NEWCASTLE INVT CORP - 65105M108
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 19,423,117 | 93,036 | 0.01% | 0.01% | 1 | +324,492 | 1.7% | Q2 2014 | Aug 11, 2014 |
| THOMPSON SIEGEL & WALMSLEY LLC | History | Added to | 9,731,429 | 46,614 | 0.91% | 1.02% | 2 | +142,967 | 1.49% | Q2 2014 | Aug 12, 2014 |
| BlackRock Fund Advisors | History | Reduced | 7,030,706 | 33,677 | 0.01% | 0.01% | 3 | -1,139 | -0.02% | Q2 2014 | Aug 06, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 5,296,391 | 25,369 | 0.02% | 0.03% | 4 | -169,538 | -3.1% | Q2 2014 | Aug 11, 2014 |
| Berson & Corrado Investment Advisors, LLC | History | Reduced | 3,782,305 | 18,117 | 7.89% | 8.66% | 5 | -4,097 | -0.11% | Q2 2014 | Jul 21, 2014 |
| EAGLE ASSET MANAGEMENT INC | History | Reduced | 3,265,123 | 15,639 | 0.08% | 0.1% | 6 | -754,809 | -18.78% | Q2 2014 | Jul 10, 2014 |
| BBT Capital Management, LLC | History | Added to | 1,759,549 | 8,428 | 0.52% | 0.31% | 7 | +317,847 | 22.05% | Q2 2014 | Aug 08, 2014 |
| Tipp Hill Capital Management LLC | History | Added to | 1,610,000 | 7,712 | 6.8% | 4.78% | 8 | +250,000 | 18.38% | Q2 2014 | Jul 23, 2014 |
| OXFORD ASSET MANAGEMENT | History | Added to | 925,000 | 4,431 | 0.17% | 0.06% | 9 | +500,000 | 117.65% | Q2 2014 | Jul 16, 2014 |
| Casablanca Capital LP | History | New | 830,202 | 3,977 | 1.52% | — | 10 | +830,202 | New | Q2 2014 | Aug 05, 2014 |
| GENERAL ELECTRIC CO | History | No change | 750,000 | 3,593 | 0.02% | 0.02% | 11 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| BlackRock Inc. | History | New | 398,600 | 1,909 | 0.0% | — | 12 | +398,600 | New | Q2 2014 | Aug 06, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 394,749 | 1,891 | 0.0% | 0.0% | 13 | +11,848 | 3.09% | Q2 2014 | Jul 30, 2014 |
| Swiss National Bank | History | Reduced | 383,600 | 1,837 | 0.01% | 0.01% | 14 | -28,300 | -6.87% | Q2 2014 | Aug 06, 2014 |
| DEERE & CO | History | New | 306,751 | 1,469 | 0.08% | — | 15 | +306,751 | New | Q2 2014 | Aug 11, 2014 |
| IndexIQ Advisors LLC | History | Added to | 270,988 | 1,298 | 0.1% | 0.12% | 16 | +4,081 | 1.53% | Q2 2014 | Aug 04, 2014 |
| OMERS ADMINISTRATION Corp | History | Added to | 228,500 | 1,095 | 0.04% | 0.02% | 17 | +79,600 | 53.46% | Q2 2014 | Aug 11, 2014 |
| Yorktown Management & Research Co Inc | History | Reduced | 180,000 | 862 | 0.16% | 0.31% | 18 | -170,000 | -48.57% | Q2 2014 | Jul 23, 2014 |
| SHIKIAR ASSET MANAGEMENT INC | History | New | 144,500 | 692 | 0.29% | — | 19 | +144,500 | New | Q2 2014 | Jul 23, 2014 |
| Neuberger Berman Group LLC | History | New | 137,977 | 661 | 0.0% | — | 20 | +137,977 | New | Q2 2014 | Aug 05, 2014 |
| Winfield Associates, Inc. | History | Added to | 135,750 | 650 | 0.47% | 0.53% | 21 | +200 | 0.15% | Q2 2014 | Jul 28, 2014 |
| Ancora Advisors, LLC | History | New | 125,730 | 602 | 0.08% | — | 22 | +125,730 | New | Q2 2014 | Jul 31, 2014 |
| BlackRock Group LTD | History | Reduced | 125,126 | 600 | 0.0% | 0.0% | 23 | -97,984 | -43.92% | Q2 2014 | Aug 06, 2014 |
| VNBTrust, National Association | History | Reduced | 118,350 | 567 | 0.28% | 1.34% | 24 | -464,213 | -79.68% | Q2 2014 | Jul 18, 2014 |
| SELZ CAPITAL LLC | History | Reduced | 96,000 | 460 | 0.12% | 0.24% | 25 | -104,000 | -52.0% | Q2 2014 | Jul 10, 2014 |
| ALPINE WOODS CAPITAL INVESTORS, LLC | History | Reduced | 90,000 | 431 | 0.01% | 0.18% | 26 | -600,000 | -86.96% | Q2 2014 | Aug 08, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Added to | 88,219 | 423 | 0.02% | 0.03% | 27 | +5,785 | 7.02% | Q2 2014 | Aug 08, 2014 |
| WESLEY CAPITAL MANAGEMENT, LLC | History | Added to | 88,000 | 422 | 0.5% | 0.15% | 28 | +63,000 | 252.0% | Q2 2014 | Aug 11, 2014 |
| Aperio Group, LLC | History | Added to | 76,087 | 364 | 0.01% | 0.0% | 29 | +1,863 | 2.51% | Q2 2014 | Jul 23, 2014 |
| BROWN ADVISORY INC | History | New | 71,950 | 345 | 0.0% | — | 30 | +71,950 | New | Q2 2014 | Aug 08, 2014 |
| Camelot Portfolios, LLC | History | Added to | 66,271 | 317 | 0.2% | 0.21% | 31 | +65 | 0.1% | Q2 2014 | Aug 07, 2014 |
| LPL Financial LLC | History | Reduced | 65,286 | 313 | 0.0% | 0.0% | 32 | -10,381 | -13.72% | Q2 2014 | Aug 05, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 60,392 | 289 | 0.0% | 0.0% | 33 | -17,000 | -21.97% | Q2 2014 | Aug 08, 2014 |
| BLACKROCK ADVISORS LLC | History | New | 57,147 | 274 | 0.0% | — | 34 | +57,147 | New | Q2 2014 | Aug 06, 2014 |
| CTC Alternative Strategies, Ltd. | History | Reduced | 52,000 | 249 | 0.21% | 0.18% | 35 | -15,800 | -23.3% | Q2 2014 | Jul 22, 2014 |
| Baltimore-Washington Financial Advisors, Inc. | History | Added to | 48,500 | 232 | 0.07% | 0.04% | 36 | +23,700 | 95.56% | Q2 2014 | Jul 18, 2014 |
| Highlander Capital Management, LLC | History | Added to | 43,000 | 205 | 0.19% | 0.18% | 37 | +2,000 | 4.88% | Q2 2014 | Aug 11, 2014 |
| DOHENY ASSET MANAGEMENT /CA | History | Reduced | 32,984 | 158 | 0.07% | 0.12% | 38 | -17,666 | -34.88% | Q2 2014 | Aug 07, 2014 |
| OAKWOOD CAPITAL MANAGEMENT LLC/CA | History | No change | 28,605 | 137 | 0.04% | 0.04% | 39 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 23,693 | 113 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| KANAWHA CAPITAL MANAGEMENT LLC | History | No change | 21,100 | 101 | 0.02% | 0.02% | 41 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| Quantitative Investment Management, LLC | History | Reduced | 18,800 | 90 | 0.02% | 0.0% | 42 | -700 | -3.59% | Q2 2014 | Aug 08, 2014 |
| SUMIT CAPITAL, LLC | History | Reduced | 14,385 | 69 | 0.29% | 1.62% | 43 | -76,597 | -84.19% | Q2 2014 | Jul 22, 2014 |
| Commonwealth Equity Services, Inc | History | Reduced | 13,805 | 66 | 0.0% | 0.0% | 44 | -6,948 | -33.48% | Q2 2014 | Jul 23, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | No change | 12,778 | 61 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | New | 12,145 | 58 | 0.0% | — | 46 | +12,145 | New | Q2 2014 | Jul 25, 2014 |
| CIBC Asset Management Inc | History | No change | 11,987 | 57 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| World Asset Management Inc | History | Reduced | 11,691 | 56 | 0.0% | 0.0% | 48 | -770 | -6.18% | Q2 2014 | Jul 28, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 10,973 | 53 | 0.0% | 0.0% | 49 | -2,200 | -16.7% | Q2 2014 | Aug 06, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | No change | 7,896 | 38 | 0.01% | 0.01% | 50 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| WHITTIER TRUST CO | History | No change | 6,670 | 32 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| FIRST MERCANTILE TRUST CO | History | No change | 5,833 | 28 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| Joel Isaacson & Co., LLC | History | Added to | 4,180 | 20 | 0.01% | 0.01% | 53 | +91 | 2.23% | Q2 2014 | Jul 21, 2014 |
| SECURITY NATIONAL TRUST CO | History | No change | 4,000 | 19 | 0.01% | 0.01% | 54 | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 3,091 | 14 | 0.0% | 0.0% | 55 | -808 | -20.72% | Q2 2014 | Aug 08, 2014 |
| Cornerstone Advisors, Inc. | History | No change | 2,940 | 14 | 0.01% | 0.02% | 56 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| Winslow, Evans & Crocker, Inc. | History | Reduced | 2,800 | 13 | 0.0% | 0.01% | 57 | -2,100 | -42.86% | Q2 2014 | Jul 16, 2014 |
| WESTPORT RESOURCES MANAGEMENT INC | History | No change | 2,000 | 10 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | No change | 1,706 | 8 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Gary Goldberg Planning Services Inc | History | No change | 1,750 | 8 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| MetLife Securities, Inc | History | Reduced | 700 | 3 | 0.0% | 0.0% | 61 | -1,000 | -58.82% | Q2 2014 | Aug 04, 2014 |
| WEALTHFRONT INC | History | New | 250 | 1 | 0.0% | — | 63 | +250 | New | Q2 2014 | Jul 24, 2014 |
| WealthTrust-Arizona, LLC | History | No change | 122 | 1 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.08% | — | -19,688,712 | -100.0% | Q1 2014 | May 16, 2014 |
| OSTERWEIS CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 2.15% | — | -14,908,595 | -100.0% | Q1 2014 | May 15, 2014 |
| COOPERMAN LEON G | History | Closed out | 0 | 0 | — | 0.75% | — | -12,045,019 | -100.0% | Q1 2014 | May 15, 2014 |
| LMM LLC | History | Closed out | 0 | 0 | — | 2.16% | — | -11,465,775 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.06% | — | -9,181,695 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.02% | — | -9,180,634 | -100.0% | Q1 2014 | May 13, 2014 |
| Hutchin Hill Capital, LP | History | Closed out | 0 | 0 | — | 1.97% | — | -8,050,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Visium Asset Management, LP | History | Closed out | 0 | 0 | — | 0.55% | — | -7,221,824 | -100.0% | Q1 2014 | May 15, 2014 |
| BHR Capital LLC | History | Closed out | 0 | 0 | — | 2.44% | — | -6,150,000 | -100.0% | Q1 2014 | May 15, 2014 |
| ING GROEP NV | History | Closed out | 0 | 0 | — | 0.14% | — | -5,755,036 | -100.0% | Q1 2014 | May 14, 2014 |
| Philadelphia Financial Management of San Francisco, LLC | History | Closed out | 0 | 0 | — | 4.13% | — | -3,837,021 | -100.0% | Q1 2014 | May 14, 2014 |
| COMMERZBANK AKTIENGESELLSCHAFT /FI | History | Closed out | 0 | 0 | — | 0.07% | — | -3,494,640 | -100.0% | Q1 2014 | May 14, 2014 |
| DEPRINCE RACE & ZOLLO INC | History | Closed out | 0 | 0 | — | 0.19% | — | -3,355,560 | -100.0% | Q1 2014 | May 14, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -3,159,165 | -100.0% | Q1 2014 | May 15, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,158,200 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.01% | — | -3,070,107 | -100.0% | Q1 2014 | May 15, 2014 |
| Consector Capital, LP | History | Closed out | 0 | 0 | — | 5.0% | — | -2,987,300 | -100.0% | Q1 2014 | May 14, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -2,962,100 | -100.0% | Q1 2014 | May 14, 2014 |
| Hudson Bay Capital Management LP | History | Closed out | 0 | 0 | — | 0.36% | — | -2,822,433 | -100.0% | Q1 2014 | May 14, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,718,207 | -100.0% | Q1 2014 | May 15, 2014 |
| ASCEND CAPITAL, LLC | History | Closed out | 0 | 0 | — | 0.26% | — | -2,145,500 | -100.0% | Q1 2014 | May 14, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -1,975,840 | -100.0% | Q1 2014 | May 15, 2014 |
| Seawolf Capital, LLC | History | Closed out | 0 | 0 | — | 2.59% | — | -1,802,700 | -100.0% | Q1 2014 | May 14, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -1,698,520 | -100.0% | Q1 2014 | May 15, 2014 |
| RIMA SENVEST MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.59% | — | -1,611,472 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,583,196 | -100.0% | Q1 2014 | May 14, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.1% | — | -1,463,854 | -100.0% | Q1 2014 | May 15, 2014 |
| ADAGE CAPITAL PARTNERS GP LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,426,720 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -1,317,077 | -100.0% | Q1 2014 | May 14, 2014 |
| Fortress Investment Group LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -1,228,691 | -100.0% | Q1 2014 | May 15, 2014 |
| KAYNE ANDERSON CAPITAL ADVISORS LP | History | Closed out | 0 | 0 | — | 0.04% | — | -1,151,057 | -100.0% | Q1 2014 | May 07, 2014 |
| OVERBROOK MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 0.98% | — | -1,094,327 | -100.0% | Q1 2014 | May 15, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | Closed out | 0 | 0 | — | 0.06% | — | -1,051,862 | -100.0% | Q1 2014 | May 14, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -957,625 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -954,395 | -100.0% | Q1 2014 | May 14, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -941,745 | -100.0% | Q1 2014 | May 14, 2014 |
| Hilton Capital Management, LLC | History | Closed out | 0 | 0 | — | 1.63% | — | -890,680 | -100.0% | Q1 2014 | May 12, 2014 |
| VAN ECK ASSOCIATES CORP | History | Closed out | 0 | 0 | — | 0.02% | — | -817,690 | -100.0% | Q1 2014 | May 08, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -767,700 | -100.0% | Q1 2014 | Apr 18, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -759,330 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -729,321 | -100.0% | Q1 2014 | May 15, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -720,761 | -100.0% | Q1 2014 | May 15, 2014 |
| HBK INVESTMENTS L P | History | Closed out | 0 | 0 | — | 0.07% | — | -709,200 | -100.0% | Q1 2014 | May 15, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -706,978 | -100.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -643,344 | -100.0% | Q1 2014 | May 15, 2014 |
| HALCYON OFFSHORE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.26% | — | -569,782 | -100.0% | Q1 2014 | May 15, 2014 |
| CORSAIR CAPITAL MANAGEMENT, L.P. | History | Closed out | 0 | 0 | — | 19.6% | — | -557,580 | -100.0% | Q1 2014 | May 16, 2014 |
| LEVIN CAPITAL STRATEGIES, L.P. | History | Closed out | 0 | 0 | — | 0.04% | — | -491,962 | -100.0% | Q1 2014 | May 14, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -471,971 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -467,067 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -458,459 | -100.0% | Q1 2014 | May 15, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.01% | — | -392,793 | -100.0% | Q1 2014 | May 13, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 2.27% | — | -335,309 | -100.0% | Q1 2014 | Aug 08, 2014 |
| LMR Partners LLP | History | Closed out | 0 | 0 | — | 0.2% | — | -310,612 | -100.0% | Q1 2014 | Apr 25, 2014 |
| Perella Weinberg Partners Capital Management LP | History | Closed out | 0 | 0 | — | 0.19% | — | -300,000 | -100.0% | Q1 2014 | May 22, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -297,104 | -100.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -240,825 | -100.0% | Q1 2014 | May 16, 2014 |
| PARADIGM ASSET MANAGEMENT CO LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -180,500 | -100.0% | Q1 2014 | May 14, 2014 |
| Eidelman Virant Capital | History | Closed out | 0 | 0 | — | 0.38% | — | -175,300 | -100.0% | Q1 2014 | Apr 30, 2014 |
| Magnetar Financial LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -160,101 | -100.0% | Q1 2014 | May 15, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.0% | — | -144,600 | -100.0% | Q1 2014 | May 16, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -137,648 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -129,417 | -100.0% | Q1 2014 | May 23, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -124,178 | -100.0% | Q1 2014 | May 15, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -112,500 | -100.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -111,698 | -100.0% | Q1 2014 | May 15, 2014 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -105,357 | -100.0% | Q1 2014 | May 14, 2014 |
| Permit Capital, LLC | History | Closed out | 0 | 0 | — | 0.33% | — | -102,715 | -100.0% | Q1 2014 | May 15, 2014 |
| STERNE AGEE GROUP, INC. | History | Closed out | 0 | 0 | — | 0.09% | — | -102,000 | -100.0% | Q1 2014 | May 08, 2014 |
| MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE | History | Closed out | 0 | 0 | — | 0.02% | — | -98,526 | -100.0% | Q1 2014 | May 13, 2014 |
| Dorsey & Whitney Trust CO LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -93,555 | -100.0% | Q1 2014 | May 13, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.01% | — | -92,706 | -100.0% | Q1 2014 | Apr 11, 2014 |
| BESSEMER GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -92,159 | -100.0% | Q1 2014 | May 14, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -86,183 | -100.0% | Q1 2014 | May 13, 2014 |
| PARADIGM CAPITAL MANAGEMENT INC/NY | History | Closed out | 0 | 0 | — | 0.03% | — | -83,500 | -100.0% | Q1 2014 | May 12, 2014 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.0% | — | -83,000 | -100.0% | Q1 2014 | May 12, 2014 |
| Swift Run Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.2% | — | -80,704 | -100.0% | Q1 2014 | May 01, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -74,980 | -100.0% | Q1 2014 | May 14, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -71,998 | -100.0% | Q1 2014 | May 07, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -68,771 | -100.0% | Q1 2014 | May 16, 2014 |
| Marshall Wace LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -64,905 | -100.0% | Q1 2014 | May 14, 2014 |
| KELLY LAWRENCE W & ASSOCIATES INC/CA | History | Closed out | 0 | 0 | — | 0.06% | — | -54,000 | -100.0% | Q1 2014 | May 15, 2014 |
| A.R.T. Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -47,742 | -100.0% | Q1 2014 | May 15, 2014 |
| ELLINGTON MANAGEMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -46,700 | -100.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -44,488 | -100.0% | Q1 2014 | May 14, 2014 |
| Trellus Management Company, LLC | History | Closed out | 0 | 0 | — | 0.16% | — | -37,800 | -100.0% | Q1 2014 | May 14, 2014 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.01% | — | -32,151 | -100.0% | Q1 2014 | May 15, 2014 |
| FNY Managed Accounts LLC | History | Closed out | 0 | 0 | — | 0.37% | — | -30,000 | -100.0% | Q1 2014 | May 15, 2014 |
| STEPHENS INC /AR/ | History | Closed out | 0 | 0 | — | 0.01% | — | -28,510 | -100.0% | Q1 2014 | May 13, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -27,000 | -100.0% | Q1 2014 | May 15, 2014 |
| LOEB PARTNERS CORP | History | Closed out | 0 | 0 | — | 0.04% | — | -26,000 | -100.0% | Q1 2014 | May 13, 2014 |
| GOODWIN DANIEL L | History | Closed out | 0 | 0 | — | 0.02% | — | -25,430 | -100.0% | Q1 2014 | May 15, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,967 | -100.0% | Q1 2014 | May 09, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,900 | -100.0% | Q1 2014 | May 14, 2014 |
| TradeLink Global Equity LLC | History | Closed out | 0 | 0 | — | 0.16% | — | -23,100 | -100.0% | Q1 2014 | May 09, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -21,852 | -100.0% | Q1 2014 | May 15, 2014 |
| THOMPSON DAVIS & CO., INC. | History | Closed out | 0 | 0 | — | 0.16% | — | -21,000 | -100.0% | Q1 2014 | May 09, 2014 |
| Alpine Partners VI, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -18,849 | -100.0% | Q1 2014 | May 15, 2014 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,400 | -100.0% | Q1 2014 | May 14, 2014 |
| WILMINGTON TRUST CO | History | Closed out | 0 | 0 | — | 0.0% | — | -17,687 | -100.0% | Q1 2014 | May 14, 2014 |
| NGAM ADVISORS, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -17,395 | -100.0% | Q1 2014 | May 13, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,000 | -100.0% | Q1 2014 | May 14, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -16,800 | -100.0% | Q1 2014 | May 19, 2014 |
| First Allied Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -16,629 | -100.0% | Q1 2014 | May 15, 2014 |
| ISZO CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.04% | — | -15,274 | -100.0% | Q1 2014 | May 14, 2014 |
| BECKER CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,000 | -100.0% | Q1 2014 | Apr 30, 2014 |
| Catalyst Capital Advisors LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -15,000 | -100.0% | Q1 2014 | May 12, 2014 |
| West Family Investments, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -12,000 | -100.0% | Q1 2014 | May 14, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,371 | -100.0% | Q1 2014 | May 15, 2014 |
| Parametrica Management Ltd | History | Closed out | 0 | 0 | — | 0.41% | — | -10,114 | -100.0% | Q1 2014 | Apr 09, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -10,051 | -100.0% | Q1 2014 | May 15, 2014 |
| BROWN BROTHERS HARRIMAN & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q1 2014 | May 15, 2014 |
| BANQUE PICTET & CIE SA | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q1 2014 | May 09, 2014 |
| First Washington CORP | History | Closed out | 0 | 0 | — | 0.02% | — | -7,500 | -100.0% | Q1 2014 | May 05, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -6,200 | -100.0% | Q1 2014 | May 13, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,270 | -100.0% | Q1 2014 | May 15, 2014 |
| EDMUNDS WHITE PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -5,000 | -100.0% | Q1 2014 | Apr 30, 2014 |
| FIRST NEW YORK SECURITIES LLC /NY | History | Closed out | 0 | 0 | — | 0.01% | — | -4,500 | -100.0% | Q1 2014 | May 15, 2014 |
| EARNEST PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,300 | -100.0% | Q1 2014 | May 15, 2014 |
| ENTERPRISE FINANCIAL SERVICES CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -2,668 | -100.0% | Q1 2014 | Apr 24, 2014 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,628 | -100.0% | Q1 2014 | May 16, 2014 |
| FIRST MANHATTAN CO | History | Closed out | 0 | 0 | — | 0.0% | — | -2,535 | -100.0% | Q1 2014 | May 16, 2014 |
| FIRST QUADRANT L P/CA | History | Closed out | 0 | 0 | — | 0.0% | — | -2,500 | -100.0% | Q1 2014 | Apr 29, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,043 | -100.0% | Q1 2014 | May 02, 2014 |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,400 | -100.0% | Q1 2014 | May 14, 2014 |
| MACROVIEW INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,000 | -100.0% | Q1 2014 | Apr 30, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -122 | -100.0% | Q1 2014 | May 12, 2014 |