Molycorp, Inc. - 608753109
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 10,605,004 | 27,255 | 0.0% | 0.0% | 1 | +249,085 | 2.41% | Q2 2014 | Aug 11, 2014 |
| RCF Management L.L.C. | History | Reduced | 5,467,151 | 14,051 | 44.66% | 80.62% | 2 | -10,876,712 | -66.55% | Q2 2014 | Aug 11, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 5,251,858 | 13,497 | 0.0% | 0.0% | 3 | +444,516 | 9.25% | Q2 2014 | Aug 06, 2014 |
| BlackRock Fund Advisors | History | Added to | 4,256,848 | 10,940 | 0.0% | 0.01% | 4 | +383,598 | 9.9% | Q2 2014 | Aug 06, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Added to | 4,075,050 | 10,473 | 0.1% | 0.25% | 5 | +27,500 | 0.68% | Q2 2014 | Jul 30, 2014 |
| CapWealth Advisors, LLC | History | Added to | 2,947,000 | 7,574 | 1.73% | 3.37% | 6 | +272,575 | 10.19% | Q2 2014 | Aug 08, 2014 |
| ROYCE & ASSOCIATES LLC | History | Added to | 2,588,500 | 6,652 | 0.02% | 0.03% | 7 | +306,200 | 13.42% | Q2 2014 | Aug 11, 2014 |
| TENOR CAPITAL MANAGEMENT Co., L.P. | History | Added to | 774,384 | 1,990 | 0.36% | 0.2% | 8 | +502,300 | 184.61% | Q2 2014 | Jul 15, 2014 |
| EAGLE ASSET MANAGEMENT INC | History | Added to | 725,025 | 1,863 | 0.01% | 0.02% | 9 | +57,450 | 8.61% | Q2 2014 | Jul 10, 2014 |
| DAVIDSON D A & CO | History | Added to | 660,663 | 1,697 | 0.06% | 0.08% | 10 | +188,783 | 40.01% | Q2 2014 | Jul 29, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 566,746 | 1,457 | 0.0% | 0.0% | 11 | +57,514 | 11.29% | Q2 2014 | Aug 06, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 557,079 | 1,431 | 0.0% | 0.0% | 12 | +51,710 | 10.23% | Q2 2014 | Aug 11, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 437,861 | 1,126 | 0.0% | 0.0% | 13 | +13,076 | 3.08% | Q2 2014 | Jul 30, 2014 |
| HAP Trading, LLC | History | New | 4,000,000 | 870 | 0.03% | — | 14 | +4,000,000 | New | Q2 2014 | Aug 11, 2014 |
| Swiss National Bank | History | Added to | 230,200 | 592 | 0.0% | 0.0% | 15 | +9,500 | 4.3% | Q2 2014 | Aug 06, 2014 |
| RHUMBLINE ADVISERS | History | Added to | 217,005 | 558 | 0.0% | 0.0% | 16 | +41,676 | 23.77% | Q2 2014 | Aug 06, 2014 |
| LPL Financial LLC | History | Reduced | 207,681 | 534 | 0.0% | 0.01% | 17 | -19,800 | -8.7% | Q2 2014 | Aug 05, 2014 |
| INTEGRAL DERIVATIVES, LLC | History | Added to | 151,884 | 391 | 0.01% | 0.01% | 18 | +31,884 | 26.57% | Q2 2014 | Aug 07, 2014 |
| Nationwide Fund Advisors | History | Added to | 139,511 | 359 | 0.0% | 0.0% | 19 | +24,632 | 21.44% | Q2 2014 | Aug 11, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 129,716 | 333 | 0.0% | 0.0% | 20 | +14,755 | 12.83% | Q2 2014 | Aug 08, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 118,785 | 305 | 0.0% | 0.0% | 21 | +5,400 | 4.76% | Q2 2014 | Aug 08, 2014 |
| BLACKROCK ADVISORS LLC | History | Added to | 109,767 | 282 | 0.0% | 14.24% | 22 | +2,416 | 2.25% | Q2 2014 | Aug 06, 2014 |
| State of New Jersey Common Pension Fund D | History | New | 100,000 | 257 | 0.0% | — | 23 | +100,000 | New | Q2 2014 | Aug 11, 2014 |
| BlackRock Group LTD | History | Reduced | 95,812 | 246 | 0.0% | 0.0% | 24 | -33,007 | -25.62% | Q2 2014 | Aug 06, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 91,679 | 236 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| ProShare Advisors LLC | History | Reduced | 87,639 | 225 | 0.0% | 0.01% | 26 | -62,871 | -41.77% | Q2 2014 | Aug 08, 2014 |
| GAMCO INVESTORS, INC. ET AL | History | Reduced | 83,300 | 214 | 0.0% | 0.0% | 27 | -23,000 | -21.64% | Q2 2014 | Aug 06, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Reduced | 80,780 | 208 | 0.0% | 0.0% | 28 | -39,026 | -32.57% | Q2 2014 | Jul 31, 2014 |
| MIZUHO SECURITIES USA INC. | History | New | 80,000 | 206 | 0.09% | — | 29 | +80,000 | New | Q2 2014 | Jul 02, 2014 |
| Aperio Group, LLC | History | Reduced | 79,554 | 204 | 0.0% | 0.01% | 30 | -30,135 | -27.47% | Q2 2014 | Jul 23, 2014 |
| CARL DOMINO INC | History | Added to | 77,500 | 199 | 0.1% | 0.14% | 31 | +20,000 | 34.78% | Q2 2014 | Jul 08, 2014 |
| GABELLI FUNDS LLC | History | Reduced | 77,000 | 198 | 0.0% | 0.0% | 32 | -8,000 | -9.41% | Q2 2014 | Aug 06, 2014 |
| Amida Capital Management II, LLC | History | Reduced | 420 | 163 | 4.91% | 0.81% | 33 | -162,946 | -99.74% | Q2 2014 | Aug 11, 2014 |
| BlackRock Inc. | History | Added to | 61,059 | 157 | 0.0% | 0.0% | 34 | +821 | 1.36% | Q2 2014 | Aug 06, 2014 |
| Parkwood LLC | History | New | 40,762 | 105 | 0.02% | — | 35 | +40,762 | New | Q2 2014 | Aug 01, 2014 |
| WEDBUSH MORGAN SECURITIES INC | History | Reduced | 40,325 | 104 | 0.02% | 0.07% | 36 | -47,150 | -53.9% | Q2 2014 | Aug 04, 2014 |
| Brown Advisory Securities, LLC | History | Reduced | 37,950 | 101 | 0.04% | 0.07% | 37 | -1,250 | -3.19% | Q2 2014 | Aug 08, 2014 |
| Biondo Investment Advisors, LLC | History | Reduced | 33,500 | 86 | 0.03% | 0.06% | 38 | -6,000 | -15.19% | Q2 2014 | Jul 08, 2014 |
| GABELLI SECURITIES, INC. | History | No change | 31,400 | 81 | 0.02% | 0.04% | 39 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Minerva Advisors LLC | History | No change | 31,134 | 80 | 0.05% | 0.09% | 40 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | No change | 29,941 | 77 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| CONNING INC. | History | No change | 30,000 | 77 | 0.0% | 0.01% | 42 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| Quantitative Investment Management, LLC | History | New | 28,100 | 72 | 0.01% | — | 43 | +28,100 | New | Q2 2014 | Aug 08, 2014 |
| CHILTON CAPITAL MANAGEMENT LLC | History | No change | 27,000 | 69 | 0.01% | 0.01% | 44 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| NCM Capital Advisers, Inc. | History | No change | 26,300 | 68 | 0.1% | 0.19% | 45 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| Princeton Alpha Management LP | History | New | 23,324 | 60 | 0.01% | — | 46 | +23,324 | New | Q2 2014 | Jul 17, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Reduced | 21,622 | 56 | 0.0% | 0.03% | 47 | -54,000 | -71.41% | Q2 2014 | Aug 08, 2014 |
| BANQUE PICTET & CIE SA | History | Reduced | 21,500 | 55 | 0.0% | 0.0% | 48 | -7,500 | -25.86% | Q2 2014 | Aug 06, 2014 |
| PROFUND ADVISORS LLC | History | Added to | 17,760 | 46 | 0.0% | 0.0% | 49 | +5,760 | 48.0% | Q2 2014 | Aug 08, 2014 |
| RidgeWorth Capital Management LLC | History | New | 15,534 | 40 | 0.0% | — | 50 | +15,534 | New | Q2 2014 | Jul 31, 2014 |
| GRIMES & COMPANY, INC. | History | New | 15,466 | 40 | 0.01% | — | 51 | +15,466 | New | Q2 2014 | Jul 28, 2014 |
| National Planning Corp | History | Reduced | 15,384 | 40 | 0.0% | 0.01% | 52 | -750 | -4.65% | Q2 2014 | Jul 16, 2014 |
| Shinko Asset Management Co., Ltd. | History | Added to | 14,588 | 37 | 0.0% | 0.0% | 53 | +2,500 | 20.68% | Q2 2014 | Jul 29, 2014 |
| SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | History | Reduced | 13,990 | 36 | 0.02% | 0.04% | 55 | -11,850 | -45.86% | Q2 2014 | Jul 18, 2014 |
| Global X Management CO LLC | History | No change | 14,148 | 36 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| Sanctuary Wealth Advisors, LLC | History | No change | 15,600 | 33 | 0.01% | 0.03% | 56 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 12,326 | 32 | 0.0% | 0.0% | 57 | -600 | -4.64% | Q2 2014 | Jul 25, 2014 |
| INVESTMENT CENTERS OF AMERICA INC | History | New | 10,350 | 30 | 0.01% | — | 58 | +10,350 | New | Q2 2014 | Aug 05, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 8,560 | 22 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Added to | 7,251 | 19 | 0.0% | 0.0% | 60 | +542 | 8.08% | Q2 2014 | Aug 05, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 7,500 | 19 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 5,820 | 14 | 0.0% | 0.0% | 62 | -28,956 | -83.26% | Q2 2014 | Aug 08, 2014 |
| MetLife Securities, Inc | History | No change | 4,250 | 11 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| BRAVE ASSET MANAGEMENT INC | History | Reduced | 4,000 | 10 | 0.01% | 0.02% | 64 | -75 | -1.84% | Q2 2014 | Aug 11, 2014 |
| Apriem Advisors | History | Added to | 2,750 | 7 | 0.0% | 0.0% | 65 | +1,750 | 175.0% | Q2 2014 | Aug 11, 2014 |
| NCM CAPITAL MANAGEMENT GROUP INC | History | Reduced | 2,350 | 6 | 0.07% | 0.1% | 66 | -400 | -14.55% | Q2 2014 | Aug 07, 2014 |
| Blume Capital Management, Inc. | History | No change | 1,500 | 4 | 0.0% | 0.01% | 67 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| Financial Architects, Inc | History | New | 1,000 | 3 | 0.0% | — | 68 | +1,000 | New | Q2 2014 | Aug 06, 2014 |
| Vantage Investment Advisors, LLC | History | Reduced | 1,000 | 3 | 0.0% | 0.0% | 69 | -23 | -2.25% | Q2 2014 | Jul 25, 2014 |
| Winfield Associates, Inc. | History | Reduced | 1,000 | 2 | 0.0% | 0.04% | 70 | -10,100 | -90.99% | Q2 2014 | Jul 28, 2014 |
| HOWE & RUSLING INC | History | No change | 200 | 1 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | No change | 200 | 1 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| TORONTO DOMINION BANK | History | No change | 500 | 1 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| PRIVATE TRUST CO NA | History | No change | 273 | 1 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| MYCIO WEALTH PARTNERS, LLC | History | No change | 200 | 1 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 1.17% | — | -18,134,300 | -100.0% | Q1 2014 | May 13, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -6,369,131 | -100.0% | Q1 2014 | May 15, 2014 |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | History | Closed out | 0 | 0 | — | 0.02% | — | -6,042,860 | -100.0% | Q1 2014 | May 13, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -4,531,807 | -100.0% | Q1 2014 | May 14, 2014 |
| LINDEN ADVISORS LP | History | Closed out | 0 | 0 | — | 4.68% | — | -3,902,086 | -100.0% | Q1 2014 | May 15, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,953,117 | -100.0% | Q1 2014 | May 14, 2014 |
| Blue Ridge Capital, L.L.C. | History | Closed out | 0 | 0 | — | 0.15% | — | -2,864,700 | -100.0% | Q1 2014 | May 15, 2014 |
| Proxima Capital Management, LLC | History | Closed out | 0 | 0 | — | 1.93% | — | -2,190,000 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,945,658 | -100.0% | Q1 2014 | May 14, 2014 |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -1,835,715 | -100.0% | Q1 2014 | May 16, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,438,911 | -100.0% | Q1 2014 | May 15, 2014 |
| BOLTON LP | History | Closed out | 0 | 0 | — | 1.53% | — | -1,417,000 | -100.0% | Q1 2014 | May 15, 2014 |
| OZ MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.02% | — | -1,334,274 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,213,925 | -100.0% | Q1 2014 | May 15, 2014 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,169,988 | -100.0% | Q1 2014 | May 13, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -1,126,827 | -100.0% | Q1 2014 | May 13, 2014 |
| COATUE MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -1,114,900 | -100.0% | Q1 2014 | May 15, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.03% | — | -1,051,384 | -100.0% | Q1 2014 | May 13, 2014 |
| COMMERZBANK AKTIENGESELLSCHAFT /FI | History | Closed out | 0 | 0 | — | 0.02% | — | -1,040,945 | -100.0% | Q1 2014 | May 14, 2014 |
| VAN ECK ASSOCIATES CORP | History | Closed out | 0 | 0 | — | 0.02% | — | -1,039,082 | -100.0% | Q1 2014 | May 08, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -922,839 | -100.0% | Q1 2014 | May 14, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -879,694 | -100.0% | Q1 2014 | May 14, 2014 |
| Castle Creek Arbitrage, LLC | History | Closed out | 0 | 0 | — | 0.21% | — | -859,300 | -100.0% | Q1 2014 | May 14, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -797,312 | -100.0% | Q1 2014 | May 15, 2014 |
| CSS LLC/IL | History | Closed out | 0 | 0 | — | 0.19% | — | -787,900 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -763,662 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -746,759 | -100.0% | Q1 2014 | May 16, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -743,333 | -100.0% | Q1 2014 | May 15, 2014 |
| Cambrian Capital Limited Partnership | History | Closed out | 0 | 0 | — | 0.86% | — | -723,250 | -100.0% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -677,153 | -100.0% | Q1 2014 | May 13, 2014 |
| Quality Growth Management, Inc. | History | Closed out | 0 | 0 | — | 2.69% | — | -586,840 | -100.0% | Q1 2014 | Jun 05, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -401,830 | -100.0% | Q1 2014 | May 23, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -342,800 | -100.0% | Q1 2014 | Apr 18, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 2.27% | — | -335,749 | -100.0% | Q1 2014 | Aug 08, 2014 |
| MARQUE MILLENNIUM CAPITAL MANAGEMENT LCC | History | Closed out | 0 | 0 | — | 0.64% | — | -325,600 | -100.0% | Q1 2014 | Apr 10, 2014 |
| AVIVA PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -277,698 | -100.0% | Q1 2014 | May 14, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -270,473 | -100.0% | Q1 2014 | May 08, 2014 |
| ROYAL BANK OF SCOTLAND GROUP PLC | History | Closed out | 0 | 0 | — | 0.05% | — | -261,503 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -252,621 | -100.0% | Q1 2014 | May 15, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.02% | — | -243,327 | -100.0% | Q1 2014 | May 07, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -230,836 | -100.0% | Q1 2014 | May 13, 2014 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.0% | — | -227,345 | -100.0% | Q1 2014 | May 12, 2014 |
| SILVERBACK ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -216,700 | -100.0% | Q1 2014 | May 13, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -206,600 | -100.0% | Q1 2014 | May 13, 2014 |
| MACQUARIE GROUP LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -205,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Daiwa Securities Group Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -187,500 | -100.0% | Q1 2014 | May 15, 2014 |
| Potomac Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.67% | — | -167,800 | -100.0% | Q1 2014 | May 14, 2014 |
| Alpha Cubed Investments, LLC | History | Closed out | 0 | 0 | — | 0.4% | — | -162,826 | -100.0% | Q1 2014 | Apr 11, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -159,699 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -157,971 | -100.0% | Q1 2014 | May 13, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -131,963 | -100.0% | Q1 2014 | May 15, 2014 |
| AGF INVESTMENTS INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -128,200 | -100.0% | Q1 2014 | May 06, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -124,085 | -100.0% | Q1 2014 | May 15, 2014 |
| F&C Asset Management plc | History | Closed out | 0 | 0 | — | 0.01% | — | -122,800 | -100.0% | Q1 2014 | May 14, 2014 |
| BNP Paribas Investment Partners S.A. | History | Closed out | 0 | 0 | — | 0.0% | — | -120,000 | -100.0% | Q1 2014 | May 13, 2014 |
| GLG Partners LP | History | Closed out | 0 | 0 | — | 0.01% | — | -119,600 | -100.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -116,168 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -113,590 | -100.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -112,492 | -100.0% | Q1 2014 | May 15, 2014 |
| ARISTEIA CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -106,243 | -100.0% | Q1 2014 | May 15, 2014 |
| VAN DEN BERG MANAGEMENT INC/TX | History | Closed out | 0 | 0 | — | 0.03% | — | -100,120 | -100.0% | Q1 2014 | May 15, 2014 |
| LOEWS CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -100,000 | -100.0% | Q1 2014 | May 14, 2014 |
| State of New Jersey Common Pension Fund A | History | Closed out | 0 | 0 | — | 0.0% | — | -100,000 | -100.0% | Q1 2014 | May 05, 2014 |
| AYM CAPITAL, LLC | History | Closed out | 0 | 0 | — | 0.29% | — | -100,000 | -100.0% | Q1 2014 | May 07, 2014 |
| DECADE CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -99,500 | -100.0% | Q1 2014 | May 15, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -92,310 | -100.0% | Q1 2014 | May 15, 2014 |
| Man Investments Ltd | History | Closed out | 0 | 0 | — | 0.04% | — | -85,738 | -100.0% | Q1 2014 | May 15, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -85,600 | -100.0% | Q1 2014 | May 15, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -79,640 | -100.0% | Q1 2014 | May 15, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -76,982 | -100.0% | Q1 2014 | May 15, 2014 |
| Polar Securities Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -76,794 | -100.0% | Q1 2014 | May 14, 2014 |
| BANK OF NOVA SCOTIA / | History | Closed out | 0 | 0 | — | 0.0% | — | -75,000 | -100.0% | Q1 2014 | May 14, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -71,531 | -100.0% | Q1 2014 | May 16, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -69,736 | -100.0% | Q1 2014 | May 15, 2014 |
| Timber Hill LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -68,832 | -100.0% | Q1 2014 | May 13, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.01% | — | -57,950 | -100.0% | Q1 2014 | May 09, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -53,116 | -100.0% | Q1 2014 | May 15, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -52,100 | -100.0% | Q1 2014 | May 15, 2014 |
| North Star Investment Management Corp. | History | Closed out | 0 | 0 | — | 0.05% | — | -48,900 | -100.0% | Q1 2014 | Apr 29, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -45,700 | -100.0% | Q1 2014 | May 19, 2014 |
| BRYN MAWR CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.02% | — | -43,700 | -100.0% | Q1 2014 | May 15, 2014 |
| National Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.06% | — | -42,610 | -100.0% | Q1 2014 | May 02, 2014 |
| GRT CAPITAL PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -40,000 | -100.0% | Q1 2014 | May 15, 2014 |
| KMS FINANCIAL SERVICES, INC | History | Closed out | 0 | 0 | — | 0.03% | — | -39,405 | -100.0% | Q1 2014 | Aug 08, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -36,673 | -100.0% | Q1 2014 | May 14, 2014 |
| Texan Capital Management | History | Closed out | 0 | 0 | — | 0.08% | — | -36,135 | -100.0% | Q1 2014 | May 02, 2014 |
| HSBC HOLDINGS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -36,054 | -100.0% | Q1 2014 | May 14, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -35,685 | -100.0% | Q1 2014 | May 13, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -32,777 | -100.0% | Q1 2014 | May 14, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -32,694 | -100.0% | Q1 2014 | May 15, 2014 |
| Quantbot Technologies LP | History | Closed out | 0 | 0 | — | 0.04% | — | -32,400 | -100.0% | Q1 2014 | May 21, 2014 |
| Beech Hill Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.07% | — | -32,000 | -100.0% | Q1 2014 | Apr 25, 2014 |
| Sterneck Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -23,500 | -100.0% | Q1 2014 | May 15, 2014 |
| LAZARD ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,322 | -100.0% | Q1 2014 | May 12, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -18,094 | -100.0% | Q1 2014 | May 15, 2014 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,700 | -100.0% | Q1 2014 | May 14, 2014 |
| STEVENS CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.0% | — | -17,537 | -100.0% | Q1 2014 | May 06, 2014 |
| KORNITZER CAPITAL MANAGEMENT INC /KS | History | Closed out | 0 | 0 | — | 0.0% | — | -17,500 | -100.0% | Q1 2014 | Apr 29, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,146 | -100.0% | Q1 2014 | May 14, 2014 |
| Tradeworx Inc. | History | Closed out | 0 | 0 | — | 0.06% | — | -14,936 | -100.0% | Q1 2014 | Jun 02, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,770 | -100.0% | Q1 2014 | May 15, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -14,497 | -100.0% | Q1 2014 | May 15, 2014 |
| Marble Harbor Investment Counsel, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -14,350 | -100.0% | Q1 2014 | May 07, 2014 |
| Summit Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -12,844 | -100.0% | Q1 2014 | May 13, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,733 | -100.0% | Q1 2014 | May 14, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -12,654 | -100.0% | Q1 2014 | May 15, 2014 |
| Commonwealth Equity Services, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -12,434 | -100.0% | Q1 2014 | May 07, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,402 | -100.0% | Q1 2014 | May 14, 2014 |
| First Allied Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -12,386 | -100.0% | Q1 2014 | May 15, 2014 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | Closed out | 0 | 0 | — | 0.0% | — | -10,800 | -100.0% | Q1 2014 | May 14, 2014 |
| BLUESTEIN R H & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q1 2014 | May 13, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -9,000 | -100.0% | Q1 2014 | May 16, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,000 | -100.0% | Q1 2014 | May 02, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -6,800 | -100.0% | Q1 2014 | Apr 11, 2014 |
| MCF Advisors LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -5,000 | -100.0% | Q1 2014 | May 13, 2014 |
| AGF Investments America Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -4,703 | -100.0% | Q1 2014 | May 06, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -3,600 | -100.0% | Q1 2014 | May 07, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,151 | -100.0% | Q1 2014 | May 14, 2014 |
| WESTPORT RESOURCES MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2014 | May 02, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -900 | -100.0% | Q1 2014 | May 15, 2014 |
| Archford Capital Strategies, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2014 | May 15, 2014 |
| ENTERPRISE FINANCIAL SERVICES CORP | History | New | 172 | 0 | — | — | — | +172 | New | Q2 2014 | Jul 24, 2014 |
| West Oak Capital, LLC | History | Added to | 200 | 0 | — | — | — | +100 | 100.0% | Q2 2014 | Jul 03, 2014 |
| MASSMUTUAL TRUST CO FSB/ADV | History | Closed out | 0 | 0 | — | — | — | -77 | -100.0% | Q1 2014 | May 15, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | — | — | -23 | -100.0% | Q1 2014 | May 12, 2014 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | — | — | -15 | -100.0% | Q1 2014 | May 14, 2014 |
| ROCKEFELLER FINANCIAL SERVICES INC | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| Plante Moran Financial Advisors, LLC | History | No change | 90 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| Regal Investment Advisors LLC | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Wunderlich Securities, Inc. | History | No change | 267 | 0 | — | 0.0% | — | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |