LEGG MASON, INC. - 524901105
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 8,387,482 | 417,277 | 0.01% | 0.02% | 1 | +164,047 | 1.99% | Q2 2020 | Aug 14, 2020 |
| RENAISSANCE TECHNOLOGIES LLC | History | Added to | 5,974,553 | 297,234 | 0.26% | 0.12% | 2 | +3,499,100 | 141.35% | Q2 2020 | Aug 13, 2020 |
| HBK INVESTMENTS L P | History | New | 4,106,200 | 204,283 | 2.67% | — | 3 | +4,106,200 | New | Q2 2020 | Sep 10, 2021 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 3,563,305 | 177,274 | 0.08% | 0.09% | 4 | -100,635 | -2.75% | Q2 2020 | Aug 13, 2020 |
| BANK OF NOVA SCOTIA | History | Added to | 3,517,789 | 175,010 | 0.6% | 0.27% | 5 | +1,936,858 | 122.51% | Q2 2020 | Aug 11, 2020 |
| GOLDMAN SACHS GROUP INC | History | Added to | 3,498,579 | 174,054 | 0.05% | 0.05% | 6 | +484,302 | 16.07% | Q2 2020 | Aug 12, 2020 |
| Pentwater Capital Management LP | History | Added to | 3,299,000 | 164,125 | 2.92% | 1.57% | 7 | +1,349,200 | 69.2% | Q2 2020 | Aug 14, 2020 |
| BARCLAYS PLC | History | Added to | 2,784,282 | 138,518 | 0.11% | 0.01% | 8 | +2,633,784 | 1750.05% | Q2 2020 | Aug 12, 2020 |
| CITIGROUP INC | History | Added to | 2,697,465 | 134,199 | 0.1% | 0.09% | 9 | +575,635 | 27.13% | Q2 2020 | Aug 12, 2020 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 2,518,004 | 125,271 | 0.02% | 0.0% | 10 | +2,004,588 | 390.44% | Q2 2020 | Aug 14, 2020 |
| STATE STREET CORP | History | Reduced | 2,034,809 | 102,075 | 0.01% | 0.01% | 11 | -77,852 | -3.69% | Q2 2020 | Aug 14, 2020 |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | History | Added to | 1,535,330 | 76,383 | 0.61% | 0.72% | 12 | +172,073 | 12.62% | Q2 2020 | Mar 01, 2021 |
| DEUTSCHE BANK AG\ | History | Added to | 1,432,202 | 71,252 | 0.05% | 0.01% | 13 | +1,227,557 | 599.85% | Q2 2020 | Aug 13, 2020 |
| Bank of New York Mellon Corp | History | Added to | 1,216,374 | 60,515 | 47.39% | 258.83% | 14 | +16,767 | 1.4% | Q2 2020 | Oct 08, 2021 |
| BNP PARIBAS ARBITRAGE, SA | History | Reduced | 1,092,776 | 54,365 | 0.1% | 0.11% | 15 | -12,208 | -1.1% | Q2 2020 | Aug 06, 2020 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 989,764 | 49,241 | 0.07% | 0.0% | 16 | +955,083 | 2753.91% | Q2 2020 | Aug 14, 2020 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Reduced | 944,594 | 46,993 | 0.01% | 0.01% | 17 | -488 | -0.05% | Q2 2020 | Aug 13, 2020 |
| NORTHERN TRUST CORP | History | Added to | 919,520 | 45,746 | 0.01% | 0.01% | 18 | +191,168 | 26.25% | Q2 2020 | Aug 14, 2020 |
| TUDOR INVESTMENT CORP ET AL | History | Added to | 850,910 | 42,333 | 2.1% | 1.73% | 19 | +455,413 | 115.15% | Q2 2020 | Aug 14, 2020 |
| CNH PARTNERS LLC | History | Reduced | 823,599 | 40,974 | 1.82% | 1.48% | 20 | -82,750 | -9.13% | Q2 2020 | Aug 17, 2020 |
| UBS Group AG | History | Added to | 810,061 | 40,301 | 0.02% | 0.01% | 21 | +470,845 | 138.8% | Q2 2020 | Jul 31, 2020 |
| JPMORGAN CHASE & CO | History | Reduced | 649,453 | 32,311 | 0.01% | 0.01% | 22 | -150,138 | -18.78% | Q2 2020 | Aug 11, 2020 |
| BROOKFIELD ASSET MANAGEMENT INC. | History | New | 563,401 | 28,029 | 46.92% | — | 23 | +563,401 | New | Q2 2020 | May 17, 2022 |
| SOROS FUND MANAGEMENT LLC | History | Reduced | 512,053 | 25,475 | 0.57% | 1.37% | 24 | -41,007 | -7.41% | Q2 2020 | Aug 14, 2020 |
| ALLIANCEBERNSTEIN L.P. | History | Added to | 464,190 | 23,093 | 0.01% | 0.01% | 25 | +37,470 | 8.78% | Q2 2020 | Aug 13, 2020 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Added to | 458,638 | 22,818 | 0.01% | 0.01% | 26 | +12,946 | 2.9% | Q2 2020 | Aug 20, 2020 |
| BALYASNY ASSET MANAGEMENT LLC | History | Reduced | 417,799 | 20,786 | 0.18% | 0.53% | 27 | -504,159 | -54.68% | Q2 2020 | Aug 14, 2020 |
| TWO SIGMA ADVISERS, LP | History | Added to | 350,400 | 17,432 | 0.05% | 0.03% | 28 | +166,100 | 90.12% | Q2 2020 | Sep 15, 2020 |
| MACQUARIE GROUP LTD | History | Reduced | 349,561 | 17,390 | 0.03% | 0.1% | 29 | -613,519 | -63.7% | Q2 2020 | Aug 11, 2020 |
| Allianz Asset Management GmbH | History | Added to | 348,497 | 17,338 | 273.04% | 81.34% | 30 | +14,278 | 4.27% | Q2 2020 | May 23, 2024 |
| GABELLI FUNDS LLC | History | Added to | 298,002 | 14,826 | 0.12% | 0.09% | 31 | +100,322 | 50.75% | Q2 2020 | Aug 13, 2020 |
| AMERIPRISE FINANCIAL INC | History | Added to | 283,819 | 14,125 | 0.01% | 0.01% | 32 | +19,661 | 7.44% | Q2 2020 | Aug 14, 2020 |
| STRS OHIO | History | Added to | 277,475 | 13,804 | 0.06% | 0.0% | 33 | +264,616 | 2057.83% | Q2 2020 | Jul 23, 2020 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | Added to | 273,610 | 13,612 | 0.03% | 0.0% | 34 | +269,410 | 6414.52% | Q2 2020 | Aug 12, 2020 |
| Legal & General Group Plc | History | Added to | 260,285 | 12,949 | 0.01% | 0.01% | 35 | +3,345 | 1.3% | Q2 2020 | Aug 14, 2020 |
| PRINCIPAL FINANCIAL GROUP INC | History | Reduced | 256,733 | 12,773 | 1.7% | 0.02% | 36 | -60,551 | -19.08% | Q2 2020 | Sep 04, 2020 |
| RHUMBLINE ADVISERS | History | Added to | 230,209 | 11,453 | 0.02% | 0.02% | 37 | +3,821 | 1.69% | Q2 2020 | Aug 13, 2020 |
| MUFG Securities EMEA plc | History | Added to | 202,361 | 10,067 | 0.09% | 0.09% | 38 | +13,361 | 7.07% | Q2 2020 | Aug 13, 2020 |
| LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC | History | Reduced | 200,771 | 9,988 | 0.05% | 0.09% | 39 | -94,100 | -31.91% | Q2 2020 | Aug 05, 2020 |
| Swiss National Bank | History | Added to | 194,047 | 9,654 | 0.01% | 0.01% | 40 | +25,700 | 15.27% | Q2 2020 | Aug 05, 2020 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Reduced | 193,870 | 9,645 | 0.01% | 0.01% | 41 | -2,820 | -1.43% | Q2 2020 | Aug 12, 2020 |
| Candriam Luxembourg S.C.A. | History | New | 183,184 | 9,114 | 0.1% | — | 42 | +183,184 | New | Q2 2020 | Jul 23, 2020 |
| Invesco Ltd. | History | Added to | 173,070 | 8,610 | 0.0% | 0.0% | 43 | +30,823 | 21.67% | Q2 2020 | Aug 14, 2020 |
| UBS ASSET MANAGEMENT AMERICAS INC | History | Added to | 167,470 | 8,331 | 0.01% | 0.01% | 44 | +13,715 | 8.92% | Q2 2020 | Aug 14, 2020 |
| PICTON MAHONEY ASSET MANAGEMENT | History | Reduced | 160,000 | 7,960 | 0.46% | 0.53% | 45 | -31,800 | -16.58% | Q2 2020 | Aug 05, 2020 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Reduced | 151,300 | 7,527 | 0.01% | 0.01% | 46 | -18,500 | -10.9% | Q2 2020 | Aug 07, 2020 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Added to | 150,672 | 7,496 | 0.01% | 0.02% | 47 | +2,089 | 1.41% | Q2 2020 | Aug 17, 2020 |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | History | New | 132,000 | 6,567 | 0.06% | — | 48 | +132,000 | New | Q2 2020 | Aug 14, 2020 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Reduced | 125,272 | 6,232 | 0.02% | 0.02% | 49 | -3,570 | -2.77% | Q2 2020 | Aug 07, 2020 |
| Edgestream Partners, L.P. | History | New | 121,854 | 6,062 | 0.32% | — | 50 | +121,854 | New | Q2 2020 | Aug 11, 2020 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | History | Reduced | 120,810 | 6,010 | 0.31% | 0.92% | 51 | -184,475 | -60.43% | Q2 2020 | Aug 13, 2020 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Reduced | 112,175 | 5,572 | 0.01% | 0.01% | 52 | -4,833 | -4.13% | Q2 2020 | Aug 10, 2020 |
| Retirement Systems of Alabama | History | Added to | 109,102 | 5,428 | 0.03% | 0.03% | 53 | +2,853 | 2.69% | Q2 2020 | Jul 23, 2020 |
| FMR LLC | History | Reduced | 102,468 | 5,097 | 0.0% | 0.0% | 54 | -133,590 | -56.59% | Q2 2020 | Aug 24, 2020 |
| GATEWAY INVESTMENT ADVISERS LLC | History | Reduced | 98,105 | 4,881 | 0.06% | 0.07% | 55 | -21,702 | -18.11% | Q2 2020 | Jul 15, 2020 |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | History | Added to | 97,727 | 4,862 | 0.06% | 0.01% | 56 | +92,936 | 1939.8% | Q2 2020 | Aug 14, 2020 |
| GAMCO INVESTORS, INC. ET AL | History | Added to | 90,127 | 4,484 | 0.05% | 0.02% | 57 | +50,066 | 124.97% | Q2 2020 | Aug 13, 2020 |
| JANUS HENDERSON GROUP PLC | History | Added to | 85,282 | 4,243 | 0.0% | 0.0% | 58 | +73,994 | 655.51% | Q2 2020 | Aug 14, 2020 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 81,032 | 4,032 | 0.0% | 0.0% | 59 | -15,924 | -16.42% | Q2 2020 | Aug 13, 2020 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | History | Added to | 77,712 | 3,866 | 0.05% | 0.06% | 60 | +1,808 | 2.38% | Q2 2020 | Aug 06, 2020 |
| WELLINGTON MANAGEMENT GROUP LLP | History | Added to | 74,213 | 3,692 | 0.0% | 0.0% | 61 | +13,894 | 23.03% | Q2 2020 | Aug 14, 2020 |
| MORGAN STANLEY | History | Reduced | 73,235 | 3,644 | 0.0% | 0.0% | 62 | -3,619 | -4.71% | Q2 2020 | Aug 14, 2020 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 71,000 | 3,532 | 0.04% | 0.05% | 63 | +400 | 0.57% | Q2 2020 | Aug 13, 2020 |
| Centiva Capital, LP | History | Added to | 70,126 | 3,489 | 0.21% | 0.02% | 64 | +60,126 | 601.26% | Q2 2020 | Aug 14, 2020 |
| NISA INVESTMENT ADVISORS, LLC | History | Reduced | 65,565 | 3,262 | 0.03% | 0.04% | 65 | -1,025 | -1.54% | Q2 2020 | Jul 27, 2020 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Reduced | 62,837 | 3,126 | 0.02% | 0.02% | 66 | -9,798 | -13.49% | Q2 2020 | Aug 17, 2020 |
| State of New Jersey Common Pension Fund D | History | Reduced | 60,040 | 2,987 | 0.01% | 0.02% | 67 | -4,603 | -7.12% | Q2 2020 | Aug 04, 2020 |
| COMERICA BANK | History | Added to | 57,413 | 2,869 | 0.02% | 0.02% | 68 | +3,813 | 7.11% | Q2 2020 | Jul 31, 2020 |
| MetLife Investment Management, LLC | History | Added to | 49,653 | 2,470 | 1.51% | 0.95% | 69 | +2,817 | 6.01% | Q2 2020 | May 24, 2024 |
| SEI INVESTMENTS CO | History | Reduced | 48,565 | 2,411 | 0.01% | 0.01% | 70 | -188 | -0.39% | Q2 2020 | Aug 17, 2020 |
| CITADEL ADVISORS LLC | History | Reduced | 46,559 | 2,317 | 0.0% | 0.0% | 71 | -113,144 | -70.85% | Q2 2020 | Aug 14, 2020 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 44,870 | 2,232 | 0.02% | 0.01% | 72 | +17,943 | 66.64% | Q2 2020 | Aug 14, 2020 |
| Alberta Investment Management Corp | History | Reduced | 42,800 | 2,129 | 0.03% | 0.29% | 73 | -295,600 | -87.35% | Q2 2020 | Aug 11, 2020 |
| Mitsubishi UFJ Trust & Banking Corp | History | Reduced | 42,549 | 2,117 | 0.01% | 0.01% | 74 | -28,123 | -39.79% | Q2 2020 | Sep 11, 2020 |
| VICTORY CAPITAL MANAGEMENT INC | History | Reduced | 37,540 | 1,868 | 0.0% | 0.0% | 75 | -12,212 | -24.55% | Q2 2020 | Aug 07, 2020 |
| Squarepoint Ops LLC | History | Reduced | 31,107 | 1,548 | 0.03% | 0.07% | 76 | -28,386 | -47.71% | Q2 2020 | Aug 14, 2020 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | History | Reduced | 30,689 | 1,527 | 0.03% | 0.04% | 77 | -1,507 | -4.68% | Q2 2020 | Aug 11, 2020 |
| STATE OF MICHIGAN RETIREMENT SYSTEM | History | Added to | 30,413 | 1,513 | 0.01% | 0.01% | 78 | +7,813 | 34.57% | Q2 2020 | Jul 29, 2020 |
| OREGON PUBLIC EMPLOYEES RETIREMENT FUND | History | Reduced | 30,116 | 1,498 | 0.02% | 0.03% | 79 | -500 | -1.63% | Q2 2020 | Jul 21, 2020 |
| NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC | History | Added to | 29,093 | 1,447 | 0.02% | 0.02% | 80 | +750 | 2.65% | Q2 2020 | Aug 14, 2020 |
| Qube Research & Technologies Ltd | History | New | 28,914 | 1,438 | 0.02% | — | 81 | +28,914 | New | Q2 2020 | Aug 14, 2020 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 26,954 | 1,341 | 0.0% | 0.0% | 82 | -3,114 | -10.36% | Q2 2020 | Aug 28, 2020 |
| Man Group plc | History | Added to | 25,634 | 1,275 | 0.01% | 0.01% | 83 | +3,808 | 17.45% | Q2 2020 | Aug 14, 2020 |
| NOMURA HOLDINGS INC | History | Reduced | 25,000 | 1,243 | 0.0% | 0.01% | 84 | -1,000 | -3.85% | Q2 2020 | Aug 14, 2020 |
| HANCOCK WHITNEY CORP | History | Reduced | 24,874 | 1,238 | 0.05% | 0.08% | 85 | -16,509 | -39.89% | Q2 2020 | Jul 30, 2020 |
| Gotham Asset Management, LLC | History | Added to | 23,527 | 1,170 | 0.04% | 0.01% | 86 | +16,923 | 256.25% | Q2 2020 | Aug 13, 2020 |
| ASSETMARK, INC | History | Added to | 22,194 | 1,104 | 0.01% | 0.0% | 87 | +22,033 | 13685.09% | Q2 2020 | Aug 11, 2020 |
| HSBC HOLDINGS PLC | History | Reduced | 22,098 | 1,099 | 0.0% | 0.0% | 88 | -5,202 | -19.05% | Q2 2020 | Aug 14, 2020 |
| Louisiana State Employees Retirement System | History | Added to | 20,900 | 1,040 | 0.06% | 0.07% | 89 | +1,200 | 6.09% | Q2 2020 | Jul 13, 2020 |
| Arizona State Retirement System | History | Reduced | 19,619 | 976 | 0.01% | 0.02% | 90 | -759 | -3.72% | Q2 2020 | Aug 04, 2020 |
| ROYAL BANK OF CANADA | History | Reduced | 19,399 | 965 | 0.0% | 0.0% | 91 | -10,555 | -35.24% | Q2 2020 | Aug 14, 2020 |
| Mirae Asset Global Investments Co., Ltd. | History | New | 18,966 | 944 | 0.01% | — | 92 | +18,966 | New | Q2 2020 | Aug 11, 2020 |
| Skandinaviska Enskilda Banken AB (publ) | History | New | 17,692 | 880 | 0.01% | — | 93 | +17,692 | New | Q2 2020 | Aug 13, 2020 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 17,632 | 877 | 0.0% | 0.0% | 94 | +3,702 | 26.58% | Q2 2020 | Aug 14, 2020 |
| Rafferty Asset Management, LLC | History | Added to | 17,110 | 851 | 0.01% | 0.01% | 95 | +12,853 | 301.93% | Q2 2020 | Aug 07, 2020 |
| FEDERATED HERMES, INC. | History | Reduced | 16,596 | 826 | 0.0% | 0.0% | 96 | -1,233 | -6.92% | Q2 2020 | Aug 13, 2020 |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | History | Reduced | 16,138 | 809 | 0.02% | 0.04% | 97 | -13,570 | -45.68% | Q2 2020 | Feb 13, 2024 |
| VOYA INVESTMENT MANAGEMENT LLC | History | Added to | 16,166 | 804 | 0.0% | 0.0% | 98 | +842 | 5.49% | Q2 2020 | Aug 14, 2020 |
| MAVERICK CAPITAL LTD | History | Reduced | 15,025 | 747 | 0.02% | 0.03% | 99 | -12,559 | -45.53% | Q2 2020 | Aug 14, 2020 |
| BLAIR WILLIAM & CO/IL | History | Added to | 14,729 | 733 | 0.0% | 0.0% | 100 | +61 | 0.42% | Q2 2020 | Aug 12, 2020 |
| Verition Fund Management LLC | History | New | 13,349 | 664 | 0.02% | — | 101 | +13,349 | New | Q2 2020 | Aug 14, 2020 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 12,887 | 641 | 0.0% | 0.0% | 102 | +19 | 0.15% | Q2 2020 | Aug 12, 2020 |
| PZENA INVESTMENT MANAGEMENT LLC | History | New | 12,862 | 640 | 0.0% | — | 103 | +12,862 | New | Q2 2020 | Jul 31, 2020 |
| Engineers Gate Manager LP | History | Added to | 12,700 | 632 | 0.03% | 0.02% | 104 | +5,786 | 83.69% | Q2 2020 | Aug 17, 2020 |
| Russell Investments Group, Ltd. | History | No change | 12,688 | 629 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2020 | Aug 05, 2020 |
| PRUDENTIAL FINANCIAL INC | History | Reduced | 12,219 | 608 | 1.87% | 274.93% | 106 | -314,139 | -96.26% | Q2 2020 | Jun 14, 2024 |
| AMERICAN CENTURY COMPANIES INC | History | New | 12,122 | 603 | 0.0% | — | 107 | +12,122 | New | Q2 2020 | Aug 13, 2020 |
| PANAGORA ASSET MANAGEMENT INC | History | Reduced | 12,016 | 598 | 0.0% | 0.0% | 108 | -20 | -0.17% | Q2 2020 | Aug 12, 2020 |
| Crossmark Global Holdings, Inc. | History | Reduced | 11,854 | 590 | 0.02% | 0.02% | 109 | -286 | -2.36% | Q2 2020 | Aug 14, 2020 |
| ProShare Advisors LLC | History | Added to | 11,505 | 572 | 0.0% | 0.0% | 110 | +3,316 | 40.49% | Q2 2020 | Aug 03, 2020 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Reduced | 10,945 | 545 | 0.0% | 0.0% | 111 | -690 | -5.93% | Q2 2020 | Aug 12, 2020 |
| Ancora Advisors, LLC | History | No change | 10,951 | 545 | 0.02% | 0.02% | 112 | 0 | 0.0% | Q2 2020 | Nov 12, 2021 |
| BROWN ADVISORY INC | History | Added to | 10,496 | 521 | 0.0% | 0.0% | 113 | +418 | 4.15% | Q2 2020 | Aug 14, 2020 |
| BANK OF MONTREAL /CAN/ | History | Added to | 9,582 | 477 | 0.0% | 0.0% | 114 | +7,124 | 289.83% | Q2 2020 | Aug 12, 2020 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Added to | 9,457 | 470 | 0.0% | 0.0% | 115 | +2,193 | 30.19% | Q2 2020 | Jul 28, 2020 |
| HighTower Advisors, LLC | History | Added to | 9,139 | 456 | 0.0% | 0.0% | 116 | +2,575 | 39.23% | Q2 2020 | Aug 10, 2020 |
| Tower Research Capital LLC (TRC) | History | Added to | 9,008 | 448 | 0.02% | 0.01% | 117 | +6,449 | 252.01% | Q2 2020 | Aug 13, 2020 |
| US BANCORP \DE\ | History | Added to | 7,905 | 393 | 0.0% | 0.0% | 118 | +3,012 | 61.56% | Q2 2020 | Aug 07, 2020 |
| GREENLEAF TRUST | History | New | 7,625 | 379 | 0.01% | — | 119 | +7,625 | New | Q2 2020 | Aug 12, 2020 |
| XPONANCE, INC. | History | New | 7,586 | 377 | 0.01% | — | 120 | +7,586 | New | Q2 2020 | Aug 14, 2020 |
| JANE STREET GROUP, LLC | History | Reduced | 6,430 | 320 | 0.0% | 0.01% | 121 | -134,004 | -95.42% | Q2 2020 | Aug 17, 2020 |
| GWM Advisors LLC | History | Reduced | 6,152 | 306 | 0.01% | 0.02% | 122 | -2,259 | -26.86% | Q2 2020 | Jul 29, 2020 |
| EXCHANGE TRADED CONCEPTS, LLC | History | New | 6,084 | 303 | 0.05% | — | 123 | +6,084 | New | Q2 2020 | Jul 15, 2020 |
| Maven Securities LTD | History | New | 5,798 | 288 | 0.02% | — | 124 | +5,798 | New | Q2 2020 | Aug 14, 2020 |
| COMMERCE BANK | History | Reduced | 5,655 | 281 | 0.0% | 0.0% | 125 | -341 | -5.69% | Q2 2020 | Aug 07, 2020 |
| Parallel Advisors, LLC | History | Added to | 5,117 | 254 | 0.02% | 0.0% | 127 | +4,727 | 1212.05% | Q2 2020 | Jul 16, 2020 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 5,116 | 254 | 0.0% | 0.0% | 126 | -1,025 | -16.69% | Q2 2020 | Jul 08, 2020 |
| SHELTON CAPITAL MANAGEMENT | History | Reduced | 4,916 | 245 | 0.01% | 0.02% | 128 | -236 | -4.58% | Q2 2020 | Aug 12, 2020 |
| Assenagon Asset Management S.A. | History | New | 4,863 | 242 | 0.0% | — | 129 | +4,863 | New | Q2 2020 | Jul 21, 2020 |
| SIMPLEX TRADING, LLC | History | Reduced | 4,800 | 238 | 0.0% | 0.0% | 130 | -5,889 | -55.09% | Q2 2020 | Jul 13, 2020 |
| Rockefeller Capital Management L.P. | History | Added to | 3,727 | 185 | 0.0% | 0.0% | 131 | +27 | 0.73% | Q2 2020 | Aug 12, 2020 |
| ADVISOR GROUP HOLDINGS, INC. | History | Reduced | 1,844 | 93 | 0.0% | 0.0% | 132 | -29 | -1.55% | Q2 2020 | Aug 14, 2020 |
| SIGNATUREFD, LLC | History | Added to | 1,827 | 91 | 0.01% | 0.01% | 133 | +226 | 14.12% | Q2 2020 | Jul 30, 2020 |
| HUNTINGTON NATIONAL BANK | History | No change | 1,763 | 88 | 0.0% | 0.0% | 134 | 0 | 0.0% | Q2 2020 | Jul 30, 2020 |
| IFP Advisors, Inc | History | Reduced | 1,709 | 84 | 0.01% | 0.01% | 135 | -36 | -2.06% | Q2 2020 | Aug 05, 2020 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 1,079 | 54 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q2 2020 | Jul 10, 2020 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 1,048 | 52 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q2 2020 | Aug 14, 2020 |
| CITIZENS FINANCIAL GROUP INC/RI | History | New | 799 | 40 | 0.0% | — | 138 | +799 | New | Q2 2020 | Aug 12, 2020 |
| Caldwell Trust Co | History | No change | 800 | 39 | 0.01% | 0.01% | 139 | 0 | 0.0% | Q2 2020 | Oct 02, 2025 |
| GLENMEDE TRUST CO NA | History | Added to | 629 | 31 | 0.0% | 0.0% | 140 | +595 | 1750.0% | Q2 2020 | Aug 14, 2020 |
| FIRST MANHATTAN CO | History | No change | 321 | 15 | 0.0% | 0.0% | 141 | 0 | 0.0% | Q2 2020 | Aug 14, 2020 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Reduced | 100 | 5 | 0.0% | 0.0% | 142 | -3,700 | -97.37% | Q2 2020 | Aug 14, 2020 |
| Private Advisor Group, LLC | History | New | 82 | 4 | 0.0% | — | 143 | +82 | New | Q2 2020 | Aug 17, 2020 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | New | 69 | 3 | 0.0% | — | 145 | +69 | New | Q2 2020 | Aug 13, 2020 |
| FIL Ltd | History | Added to | 52 | 3 | 0.0% | 0.0% | 144 | +21 | 67.74% | Q2 2020 | Aug 13, 2020 |
| CAPTRUST FINANCIAL ADVISORS | History | New | 11 | 1 | 0.0% | — | 147 | +11 | New | Q2 2020 | Aug 14, 2020 |
| EARNEST PARTNERS LLC | History | No change | 22 | 1 | 0.0% | 0.0% | 146 | 0 | 0.0% | Q2 2020 | Aug 13, 2020 |
| TRIAN FUND MANAGEMENT, L.P. | History | Closed out | 0 | 0 | — | 2.72% | — | -3,881,704 | -100.0% | Q1 2020 | May 15, 2020 |
| Neuberger Berman Group LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -940,644 | -100.0% | Q1 2020 | May 14, 2020 |
| Grantham, Mayo, Van Otterloo & Co. LLC | History | Closed out | 0 | 0 | — | 0.3% | — | -724,689 | -100.0% | Q1 2020 | May 14, 2020 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -201,910 | -100.0% | Q1 2020 | May 15, 2020 |
| MOORE CAPITAL MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 0.4% | — | -200,000 | -100.0% | Q1 2020 | May 15, 2020 |
| LMR Partners LLP | History | Closed out | 0 | 0 | — | 0.35% | — | -153,024 | -100.0% | Q1 2020 | Aug 14, 2020 |
| NATIXIS | History | Closed out | 0 | 0 | — | 0.05% | — | -123,866 | -100.0% | Q1 2020 | May 14, 2020 |
| Robeco Institutional Asset Management B.V. | History | Closed out | 0 | 0 | — | 0.02% | — | -123,450 | -100.0% | Q1 2020 | Jan 19, 2021 |
| MACKENZIE FINANCIAL CORP | History | Closed out | 0 | 0 | — | 45.69% | — | -88,694 | -100.0% | Q1 2020 | May 15, 2020 |
| FIRST TRUST ADVISORS LP | History | Closed out | 0 | 0 | — | 0.01% | — | -63,454 | -100.0% | Q1 2020 | May 06, 2020 |
| CAPSTONE INVESTMENT ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -58,448 | -100.0% | Q1 2020 | Jun 21, 2021 |
| Walleye Capital LLC | History | Closed out | 0 | 0 | — | 0.51% | — | -47,680 | -100.0% | Q1 2020 | May 15, 2020 |
| Asset Management One Co., Ltd. | History | Closed out | 0 | 0 | — | 0.01% | — | -23,051 | -100.0% | Q1 2020 | May 14, 2020 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,600 | -100.0% | Q1 2020 | May 15, 2020 |
| Hillsdale Investment Management Inc. | History | Closed out | 0 | 0 | — | 0.07% | — | -11,300 | -100.0% | Q1 2020 | May 12, 2020 |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | History | Closed out | 0 | 0 | — | 0.0% | — | -7,621 | -100.0% | Q1 2020 | May 15, 2020 |
| ExodusPoint Capital Management, LP | History | Closed out | 0 | 0 | — | 0.02% | — | -6,082 | -100.0% | Q1 2020 | May 15, 2020 |
| TWO SIGMA INVESTMENTS, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -5,371 | -100.0% | Q1 2020 | May 15, 2020 |
| APG Asset Management N.V. | History | Closed out | 0 | 0 | — | 0.0% | — | -4,335 | -100.0% | Q1 2020 | May 19, 2020 |
| Bank Julius Baer & Co. Ltd, Zurich | History | Closed out | 0 | 0 | — | 0.0% | — | -1,750 | -100.0% | Q1 2020 | May 13, 2020 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,171 | -100.0% | Q1 2020 | May 05, 2020 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -36 | -100.0% | Q1 2020 | May 15, 2020 |
| Allworth Financial LP | History | Closed out | 0 | 0 | — | 0.0% | — | -15 | -100.0% | Q1 2020 | Apr 17, 2020 |