Kraton Corp - 50077C106
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 3,423,375 | 158,570 | 0.0% | 0.0% | 1 | +48,717 | 1.44% | Q4 2021 | Feb 14, 2022 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 2,324,624 | 107,676 | 0.03% | 0.04% | 2 | -62,762 | -2.63% | Q4 2021 | Feb 09, 2022 |
| Magnetar Financial LLC | History | Added to | 2,059,548 | 95,398 | 0.96% | 0.86% | 3 | +219,055 | 11.9% | Q4 2021 | Feb 14, 2022 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 1,252,180 | 58,001 | 0.03% | 0.02% | 4 | +495,977 | 65.59% | Q4 2021 | Feb 14, 2022 |
| STATE STREET CORP | History | Added to | 1,163,845 | 53,909 | 0.0% | 0.0% | 5 | +38,112 | 3.39% | Q4 2021 | Feb 14, 2022 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 590,684 | 27,361 | 0.01% | 0.01% | 6 | -163,766 | -21.71% | Q4 2021 | Feb 14, 2022 |
| BALYASNY ASSET MANAGEMENT LLC | History | Added to | 582,003 | 26,958 | 0.09% | 0.06% | 7 | +268,663 | 85.74% | Q4 2021 | Feb 14, 2022 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 540,778 | 25,048 | 0.0% | 0.0% | 8 | +4,211 | 0.78% | Q4 2021 | Feb 11, 2022 |
| NORTHERN TRUST CORP | History | Reduced | 464,337 | 21,508 | 0.0% | 0.0% | 9 | -13,386 | -2.8% | Q4 2021 | Feb 08, 2022 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 456,423 | 21,141 | 0.0% | 0.0% | 10 | -27,545 | -5.69% | Q4 2021 | Feb 17, 2022 |
| DEUTSCHE BANK AG\ | History | Reduced | 413,859 | 19,169 | 0.01% | 0.01% | 11 | -72,592 | -14.92% | Q4 2021 | Feb 16, 2022 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Added to | 394,201 | 18,260 | 0.01% | 0.01% | 12 | +5,605 | 1.44% | Q4 2021 | Feb 11, 2022 |
| MORGAN STANLEY | History | Added to | 349,905 | 16,209 | 0.0% | 0.0% | 13 | +35,311 | 11.22% | Q4 2021 | Feb 14, 2022 |
| Bank of New York Mellon Corp | History | Added to | 321,867 | 14,909 | 0.0% | 0.0% | 14 | +10,186 | 3.27% | Q4 2021 | Feb 11, 2022 |
| ALLIANCEBERNSTEIN L.P. | History | Added to | 293,234 | 13,583 | 0.0% | 0.0% | 15 | +21,317 | 7.84% | Q4 2021 | Feb 14, 2022 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 279,783 | 12,959 | 0.0% | 0.0% | 16 | +59,438 | 26.97% | Q4 2021 | Feb 08, 2022 |
| NATIXIS | History | New | 273,500 | 12,669 | 0.04% | — | 17 | +273,500 | New | Q4 2021 | Feb 14, 2022 |
| AQR Arbitrage LLC | History | Added to | 259,196 | 12,006 | 0.31% | 0.31% | 18 | +21,896 | 9.23% | Q4 2021 | Feb 14, 2022 |
| Pentwater Capital Management LP | History | Reduced | 248,900 | 11,529 | 0.13% | 0.37% | 19 | -551,100 | -68.89% | Q4 2021 | Feb 11, 2022 |
| PRINCIPAL FINANCIAL GROUP INC | History | Reduced | 214,040 | 9,914 | 0.01% | 0.01% | 20 | -5,214 | -2.38% | Q4 2021 | Feb 09, 2022 |
| GABELLI FUNDS LLC | History | Added to | 211,177 | 9,782 | 0.06% | 0.04% | 21 | +78,557 | 59.23% | Q4 2021 | Feb 11, 2022 |
| Invesco Ltd. | History | Reduced | 188,801 | 8,746 | 0.0% | 0.0% | 22 | -111,040 | -37.03% | Q4 2021 | Feb 14, 2022 |
| Woodline Partners LP | History | New | 173,751 | 8,048 | 0.12% | — | 23 | +173,751 | New | Q4 2021 | Feb 14, 2022 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 167,691 | 7,767 | 0.02% | 0.04% | 24 | -272,386 | -61.9% | Q4 2021 | Feb 14, 2022 |
| JPMORGAN CHASE & CO | History | Reduced | 158,856 | 7,359 | 0.0% | 0.0% | 25 | -442,012 | -73.56% | Q4 2021 | Feb 11, 2022 |
| CITIGROUP INC | History | Added to | 158,116 | 7,324 | 0.0% | 0.0% | 26 | +137,312 | 660.03% | Q4 2021 | Feb 10, 2022 |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | History | New | 156,700 | 7,258 | 0.02% | — | 27 | +156,700 | New | Q4 2021 | Feb 11, 2022 |
| SEI INVESTMENTS CO | History | Reduced | 148,738 | 6,890 | 0.01% | 0.01% | 28 | -6,180 | -3.99% | Q4 2021 | Feb 14, 2022 |
| CITADEL ADVISORS LLC | History | Reduced | 145,522 | 6,741 | 0.0% | 11.9% | 29 | -263,910 | -64.46% | Q4 2021 | Feb 14, 2022 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | History | No change | 144,427 | 6,690 | 0.12% | 0.13% | 30 | 0 | 0.0% | Q4 2021 | Feb 14, 2022 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 136,383 | 6,317 | 0.03% | 0.04% | 31 | +2,158 | 1.61% | Q4 2021 | Feb 14, 2022 |
| NORDEA INVESTMENT MANAGEMENT AB | History | Reduced | 134,415 | 6,233 | 0.01% | 0.01% | 32 | -632 | -0.47% | Q4 2021 | Jan 20, 2022 |
| AMERICAN CENTURY COMPANIES INC | History | Added to | 133,626 | 6,190 | 0.0% | 0.0% | 33 | +42,086 | 45.98% | Q4 2021 | Feb 07, 2022 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | New | 130,038 | 6,023 | 0.01% | — | 34 | +130,038 | New | Q4 2021 | Feb 14, 2022 |
| BROOKFIELD ASSET MANAGEMENT INC. | History | Reduced | 112,422 | 5,207 | 39.3% | 8.67% | 35 | -37,578 | -25.05% | Q4 2021 | Aug 15, 2022 |
| RENAISSANCE TECHNOLOGIES LLC | History | Added to | 108,161 | 5,010 | 0.01% | 0.0% | 36 | +30,861 | 39.92% | Q4 2021 | Feb 11, 2022 |
| BARCLAYS PLC | History | Added to | 105,867 | 4,904 | 0.0% | 0.0% | 37 | +44,574 | 72.72% | Q4 2021 | Feb 23, 2022 |
| Walleye Capital LLC | History | Added to | 100,791 | 4,669 | 0.15% | 0.06% | 38 | +57,359 | 132.07% | Q4 2021 | May 27, 2022 |
| Candriam Luxembourg S.C.A. | History | Added to | 96,608 | 4,475 | 0.03% | 0.02% | 39 | +46,756 | 93.79% | Q4 2021 | Feb 10, 2022 |
| Legal & General Group Plc | History | Added to | 92,020 | 4,262 | 0.0% | 0.0% | 40 | +2,790 | 3.13% | Q4 2021 | Feb 14, 2022 |
| RHUMBLINE ADVISERS | History | Reduced | 88,220 | 4,086 | 0.01% | 0.01% | 41 | -976 | -1.09% | Q4 2021 | Feb 10, 2022 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Added to | 85,575 | 3,964 | 0.01% | 0.0% | 42 | +81,183 | 1848.43% | Q4 2021 | Feb 15, 2022 |
| Swiss National Bank | History | No change | 71,000 | 3,289 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q4 2021 | Feb 08, 2022 |
| PICTON MAHONEY ASSET MANAGEMENT | History | New | 68,985 | 3,196 | 0.08% | — | 45 | +68,985 | New | Q4 2021 | Feb 15, 2022 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Added to | 69,000 | 3,196 | 0.0% | 0.0% | 44 | +41,000 | 146.43% | Q4 2021 | Feb 14, 2022 |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | History | Added to | 65,474 | 3,033 | 0.02% | 0.02% | 46 | +510 | 0.79% | Q4 2021 | Feb 14, 2022 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 61,400 | 2,844 | 0.0% | 0.0% | 47 | -192,217 | -75.79% | Q4 2021 | Apr 05, 2022 |
| Qube Research & Technologies Ltd | History | New | 58,669 | 2,718 | 0.02% | — | 48 | +58,669 | New | Q4 2021 | Feb 10, 2022 |
| UBS Group AG | History | Reduced | 53,866 | 2,494 | 0.0% | 0.0% | 49 | -46,783 | -46.48% | Q4 2021 | Feb 14, 2022 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 48,288 | 2,236 | 0.02% | 0.0% | 50 | +36,443 | 307.67% | Q4 2021 | Feb 09, 2022 |
| TWO SIGMA ADVISERS, LP | History | Reduced | 45,425 | 2,104 | 0.01% | 0.01% | 51 | -68,400 | -60.09% | Q4 2021 | Feb 14, 2022 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Added to | 44,356 | 2,055 | 0.0% | 0.0% | 52 | +1,074 | 2.48% | Q4 2021 | Feb 15, 2022 |
| Centiva Capital, LP | History | Reduced | 42,325 | 1,960 | 0.04% | 0.19% | 53 | -25,058 | -37.19% | Q4 2021 | Feb 14, 2022 |
| GAMCO INVESTORS, INC. ET AL | History | Added to | 42,300 | 1,959 | 0.02% | 0.01% | 54 | +10,741 | 34.03% | Q4 2021 | Feb 11, 2022 |
| Walleye Trading LLC | History | Reduced | 39,000 | 1,806 | 0.01% | 0.01% | 55 | -50,345 | -56.35% | Q4 2021 | Feb 14, 2022 |
| UBS ASSET MANAGEMENT AMERICAS INC | History | Reduced | 38,904 | 1,802 | 0.0% | 0.03% | 56 | -1,061 | -2.65% | Q4 2021 | Feb 14, 2022 |
| JANE STREET GROUP, LLC | History | Reduced | 38,828 | 1,798 | 0.0% | 0.0% | 57 | -125,472 | -76.37% | Q4 2021 | Feb 15, 2022 |
| Skandinaviska Enskilda Banken AB (publ) | History | Added to | 35,000 | 1,622 | 0.01% | 0.0% | 58 | +20,000 | 133.33% | Q4 2021 | Feb 10, 2022 |
| PRUDENTIAL FINANCIAL INC | History | Reduced | 34,174 | 1,583 | 2.35% | 1.95% | 59 | -785 | -2.25% | Q4 2021 | Jun 14, 2024 |
| YOUSIF CAPITAL MANAGEMENT, LLC | History | New | 29,258 | 1,355 | 0.01% | — | 60 | +29,258 | New | Q4 2021 | Jan 31, 2022 |
| PANAGORA ASSET MANAGEMENT INC | History | No change | 29,007 | 1,344 | 0.01% | 0.01% | 61 | 0 | 0.0% | Q4 2021 | Feb 10, 2022 |
| COMERICA BANK | History | Reduced | 27,668 | 1,276 | 0.01% | 0.01% | 62 | -1,476 | -5.06% | Q4 2021 | Feb 18, 2022 |
| Alberta Investment Management Corp | History | Reduced | 27,300 | 1,265 | 0.01% | 0.02% | 63 | -13,000 | -32.26% | Q4 2021 | Feb 11, 2022 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | History | Reduced | 24,298 | 1,125 | 0.01% | 0.01% | 64 | -77 | -0.32% | Q4 2021 | Feb 11, 2022 |
| Russell Investments Group, Ltd. | History | Reduced | 23,600 | 1,093 | 0.0% | 0.0% | 65 | -2,577 | -9.84% | Q4 2021 | Jan 21, 2022 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Reduced | 22,400 | 1,038 | 0.0% | 0.0% | 66 | -206 | -0.91% | Q4 2021 | Feb 02, 2022 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 22,334 | 1,035 | 0.0% | 0.0% | 67 | -271 | -1.2% | Q4 2021 | Feb 14, 2022 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 22,107 | 1,023 | 0.0% | 0.0% | 68 | +19,200 | 660.47% | Q4 2021 | Feb 11, 2022 |
| HSBC HOLDINGS PLC | History | Added to | 21,902 | 1,015 | 0.0% | 0.0% | 69 | +12,221 | 126.24% | Q4 2021 | Feb 11, 2022 |
| BNP PARIBAS ARBITRAGE, SA | History | Reduced | 21,863 | 1,012 | 0.0% | 0.0% | 70 | -12,179 | -35.78% | Q4 2021 | Feb 09, 2022 |
| ExodusPoint Capital Management, LP | History | Added to | 21,145 | 979 | 0.01% | 0.0% | 71 | +16,368 | 342.64% | Q4 2021 | Feb 11, 2022 |
| Allianz Asset Management GmbH | History | Added to | 18,100 | 838 | 0.07% | 0.12% | 72 | +8,600 | 90.53% | Q4 2021 | May 23, 2024 |
| ROYAL BANK OF CANADA | History | Reduced | 16,295 | 754 | 0.0% | 0.0% | 73 | -58,421 | -78.19% | Q4 2021 | Feb 14, 2022 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Reduced | 15,860 | 735 | 0.0% | 0.0% | 74 | -473 | -2.9% | Q4 2021 | Feb 16, 2022 |
| Louisiana State Employees Retirement System | History | Added to | 15,600 | 723 | 0.02% | 0.02% | 75 | +100 | 0.65% | Q4 2021 | Jan 14, 2022 |
| WELLINGTON MANAGEMENT GROUP LLP | History | Added to | 13,099 | 607 | 0.0% | 0.0% | 76 | +2,023 | 18.26% | Q4 2021 | Feb 11, 2022 |
| Maryland State Retirement & Pension System | History | No change | 12,752 | 591 | 0.02% | 0.02% | 77 | 0 | 0.0% | Q4 2021 | Feb 09, 2022 |
| OREGON PUBLIC EMPLOYEES RETIREMENT FUND | History | Reduced | 12,433 | 576 | 0.01% | 0.01% | 78 | -600 | -4.6% | Q4 2021 | Feb 01, 2022 |
| VOYA INVESTMENT MANAGEMENT LLC | History | Reduced | 12,044 | 558 | 0.0% | 0.0% | 79 | -341 | -2.75% | Q4 2021 | Feb 14, 2022 |
| ADVISOR GROUP HOLDINGS, INC. | History | Added to | 12,021 | 557 | 0.0% | 0.0% | 80 | +11,574 | 2589.26% | Q4 2021 | Feb 03, 2022 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Reduced | 11,672 | 541 | 0.0% | 0.0% | 81 | -3,025 | -20.58% | Q4 2021 | Feb 08, 2022 |
| AQR CAPITAL MANAGEMENT LLC | History | Reduced | 11,492 | 532 | 0.0% | 0.0% | 82 | -5,118 | -30.81% | Q4 2021 | Feb 14, 2022 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Reduced | 10,674 | 494 | 0.01% | 0.01% | 83 | -5,307 | -33.21% | Q4 2021 | Feb 11, 2022 |
| BANK OF MONTREAL /CAN/ | History | Reduced | 10,498 | 487 | 0.0% | 0.0% | 84 | -1,469 | -12.28% | Q4 2021 | Feb 11, 2022 |
| MetLife Investment Management, LLC | History | No change | 10,374 | 480 | 0.14% | 0.13% | 85 | 0 | 0.0% | Q4 2021 | May 17, 2024 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 10,326 | 478 | 0.0% | 0.0% | 86 | +3,927 | 61.37% | Q4 2021 | Feb 04, 2022 |
| State of Tennessee, Treasury Department | History | Reduced | 10,267 | 476 | 0.0% | 0.0% | 87 | -5,035 | -32.9% | Q4 2021 | Feb 15, 2022 |
| VICTORY CAPITAL MANAGEMENT INC | History | Reduced | 9,504 | 440 | 0.0% | 0.0% | 88 | -3,528 | -27.07% | Q4 2021 | Feb 07, 2022 |
| Arizona State Retirement System | History | Reduced | 8,653 | 401 | 0.0% | 0.0% | 89 | -103 | -1.18% | Q4 2021 | Feb 04, 2022 |
| Gotham Asset Management, LLC | History | New | 7,962 | 369 | 0.01% | — | 90 | +7,962 | New | Q4 2021 | Feb 14, 2022 |
| ProShare Advisors LLC | History | Added to | 7,875 | 366 | 0.0% | 0.0% | 91 | +3,032 | 62.61% | Q4 2021 | Feb 08, 2022 |
| Engineers Gate Manager LP | History | Reduced | 7,617 | 353 | 0.02% | 0.11% | 92 | -35,658 | -82.4% | Q4 2021 | Feb 14, 2022 |
| JANUS HENDERSON GROUP PLC | History | New | 6,467 | 300 | 0.0% | — | 93 | +6,467 | New | Q4 2021 | Feb 14, 2022 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Added to | 6,226 | 288 | 0.0% | 0.0% | 94 | +1,089 | 21.2% | Q4 2021 | Feb 10, 2022 |
| STRS OHIO | History | No change | 5,600 | 259 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q4 2021 | Jan 24, 2022 |
| FIRST TRUST ADVISORS LP | History | New | 5,123 | 237 | 0.0% | — | 96 | +5,123 | New | Q4 2021 | Feb 08, 2022 |
| Tower Research Capital LLC (TRC) | History | Added to | 5,094 | 236 | 0.0% | 0.0% | 97 | +2,848 | 126.8% | Q4 2021 | Feb 14, 2022 |
| CAPTRUST FINANCIAL ADVISORS | History | Reduced | 5,002 | 232 | 0.0% | 0.0% | 98 | -366 | -6.82% | Q4 2021 | Feb 14, 2022 |
| COMMERCE BANK | History | New | 4,444 | 206 | 0.0% | — | 99 | +4,444 | New | Q4 2021 | Feb 14, 2022 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | History | Added to | 4,393 | 203 | 0.0% | 0.0% | 100 | +107 | 2.5% | Q4 2021 | Feb 03, 2022 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | No change | 3,899 | 181 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q4 2021 | Feb 01, 2022 |
| MAVERICK CAPITAL LTD | History | New | 1,511 | 70 | 0.0% | — | 102 | +1,511 | New | Q4 2021 | Feb 14, 2022 |
| LAZARD ASSET MANAGEMENT LLC | History | New | 1,108 | 51 | 0.0% | — | 103 | +1,108 | New | Q4 2021 | Feb 09, 2022 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 1,025 | 47 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q4 2021 | Feb 03, 2022 |
| SALEM INVESTMENT COUNSELORS INC | History | No change | 352 | 16 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q4 2021 | Feb 15, 2022 |
| US BANCORP \DE\ | History | No change | 221 | 10 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q4 2021 | Feb 11, 2022 |
| Ancora Advisors, LLC | History | No change | 223 | 10 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q4 2021 | Feb 14, 2022 |
| FIFTH THIRD BANCORP | History | Added to | 82 | 4 | 0.0% | 0.0% | 108 | +36 | 78.26% | Q4 2021 | Feb 01, 2022 |
| ASSETMARK, INC | History | Reduced | 95 | 4 | 0.0% | 0.0% | 109 | -2 | -2.06% | Q4 2021 | Feb 14, 2022 |
| CULLEN/FROST BANKERS, INC. | History | New | 14 | 1 | 0.0% | — | 110 | +14 | New | Q4 2021 | Feb 07, 2022 |
| FMR LLC | History | No change | 28 | 1 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q4 2021 | Feb 14, 2022 |
| Caption Management, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -158,000 | -100.0% | Q3 2021 | Nov 12, 2021 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -136,349 | -100.0% | Q3 2021 | Nov 12, 2021 |
| ROYCE & ASSOCIATES LP | History | Closed out | 0 | 0 | — | 0.04% | — | -102,962 | -100.0% | Q3 2021 | Nov 10, 2021 |
| MARSHALL WACE, LLP | History | Closed out | 0 | 0 | — | 0.02% | — | -83,253 | -100.0% | Q3 2021 | Nov 15, 2021 |
| Verition Fund Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -25,000 | -100.0% | Q3 2021 | Nov 15, 2021 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | Closed out | 0 | 0 | — | 0.01% | — | -20,547 | -100.0% | Q3 2021 | Nov 15, 2021 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,150 | -100.0% | Q3 2021 | Oct 29, 2021 |
| First Eagle Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,270 | -100.0% | Q3 2021 | Nov 10, 2021 |
| VIRGINIA RETIREMENT SYSTEMS ET AL | History | Closed out | 0 | 0 | — | 0.0% | — | -7,900 | -100.0% | Q3 2021 | Oct 21, 2021 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.0% | — | -7,800 | -100.0% | Q3 2021 | Nov 12, 2021 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -23 | -100.0% | Q3 2021 | Nov 12, 2021 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18 | -100.0% | Q3 2021 | Oct 28, 2021 |
| TORONTO DOMINION BANK | History | New | 4 | 0 | — | — | — | +4 | New | Q4 2021 | Feb 04, 2022 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | — | — | -4 | -100.0% | Q3 2021 | Nov 15, 2021 |