NGP Capital Resources (NGPC) - 62912R107
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CREDIT SUISSE AG/ | History | Added to | 1,053,687 | 6,564 | 0.01% | 0.01% | 1 | +46,700 | 4.64% | Q2 2014 | Aug 11, 2014 |
| MORGAN STANLEY | History | No change | 886,530 | 5,992 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Reservoir Operations, L.P. | History | No change | 853,089 | 5,767 | 2.23% | 2.23% | 3 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Indaba Capital Management, L.P. | History | No change | 601,075 | 4,063 | 1.12% | 1.12% | 4 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | No change | 486,198 | 3,287 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| STATE STREET CORP | History | No change | 390,189 | 2,637 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | No change | 369,919 | 2,502 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | History | No change | 378,341 | 2,357 | 0.11% | 0.13% | 8 | 0 | 0.0% | Q2 2014 | Jul 21, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | No change | 292,644 | 1,978 | 0.01% | 0.01% | 9 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| NORTHERN TRUST CORP | History | No change | 223,772 | 1,512 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| CORBYN INVESTMENT MANAGEMENT INC/MD | History | Added to | 236,647 | 1,474 | 0.24% | 0.24% | 11 | +18,136 | 8.3% | Q2 2014 | Jul 03, 2014 |
| Advisors Asset Management, Inc. | History | No change | 195,394 | 1,321 | 0.02% | 0.02% | 12 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ROYCE & ASSOCIATES LLC | History | Added to | 185,034 | 1,153 | 0.0% | 0.0% | 13 | +2,698 | 1.48% | Q2 2014 | Aug 11, 2014 |
| JPMORGAN CHASE & CO | History | No change | 160,589 | 1,085 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| KING LUTHER CAPITAL MANAGEMENT CORP | History | No change | 130,854 | 885 | 0.01% | 0.01% | 15 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | No change | 108,600 | 734 | 0.02% | 0.02% | 16 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. | History | No change | 106,483 | 720 | 0.42% | 0.42% | 17 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | No change | 98,130 | 663 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | No change | 57,092 | 385 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LMR Partners LLP | History | New | 56,788 | 353 | 0.03% | — | 20 | +56,788 | New | Q2 2014 | Jul 10, 2014 |
| Municipal Employees' Retirement System of Michigan | History | No change | 48,400 | 309 | 0.02% | 0.03% | 21 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| TWO SIGMA ADVISERS, LLC | History | No change | 45,017 | 304 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BARD ASSOCIATES INC | History | No change | 44,515 | 301 | 0.13% | 0.13% | 23 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 41,775 | 283 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| VAN ECK ASSOCIATES CORP | History | No change | 40,927 | 277 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 40,541 | 274 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 37,896 | 256 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| KMS FINANCIAL SERVICES, INC | History | No change | 32,450 | 219 | 0.03% | 0.03% | 28 | 0 | 0.0% | Q1 2014 | Aug 08, 2014 |
| TEACHERS ADVISORS INC | History | No change | 27,518 | 186 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| WFG Advisors, LP | History | No change | 25,400 | 172 | 0.03% | 0.03% | 30 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| GOLDMAN SACHS GROUP INC | History | No change | 21,057 | 142 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Commonwealth Equity Services, Inc | History | New | 19,768 | 123 | 0.0% | — | 32 | +19,768 | New | Q2 2014 | Jul 23, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 17,554 | 118 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Parkwood LLC | History | New | 18,131 | 113 | 0.03% | — | 34 | +18,131 | New | Q2 2014 | Aug 01, 2014 |
| LEGAL & GENERAL GROUP PLC | History | No change | 15,777 | 107 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| TFS CAPITAL LLC | History | New | 12,325 | 77 | 0.01% | — | 36 | +12,325 | New | Q2 2014 | Jul 21, 2014 |
| GUGGENHEIM CAPITAL LLC | History | No change | 11,176 | 76 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| DEERE & CO | History | No change | 11,324 | 71 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| DAVIDSON D A & CO | History | Added to | 10,233 | 63 | 0.0% | 0.0% | 39 | +3,798 | 59.02% | Q2 2014 | Jul 29, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 8,585 | 58 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | No change | 7,120 | 48 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 6,114 | 41 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | No change | 4,584 | 31 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | No change | 3,800 | 25 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | No change | 3,535 | 24 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | No change | 3,566 | 24 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | No change | 3,250 | 20 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| ROYAL BANK OF CANADA | History | No change | 1,480 | 10 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| EARNEST PARTNERS LLC | History | No change | 1,500 | 10 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 1,400 | 8 | 0.0% | 0.0% | 50 | -14,493 | -91.19% | Q2 2014 | Aug 08, 2014 |
| Creative Planning | History | No change | 1,000 | 7 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | No change | 1,000 | 6 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| CENTRAL TRUST & INVESTMENT CO | History | No change | 800 | 5 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2014 | Jul 09, 2014 |
| BARCLAYS PLC | History | No change | 825 | 5 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MetLife Securities, Inc | History | No change | 300 | 2 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Clarkston Capital Partners LLC | History | New | 200 | 1 | 0.0% | — | 57 | +200 | New | Q2 2014 | Jul 16, 2014 |
| HABERER REGISTERED INVESTMENT ADVISOR INC | History | No change | 100 | 1 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| BlackRock Fund Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -599,449 | -100.0% | Q2 2014 | Aug 06, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Closed out | 0 | 0 | — | 0.0% | — | -252,667 | -100.0% | Q2 2014 | Aug 06, 2014 |
| Yorktown Management & Research Co Inc | History | Closed out | 0 | 0 | — | 0.24% | — | -183,393 | -100.0% | Q2 2014 | Jul 23, 2014 |
| VANGUARD GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -78,272 | -100.0% | Q2 2014 | Aug 11, 2014 |
| BlackRock Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -73,649 | -100.0% | Q2 2014 | Aug 06, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -35,035 | -100.0% | Q2 2014 | Aug 07, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -29,000 | -100.0% | Q2 2014 | Jul 30, 2014 |
| RHUMBLINE ADVISERS | History | Closed out | 0 | 0 | — | 0.0% | — | -26,665 | -100.0% | Q2 2014 | Aug 06, 2014 |
| ProShare Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,271 | -100.0% | Q2 2014 | Aug 08, 2014 |
| Nationwide Fund Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -16,392 | -100.0% | Q2 2014 | Aug 11, 2014 |
| BLACKROCK ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,900 | -100.0% | Q2 2014 | Aug 06, 2014 |
| STRS OHIO | History | Closed out | 0 | 0 | — | 0.0% | — | -8,500 | -100.0% | Q2 2014 | Jul 24, 2014 |
| BlackRock Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -701 | -100.0% | Q2 2014 | Aug 06, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 12 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | No change | 95 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 13, 2014 |