MINDRAY MEDICAL INTL LTD - 602675100
Detailed investor-level table based on 13F positions.
Early Q2 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Mondrian Investment Partners LTD | History | Added to | 10,550,400 | 332,338 | 4.67% | 4.89% | 1 | +248,700 | 2.41% | Q2 2014 | Aug 04, 2014 |
| BAILLIE GIFFORD & CO | History | Reduced | 8,979,679 | 282,860 | 0.61% | 0.68% | 2 | -7,354 | -0.08% | Q2 2014 | Aug 01, 2014 |
| COMMONWEALTH BANK OF AUSTRALIA | History | Added to | 7,582,704 | 238,855 | 1.58% | 1.52% | 3 | +216,872 | 2.94% | Q2 2014 | Aug 11, 2014 |
| OPPENHEIMER FUNDS INC | History | Added to | 7,209,034 | 227,085 | 0.25% | 0.22% | 4 | +1,549,850 | 27.39% | Q2 2014 | Aug 08, 2014 |
| Genesis Asset Managers, LLP | History | Added to | 4,644,439 | 146,300 | 5.49% | 6.38% | 5 | +29,654 | 0.64% | Q2 2014 | Jul 29, 2014 |
| TRILOGY GLOBAL ADVISORS LP | History | Reduced | 1,835,738 | 57,822 | 1.1% | 2.03% | 6 | -1,293,210 | -41.33% | Q2 2014 | Aug 08, 2014 |
| JOHNSTON ASSET MANAGEMENT CORP | History | Reduced | 1,771,404 | 55,799 | 2.98% | 3.73% | 7 | -202,843 | -10.27% | Q2 2014 | Aug 12, 2014 |
| BLACKROCK ADVISORS LLC | History | Added to | 1,725,851 | 54,364 | 0.05% | 1204.73% | 8 | +410,556 | 31.21% | Q2 2014 | Aug 06, 2014 |
| Global Thematic Partners, LLC | History | Added to | 1,050,960 | 33,105 | 0.51% | 0.49% | 9 | +128,040 | 13.87% | Q2 2014 | Aug 11, 2014 |
| CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. | History | Added to | 985,616 | 31,046 | 0.34% | 0.32% | 10 | +148,225 | 17.7% | Q2 2014 | Aug 11, 2014 |
| BlackRock Group LTD | History | Added to | 575,205 | 18,119 | 0.01% | 0.01% | 11 | +159,067 | 38.22% | Q2 2014 | Aug 06, 2014 |
| NORDEA INVESTMENT MANAGEMENT AB | History | New | 515,363 | 16,234 | 0.07% | — | 12 | +515,363 | New | Q2 2014 | Jul 22, 2014 |
| APG Asset Management N.V. | History | No change | 380,000 | 11,970 | 0.03% | 0.03% | 13 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| SEI TRUST CO | History | Reduced | 365,872 | 11,525 | 0.11% | 0.13% | 14 | -27,971 | -7.1% | Q2 2014 | Jul 22, 2014 |
| TODD ASSET MANAGEMENT LLC | History | Reduced | 196,538 | 6,191 | 0.18% | 0.24% | 15 | -55,673 | -22.07% | Q2 2014 | Aug 08, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 196,012 | 6,174 | 0.01% | 0.01% | 16 | -3,951 | -1.98% | Q2 2014 | Aug 11, 2014 |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | History | Reduced | 189,300 | 5,963 | 0.07% | 0.09% | 17 | -55,700 | -22.73% | Q2 2014 | Jul 18, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | No change | 169,549 | 5,341 | 0.05% | 0.05% | 18 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 156,453 | 4,928 | 0.01% | 0.0% | 19 | +66,655 | 74.23% | Q2 2014 | Aug 06, 2014 |
| Calvert Investment Management Inc. | History | Added to | 112,142 | 3,532 | 0.24% | 0.25% | 20 | +3,616 | 3.33% | Q2 2014 | Jul 18, 2014 |
| GAM Holding AG | History | Added to | 110,050 | 3,467 | 0.05% | 0.02% | 21 | +67,050 | 155.93% | Q2 2014 | Aug 11, 2014 |
| BlackRock Inc. | History | Added to | 65,212 | 2,054 | 0.0% | 0.0% | 22 | +27,217 | 71.63% | Q2 2014 | Aug 06, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 61,519 | 1,937 | 0.0% | 0.0% | 23 | -80 | -0.13% | Q2 2014 | Aug 08, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 59,434 | 1,872 | 0.0% | 0.0% | 24 | +38,083 | 178.37% | Q2 2014 | Aug 06, 2014 |
| Aperio Group, LLC | History | Reduced | 39,355 | 1,240 | 0.02% | 0.02% | 25 | -2,143 | -5.16% | Q2 2014 | Jul 23, 2014 |
| BROWN ADVISORY INC | History | Added to | 35,075 | 1,105 | 0.0% | 0.0% | 26 | +550 | 1.59% | Q2 2014 | Aug 08, 2014 |
| PROFUND ADVISORS LLC | History | Reduced | 33,376 | 1,051 | 0.05% | 0.05% | 27 | -1,024 | -2.98% | Q2 2014 | Aug 08, 2014 |
| THOMAS WHITE INTERNATIONAL LTD | History | Added to | 28,840 | 908 | 0.13% | 0.12% | 28 | +2,232 | 8.39% | Q2 2014 | Aug 11, 2014 |
| Portland Global Advisors LLC | History | Added to | 28,220 | 889 | 0.45% | 0.52% | 29 | +965 | 3.54% | Q2 2014 | Jul 25, 2014 |
| Hikari Power Ltd | History | No change | 20,600 | 649 | 0.09% | 0.08% | 30 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. | History | Added to | 20,572 | 648 | 0.01% | 0.01% | 31 | +60 | 0.29% | Q2 2014 | Aug 11, 2014 |
| FIRST TRUST ADVISORS LP | History | Added to | 16,103 | 507 | 0.0% | 0.0% | 32 | +2,906 | 22.02% | Q2 2014 | Aug 11, 2014 |
| Banyan Partners, LLC | History | Added to | 13,663 | 430 | 0.04% | 0.04% | 33 | +412 | 3.11% | Q2 2014 | Aug 08, 2014 |
| GENEVA INVESTMENT MANAGEMENT OF CHICAGO LLC | History | New | 12,545 | 395 | 0.01% | — | 34 | +12,545 | New | Q2 2014 | Aug 07, 2014 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | No change | 9,000 | 284 | 0.01% | 0.01% | 35 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| RONALD BLUE & CO LLC | History | Added to | 8,801 | 277 | 0.02% | 0.02% | 36 | +928 | 11.79% | Q2 2014 | Aug 06, 2014 |
| Hikari Tsushin, Inc. | History | No change | 4,100 | 129 | 0.02% | 0.02% | 37 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| WASHINGTON TRUST BANK | History | No change | 3,690 | 116 | 0.02% | 0.03% | 38 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Global X Management CO LLC | History | Added to | 1,634 | 51 | 0.0% | 0.0% | 39 | +778 | 90.89% | Q2 2014 | Jul 31, 2014 |
| FTB Advisors, Inc. | History | No change | 500 | 16 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| Boston Common Asset Management, LLC | History | Reduced | 420 | 13 | 0.0% | 0.09% | 41 | -47,235 | -99.12% | Q2 2014 | Jul 23, 2014 |
| Estabrook Capital Management | History | No change | 400 | 12 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | No change | 313 | 10 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Plante Moran Financial Advisors, LLC | History | No change | 275 | 9 | 0.01% | 0.01% | 44 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| FARMERS & MERCHANTS INVESTMENTS INC | History | No change | 177 | 6 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 36 | 1 | 0.0% | 0.0% | 46 | -27 | -42.86% | Q2 2014 | Aug 08, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | Closed out | 0 | 0 | — | 0.38% | — | -10,534,638 | -100.0% | Q1 2014 | May 15, 2014 |
| EARNEST PARTNERS LLC | History | Closed out | 0 | 0 | — | 1.01% | — | -3,889,956 | -100.0% | Q1 2014 | May 15, 2014 |
| PRUDENTIAL PLC | History | Closed out | 0 | 0 | — | 0.54% | — | -3,761,889 | -100.0% | Q1 2014 | May 15, 2014 |
| Capital International Investors | History | Closed out | 0 | 0 | — | 0.23% | — | -2,674,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.03% | — | -2,497,937 | -100.0% | Q1 2014 | May 15, 2014 |
| FIL Ltd | History | Closed out | 0 | 0 | — | 0.29% | — | -2,436,926 | -100.0% | Q1 2014 | May 15, 2014 |
| Black Creek Investment Management Inc. | History | Closed out | 0 | 0 | — | 8.31% | — | -2,347,246 | -100.0% | Q1 2014 | May 14, 2014 |
| CI INVESTMENTS INC. | History | Closed out | 0 | 0 | — | 0.75% | — | -2,203,291 | -100.0% | Q1 2014 | May 06, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.05% | — | -1,378,701 | -100.0% | Q1 2014 | May 15, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.01% | — | -1,142,841 | -100.0% | Q1 2014 | May 15, 2014 |
| PLATINUM INVESTMENT MANAGEMENT LTD | History | Closed out | 0 | 0 | — | 0.61% | — | -1,056,252 | -100.0% | Q1 2014 | May 16, 2014 |
| MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 1.85% | — | -1,023,618 | -100.0% | Q1 2014 | May 13, 2014 |
| MARATHON ASSET MANAGEMENT LLP | History | Closed out | 0 | 0 | — | 0.75% | — | -895,501 | -100.0% | Q1 2014 | Apr 08, 2014 |
| CAPITAL INTERNATIONAL INC /CA/ | History | Closed out | 0 | 0 | — | 1.08% | — | -756,500 | -100.0% | Q1 2014 | May 15, 2014 |
| AXA | History | Closed out | 0 | 0 | — | 0.08% | — | -554,007 | -100.0% | Q1 2014 | May 13, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.01% | — | -547,349 | -100.0% | Q1 2014 | May 15, 2014 |
| SANDS CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -433,390 | -100.0% | Q1 2014 | May 14, 2014 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.06% | — | -427,451 | -100.0% | Q1 2014 | May 12, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -409,291 | -100.0% | Q1 2014 | May 13, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -383,551 | -100.0% | Q1 2014 | May 14, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -381,991 | -100.0% | Q1 2014 | May 14, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.02% | — | -361,492 | -100.0% | Q1 2014 | Apr 18, 2014 |
| Mitsubishi UFJ Trust & Banking Corp | History | Closed out | 0 | 0 | — | 0.03% | — | -347,920 | -100.0% | Q1 2014 | May 13, 2014 |
| Artisan Partners Limited Partnership | History | Closed out | 0 | 0 | — | 0.02% | — | -339,999 | -100.0% | Q1 2014 | May 14, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -334,000 | -100.0% | Q1 2014 | May 15, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.02% | — | -314,057 | -100.0% | Q1 2014 | May 16, 2014 |
| MACQUARIE GROUP LTD | History | Closed out | 0 | 0 | — | 0.02% | — | -295,641 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -291,498 | -100.0% | Q1 2014 | May 14, 2014 |
| VALINOR MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.29% | — | -290,000 | -100.0% | Q1 2014 | May 15, 2014 |
| CAPITAL INTERNATIONAL SARL | History | Closed out | 0 | 0 | — | 0.48% | — | -265,400 | -100.0% | Q1 2014 | May 15, 2014 |
| CAPITAL GUARDIAN TRUST CO | History | Closed out | 0 | 0 | — | 0.05% | — | -223,700 | -100.0% | Q1 2014 | May 15, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.03% | — | -215,854 | -100.0% | Q1 2014 | May 15, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.01% | — | -215,595 | -100.0% | Q1 2014 | May 28, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -212,150 | -100.0% | Q1 2014 | May 14, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -202,787 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -181,072 | -100.0% | Q1 2014 | May 15, 2014 |
| Forward Management, LLC | History | Closed out | 0 | 0 | — | 0.33% | — | -179,722 | -100.0% | Q1 2014 | May 08, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -169,174 | -100.0% | Q1 2014 | May 13, 2014 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -142,235 | -100.0% | Q1 2014 | May 13, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -132,241 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -109,688 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -107,458 | -100.0% | Q1 2014 | May 15, 2014 |
| GENERATION INVESTMENT MANAGEMENT LLP | History | Closed out | 0 | 0 | — | 0.06% | — | -103,217 | -100.0% | Q1 2014 | May 15, 2014 |
| Visium Asset Management, LP | History | Closed out | 0 | 0 | — | 0.05% | — | -100,467 | -100.0% | Q1 2014 | May 15, 2014 |
| ADAGE CAPITAL PARTNERS GP LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -100,000 | -100.0% | Q1 2014 | May 15, 2014 |
| A.R.T. Advisors, LLC | History | Closed out | 0 | 0 | — | 0.16% | — | -91,357 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -83,680 | -100.0% | Q1 2014 | May 16, 2014 |
| HSBC HOLDINGS PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -83,495 | -100.0% | Q1 2014 | May 14, 2014 |
| WASATCH ADVISORS INC | History | Closed out | 0 | 0 | — | 0.02% | — | -69,200 | -100.0% | Q1 2014 | May 13, 2014 |
| AMP Capital Investors Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -68,639 | -100.0% | Q1 2014 | May 14, 2014 |
| ONTARIO TEACHERS PENSION PLAN BOARD | History | Closed out | 0 | 0 | — | 0.02% | — | -67,335 | -100.0% | Q1 2014 | May 13, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -67,270 | -100.0% | Q1 2014 | May 14, 2014 |
| LETKO, BROSSEAU & ASSOCIATES INC | History | Closed out | 0 | 0 | — | 0.02% | — | -67,000 | -100.0% | Q1 2014 | May 12, 2014 |
| Integre Advisors | History | Closed out | 0 | 0 | — | 0.47% | — | -66,005 | -100.0% | Q1 2014 | May 14, 2014 |
| Waverton Investment Management Ltd | History | Closed out | 0 | 0 | — | 0.1% | — | -63,930 | -100.0% | Q1 2014 | Apr 24, 2014 |
| Grandeur Peak Global Advisors, LLC | History | Closed out | 0 | 0 | — | 0.47% | — | -61,400 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -60,023 | -100.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -59,397 | -100.0% | Q1 2014 | May 15, 2014 |
| ARIEL INVESTMENTS, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -56,448 | -100.0% | Q1 2014 | May 14, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -45,439 | -100.0% | Q1 2014 | May 15, 2014 |
| WCM INVESTMENT MANAGEMENT/CA | History | Closed out | 0 | 0 | — | 0.05% | — | -42,239 | -100.0% | Q1 2014 | May 08, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -38,297 | -100.0% | Q1 2014 | May 15, 2014 |
| Mirae Asset Global Investments Co., Ltd. | History | Closed out | 0 | 0 | — | 0.03% | — | -32,856 | -100.0% | Q1 2014 | May 22, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -30,758 | -100.0% | Q1 2014 | May 16, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.01% | — | -30,460 | -100.0% | Q1 2014 | May 15, 2014 |
| Hanson & Doremus Investment Management | History | Closed out | 0 | 0 | — | 0.45% | — | -29,814 | -100.0% | Q1 2014 | Apr 30, 2014 |
| ETRADE Capital Management LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -28,951 | -100.0% | Q1 2014 | May 15, 2014 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | History | Closed out | 0 | 0 | — | 0.01% | — | -28,076 | -100.0% | Q1 2014 | May 08, 2014 |
| LEGAL & GENERAL GROUP PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -27,500 | -100.0% | Q1 2014 | May 14, 2014 |
| Parkwood LLC | History | Closed out | 0 | 0 | — | 0.21% | — | -26,887 | -100.0% | Q1 2014 | May 09, 2014 |
| COMMONFUND ASSET MANAGEMENT CO INC | History | Closed out | 0 | 0 | — | 18.21% | — | -26,301 | -100.0% | Q1 2014 | May 13, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 1.07% | — | -23,009 | -100.0% | Q1 2014 | Aug 08, 2014 |
| HUSSMAN STRATEGIC ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.05% | — | -22,500 | -100.0% | Q1 2014 | May 01, 2014 |
| CAPITAL INTERNATIONAL LTD /CA/ | History | Closed out | 0 | 0 | — | 0.04% | — | -21,700 | -100.0% | Q1 2014 | May 15, 2014 |
| PILLAR PACIFIC CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -21,400 | -100.0% | Q1 2014 | May 02, 2014 |
| Manatuck Hill Partners, LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -21,400 | -100.0% | Q1 2014 | May 16, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.02% | — | -20,443 | -100.0% | Q1 2014 | May 09, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -19,838 | -100.0% | Q1 2014 | May 15, 2014 |
| Airain ltd | History | Closed out | 0 | 0 | — | 0.11% | — | -18,529 | -100.0% | Q1 2014 | May 13, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -16,821 | -100.0% | Q1 2014 | May 15, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -14,538 | -100.0% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -13,645 | -100.0% | Q1 2014 | May 13, 2014 |
| NORRIS PERNE & FRENCH LLP/MI | History | Closed out | 0 | 0 | — | 0.08% | — | -13,325 | -100.0% | Q1 2014 | Apr 14, 2014 |
| Saturna Capital CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -13,000 | -100.0% | Q1 2014 | May 14, 2014 |
| PEAR TREE ADVISORS INC | History | Closed out | 0 | 0 | — | 0.33% | — | -12,441 | -100.0% | Q1 2014 | May 06, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -11,892 | -100.0% | Q1 2014 | May 07, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -11,295 | -100.0% | Q1 2014 | May 15, 2014 |
| STEVENS CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.01% | — | -11,221 | -100.0% | Q1 2014 | May 06, 2014 |
| TCW GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,564 | -100.0% | Q1 2014 | May 13, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -8,500 | -100.0% | Q1 2014 | May 15, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -8,434 | -100.0% | Q1 2014 | May 15, 2014 |
| DIALECTIC CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -8,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Baldwin Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -7,950 | -100.0% | Q1 2014 | May 08, 2014 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.0% | — | -7,863 | -100.0% | Q1 2014 | May 09, 2014 |
| ACADIAN ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,764 | -100.0% | Q1 2014 | Apr 22, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -5,314 | -100.0% | Q1 2014 | May 15, 2014 |
| TIFF ADVISORY SERVICES INC | History | Closed out | 0 | 0 | — | 0.23% | — | -5,200 | -100.0% | Q1 2014 | May 07, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,390 | -100.0% | Q1 2014 | May 14, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,013 | -100.0% | Q1 2014 | May 12, 2014 |
| Kistler-Tiffany Companies, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -700 | -100.0% | Q1 2014 | May 13, 2014 |
| Index Management Solutions, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -600 | -100.0% | Q1 2014 | May 15, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2014 | May 15, 2014 |
| WHITE BAY PT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q1 2014 | Apr 17, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -123 | -100.0% | Q1 2014 | May 15, 2014 |
| MASSMUTUAL TRUST CO FSB/ADV | History | Closed out | 0 | 0 | — | 0.0% | — | -110 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q1 2014 | May 02, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q1 2014 | Apr 11, 2014 |