LMP CORPORATE LOAN FUND INC - 50208B100
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 8 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Advisors Asset Management, Inc. | History | Reduced | 677,430 | 8,217 | 0.12% | 0.19% | 1 | -284,482 | -29.57% | Q1 2014 | May 15, 2014 |
| Horizon Kinetics LLC | History | Added to | 577,915 | 7,011 | 0.09% | 0.07% | 2 | +113,368 | 24.4% | Q1 2014 | May 14, 2014 |
| DEAN INVESTMENT ASSOCIATES, LLC | History | Reduced | 516,156 | 6,261 | 1.51% | 1.89% | 3 | -128,851 | -19.98% | Q1 2014 | May 13, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 238,928 | 2,900 | 0.01% | 0.01% | 4 | -76,625 | -24.28% | Q1 2014 | May 16, 2014 |
| Trust Asset Management LLC | History | New | 180,854 | 2,194 | 1.57% | — | 5 | +180,854 | New | Q1 2014 | May 20, 2014 |
| UBS AG | History | Added to | 167,576 | 2,033 | 0.0% | 0.0% | 6 | +28,649 | 20.62% | Q1 2014 | May 16, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 126,964 | 1,540 | 0.0% | 0.0% | 7 | -1,786 | -1.39% | Q1 2014 | May 15, 2014 |
| MARINER INVESTMENT GROUP LLC | History | New | 121,643 | 1,476 | 0.32% | — | 8 | +121,643 | New | Q1 2014 | May 14, 2014 |
| MORGAN STANLEY | History | Reduced | 64,328 | 780 | 0.0% | 0.0% | 9 | -3,321 | -4.91% | Q1 2014 | May 13, 2014 |
| Invesco Ltd. | History | Reduced | 51,809 | 628 | 0.0% | 0.0% | 10 | -845 | -1.6% | Q1 2014 | May 15, 2014 |
| LPL Financial LLC | History | Added to | 48,519 | 589 | 0.0% | 0.0% | 11 | +12,720 | 35.53% | Q1 2014 | May 12, 2014 |
| Shaker Financial Services, LLC | History | Reduced | 32,045 | 389 | 0.26% | 0.4% | 12 | -15,463 | -32.55% | Q1 2014 | May 07, 2014 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 27,742 | 337 | 0.0% | 0.0% | 13 | -35,386 | -56.05% | Q1 2014 | May 15, 2014 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Reduced | 18,700 | 227 | 0.02% | 0.06% | 14 | -46,666 | -71.39% | Q1 2014 | May 15, 2014 |
| STIFEL FINANCIAL CORP | History | New | 14,847 | 180 | 0.0% | — | 15 | +14,847 | New | Q1 2014 | May 15, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 13,999 | 170 | 0.0% | 0.0% | 16 | +247 | 1.8% | Q1 2014 | May 07, 2014 |
| BOSTON PRIVATE BANK & TRUST CO | History | No change | 4,663 | 57 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2014 | Apr 15, 2014 |
| CITIGROUP INC | History | New | 4,000 | 49 | 0.0% | — | 18 | +4,000 | New | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Added to | 3,600 | 44 | 0.0% | 0.0% | 19 | +700 | 24.14% | Q1 2014 | May 15, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 2,486 | 30 | 0.0% | 0.01% | 20 | -36,411 | -93.61% | Q1 2014 | May 14, 2014 |
| WFG Advisors, LP | History | No change | 2,100 | 25 | 0.01% | 0.0% | 21 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| DAVIDSON D A & CO | History | No change | 1,500 | 18 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2014 | May 05, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 991 | 12 | 0.0% | 0.18% | 23 | +12 | 1.23% | Q1 2014 | May 15, 2014 |
| Capital Advisors, Ltd. LLC | History | No change | 700 | 8 | 0.0% | 0.01% | 24 | 0 | 0.0% | Q1 2014 | Apr 09, 2014 |
| Tower Research Capital LLC | History | Reduced | 118 | 1 | 0.0% | 0.0% | 25 | -404 | -77.39% | Q1 2014 | May 02, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -22,188 | -100.0% | Q4 2013 | Feb 13, 2014 |
| DOLIVER CAPITAL ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.15% | — | -19,594 | -100.0% | Q4 2013 | Feb 13, 2014 |
| Saba Capital Management, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -13,510 | -100.0% | Q4 2013 | Feb 14, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,413 | -100.0% | Q4 2013 | Feb 12, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,463 | -100.0% | Q4 2013 | Feb 13, 2014 |
| FIRST MANHATTAN CO | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 16, 2014 |