JDS UNIPHASE - 46612J507
Detailed investor-level table based on 13F positions.
Early Q2 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 14,167,827 | 176,673 | 0.01% | 0.02% | 1 | +170,687 | 1.22% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Added to | 7,799,065 | 97,254 | 0.03% | 0.03% | 2 | +482,360 | 6.59% | Q2 2014 | Aug 06, 2014 |
| JENNISON ASSOCIATES LLC | History | Reduced | 6,571,259 | 81,944 | 0.08% | 0.09% | 3 | -63,812 | -0.96% | Q2 2014 | Aug 08, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 6,498,085 | 81,031 | 0.01% | 0.02% | 4 | -44,278 | -0.68% | Q2 2014 | Aug 06, 2014 |
| DnB Asset Management AS | History | New | 6,112,676 | 76,225 | 1.61% | — | 5 | +6,112,676 | New | Q2 2014 | Jul 07, 2014 |
| CAMBIAR INVESTORS LLC | History | Added to | 3,647,825 | 45,488 | 0.64% | 0.63% | 6 | +592,494 | 19.39% | Q2 2014 | Aug 01, 2014 |
| State of New Jersey Common Pension Fund D | History | New | 2,000,000 | 24,940 | 0.1% | — | 7 | +2,000,000 | New | Q2 2014 | Aug 11, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 1,799,786 | 22,442 | 0.02% | 0.01% | 8 | +986,394 | 121.27% | Q2 2014 | Aug 08, 2014 |
| RICE HALL JAMES & ASSOCIATES, LLC | History | Reduced | 1,072,004 | 13,368 | 0.9% | 1.11% | 9 | -8,638 | -0.8% | Q2 2014 | Aug 04, 2014 |
| THOMPSON INVESTMENT MANAGEMENT, INC. | History | Added to | 763,321 | 9,519 | 1.84% | 1.47% | 10 | +235,490 | 44.61% | Q2 2014 | Aug 05, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 675,113 | 8,420 | 0.01% | 0.01% | 11 | +7,251 | 1.09% | Q2 2014 | Aug 11, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 663,841 | 8,278 | 0.01% | 0.01% | 12 | +13,969 | 2.15% | Q2 2014 | Aug 06, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Reduced | 635,525 | 7,925 | 0.01% | 0.02% | 13 | -413,604 | -39.42% | Q2 2014 | Aug 05, 2014 |
| Fisher Asset Management, LLC | History | Added to | 516,321 | 6,439 | 0.01% | 0.01% | 14 | +79,050 | 18.08% | Q2 2014 | Jul 25, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 496,125 | 6,187 | 0.01% | 0.01% | 15 | +20,933 | 4.41% | Q2 2014 | Jul 30, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 473,339 | 5,902 | 0.03% | 0.03% | 16 | -5,073 | -1.06% | Q2 2014 | Aug 08, 2014 |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | History | No change | 454,777 | 5,671 | 0.01% | 0.02% | 17 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Nationwide Fund Advisors | History | Reduced | 436,360 | 5,441 | 0.02% | 0.03% | 18 | -4,650 | -1.05% | Q2 2014 | Aug 11, 2014 |
| Neuberger Berman Group LLC | History | Added to | 434,990 | 5,424 | 0.01% | 0.0% | 19 | +415,938 | 2183.17% | Q2 2014 | Aug 05, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Reduced | 360,553 | 4,496 | 0.01% | 0.02% | 20 | -274 | -0.08% | Q2 2014 | Aug 07, 2014 |
| Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp | History | Reduced | 343,935 | 4,289 | 0.05% | 0.17% | 21 | -618,245 | -64.25% | Q2 2014 | Jul 16, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 282,039 | 3,517 | 0.01% | 0.01% | 22 | -62,188 | -18.07% | Q2 2014 | Aug 06, 2014 |
| Swiss National Bank | History | Reduced | 257,500 | 3,211 | 0.01% | 0.01% | 23 | -3,700 | -1.42% | Q2 2014 | Aug 06, 2014 |
| Platte River Capital LLC | History | Reduced | 248,420 | 3,098 | 0.47% | 0.67% | 24 | -106,040 | -29.92% | Q2 2014 | Jul 29, 2014 |
| TEXAS PERMANENT SCHOOL FUND | History | Added to | 237,288 | 2,959 | 0.03% | 0.03% | 25 | +1,603 | 0.68% | Q2 2014 | Jul 21, 2014 |
| Skylands Capital, LLC | History | New | 204,500 | 2,550 | 0.25% | — | 26 | +204,500 | New | Q2 2014 | Jul 22, 2014 |
| FIRST TRUST ADVISORS LP | History | Reduced | 201,525 | 2,513 | 0.01% | 0.02% | 27 | -105,140 | -34.28% | Q2 2014 | Aug 11, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Reduced | 196,410 | 2,449 | 0.02% | 0.02% | 28 | -5,662 | -2.8% | Q2 2014 | Jul 31, 2014 |
| FEDERATED INVESTORS INC /PA/ | History | Reduced | 156,279 | 1,949 | 0.01% | 0.01% | 29 | -621 | -0.4% | Q2 2014 | Aug 07, 2014 |
| Arizona State Retirement System | History | Added to | 153,300 | 1,911 | 0.02% | 0.03% | 30 | +5,700 | 3.86% | Q2 2014 | Aug 07, 2014 |
| Greenwich Wealth Management LLC | History | No change | 150,000 | 1,871 | 0.12% | 0.15% | 31 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | History | Added to | 145,144 | 1,810 | 0.04% | 0.05% | 32 | +1,684 | 1.17% | Q2 2014 | Aug 07, 2014 |
| ProShare Advisors LLC | History | Added to | 114,169 | 1,424 | 0.02% | 0.01% | 33 | +82,732 | 263.17% | Q2 2014 | Aug 08, 2014 |
| STATE TREASURER STATE OF MICHIGAN | History | Added to | 110,600 | 1,379 | 0.01% | 0.01% | 34 | +700 | 0.64% | Q2 2014 | Aug 06, 2014 |
| SEI TRUST CO | History | Added to | 108,600 | 1,354 | 0.01% | 0.01% | 35 | +45,025 | 70.82% | Q2 2014 | Jul 22, 2014 |
| PRINCETON CAPITAL MANAGEMENT INC | History | Added to | 96,787 | 1,207 | 0.84% | 0.95% | 36 | +3,022 | 3.22% | Q2 2014 | Aug 06, 2014 |
| CURIAN CAPITAL LLC | History | Added to | 96,497 | 1,203 | 0.02% | 0.02% | 37 | +22,800 | 30.94% | Q2 2014 | Jul 29, 2014 |
| MASON STREET ADVISORS, LLC | History | Reduced | 91,158 | 1,137 | 0.01% | 0.01% | 38 | -22,187 | -19.57% | Q2 2014 | Aug 05, 2014 |
| BlackRock Group LTD | History | Reduced | 81,527 | 1,017 | 0.0% | 0.0% | 39 | -70,247 | -46.28% | Q2 2014 | Aug 06, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | Reduced | 74,113 | 924 | 0.01% | 0.01% | 40 | -138 | -0.19% | Q2 2014 | Jul 16, 2014 |
| TFS CAPITAL LLC | History | New | 73,612 | 918 | 0.07% | — | 41 | +73,612 | New | Q2 2014 | Jul 21, 2014 |
| Municipal Employees' Retirement System of Michigan | History | No change | 64,300 | 802 | 0.06% | 0.07% | 42 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Louisiana State Employees Retirement System | History | Added to | 63,200 | 788 | 0.04% | 0.04% | 43 | +500 | 0.8% | Q2 2014 | Jul 30, 2014 |
| WESTPAC BANKING CORP | History | Reduced | 58,278 | 726 | 0.01% | 0.01% | 44 | -9,192 | -13.62% | Q2 2014 | Aug 11, 2014 |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | History | No change | 49,200 | 614 | 0.01% | 0.01% | 45 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| LPL Financial LLC | History | Added to | 46,745 | 583 | 0.0% | 0.0% | 46 | +15,243 | 48.39% | Q2 2014 | Aug 05, 2014 |
| INTEGRAL DERIVATIVES, LLC | History | Added to | 41,200 | 514 | 0.01% | 0.01% | 47 | +1,200 | 3.0% | Q2 2014 | Aug 07, 2014 |
| Utah Retirement Systems | History | Reduced | 40,016 | 499 | 0.01% | 0.02% | 48 | -1,600 | -3.84% | Q2 2014 | Aug 08, 2014 |
| BAIRD ROBERT W & CO INC /WI/ | History | Added to | 36,819 | 459 | 0.01% | 0.01% | 49 | +9,299 | 33.79% | Q2 2014 | Aug 08, 2014 |
| PROFUND ADVISORS LLC | History | Reduced | 36,143 | 451 | 0.02% | 0.03% | 50 | -3,333 | -8.44% | Q2 2014 | Aug 08, 2014 |
| BLACKROCK ADVISORS LLC | History | No change | 35,369 | 441 | 0.0% | 14.01% | 51 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| TURNER INVESTMENTS, L.P. | History | Added to | 35,200 | 439 | 0.02% | 0.01% | 52 | +9,770 | 38.42% | Q2 2014 | Aug 11, 2014 |
| ADVANTUS CAPITAL MANAGEMENT INC | History | Reduced | 32,885 | 410 | 0.01% | 0.02% | 53 | -761 | -2.26% | Q2 2014 | Aug 01, 2014 |
| RidgeWorth Capital Management LLC | History | New | 29,449 | 367 | 0.0% | — | 54 | +29,449 | New | Q2 2014 | Jul 31, 2014 |
| Aperio Group, LLC | History | Reduced | 27,014 | 337 | 0.0% | 0.01% | 55 | -2,955 | -9.86% | Q2 2014 | Jul 23, 2014 |
| SHELTON CAPITAL MANAGEMENT | History | New | 25,400 | 317 | 0.04% | — | 56 | +25,400 | New | Q2 2014 | Jul 25, 2014 |
| World Asset Management Inc | History | Reduced | 22,010 | 274 | 0.01% | 0.01% | 57 | -860 | -3.76% | Q2 2014 | Jul 28, 2014 |
| OAKBROOK INVESTMENTS LLC | History | Reduced | 21,590 | 269 | 0.01% | 0.01% | 58 | -2,700 | -11.12% | Q2 2014 | Jul 17, 2014 |
| Tradeworx Inc. | History | New | 20,355 | 254 | 0.21% | — | 59 | +20,355 | New | Q2 2014 | Jul 10, 2014 |
| Parametrica Management Ltd | History | New | 17,951 | 224 | 1.7% | — | 60 | +17,951 | New | Q2 2014 | Jul 08, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 17,815 | 222 | 0.01% | 0.01% | 61 | +2,588 | 17.0% | Q2 2014 | Jul 25, 2014 |
| SUMIT CAPITAL, LLC | History | New | 16,720 | 208 | 0.87% | — | 62 | +16,720 | New | Q2 2014 | Jul 22, 2014 |
| DEERE & CO | History | No change | 15,114 | 188 | 0.01% | 0.01% | 63 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| CAPSTONE ASSET MANAGEMENT CO | History | Reduced | 13,814 | 172 | 0.01% | 0.01% | 64 | -5,090 | -26.93% | Q2 2014 | Jul 11, 2014 |
| Douglas C. Lane & Associates, Inc. | History | Reduced | 13,383 | 167 | 0.01% | 0.02% | 65 | -21,850 | -62.02% | Q2 2014 | Jul 11, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 13,065 | 162 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| JOHN G ULLMAN & ASSOCIATES INC | History | No change | 12,500 | 156 | 0.03% | 0.03% | 67 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| GATEWAY INVESTMENT ADVISERS LLC | History | No change | 11,388 | 142 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Reduced | 8,607 | 107 | 0.0% | 0.11% | 69 | -859,728 | -99.01% | Q2 2014 | Aug 05, 2014 |
| BlackRock Inc. | History | Reduced | 6,823 | 85 | 0.0% | 0.0% | 70 | -5,993 | -46.76% | Q2 2014 | Aug 06, 2014 |
| Winslow, Evans & Crocker, Inc. | History | No change | 5,800 | 72 | 0.02% | 0.03% | 71 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 3,926 | 50 | 0.0% | 0.0% | 72 | +431 | 12.33% | Q2 2014 | Aug 08, 2014 |
| NCM CAPITAL MANAGEMENT GROUP INC | History | Reduced | 3,400 | 42 | 0.49% | 0.84% | 73 | -4,150 | -54.97% | Q2 2014 | Aug 07, 2014 |
| MetLife Securities, Inc | History | Added to | 2,557 | 32 | 0.0% | 0.0% | 74 | +1,908 | 293.99% | Q2 2014 | Aug 04, 2014 |
| Financial Management Professionals, Inc. | History | No change | 1,251 | 15 | 0.01% | 0.01% | 75 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| DAVIDSON D A & CO | History | Reduced | 1,000 | 12 | 0.0% | 0.0% | 76 | -1,381 | -58.0% | Q2 2014 | Jul 29, 2014 |
| WHITTIER TRUST CO | History | No change | 796 | 10 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Warren Averett Asset Management, LLC | History | No change | 812 | 10 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| FTB Advisors, Inc. | History | New | 757 | 9 | 0.0% | — | 80 | +757 | New | Q2 2014 | Aug 07, 2014 |
| Focused Wealth Management, Inc | History | No change | 731 | 9 | 0.01% | 0.01% | 79 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| Weaver C. Barksdale & Associates, Inc. | History | Added to | 619 | 8 | 0.01% | 0.01% | 81 | +120 | 24.05% | Q2 2014 | Jul 11, 2014 |
| PRIVATE TRUST CO NA | History | No change | 220 | 3 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| Regal Investment Advisors LLC | History | No change | 256 | 3 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Manchester Capital Management LLC | History | Reduced | 134 | 2 | 0.0% | 0.0% | 84 | -88 | -39.64% | Q2 2014 | Jul 31, 2014 |
| TORONTO DOMINION BANK | History | New | 100 | 1 | 0.0% | — | 87 | +100 | New | Q2 2014 | Aug 11, 2014 |
| REILLY FINANCIAL ADVISORS, LLC | History | New | 100 | 1 | 0.0% | — | 90 | +100 | New | Q2 2014 | Jul 16, 2014 |
| ROCKEFELLER FINANCIAL SERVICES INC | History | New | 81 | 1 | 0.0% | — | 85 | +81 | New | Q2 2014 | Jul 25, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | No change | 80 | 1 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| MASSMUTUAL TRUST CO FSB/ADV | History | No change | 91 | 1 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2014 | Jul 09, 2014 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 68 | 1 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.08% | — | -26,472,593 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.08% | — | -20,958,993 | -100.0% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -8,023,847 | -100.0% | Q1 2014 | May 13, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -5,925,881 | -100.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.17% | — | -5,489,529 | -100.0% | Q1 2014 | May 13, 2014 |
| BRIGADE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 3.57% | — | -3,500,000 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.02% | — | -3,245,867 | -100.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.01% | — | -2,942,677 | -100.0% | Q1 2014 | May 15, 2014 |
| WESTFIELD CAPITAL MANAGEMENT CO LP | History | Closed out | 0 | 0 | — | 0.24% | — | -2,876,695 | -100.0% | Q1 2014 | May 12, 2014 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.02% | — | -2,865,250 | -100.0% | Q1 2014 | May 13, 2014 |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | History | Closed out | 0 | 0 | — | 0.02% | — | -2,799,746 | -100.0% | Q1 2014 | May 13, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | Closed out | 0 | 0 | — | 0.04% | — | -2,766,300 | -100.0% | Q1 2014 | May 15, 2014 |
| PENN CAPITAL MANAGEMENT CO INC | History | Closed out | 0 | 0 | — | 1.47% | — | -2,756,187 | -100.0% | Q1 2014 | May 15, 2014 |
| HHR Asset Management, LLC | History | Closed out | 0 | 0 | — | 1.4% | — | -2,443,600 | -100.0% | Q1 2014 | May 14, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.01% | — | -2,359,374 | -100.0% | Q1 2014 | May 15, 2014 |
| PINNACLE ASSOCIATES LTD | History | Closed out | 0 | 0 | — | 0.63% | — | -2,310,317 | -100.0% | Q1 2014 | May 14, 2014 |
| SCOUT INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.34% | — | -2,107,065 | -100.0% | Q1 2014 | May 20, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -1,771,403 | -100.0% | Q1 2014 | May 14, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 34.39% | — | -1,705,197 | -100.0% | Q1 2014 | Aug 08, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,442,575 | -100.0% | Q1 2014 | May 15, 2014 |
| FRIESS ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 1.56% | — | -1,419,600 | -100.0% | Q1 2014 | May 15, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.1% | — | -1,400,362 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,396,351 | -100.0% | Q1 2014 | May 14, 2014 |
| WADDELL & REED FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.03% | — | -1,342,255 | -100.0% | Q1 2014 | May 15, 2014 |
| SG Capital Management LLC | History | Closed out | 0 | 0 | — | 6.08% | — | -1,330,823 | -100.0% | Q1 2014 | Jul 23, 2014 |
| ARROWGRASS CAPITAL PARTNERS (US) LP | History | Closed out | 0 | 0 | — | 0.72% | — | -1,303,678 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,189,942 | -100.0% | Q1 2014 | May 14, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.08% | — | -1,079,660 | -100.0% | Q1 2014 | May 13, 2014 |
| BOWEN HANES & CO INC | History | Closed out | 0 | 0 | — | 0.68% | — | -1,000,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Empire Capital Management, L.L.C. | History | Closed out | 0 | 0 | — | 1.67% | — | -1,000,000 | -100.0% | Q1 2014 | May 15, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -974,972 | -100.0% | Q1 2014 | May 15, 2014 |
| QUENTEC ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 4.11% | — | -966,010 | -100.0% | Q1 2014 | May 15, 2014 |
| NATIXIS | History | Closed out | 0 | 0 | — | 0.18% | — | -965,000 | -100.0% | Q1 2014 | May 14, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.1% | — | -815,375 | -100.0% | Q1 2014 | May 19, 2014 |
| NWQ INVESTMENT MANAGEMENT COMPANY, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -803,178 | -100.0% | Q1 2014 | May 14, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -795,307 | -100.0% | Q1 2014 | May 15, 2014 |
| UNITED SERVICES AUTOMOBILE ASSOCIATION | History | Closed out | 0 | 0 | — | 0.04% | — | -732,000 | -100.0% | Q1 2014 | May 22, 2014 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | Closed out | 0 | 0 | — | 0.16% | — | -663,250 | -100.0% | Q1 2014 | May 15, 2014 |
| Visium Asset Management, LP | History | Closed out | 0 | 0 | — | 0.13% | — | -585,949 | -100.0% | Q1 2014 | May 15, 2014 |
| FRED ALGER MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.04% | — | -585,620 | -100.0% | Q1 2014 | May 15, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -580,758 | -100.0% | Q1 2014 | May 13, 2014 |
| Coe Capital Management, LLC | History | Closed out | 0 | 0 | — | 2.35% | — | -574,482 | -100.0% | Q1 2014 | May 14, 2014 |
| KINGDON CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.41% | — | -574,000 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -565,045 | -100.0% | Q1 2014 | May 15, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -561,825 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -551,400 | -100.0% | Q1 2014 | Apr 18, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -546,757 | -100.0% | Q1 2014 | May 15, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.01% | — | -540,660 | -100.0% | Q1 2014 | May 16, 2014 |
| Overland Advisors, LLC | History | Closed out | 0 | 0 | — | 0.27% | — | -484,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -478,108 | -100.0% | Q1 2014 | May 14, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -473,821 | -100.0% | Q1 2014 | May 15, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -465,953 | -100.0% | Q1 2014 | May 14, 2014 |
| EAGLE ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.04% | — | -454,823 | -100.0% | Q1 2014 | Apr 30, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -435,337 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.02% | — | -423,085 | -100.0% | Q1 2014 | May 08, 2014 |
| KENNEDY CAPITAL MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.11% | — | -414,616 | -100.0% | Q1 2014 | May 14, 2014 |
| TD ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -412,000 | -100.0% | Q1 2014 | May 09, 2014 |
| MAPLELANE CAPITAL, LLC | History | Closed out | 0 | 0 | — | 0.19% | — | -400,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -384,993 | -100.0% | Q1 2014 | May 16, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -372,723 | -100.0% | Q1 2014 | May 15, 2014 |
| WAFRA INVESTMENT ADVISORY GROUP INC /NY | History | Closed out | 0 | 0 | — | 0.61% | — | -360,400 | -100.0% | Q1 2014 | May 12, 2014 |
| Korea Investment CORP | History | Closed out | 0 | 0 | — | 0.04% | — | -358,000 | -100.0% | Q1 2014 | May 14, 2014 |
| BTG Pactual Global Asset Management Ltd | History | Closed out | 0 | 0 | — | 1.09% | — | -350,000 | -100.0% | Q1 2014 | May 14, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.01% | — | -342,147 | -100.0% | Q1 2014 | May 15, 2014 |
| CR Intrinsic Investors, LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -335,021 | -100.0% | Q1 2014 | May 15, 2014 |
| RS INVESTMENT MANAGEMENT CO LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -330,100 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -312,582 | -100.0% | Q1 2014 | May 16, 2014 |
| Magnetar Financial LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -303,900 | -100.0% | Q1 2014 | May 15, 2014 |
| State of New Jersey Common Pension Fund A | History | Closed out | 0 | 0 | — | 0.02% | — | -300,000 | -100.0% | Q1 2014 | May 05, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -270,098 | -100.0% | Q1 2014 | May 13, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -265,793 | -100.0% | Q1 2014 | May 15, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.02% | — | -260,248 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -256,919 | -100.0% | Q1 2014 | May 15, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -228,216 | -100.0% | Q1 2014 | May 15, 2014 |
| KOPP INVESTMENT ADVISORS LLC | History | Closed out | 0 | 0 | — | 1.33% | — | -227,263 | -100.0% | Q1 2014 | Apr 25, 2014 |
| 1832 Asset Management L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -200,300 | -100.0% | Q1 2014 | May 14, 2014 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.01% | — | -192,700 | -100.0% | Q1 2014 | May 09, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -186,300 | -100.0% | Q1 2014 | May 15, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.02% | — | -181,799 | -100.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -180,549 | -100.0% | Q1 2014 | May 13, 2014 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.01% | — | -166,246 | -100.0% | Q1 2014 | May 14, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -152,375 | -100.0% | Q1 2014 | May 13, 2014 |
| DIALECTIC CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.7% | — | -151,051 | -100.0% | Q1 2014 | May 15, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -150,500 | -100.0% | Q1 2014 | May 14, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -139,082 | -100.0% | Q1 2014 | May 14, 2014 |
| Espalier Global Management LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -135,000 | -100.0% | Q1 2014 | May 15, 2014 |
| SIGMA CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -130,000 | -100.0% | Q1 2014 | May 15, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.02% | — | -127,671 | -100.0% | Q1 2014 | May 15, 2014 |
| Forty4 Asset Management LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -121,300 | -100.0% | Q1 2014 | May 08, 2014 |
| PARADIGM CAPITAL MANAGEMENT INC/NY | History | Closed out | 0 | 0 | — | 0.12% | — | -121,000 | -100.0% | Q1 2014 | May 12, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -115,274 | -100.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -111,909 | -100.0% | Q1 2014 | May 16, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -104,926 | -100.0% | Q1 2014 | May 23, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.04% | — | -103,557 | -100.0% | Q1 2014 | May 09, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -100,489 | -100.0% | Q1 2014 | May 15, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -98,654 | -100.0% | Q1 2014 | May 15, 2014 |
| Hatteras Alternative Mutual Funds, LLC | History | Closed out | 0 | 0 | — | 0.6% | — | -88,451 | -100.0% | Q1 2014 | May 09, 2014 |
| HSBC HOLDINGS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -83,034 | -100.0% | Q1 2014 | May 14, 2014 |
| Liberty Mutual Group Asset Management Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -73,894 | -100.0% | Q1 2014 | May 14, 2014 |
| SPRINGOWL ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 4.21% | — | -70,000 | -100.0% | Q1 2014 | May 12, 2014 |
| Geduld E E | History | Closed out | 0 | 0 | — | 0.53% | — | -70,000 | -100.0% | Q1 2014 | May 07, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -67,725 | -100.0% | Q1 2014 | May 15, 2014 |
| OREGON PUBLIC EMPLOYEES RETIREMENT FUND | History | Closed out | 0 | 0 | — | 0.02% | — | -66,500 | -100.0% | Q1 2014 | May 16, 2014 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | Closed out | 0 | 0 | — | 0.01% | — | -66,250 | -100.0% | Q1 2014 | May 14, 2014 |
| IBM Retirement Fund | History | Closed out | 0 | 0 | — | 0.02% | — | -57,487 | -100.0% | Q1 2014 | May 19, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -55,270 | -100.0% | Q1 2014 | May 14, 2014 |
| Calamos Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -54,500 | -100.0% | Q1 2014 | May 16, 2014 |
| Stux Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -51,700 | -100.0% | Q1 2014 | May 13, 2014 |
| GREENLEAF TRUST | History | Closed out | 0 | 0 | — | 0.02% | — | -50,000 | -100.0% | Q1 2014 | May 13, 2014 |
| Trellus Management Company, LLC | History | Closed out | 0 | 0 | — | 0.57% | — | -45,800 | -100.0% | Q1 2014 | May 14, 2014 |
| SMITH HAYES Advisers, Inc | History | Closed out | 0 | 0 | — | 0.15% | — | -43,650 | -100.0% | Q1 2014 | May 09, 2014 |
| Schonfeld Group Holdings LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -42,397 | -100.0% | Q1 2014 | May 15, 2014 |
| BLACKTHORN INVESTMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.63% | — | -40,965 | -100.0% | Q1 2014 | May 13, 2014 |
| Princeton Alpha Management LP | History | Closed out | 0 | 0 | — | 0.17% | — | -39,009 | -100.0% | Q1 2014 | Apr 17, 2014 |
| BRYN MAWR CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.05% | — | -37,890 | -100.0% | Q1 2014 | May 15, 2014 |
| Summit Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -35,632 | -100.0% | Q1 2014 | May 13, 2014 |
| Independent Portfolio Consultants, Inc. | History | Closed out | 0 | 0 | — | 0.15% | — | -34,145 | -100.0% | Q1 2014 | May 13, 2014 |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -33,900 | -100.0% | Q1 2014 | May 16, 2014 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | History | Closed out | 0 | 0 | — | 0.01% | — | -32,602 | -100.0% | Q1 2014 | May 08, 2014 |
| BABSON CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -32,200 | -100.0% | Q1 2014 | May 12, 2014 |
| ARDSLEY ADVISORY PARTNERS | History | Closed out | 0 | 0 | — | 0.06% | — | -30,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.01% | — | -29,354 | -100.0% | Q1 2014 | Apr 11, 2014 |
| Timber Hill LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,429 | -100.0% | Q1 2014 | May 13, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -24,343 | -100.0% | Q1 2014 | May 13, 2014 |
| Quantitative Systematic Strategies LLC | History | Closed out | 0 | 0 | — | 0.26% | — | -23,233 | -100.0% | Q1 2014 | Apr 07, 2014 |
| Man Investments Ltd | History | Closed out | 0 | 0 | — | 0.03% | — | -22,786 | -100.0% | Q1 2014 | May 15, 2014 |
| First Allied Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -22,614 | -100.0% | Q1 2014 | May 15, 2014 |
| AMALGAMATED BANK | History | Closed out | 0 | 0 | — | 0.05% | — | -22,313 | -100.0% | Q1 2014 | May 12, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -20,629 | -100.0% | Q1 2014 | May 14, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.0% | — | -18,050 | -100.0% | Q1 2014 | May 14, 2014 |
| Placemark Investments, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -17,345 | -100.0% | Q1 2014 | May 09, 2014 |
| VTL Associates, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -17,287 | -100.0% | Q1 2014 | May 15, 2014 |
| Raymond James Financial Services Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -15,044 | -100.0% | Q1 2014 | May 08, 2014 |
| Main Street Research LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -14,881 | -100.0% | Q1 2014 | May 12, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,871 | -100.0% | Q1 2014 | May 15, 2014 |
| AVIANCE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -14,808 | -100.0% | Q1 2014 | May 15, 2014 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.01% | — | -14,300 | -100.0% | Q1 2014 | May 15, 2014 |
| AMP Capital Investors Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -12,973 | -100.0% | Q1 2014 | May 14, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,747 | -100.0% | Q1 2014 | May 15, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -12,741 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -12,670 | -100.0% | Q1 2014 | May 02, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -12,013 | -100.0% | Q1 2014 | May 14, 2014 |
| FDx Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -11,676 | -100.0% | Q1 2014 | May 15, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,304 | -100.0% | Q1 2014 | May 15, 2014 |
| National Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -10,783 | -100.0% | Q1 2014 | May 02, 2014 |
| COMMERZBANK AKTIENGESELLSCHAFT /FI | History | Closed out | 0 | 0 | — | 0.0% | — | -10,563 | -100.0% | Q1 2014 | May 14, 2014 |
| HARTFORD INVESTMENT MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -10,299 | -100.0% | Q1 2014 | May 14, 2014 |
| Orbitronix LP | History | Closed out | 0 | 0 | — | 0.07% | — | -10,000 | -100.0% | Q1 2014 | May 14, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,371 | -100.0% | Q1 2014 | May 15, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -7,300 | -100.0% | Q1 2014 | May 07, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -7,100 | -100.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -4,226 | -100.0% | Q1 2014 | May 15, 2014 |
| Quantbot Technologies LP | History | Closed out | 0 | 0 | — | 0.01% | — | -3,947 | -100.0% | Q1 2014 | May 21, 2014 |
| Li Winifred I | History | Closed out | 0 | 0 | — | 0.05% | — | -3,700 | -100.0% | Q1 2014 | Jun 18, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -3,125 | -100.0% | Q1 2014 | May 07, 2014 |
| FNY Managed Accounts LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -2,500 | -100.0% | Q1 2014 | May 15, 2014 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.0% | — | -2,200 | -100.0% | Q1 2014 | May 12, 2014 |
| ETRADE Capital Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,547 | -100.0% | Q1 2014 | May 15, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,306 | -100.0% | Q1 2014 | May 12, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -802 | -100.0% | Q1 2014 | May 14, 2014 |
| Legg Mason Investment Counsel & Trust Co., N.A. | History | Closed out | 0 | 0 | — | 0.0% | — | -541 | -100.0% | Q1 2014 | May 15, 2014 |
| THOMPSON DAVIS & CO., INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -500 | -100.0% | Q1 2014 | May 09, 2014 |
| OPTIMUM INVESTMENT ADVISORS | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2014 | May 01, 2014 |
| New Harbor Financial Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -375 | -100.0% | Q1 2014 | May 12, 2014 |
| Gemmer Asset Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -365 | -100.0% | Q1 2014 | May 23, 2014 |
| FIRST MANHATTAN CO | History | Closed out | 0 | 0 | — | 0.0% | — | -346 | -100.0% | Q1 2014 | May 16, 2014 |
| ENTERPRISE FINANCIAL SERVICES CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -175 | -100.0% | Q1 2014 | Apr 24, 2014 |
| M&T BANK CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -152 | -100.0% | Q1 2014 | May 14, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -145 | -100.0% | Q1 2014 | Apr 24, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q1 2014 | May 15, 2014 |
| BBK Capital Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -84 | -100.0% | Q1 2014 | May 15, 2014 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | Closed out | 0 | 0 | — | — | — | -30 | -100.0% | Q1 2014 | May 09, 2014 |
| Kistler-Tiffany Companies, LLC | History | Closed out | 0 | 0 | — | — | — | -28 | -100.0% | Q1 2014 | May 13, 2014 |
| BESSEMER GROUP INC | History | Closed out | 0 | 0 | — | — | — | -17 | -100.0% | Q1 2014 | May 14, 2014 |
| LS Investment Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -12 | -100.0% | Q1 2014 | May 05, 2014 |
| Alexandria Capital, LLC | History | Closed out | 0 | 0 | — | — | — | -12 | -100.0% | Q1 2014 | May 07, 2014 |
| SYNOVUS FINANCIAL CORP | History | New | 6 | 0 | — | — | — | +6 | New | Q2 2014 | Aug 01, 2014 |
| Spectrum Management Group, Inc. | History | Closed out | 0 | 0 | — | — | — | -6 | -100.0% | Q1 2014 | May 09, 2014 |
| Sanctuary Wealth Advisors, LLC | History | New | 4 | 0 | — | — | — | +4 | New | Q2 2014 | Jul 29, 2014 |
| Carroll Financial Associates, Inc. | History | New | 2 | 0 | — | — | — | +2 | New | Q2 2014 | Aug 08, 2014 |
| Winch Advisory Services, LLC | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q1 2014 | May 14, 2014 |
| PEOPLES FINANCIAL SERVICES CORP. | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 15, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | No change | 11 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Efficient Market Advisors, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| Beacon Capital Management, Inc. | History | No change | 12 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |