NGP Capital Resources (NGPC) - 62912R107
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 18 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CREDIT SUISSE AG/ | History | Added to | 1,006,987 | 6,808 | 0.01% | 0.0% | 1 | +379,750 | 60.54% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Added to | 886,530 | 5,992 | 0.0% | 0.0% | 2 | +111,501 | 14.39% | Q1 2014 | May 13, 2014 |
| Reservoir Operations, L.P. | History | No change | 853,089 | 5,767 | 2.23% | 2.5% | 3 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Indaba Capital Management, L.P. | History | No change | 601,075 | 4,063 | 1.12% | 1.67% | 4 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlackRock Fund Advisors | History | Added to | 599,449 | 4,052 | 0.0% | 0.0% | 5 | +5,627 | 0.95% | Q1 2014 | May 02, 2014 |
| UBS AG | History | Added to | 486,198 | 3,287 | 0.0% | 0.0% | 6 | +47,436 | 10.81% | Q1 2014 | May 16, 2014 |
| STATE STREET CORP | History | Reduced | 390,189 | 2,637 | 0.0% | 0.0% | 7 | -1,020 | -0.26% | Q1 2014 | May 15, 2014 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | History | No change | 378,341 | 2,558 | 0.13% | 0.16% | 8 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| Bank of New York Mellon Corp | History | Reduced | 369,919 | 2,502 | 0.0% | 0.0% | 9 | -6,127 | -1.63% | Q1 2014 | May 14, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Reduced | 292,644 | 1,978 | 0.01% | 0.02% | 10 | -2,798 | -0.95% | Q1 2014 | May 13, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 252,667 | 1,708 | 0.0% | 0.0% | 11 | -7,691 | -2.95% | Q1 2014 | May 02, 2014 |
| NORTHERN TRUST CORP | History | Reduced | 223,772 | 1,512 | 0.0% | 0.0% | 12 | -23,008 | -9.32% | Q1 2014 | May 14, 2014 |
| CORBYN INVESTMENT MANAGEMENT INC/MD | History | Reduced | 218,511 | 1,477 | 0.24% | 0.31% | 13 | -15,226 | -6.51% | Q1 2014 | Apr 03, 2014 |
| Advisors Asset Management, Inc. | History | Added to | 195,394 | 1,321 | 0.02% | 0.0% | 14 | +155,426 | 388.88% | Q1 2014 | May 15, 2014 |
| Yorktown Management & Research Co Inc | History | No change | 183,393 | 1,240 | 0.24% | 0.28% | 15 | 0 | 0.0% | Q1 2014 | May 06, 2014 |
| ROYCE & ASSOCIATES LLC | History | Added to | 182,336 | 1,233 | 0.0% | 0.0% | 16 | +2,325 | 1.29% | Q1 2014 | May 12, 2014 |
| JPMORGAN CHASE & CO | History | Added to | 160,589 | 1,085 | 0.0% | 0.0% | 17 | +22,562 | 16.35% | Q1 2014 | May 15, 2014 |
| KING LUTHER CAPITAL MANAGEMENT CORP | History | No change | 130,854 | 885 | 0.01% | 0.01% | 18 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | No change | 108,600 | 734 | 0.02% | 0.02% | 19 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. | History | No change | 106,483 | 720 | 0.42% | 0.49% | 20 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | No change | 98,130 | 663 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| VANGUARD GROUP INC | History | Reduced | 78,272 | 529 | 0.0% | 0.0% | 22 | -146,152 | -65.12% | Q1 2014 | May 13, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 73,649 | 498 | 0.0% | 0.0% | 23 | +1,154 | 1.59% | Q1 2014 | May 02, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Reduced | 57,092 | 385 | 0.0% | 0.0% | 24 | -2,545 | -4.27% | Q1 2014 | May 15, 2014 |
| Municipal Employees' Retirement System of Michigan | History | New | 48,400 | 327 | 0.03% | — | 25 | +48,400 | New | Q1 2014 | May 13, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Reduced | 45,017 | 304 | 0.0% | 0.0% | 26 | -5,600 | -11.06% | Q1 2014 | May 15, 2014 |
| BARD ASSOCIATES INC | History | No change | 44,515 | 301 | 0.13% | 0.14% | 27 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| WELLS FARGO & COMPANY/MN | History | Added to | 41,775 | 283 | 0.0% | 0.0% | 28 | +1 | 0.0% | Q1 2014 | May 15, 2014 |
| VAN ECK ASSOCIATES CORP | History | Added to | 40,927 | 277 | 0.0% | 0.0% | 29 | +11,395 | 38.59% | Q1 2014 | May 08, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Reduced | 40,541 | 274 | 0.0% | 0.0% | 30 | -3,400 | -7.74% | Q1 2014 | May 13, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 37,896 | 256 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 35,035 | 237 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| KMS FINANCIAL SERVICES, INC | History | No change | 32,450 | 219 | 0.03% | 0.04% | 33 | 0 | 0.0% | Q1 2014 | Aug 08, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | No change | 29,000 | 197 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q1 2014 | Apr 29, 2014 |
| TEACHERS ADVISORS INC | History | No change | 27,518 | 186 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 26,665 | 180 | 0.0% | 0.0% | 36 | -515 | -1.89% | Q1 2014 | May 06, 2014 |
| WFG Advisors, LP | History | Added to | 25,400 | 172 | 0.03% | 0.03% | 37 | +1,029 | 4.22% | Q1 2014 | Apr 24, 2014 |
| ProShare Advisors LLC | History | New | 21,271 | 144 | 0.0% | — | 38 | +21,271 | New | Q1 2014 | May 07, 2014 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 21,057 | 142 | 0.0% | 0.0% | 39 | -10,140 | -32.5% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | New | 17,554 | 118 | 0.0% | — | 40 | +17,554 | New | Q1 2014 | May 14, 2014 |
| Nationwide Fund Advisors | History | No change | 16,392 | 111 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 15,893 | 107 | 0.0% | 0.0% | 42 | +343 | 2.21% | Q1 2014 | May 12, 2014 |
| LEGAL & GENERAL GROUP PLC | History | Added to | 15,777 | 107 | 0.0% | 0.0% | 43 | +325 | 2.1% | Q1 2014 | May 14, 2014 |
| DEERE & CO | History | Reduced | 11,324 | 77 | 0.0% | 0.01% | 44 | -2,255 | -16.61% | Q1 2014 | May 08, 2014 |
| GUGGENHEIM CAPITAL LLC | History | New | 11,176 | 76 | 0.0% | — | 45 | +11,176 | New | Q1 2014 | May 16, 2014 |
| BLACKROCK ADVISORS LLC | History | Added to | 10,900 | 74 | 2.09% | 2.2% | 46 | +669 | 6.54% | Q1 2014 | Jun 05, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 8,585 | 58 | 0.0% | 0.9% | 47 | +551 | 6.86% | Q1 2014 | May 15, 2014 |
| STRS OHIO | History | No change | 8,500 | 57 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q1 2014 | Apr 28, 2014 |
| Invesco Ltd. | History | Reduced | 7,120 | 48 | 0.0% | 0.0% | 49 | -60 | -0.84% | Q1 2014 | May 15, 2014 |
| DAVIDSON D A & CO | History | Added to | 6,435 | 43 | 0.0% | 0.0% | 50 | +133 | 2.11% | Q1 2014 | May 05, 2014 |
| DEUTSCHE BANK AG\ | History | Added to | 6,114 | 41 | 0.0% | — | 51 | +6,064 | 12128.0% | Q1 2014 | May 15, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | No change | 4,584 | 31 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | No change | 3,800 | 25 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Reduced | 3,535 | 24 | 0.0% | 0.0% | 54 | -4,299 | -54.88% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Added to | 3,566 | 24 | 0.0% | 0.0% | 55 | +3,366 | 1683.0% | Q1 2014 | May 02, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | Reduced | 3,250 | 22 | 0.0% | 0.0% | 56 | -200 | -5.8% | Q1 2014 | May 16, 2014 |
| EARNEST PARTNERS LLC | History | Reduced | 1,500 | 10 | 0.0% | 0.0% | 58 | -600 | -28.57% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Added to | 1,480 | 10 | 0.0% | 0.0% | 57 | +29 | 2.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | New | 1,000 | 7 | 0.0% | — | 60 | +1,000 | New | Q1 2014 | Apr 11, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | No change | 1,000 | 7 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q1 2014 | May 21, 2014 |
| BARCLAYS PLC | History | Reduced | 825 | 5 | 0.0% | 0.0% | 62 | -848 | -50.69% | Q1 2014 | May 15, 2014 |
| CENTRAL TRUST & INVESTMENT CO | History | Reduced | 800 | 5 | 0.0% | 0.0% | 61 | -800 | -50.0% | Q1 2014 | May 07, 2014 |
| BlackRock Inc. | History | No change | 701 | 5 | 0.0% | 0.01% | 63 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| MetLife Securities, Inc | History | No change | 300 | 2 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q1 2014 | May 21, 2014 |
| HABERER REGISTERED INVESTMENT ADVISOR INC | History | No change | 100 | 1 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q1 2014 | Apr 09, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -10,600 | -100.0% | Q4 2013 | Feb 18, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,600 | -100.0% | Q4 2013 | Feb 13, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -3,498 | -100.0% | Q4 2013 | May 01, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | New | 95 | 0 | — | — | — | +95 | New | Q1 2014 | May 13, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 12 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 15, 2014 |