LMP CORPORATE LOAN FUND INC - 50208B100
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Advisors Asset Management, Inc. | History | No change | 677,430 | 8,217 | 0.12% | 0.12% | 1 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Horizon Kinetics LLC | History | No change | 577,915 | 7,011 | 0.09% | 0.09% | 2 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| DEAN INVESTMENT ASSOCIATES, LLC | History | No change | 516,156 | 6,261 | 1.51% | 1.51% | 3 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| GUGGENHEIM CAPITAL LLC | History | No change | 238,928 | 2,900 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Trust Asset Management LLC | History | Reduced | 175,422 | 2,109 | 1.46% | 1.57% | 5 | -5,432 | -3.0% | Q2 2014 | Aug 05, 2014 |
| UBS AG | History | No change | 167,576 | 2,033 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 126,156 | 1,516 | 0.0% | 0.0% | 7 | -808 | -0.64% | Q2 2014 | Aug 11, 2014 |
| MARINER INVESTMENT GROUP LLC | History | No change | 121,643 | 1,476 | 0.32% | 0.32% | 8 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| MORGAN STANLEY | History | No change | 64,328 | 780 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Invesco Ltd. | History | No change | 51,809 | 628 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Shaker Financial Services, LLC | History | Added to | 48,211 | 579 | 0.35% | 0.26% | 11 | +16,166 | 50.45% | Q2 2014 | Aug 04, 2014 |
| LPL Financial LLC | History | Reduced | 45,529 | 547 | 0.0% | 0.0% | 12 | -2,990 | -6.16% | Q2 2014 | Aug 05, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 27,742 | 337 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | No change | 18,700 | 227 | 0.02% | 0.02% | 14 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| STIFEL FINANCIAL CORP | History | No change | 14,847 | 180 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 14,256 | 171 | 0.0% | 0.0% | 16 | +257 | 1.84% | Q2 2014 | Jul 23, 2014 |
| BOSTON PRIVATE BANK & TRUST CO | History | No change | 4,663 | 56 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2014 | Jul 15, 2014 |
| CITIGROUP INC | History | No change | 4,000 | 49 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | No change | 3,600 | 44 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | No change | 2,486 | 30 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| WFG Advisors, LP | History | No change | 2,100 | 25 | 0.01% | 0.01% | 21 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| DAVIDSON D A & CO | History | No change | 1,500 | 18 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 991 | 12 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Focused Wealth Management, Inc | History | New | 200 | 2 | 0.0% | — | 24 | +200 | New | Q2 2014 | Jul 30, 2014 |
| Tower Research Capital LLC | History | No change | 118 | 1 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| Capital Advisors, Ltd. LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -700 | -100.0% | Q2 2014 | Jul 25, 2014 |
| FIRST MANHATTAN CO | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 16, 2014 |