Mandiant, Inc. - 562662106
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Hudson Bay Capital Management LP | History | No change | 87,421 | 1,908 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q2 2022 | Aug 12, 2022 |
| IFP Advisors, Inc | History | New | 5,296 | 94 | 0.0% | — | 2 | +5,296 | New | Q3 2022 | Nov 08, 2022 |
| HARBOUR INVESTMENTS, INC. | History | No change | 606 | 13 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q3 2022 | Nov 15, 2022 |
| VANGUARD GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -20,895,870 | -100.0% | Q3 2022 | Nov 14, 2022 |
| Pentwater Capital Management LP | History | Closed out | 0 | 0 | — | 2.87% | — | -11,191,000 | -100.0% | Q3 2022 | Nov 14, 2022 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.06% | — | -11,013,164 | -100.0% | Q3 2022 | May 14, 2024 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.02% | — | -7,621,176 | -100.0% | Q3 2022 | Nov 14, 2022 |
| Magnetar Financial LLC | History | Closed out | 0 | 0 | — | 1.16% | — | -5,140,247 | -100.0% | Q3 2022 | Nov 14, 2022 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -4,998,381 | -100.0% | Q3 2022 | Nov 14, 2022 |
| BALYASNY ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.29% | — | -4,130,893 | -100.0% | Q3 2022 | Nov 15, 2022 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -3,921,108 | -100.0% | Q3 2022 | Nov 15, 2022 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.01% | — | -3,581,945 | -100.0% | Q3 2022 | Nov 14, 2022 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,569,163 | -100.0% | Q3 2022 | Nov 10, 2022 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,181,403 | -100.0% | Q3 2022 | Nov 14, 2022 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -2,683,153 | -100.0% | Q3 2022 | Nov 14, 2022 |
| Mirae Asset Global Investments Co., Ltd. | History | Closed out | 0 | 0 | — | 0.14% | — | -2,551,970 | -100.0% | Q3 2022 | Nov 10, 2022 |
| AQR Arbitrage LLC | History | Closed out | 0 | 0 | — | 1.08% | — | -2,223,648 | -100.0% | Q3 2022 | Nov 14, 2022 |
| HSBC HOLDINGS PLC | History | Closed out | 0 | 0 | — | 0.07% | — | -2,203,848 | -100.0% | Q3 2022 | Nov 14, 2022 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -2,165,889 | -100.0% | Q3 2022 | Nov 15, 2022 |
| ArrowMark Colorado Holdings LLC | History | Closed out | 0 | 0 | — | 0.49% | — | -1,980,980 | -100.0% | Q3 2022 | Nov 14, 2022 |
| DIMENSIONAL FUND ADVISORS LP | History | Closed out | 0 | 0 | — | 0.01% | — | -1,854,288 | -100.0% | Q3 2022 | Nov 10, 2022 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -1,807,031 | -100.0% | Q3 2022 | Nov 14, 2022 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.02% | — | -1,789,053 | -100.0% | Q3 2022 | Nov 15, 2022 |
| Grantham, Mayo, Van Otterloo & Co. LLC | History | Closed out | 0 | 0 | — | 0.21% | — | -1,743,150 | -100.0% | Q3 2022 | Nov 10, 2022 |
| NATIXIS | History | Closed out | 0 | 0 | — | 0.11% | — | -1,332,196 | -100.0% | Q3 2022 | Nov 14, 2022 |
| PICTON MAHONEY ASSET MANAGEMENT | History | Closed out | 0 | 0 | — | 1.1% | — | -1,326,900 | -100.0% | Q3 2022 | Nov 09, 2022 |
| GABELLI FUNDS LLC | History | Closed out | 0 | 0 | — | 0.21% | — | -1,261,572 | -100.0% | Q3 2022 | Nov 14, 2022 |
| NATIONAL BANK OF CANADA /FI/ | History | Closed out | 0 | 0 | — | 0.12% | — | -1,223,065 | -100.0% | Q3 2022 | Oct 13, 2022 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,199,218 | -100.0% | Q3 2022 | Nov 14, 2022 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.01% | — | -1,097,291 | -100.0% | Q3 2022 | Nov 14, 2022 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -1,088,874 | -100.0% | Q3 2022 | Nov 14, 2022 |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | History | Closed out | 0 | 0 | — | 0.1% | — | -1,069,789 | -100.0% | Q3 2022 | Nov 14, 2022 |
| FIL Ltd | History | Closed out | 0 | 0 | — | 0.03% | — | -1,020,000 | -100.0% | Q3 2022 | Nov 10, 2022 |
| Man Group plc | History | Closed out | 0 | 0 | — | 0.09% | — | -1,002,308 | -100.0% | Q3 2022 | Nov 14, 2022 |
| FIRST TRUST ADVISORS LP | History | Closed out | 0 | 0 | — | 0.03% | — | -966,248 | -100.0% | Q3 2022 | Nov 14, 2022 |
| Parallax Volatility Advisers, L.P. | History | Closed out | 0 | 0 | — | 0.02% | — | -922,546 | -100.0% | Q3 2022 | Nov 21, 2022 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -836,500 | -100.0% | Q3 2022 | Nov 14, 2022 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.04% | — | -788,299 | -100.0% | Q3 2022 | Nov 14, 2022 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.01% | — | -763,993 | -100.0% | Q3 2022 | Nov 14, 2022 |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.19% | — | -752,614 | -100.0% | Q3 2022 | Nov 10, 2022 |
| CAISSE DE DEPOT ET PLACEMENT DU QUEBEC | History | Closed out | 0 | 0 | — | 0.04% | — | -724,500 | -100.0% | Q3 2022 | Nov 14, 2022 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -693,932 | -100.0% | Q3 2022 | Nov 03, 2022 |
| TORONTO DOMINION BANK | History | Closed out | 0 | 0 | — | 0.03% | — | -650,000 | -100.0% | Q3 2022 | Nov 09, 2022 |
| LMR Partners LLP | History | Closed out | 0 | 0 | — | 0.23% | — | -640,000 | -100.0% | Q3 2022 | Nov 14, 2022 |
| PINNACLE ASSOCIATES LTD | History | Closed out | 0 | 0 | — | 0.3% | — | -635,813 | -100.0% | Q3 2022 | Nov 01, 2022 |
| Swiss National Bank | History | Closed out | 0 | 0 | — | 0.01% | — | -565,300 | -100.0% | Q3 2022 | Nov 09, 2022 |
| Woodline Partners LP | History | Closed out | 0 | 0 | — | 0.18% | — | -544,567 | -100.0% | Q3 2022 | Nov 14, 2022 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -449,800 | -100.0% | Q3 2022 | Nov 14, 2022 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.02% | — | -448,700 | -100.0% | Q3 2022 | Nov 14, 2022 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -435,761 | -100.0% | Q3 2022 | Nov 14, 2022 |
| Vontobel Holding Ltd. | History | Closed out | 0 | 0 | — | 0.1% | — | -407,083 | -100.0% | Q3 2022 | Nov 04, 2022 |
| Neuberger Berman Group LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -393,406 | -100.0% | Q3 2022 | Nov 15, 2022 |
| UBS ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -389,228 | -100.0% | Q3 2022 | Nov 14, 2022 |
| Alberta Investment Management Corp | History | Closed out | 0 | 0 | — | 0.05% | — | -344,000 | -100.0% | Q3 2022 | Nov 14, 2022 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -340,535 | -100.0% | Q3 2022 | Nov 09, 2022 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -327,518 | -100.0% | Q3 2022 | Nov 10, 2022 |
| MARSHALL WACE, LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -321,890 | -100.0% | Q3 2022 | Nov 14, 2022 |
| MOORE CAPITAL MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 0.18% | — | -306,770 | -100.0% | Q3 2022 | Nov 15, 2022 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -303,606 | -100.0% | Q3 2022 | Nov 21, 2022 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -294,127 | -100.0% | Q3 2022 | Nov 14, 2022 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -277,958 | -100.0% | Q3 2022 | Nov 09, 2022 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Closed out | 0 | 0 | — | 0.01% | — | -245,114 | -100.0% | Q3 2022 | Nov 08, 2022 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -236,397 | -100.0% | Q3 2022 | Nov 10, 2022 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -233,036 | -100.0% | Q3 2022 | Nov 08, 2022 |
| RHUMBLINE ADVISERS | History | Closed out | 0 | 0 | — | 0.01% | — | -226,422 | -100.0% | Q3 2022 | Nov 10, 2022 |
| CAPSTONE INVESTMENT ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -220,199 | -100.0% | Q3 2022 | Nov 10, 2022 |
| Legal & General Group Plc | History | Closed out | 0 | 0 | — | 0.0% | — | -207,156 | -100.0% | Q3 2022 | Nov 14, 2022 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -202,040 | -100.0% | Q3 2022 | Nov 14, 2022 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.02% | — | -195,349 | -100.0% | Q3 2022 | Nov 15, 2022 |
| Verition Fund Management LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -194,340 | -100.0% | Q3 2022 | Nov 14, 2022 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -173,838 | -100.0% | Q3 2022 | Nov 02, 2022 |
| TRUIST FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -173,417 | -100.0% | Q3 2022 | Oct 26, 2022 |
| Asset Management One Co., Ltd. | History | Closed out | 0 | 0 | — | 0.02% | — | -163,171 | -100.0% | Q3 2022 | Nov 04, 2022 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -149,309 | -100.0% | Q3 2022 | Nov 14, 2022 |
| Squarepoint Ops LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -139,256 | -100.0% | Q3 2022 | Nov 14, 2022 |
| State of New Jersey Common Pension Fund D | History | Closed out | 0 | 0 | — | 0.01% | — | -139,142 | -100.0% | Q3 2022 | Oct 28, 2022 |
| GAMCO INVESTORS, INC. ET AL | History | Closed out | 0 | 0 | — | 0.03% | — | -129,419 | -100.0% | Q3 2022 | Nov 14, 2022 |
| Candriam S.C.A. | History | Closed out | 0 | 0 | — | 0.02% | — | -120,888 | -100.0% | Q3 2022 | Nov 10, 2022 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -113,462 | -100.0% | Q3 2022 | Nov 14, 2022 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -92,702 | -100.0% | Q3 2022 | Nov 14, 2022 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -88,463 | -100.0% | Q3 2022 | Nov 14, 2022 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -69,115 | -100.0% | Q3 2022 | Nov 14, 2022 |
| Arizona State Retirement System | History | Closed out | 0 | 0 | — | 0.01% | — | -65,037 | -100.0% | Q3 2022 | Nov 07, 2022 |
| Graham Capital Management, L.P. | History | Closed out | 0 | 0 | — | 0.06% | — | -64,526 | -100.0% | Q3 2022 | Nov 14, 2022 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | Closed out | 0 | 0 | — | 0.0% | — | -60,675 | -100.0% | Q3 2022 | Nov 14, 2022 |
| BLAIR WILLIAM & CO/IL | History | Closed out | 0 | 0 | — | 0.01% | — | -59,701 | -100.0% | Q3 2022 | Nov 09, 2022 |
| WELLINGTON MANAGEMENT GROUP LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -55,185 | -100.0% | Q3 2022 | Nov 14, 2022 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -52,984 | -100.0% | Q3 2022 | Nov 10, 2022 |
| BROOKFIELD ASSET MANAGEMENT INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -50,000 | -100.0% | Q3 2022 | Nov 14, 2022 |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | History | Closed out | 0 | 0 | — | 0.0% | — | -50,000 | -100.0% | Q3 2022 | Nov 14, 2022 |
| SEI INVESTMENTS CO | History | Closed out | 0 | 0 | — | 0.0% | — | -48,763 | -100.0% | Q3 2022 | Nov 14, 2022 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.02% | — | -46,310 | -100.0% | Q3 2022 | Nov 14, 2022 |
| JANUS HENDERSON GROUP PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -44,836 | -100.0% | Q3 2022 | Nov 14, 2022 |
| VICTORY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -43,480 | -100.0% | Q3 2022 | Nov 02, 2022 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -42,000 | -100.0% | Q3 2022 | Nov 14, 2022 |
| SONA ASSET MANAGEMENT (US) LLC | History | Closed out | 0 | 0 | — | 0.82% | — | -38,500 | -100.0% | Q3 2022 | Nov 14, 2022 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Closed out | 0 | 0 | — | 0.01% | — | -36,935 | -100.0% | Q3 2022 | Nov 03, 2022 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -35,887 | -100.0% | Q3 2022 | Nov 10, 2022 |
| STRS OHIO | History | Closed out | 0 | 0 | — | 0.0% | — | -35,105 | -100.0% | Q3 2022 | Oct 27, 2022 |
| VOYA INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -31,019 | -100.0% | Q3 2022 | Feb 07, 2025 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -29,637 | -100.0% | Q3 2022 | Nov 14, 2022 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Closed out | 0 | 0 | — | 0.0% | — | -28,529 | -100.0% | Q3 2022 | Nov 09, 2022 |
| Centiva Capital, LP | History | Closed out | 0 | 0 | — | 0.01% | — | -25,000 | -100.0% | Q3 2022 | Nov 14, 2022 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,789 | -100.0% | Q3 2022 | Nov 09, 2022 |
| Ashton Thomas Private Wealth, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -22,200 | -100.0% | Q3 2022 | Apr 22, 2024 |
| IMC-Chicago, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,776 | -100.0% | Q3 2022 | Nov 08, 2022 |
| UMB Bank, n.a. | History | Closed out | 0 | 0 | — | 0.01% | — | -21,270 | -100.0% | Q3 2022 | Oct 13, 2022 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -21,039 | -100.0% | Q3 2022 | Oct 27, 2022 |
| CIBC Private Wealth Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,300 | -100.0% | Q3 2022 | Nov 15, 2022 |
| ADVISOR GROUP HOLDINGS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -18,954 | -100.0% | Q3 2022 | Nov 14, 2022 |
| D.A. DAVIDSON & CO. | History | Closed out | 0 | 0 | — | 0.01% | — | -18,662 | -100.0% | Q3 2022 | Nov 07, 2022 |
| Maryland State Retirement & Pension System | History | Closed out | 0 | 0 | — | 0.01% | — | -16,902 | -100.0% | Q3 2022 | Oct 28, 2022 |
| Skandinaviska Enskilda Banken AB (publ) | History | Closed out | 0 | 0 | — | 0.0% | — | -15,000 | -100.0% | Q3 2022 | Nov 14, 2022 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.01% | — | -14,248 | -100.0% | Q3 2022 | Nov 14, 2022 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,200 | -100.0% | Q3 2022 | Nov 15, 2022 |
| Utah Retirement Systems | History | Closed out | 0 | 0 | — | 0.0% | — | -12,300 | -100.0% | Q3 2022 | Nov 14, 2022 |
| SIMPLEX TRADING, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,117 | -100.0% | Q3 2022 | Nov 04, 2022 |
| CI INVESTMENTS INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -11,032 | -100.0% | Q3 2022 | Nov 14, 2022 |
| Gotham Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,706 | -100.0% | Q3 2022 | Nov 14, 2022 |
| Russell Investments Group, Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q3 2022 | Nov 04, 2022 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,985 | -100.0% | Q3 2022 | Nov 04, 2022 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,915 | -100.0% | Q3 2022 | Oct 14, 2022 |
| CIBC Asset Management Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -9,232 | -100.0% | Q3 2022 | Nov 03, 2022 |
| MACQUARIE GROUP LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -7,769 | -100.0% | Q3 2022 | Nov 14, 2022 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,709 | -100.0% | Q3 2022 | Nov 10, 2022 |
| Leonteq Securities AG | History | Closed out | 0 | 0 | — | 0.01% | — | -7,306 | -100.0% | Q3 2022 | Mar 26, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Closed out | 0 | 0 | — | 0.0% | — | -7,286 | -100.0% | Q3 2022 | Nov 16, 2022 |
| Steward Partners Investment Advisory, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,373 | -100.0% | Q3 2022 | Nov 10, 2022 |
| MetLife Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,837 | -100.0% | Q3 2022 | May 10, 2024 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -3,880 | -100.0% | Q3 2022 | Nov 10, 2022 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.0% | — | -3,756 | -100.0% | Q3 2022 | Nov 10, 2022 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -3,684 | -100.0% | Q3 2022 | Nov 02, 2022 |
| Toroso Investments, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,274 | -100.0% | Q3 2022 | Nov 23, 2022 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -1,820 | -100.0% | Q3 2022 | Nov 14, 2022 |
| Prospera Financial Services Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -1,392 | -100.0% | Q3 2022 | Oct 27, 2022 |
| Geneos Wealth Management Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -675 | -100.0% | Q3 2022 | Nov 14, 2022 |
| BENJAMIN EDWARDS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -654 | -100.0% | Q3 2022 | Oct 28, 2022 |
| Parallel Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -570 | -100.0% | Q3 2022 | Nov 10, 2022 |
| BROWN BROTHERS HARRIMAN & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -520 | -100.0% | Q3 2022 | Nov 14, 2022 |
| FIRST MANHATTAN CO | History | Closed out | 0 | 0 | — | 0.0% | — | -450 | -100.0% | Q3 2022 | Nov 14, 2022 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -370 | -100.0% | Q3 2022 | Nov 08, 2022 |
| Gradient Investments LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -300 | -100.0% | Q3 2022 | Oct 14, 2022 |
| Federation des caisses Desjardins du Quebec | History | Closed out | 0 | 0 | — | 0.0% | — | -250 | -100.0% | Q3 2022 | Aug 15, 2024 |
| SALEM INVESTMENT COUNSELORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q3 2022 | Nov 09, 2022 |
| EARNEST PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -56 | -100.0% | Q3 2022 | Nov 14, 2022 |
| Allworth Financial LP | History | Closed out | 0 | 0 | — | 0.0% | — | -23 | -100.0% | Q3 2022 | Nov 14, 2022 |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | — | — | -10 | -100.0% | Q3 2022 | Nov 16, 2022 |
| FEDERATED HERMES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -1 | -100.0% | Q3 2022 | Nov 14, 2022 |
| Ronald Blue Trust, Inc. | History | No change | 9 | 0 | — | — | — | 0 | 0.0% | Q3 2022 | Oct 21, 2022 |