 264 | 10 | 0.01% | 0.01% | 151 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| Johnson Financial Group, Inc. | History | No change | 270 | 10 | 0.0% | 0.0% | 152 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Winslow, Evans & Crocker, Inc. | History | No change | 198 | 7 | 0.0% | 0.0% | 153 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| ENTERPRISE FINANCIAL SERVICES CORP | History | No change | 171 | 6 | 0.0% | 0.0% | 154 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 154 | 6 | 0.0% | 0.0% | 155 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| Wunderlich Securities, Inc. | History | No change | 150 | 5 | 0.0% | 0.0% | 156 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| FIRST FINANCIAL CORP /IN/ | History | Added to | 100 | 4 | 0.0% | 0.0% | 157 | +50 | 100.0% | Q2 2014 | Jul 18, 2014 |
| Warren Averett Asset Management, LLC | History | No change | 96 | 4 | 0.0% | 0.0% | 158 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| FORTALEZA ASSET MANAGEMENT INC/ | History | New | 90 | 3 | 0.0% | — | 159 | +90 | New | Q2 2014 | Jul 23, 2014 |
| TCI Wealth Advisors, Inc. | History | Added to | 60 | 2 | 0.0% | 0.0% | 160 | +3 | 5.26% | Q2 2014 | Aug 11, 2014 |
| HOWE & RUSLING INC | History | No change | 30 | 1 | 0.0% | 0.0% | 161 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| Cornerstone Advisors, Inc. | History | No change | 15 | 1 | 0.0% | 0.0% | 162 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| BAMCO INC /NY/ | History | Closed out | 0 | 0 | — | 2.32% | — | -15,218,535 | -100.0% | Q1 2014 | May 15, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -11,053,322 | -100.0% | Q1 2014 | May 15, 2014 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.98% | — | -6,587,835 | -100.0% | Q1 2014 | May 09, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.09% | — | -3,473,974 | -100.0% | Q1 2014 | May 15, 2014 |
| ADAGE CAPITAL PARTNERS GP LLC | History | Closed out | 0 | 0 | — | 0.32% | — | -3,133,352 | -100.0% | Q1 2014 | May 15, 2014 |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | History | Closed out | 0 | 0 | — | 0.05% | — | -2,548,381 | -100.0% | Q1 2014 | May 13, 2014 |
| LORD, ABBETT & CO. LLC | History | Closed out | 0 | 0 | — | 0.21% | — | -2,452,120 | -100.0% | Q1 2014 | May 15, 2014 |
| Energy Income Partners, LLC | History | Closed out | 0 | 0 | — | 2.09% | — | -2,393,249 | -100.0% | Q1 2014 | May 14, 2014 |
| SANTA BARBARA ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 1.85% | — | -2,322,891 | -100.0% | Q1 2014 | May 14, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -2,043,970 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.03% | — | -1,643,380 | -100.0% | Q1 2014 | May 13, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.02% | — | -1,637,420 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Closed out | 0 | 0 | — | 0.02% | — | -1,509,555 | -100.0% | Q1 2014 | May 15, 2014 |
| STEADFAST CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 1.13% | — | -1,420,488 | -100.0% | Q1 2014 | May 15, 2014 |
| AXA | History | Closed out | 0 | 0 | — | 0.21% | — | -1,297,829 | -100.0% | Q1 2014 | May 13, 2014 |
| 1832 Asset Management L.P. | History | Closed out | 0 | 0 | — | 0.16% | — | -1,233,300 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.04% | — | -1,217,512 | -100.0% | Q1 2014 | May 16, 2014 |
| Clearbridge Investments, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -1,141,109 | -100.0% | Q1 2014 | May 15, 2014 |
| LOOMIS SAYLES & CO L P | History | Closed out | 0 | 0 | — | 0.12% | — | -1,109,185 | -100.0% | Q1 2014 | May 15, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.06% | — | -932,165 | -100.0% | Q1 2014 | May 16, 2014 |
| Greystone Managed Investments Inc. | History | Closed out | 0 | 0 | — | 0.57% | — | -837,778 | -100.0% | Q1 2014 | May 12, 2014 |
| JANUS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -816,400 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -784,451 | -100.0% | Q1 2014 | May 14, 2014 |
| Crow Point Partners, LLC | History | Closed out | 0 | 0 | — | 3.78% | — | -780,000 | -100.0% | Q1 2014 | May 27, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -771,391 | -100.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.01% | — | -760,174 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -733,895 | -100.0% | Q1 2014 | May 14, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -719,564 | -100.0% | Q1 2014 | May 15, 2014 |
| MACQUARIE GROUP LTD | History | Closed out | 0 | 0 | — | 0.04% | — | -662,634 | -100.0% | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -551,125 | -100.0% | Q1 2014 | May 15, 2014 |
| Magellan Asset Management Ltd | History | Closed out | 0 | 0 | — | 0.16% | — | -550,259 | -100.0% | Q1 2014 | May 14, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -511,700 | -100.0% | Q1 2014 | May 14, 2014 |
| LEGAL & GENERAL GROUP PLC | History | Closed out | 0 | 0 | — | 0.02% | — | -451,870 | -100.0% | Q1 2014 | May 14, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.02% | — | -422,440 | -100.0% | Q1 2014 | Apr 18, 2014 |
| Copeland Capital Management, LLC | History | Closed out | 0 | 0 | — | 1.71% | — | -375,872 | -100.0% | Q1 2014 | May 12, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -373,005 | -100.0% | Q1 2014 | May 13, 2014 |
| NGAM ADVISORS, L.P. | History | Closed out | 0 | 0 | — | 0.21% | — | -370,931 | -100.0% | Q1 2014 | May 13, 2014 |
| Zimmer Partners, LP | History | Closed out | 0 | 0 | — | 1.93% | — | -370,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Partners Group Holding AG | History | Closed out | 0 | 0 | — | 3.09% | — | -334,500 | -100.0% | Q1 2014 | May 13, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.01% | — | -327,478 | -100.0% | Q1 2014 | May 15, 2014 |
| Alyeska Investment Group, L.P. | History | Closed out | 0 | 0 | — | 0.33% | — | -311,703 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -296,409 | -100.0% | Q1 2014 | May 13, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.03% | — | -285,624 | -100.0% | Q1 2014 | May 08, 2014 |
| OMT Capital Management LLC | History | Closed out | 0 | 0 | — | 3.22% | — | -272,940 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -254,546 | -100.0% | Q1 2014 | May 15, 2014 |
| AMP Capital Investors Ltd | History | Closed out | 0 | 0 | — | 0.06% | — | -234,488 | -100.0% | Q1 2014 | May 14, 2014 |
| Nexus Asset Management LLC | History | Closed out | 0 | 0 | — | 1.75% | — | -230,630 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -228,059 | -100.0% | Q1 2014 | May 15, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.05% | — | -213,520 | -100.0% | Q1 2014 | May 13, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -206,062 | -100.0% | Q1 2014 | May 14, 2014 |
| SENTINEL ASSET MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.14% | — | -184,150 | -100.0% | Q1 2014 | May 15, 2014 |
| State of Tennessee, Treasury Department | History | Closed out | 0 | 0 | — | 0.03% | — | -159,200 | -100.0% | Q1 2014 | May 30, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.03% | — | -151,640 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -141,700 | -100.0% | Q1 2014 | May 23, 2014 |
| BREMER TRUST NATIONAL ASSOCIATION | History | Closed out | 0 | 0 | — | 1.9% | — | -138,055 | -100.0% | Q1 2014 | Apr 08, 2014 |
| TPH Asset Management, LLC | History | Closed out | 0 | 0 | — | 2.24% | — | -127,799 | -100.0% | Q1 2014 | May 15, 2014 |
| STERNE AGEE GROUP, INC. | History | Closed out | 0 | 0 | — | 0.85% | — | -115,240 | -100.0% | Q1 2014 | May 08, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.02% | — | -113,975 | -100.0% | Q1 2014 | May 14, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -112,930 | -100.0% | Q1 2014 | May 13, 2014 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.02% | — | -112,221 | -100.0% | Q1 2014 | May 14, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -109,423 | -100.0% | Q1 2014 | May 16, 2014 |
| NLI INTERNATIONAL INC | History | Closed out | 0 | 0 | — | 0.4% | — | -109,350 | -100.0% | Q1 2014 | May 07, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -107,389 | -100.0% | Q1 2014 | May 13, 2014 |
| Liberty Mutual Group Asset Management Inc. | History | Closed out | 0 | 0 | — | 0.12% | — | -101,766 | -100.0% | Q1 2014 | May 14, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.03% | — | -87,734 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -86,849 | -100.0% | Q1 2014 | May 15, 2014 |
| SIT INVESTMENT ASSOCIATES INC | History | Closed out | 0 | 0 | — | 0.06% | — | -84,105 | -100.0% | Q1 2014 | Apr 24, 2014 |
| JAMISON EATON & WOOD INC /NJ | History | Closed out | 0 | 0 | — | 0.86% | — | -83,025 | -100.0% | Q1 2014 | Apr 28, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.02% | — | -82,092 | -100.0% | Q1 2014 | May 15, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -81,654 | -100.0% | Q1 2014 | May 15, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | Closed out | 0 | 0 | — | 0.04% | — | -81,278 | -100.0% | Q1 2014 | May 14, 2014 |
| PDT Partners, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -80,813 | -100.0% | Q1 2014 | May 15, 2014 |
| Placemark Investments, Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -69,905 | -100.0% | Q1 2014 | May 09, 2014 |
| STEADFAST ADVISORS LP | History | Closed out | 0 | 0 | — | 1.13% | — | -67,121 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -65,343 | -100.0% | Q1 2014 | May 15, 2014 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.02% | — | -61,638 | -100.0% | Q1 2014 | May 15, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.02% | — | -61,073 | -100.0% | Q1 2014 | May 15, 2014 |
| CUSHING ASSET MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 0.06% | — | -58,437 | -100.0% | Q1 2014 | May 20, 2014 |
| Princeton Portfolio Strategies Group LLC | History | Closed out | 0 | 0 | — | 1.34% | — | -54,125 | -100.0% | Q1 2014 | May 15, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.26% | — | -52,262 | -100.0% | Q1 2014 | May 15, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -51,459 | -100.0% | Q1 2014 | May 13, 2014 |
| PUTNAM INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -49,643 | -100.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 2.64% | — | -49,023 | -100.0% | Q1 2014 | Aug 08, 2014 |
| BOKF, NA | History | Closed out | 0 | 0 | — | 0.06% | — | -47,531 | -100.0% | Q1 2014 | May 14, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -45,001 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -44,555 | -100.0% | Q1 2014 | May 15, 2014 |
| SFE Investment Counsel | History | Closed out | 0 | 0 | — | 0.72% | — | -44,404 | -100.0% | Q1 2014 | May 08, 2014 |
| Longbow Capital Partners, L.P. | History | Closed out | 0 | 0 | — | 1.12% | — | -43,862 | -100.0% | Q1 2014 | May 14, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -43,216 | -100.0% | Q1 2014 | May 14, 2014 |
| FIRST NIAGARA BANK | History | Closed out | 0 | 0 | — | 0.32% | — | -42,723 | -100.0% | Q1 2014 | May 13, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -39,000 | -100.0% | Q1 2014 | May 15, 2014 |
| IBM Retirement Fund | History | Closed out | 0 | 0 | — | 0.03% | — | -38,766 | -100.0% | Q1 2014 | May 19, 2014 |
| ETRADE Capital Management LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -36,628 | -100.0% | Q1 2014 | May 15, 2014 |
| TURNER INVESTMENTS, L.P. | History | Closed out | 0 | 0 | — | 0.04% | — | -36,210 | -100.0% | Q1 2014 | May 12, 2014 |
| CSS LLC/IL | History | Closed out | 0 | 0 | — | 0.07% | — | -36,000 | -100.0% | Q1 2014 | May 15, 2014 |
| CHEMICAL BANK | History | Closed out | 0 | 0 | — | 0.24% | — | -35,740 | -100.0% | Q1 2014 | May 13, 2014 |
| BROOKFIELD ASSET MANAGEMENT INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -35,400 | -100.0% | Q1 2014 | May 15, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -34,911 | -100.0% | Q1 2014 | May 15, 2014 |
| MACKENZIE FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -34,200 | -100.0% | Q1 2014 | May 14, 2014 |
| BNP Paribas Investment Partners S.A. | History | Closed out | 0 | 0 | — | 0.01% | — | -31,853 | -100.0% | Q1 2014 | May 13, 2014 |
| FRED ALGER MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -31,380 | -100.0% | Q1 2014 | May 15, 2014 |
| STEPHENS INC /AR/ | History | Closed out | 0 | 0 | — | 0.05% | — | -26,029 | -100.0% | Q1 2014 | May 13, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -24,976 | -100.0% | Q1 2014 | May 19, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,276 | -100.0% | Q1 2014 | May 14, 2014 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -16,902 | -100.0% | Q1 2014 | May 14, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,050 | -100.0% | Q1 2014 | May 05, 2014 |
| Malaga Cove Capital, LLC | History | Closed out | 0 | 0 | — | 0.5% | — | -15,936 | -100.0% | Q1 2014 | May 14, 2014 |
| WESTPAC BANKING CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -15,303 | -100.0% | Q1 2014 | May 12, 2014 |
| Cetera Advisor Networks LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -14,765 | -100.0% | Q1 2014 | May 15, 2014 |
| CLINTON GROUP INC | History | Closed out | 0 | 0 | — | 0.19% | — | -13,658 | -100.0% | Q1 2014 | May 14, 2014 |
| BLUESTEIN R H & CO | History | Closed out | 0 | 0 | — | 0.03% | — | -13,605 | -100.0% | Q1 2014 | May 13, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,689 | -100.0% | Q1 2014 | May 14, 2014 |
| WILMINGTON TRUST CO | History | Closed out | 0 | 0 | — | 0.01% | — | -11,904 | -100.0% | Q1 2014 | May 14, 2014 |
| PEAPACK GLADSTONE FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.03% | — | -11,503 | -100.0% | Q1 2014 | May 06, 2014 |
| Columbia Asset Management | History | Closed out | 0 | 0 | — | 0.18% | — | -11,170 | -100.0% | Q1 2014 | May 23, 2014 |
| ANALYTIC INVESTORS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -11,163 | -100.0% | Q1 2014 | May 12, 2014 |
| DekaBank Deutsche Girozentrale | History | Closed out | 0 | 0 | — | 0.01% | — | -11,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Tradeworx Inc. | History | Closed out | 0 | 0 | — | 0.35% | — | -10,663 | -100.0% | Q1 2014 | Jun 02, 2014 |
| HSBC HOLDINGS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,589 | -100.0% | Q1 2014 | May 14, 2014 |
| ELLINGTON MANAGEMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -8,800 | -100.0% | Q1 2014 | May 15, 2014 |
| SCHOLTZ & COMPANY, LLC | History | Closed out | 0 | 0 | — | 0.32% | — | -8,100 | -100.0% | Q1 2014 | May 16, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -7,867 | -100.0% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -7,823 | -100.0% | Q1 2014 | May 13, 2014 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -7,505 | -100.0% | Q1 2014 | May 14, 2014 |
| Invictus RG Pte. Ltd. | History | Closed out | 0 | 0 | — | 0.33% | — | -7,500 | -100.0% | Q1 2014 | May 14, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,464 | -100.0% | Q1 2014 | May 12, 2014 |
| BABSON CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -7,200 | -100.0% | Q1 2014 | May 12, 2014 |
| TORRAY LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -7,130 | -100.0% | Q1 2014 | May 12, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -7,123 | -100.0% | Q1 2014 | May 15, 2014 |
| Santa Fe Partners LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -7,111 | -100.0% | Q1 2014 | May 14, 2014 |
| BURNHAM ASSET MANAGEMENT CORP /NY/ | History | Closed out | 0 | 0 | — | 0.06% | — | -6,990 | -100.0% | Q1 2014 | Apr 25, 2014 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,860 | -100.0% | Q1 2014 | May 13, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,423 | -100.0% | Q1 2014 | May 16, 2014 |
| Daiwa Securities Group Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -6,300 | -100.0% | Q1 2014 | May 15, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,240 | -100.0% | Q1 2014 | May 15, 2014 |
| WAGNER BOWMAN MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 0.09% | — | -6,230 | -100.0% | Q1 2014 | Apr 29, 2014 |
| First Allied Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -6,083 | -100.0% | Q1 2014 | May 15, 2014 |
| FCA CORP /TX | History | Closed out | 0 | 0 | — | 0.13% | — | -6,000 | -100.0% | Q1 2014 | May 14, 2014 |
| PRIVATE BANK & TRUST CO | History | Closed out | 0 | 0 | — | 0.04% | — | -5,685 | -100.0% | Q1 2014 | May 08, 2014 |
| DEERE & CO | History | Closed out | 0 | 0 | — | 0.01% | — | -5,363 | -100.0% | Q1 2014 | May 08, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -4,840 | -100.0% | Q1 2014 | Apr 11, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -4,740 | -100.0% | Q1 2014 | May 15, 2014 |
| SHAPIRO ROBERT N | History | Closed out | 0 | 0 | — | 0.02% | — | -3,075 | -100.0% | Q1 2014 | Jun 18, 2014 |
| Hillsdale Investment Management Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -2,800 | -100.0% | Q1 2014 | May 14, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,744 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,708 | -100.0% | Q1 2014 | May 02, 2014 |
| CARDEROCK CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.03% | — | -1,800 | -100.0% | Q1 2014 | May 09, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,720 | -100.0% | Q1 2014 | May 15, 2014 |
| ICC CAPITAL MANAGEMENT INC/ | History | Closed out | 0 | 0 | — | 0.0% | — | -900 | -100.0% | Q1 2014 | May 19, 2014 |
| Evercore Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -750 | -100.0% | Q1 2014 | May 15, 2014 |
| COLONY GROUP LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -685 | -100.0% | Q1 2014 | May 16, 2014 |
| I.G. INVESTMENT MANAGEMENT, LTD. | History | Closed out | 0 | 0 | — | 0.0% | — | -678 | -100.0% | Q1 2014 | May 15, 2014 |
| BROWN BROTHERS HARRIMAN & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -615 | -100.0% | Q1 2014 | May 15, 2014 |
| FineMark National Bank & Trust | History | Closed out | 0 | 0 | — | 0.0% | — | -522 | -100.0% | Q1 2014 | May 13, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | Closed out | 0 | 0 | — | 0.0% | — | -441 | -100.0% | Q1 2014 | May 15, 2014 |
| Kistler-Tiffany Companies, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -314 | -100.0% | Q1 2014 | May 13, 2014 |
| Broad Run Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -282 | -100.0% | Q1 2014 | May 15, 2014 |
| Partnervest Advisory Services LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -180 | -100.0% | Q1 2014 | May 12, 2014 |
| CONTRAVISORY INVESTMENT MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -165 | -100.0% | Q1 2014 | Apr 16, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -60 | -100.0% | Q1 2014 | May 15, 2014 |
| Beacon Capital Management, Inc. | History | Closed out | 0 | 0 | — | — | — | -13 | -100.0% | Q1 2014 | May 14, 2014 |