NEWCASTLE INVT CORP - 65105M108
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 19,423,117 | 93,036 | 0.01% | 0.01% | 1 | +324,492 | 1.7% | Q2 2014 | Aug 11, 2014 |
| UBS AG | History | No change | 19,688,712 | 92,537 | 0.08% | 0.08% | 2 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| OSTERWEIS CAPITAL MANAGEMENT INC | History | No change | 14,908,595 | 70,070 | 2.15% | 2.15% | 3 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| COOPERMAN LEON G | History | No change | 12,045,019 | 56,612 | 0.75% | 0.75% | 4 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LMM LLC | History | No change | 11,465,775 | 53,890 | 2.16% | 2.16% | 5 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| THOMPSON SIEGEL & WALMSLEY LLC | History | Added to | 9,731,429 | 46,614 | 0.91% | 1.02% | 6 | +142,967 | 1.49% | Q2 2014 | Aug 12, 2014 |
| BANK OF MONTREAL /CAN/ | History | No change | 9,181,695 | 43,155 | 0.06% | 0.06% | 7 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | No change | 9,180,634 | 43,148 | 0.02% | 0.02% | 8 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Hutchin Hill Capital, LP | History | No change | 8,050,000 | 37,835 | 1.97% | 1.97% | 9 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Visium Asset Management, LP | History | No change | 7,221,824 | 33,943 | 0.55% | 0.55% | 10 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlackRock Fund Advisors | History | Reduced | 7,030,706 | 33,677 | 0.01% | 0.01% | 11 | -1,139 | -0.02% | Q2 2014 | Aug 06, 2014 |
| BHR Capital LLC | History | No change | 6,150,000 | 28,905 | 2.44% | 2.44% | 12 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ING GROEP NV | History | No change | 5,755,036 | 27,049 | 0.14% | 0.14% | 13 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 5,296,391 | 25,369 | 0.02% | 0.03% | 14 | -169,538 | -3.1% | Q2 2014 | Aug 11, 2014 |
| Berson & Corrado Investment Advisors, LLC | History | Reduced | 3,782,305 | 18,117 | 7.89% | 8.66% | 15 | -4,097 | -0.11% | Q2 2014 | Jul 21, 2014 |
| Philadelphia Financial Management of San Francisco, LLC | History | No change | 3,837,021 | 18,034 | 4.13% | 4.13% | 16 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| COMMERZBANK AKTIENGESELLSCHAFT /FI | History | No change | 3,494,640 | 16,425 | 0.07% | 0.07% | 17 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| DEPRINCE RACE & ZOLLO INC | History | No change | 3,355,560 | 15,771 | 0.19% | 0.19% | 18 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| EAGLE ASSET MANAGEMENT INC | History | Reduced | 3,265,123 | 15,639 | 0.08% | 0.1% | 19 | -754,809 | -18.78% | Q2 2014 | Jul 10, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 3,159,165 | 14,848 | 0.04% | 0.04% | 20 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| FMR LLC | History | No change | 3,158,200 | 14,844 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 3,070,107 | 14,428 | 0.01% | 0.01% | 22 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Consector Capital, LP | History | No change | 2,987,300 | 14,040 | 5.0% | 5.0% | 23 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | No change | 2,962,100 | 13,922 | 0.03% | 0.03% | 24 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Hudson Bay Capital Management LP | History | No change | 2,822,433 | 13,265 | 0.36% | 0.36% | 25 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| GOLDMAN SACHS GROUP INC | History | No change | 2,718,207 | 12,776 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ASCEND CAPITAL, LLC | History | No change | 2,145,500 | 10,084 | 0.26% | 0.26% | 27 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| TWO SIGMA ADVISERS, LLC | History | No change | 1,975,840 | 9,286 | 0.08% | 0.08% | 28 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Seawolf Capital, LLC | History | No change | 1,802,700 | 8,493 | 2.59% | 2.59% | 29 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BBT Capital Management, LLC | History | Added to | 1,759,549 | 8,428 | 0.52% | 0.31% | 30 | +317,847 | 22.05% | Q2 2014 | Aug 08, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | No change | 1,698,520 | 7,983 | 0.04% | 0.04% | 31 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Tipp Hill Capital Management LLC | History | Added to | 1,610,000 | 7,712 | 6.8% | 4.78% | 32 | +250,000 | 18.38% | Q2 2014 | Jul 23, 2014 |
| RIMA SENVEST MANAGEMENT, L.L.C. | History | No change | 1,611,472 | 7,574 | 0.59% | 0.59% | 33 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 1,583,196 | 7,440 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Advisors Asset Management, Inc. | History | No change | 1,463,854 | 6,880 | 0.1% | 0.1% | 35 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ADAGE CAPITAL PARTNERS GP LLC | History | No change | 1,426,720 | 6,706 | 0.02% | 0.02% | 36 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | No change | 1,317,077 | 6,189 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Fortress Investment Group LLC | History | No change | 1,228,691 | 5,776 | 0.09% | 0.09% | 38 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| KAYNE ANDERSON CAPITAL ADVISORS LP | History | No change | 1,151,057 | 5,410 | 0.04% | 0.04% | 39 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| OVERBROOK MANAGEMENT CORP | History | No change | 1,094,327 | 5,143 | 0.98% | 0.98% | 40 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | No change | 957,625 | 4,501 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | No change | 954,395 | 4,486 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| OXFORD ASSET MANAGEMENT | History | Added to | 925,000 | 4,431 | 0.17% | 0.06% | 43 | +500,000 | 117.65% | Q2 2014 | Jul 16, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 941,745 | 4,426 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Casablanca Capital LP | History | New | 830,202 | 3,977 | 1.52% | — | 45 | +830,202 | New | Q2 2014 | Aug 05, 2014 |
| VAN ECK ASSOCIATES CORP | History | No change | 817,690 | 3,843 | 0.02% | 0.02% | 46 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | No change | 767,700 | 3,638 | 0.01% | 0.01% | 47 | 0 | 0.0% | Q1 2014 | Apr 18, 2014 |
| GENERAL ELECTRIC CO | History | No change | 750,000 | 3,593 | 0.02% | 0.02% | 48 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| D. E. Shaw & Co., Inc. | History | No change | 759,330 | 3,569 | 0.01% | 0.01% | 49 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 729,321 | 3,428 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| JANE STREET GROUP, LLC | History | No change | 720,761 | 3,387 | 0.04% | 0.04% | 51 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| HBK INVESTMENTS L P | History | No change | 709,200 | 3,333 | 0.07% | 0.07% | 52 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| NOMURA HOLDINGS INC | History | No change | 706,978 | 3,319 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 643,344 | 3,023 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| HALCYON OFFSHORE ASSET MANAGEMENT LLC | History | No change | 569,782 | 2,678 | 0.26% | 0.26% | 55 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CORSAIR CAPITAL MANAGEMENT, L.P. | History | No change | 557,580 | 2,621 | 0.27% | 0.27% | 56 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LEVIN CAPITAL STRATEGIES, L.P. | History | No change | 491,962 | 2,312 | 0.04% | 0.04% | 57 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| JPMORGAN CHASE & CO | History | No change | 471,971 | 2,218 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | No change | 467,067 | 2,195 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlackRock Inc. | History | New | 398,600 | 1,909 | 0.0% | — | 60 | +398,600 | New | Q2 2014 | Aug 06, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 394,749 | 1,891 | 0.0% | 0.0% | 61 | +11,848 | 3.09% | Q2 2014 | Jul 30, 2014 |
| Spot Trading L.L.C | History | No change | 392,793 | 1,846 | 0.01% | 0.01% | 62 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Swiss National Bank | History | Reduced | 383,600 | 1,837 | 0.01% | 0.01% | 63 | -28,300 | -6.87% | Q2 2014 | Aug 06, 2014 |
| BARCLAYS PLC | History | No change | 458,459 | 1,833 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | No change | 335,309 | 1,577 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DEERE & CO | History | New | 306,751 | 1,469 | 0.08% | — | 66 | +306,751 | New | Q2 2014 | Aug 11, 2014 |
| Perella Weinberg Partners Capital Management LP | History | No change | 300,000 | 1,410 | 0.19% | 0.19% | 67 | 0 | 0.0% | Q1 2014 | May 22, 2014 |
| Invesco Ltd. | History | No change | 297,104 | 1,396 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| IndexIQ Advisors LLC | History | Added to | 270,988 | 1,298 | 0.1% | 0.12% | 69 | +4,081 | 1.53% | Q2 2014 | Aug 04, 2014 |
| GUGGENHEIM CAPITAL LLC | History | No change | 240,825 | 1,132 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| OMERS ADMINISTRATION Corp | History | Added to | 228,500 | 1,095 | 0.04% | 0.02% | 71 | +79,600 | 53.46% | Q2 2014 | Aug 11, 2014 |
| Yorktown Management & Research Co Inc | History | Reduced | 180,000 | 862 | 0.16% | 0.31% | 72 | -170,000 | -48.57% | Q2 2014 | Jul 23, 2014 |
| PARADIGM ASSET MANAGEMENT CO LLC | History | No change | 180,500 | 848 | 0.12% | 0.12% | 73 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Magnetar Financial LLC | History | No change | 160,101 | 752 | 0.02% | 0.02% | 74 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SHIKIAR ASSET MANAGEMENT INC | History | New | 144,500 | 692 | 0.29% | — | 75 | +144,500 | New | Q2 2014 | Jul 23, 2014 |
| Neuberger Berman Group LLC | History | New | 137,977 | 661 | 0.0% | — | 76 | +137,977 | New | Q2 2014 | Aug 05, 2014 |
| Winfield Associates, Inc. | History | Added to | 135,750 | 650 | 0.47% | 0.53% | 77 | +200 | 0.15% | Q2 2014 | Jul 28, 2014 |
| Nuveen Asset Management, LLC | History | No change | 137,648 | 647 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| RUSSELL FRANK CO/ | History | No change | 144,600 | 641 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | No change | 129,417 | 609 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q1 2014 | May 23, 2014 |
| Ancora Advisors, LLC | History | New | 125,730 | 602 | 0.08% | — | 81 | +125,730 | New | Q2 2014 | Jul 31, 2014 |
| BlackRock Group LTD | History | Reduced | 125,126 | 600 | 0.0% | 0.0% | 82 | -97,984 | -43.92% | Q2 2014 | Aug 06, 2014 |
| ROYAL BANK OF CANADA | History | No change | 124,178 | 583 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| VNBTrust, National Association | History | Reduced | 118,350 | 567 | 0.28% | 1.34% | 84 | -464,213 | -79.68% | Q2 2014 | Jul 18, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | No change | 112,500 | 529 | 0.07% | 0.07% | 85 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | No change | 111,698 | 525 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | No change | 105,357 | 495 | 0.01% | 0.01% | 87 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Permit Capital, LLC | History | No change | 102,715 | 483 | 0.33% | 0.33% | 88 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| STERNE AGEE GROUP, INC. | History | No change | 102,000 | 479 | 0.09% | 0.09% | 89 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE | History | No change | 98,526 | 463 | 0.02% | 0.02% | 90 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| SELZ CAPITAL LLC | History | Reduced | 96,000 | 460 | 0.12% | 0.24% | 91 | -104,000 | -52.0% | Q2 2014 | Jul 10, 2014 |
| Dorsey & Whitney Trust CO LLC | History | No change | 93,555 | 440 | 0.1% | 0.1% | 92 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Creative Planning | History | No change | 92,706 | 436 | 0.01% | 0.01% | 93 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| BESSEMER GROUP INC | History | No change | 92,159 | 433 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| ALPINE WOODS CAPITAL INVESTORS, LLC | History | Reduced | 90,000 | 431 | 0.01% | 0.18% | 95 | -600,000 | -86.96% | Q2 2014 | Aug 08, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Added to | 88,219 | 423 | 0.02% | 0.03% | 96 | +5,785 | 7.02% | Q2 2014 | Aug 08, 2014 |
| WESLEY CAPITAL MANAGEMENT, LLC | History | Added to | 88,000 | 422 | 0.5% | 0.15% | 97 | +63,000 | 252.0% | Q2 2014 | Aug 11, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | No change | 86,183 | 405 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| PARADIGM CAPITAL MANAGEMENT INC/NY | History | No change | 83,500 | 392 | 0.03% | 0.03% | 99 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| CREDIT AGRICOLE S A | History | No change | 83,000 | 390 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| Aperio Group, LLC | History | Added to | 76,087 | 364 | 0.01% | 0.0% | 101 | +1,863 | 2.51% | Q2 2014 | Jul 23, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 74,980 | 360 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BROWN ADVISORY INC | History | New | 71,950 | 345 | 0.0% | — | 103 | +71,950 | New | Q2 2014 | Aug 08, 2014 |
| GROUP ONE TRADING, L.P. | History | No change | 71,998 | 338 | 0.01% | 0.01% | 104 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| Jefferies Group LLC | History | No change | 68,771 | 323 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Camelot Portfolios, LLC | History | Added to | 66,271 | 317 | 0.2% | 0.21% | 106 | +65 | 0.1% | Q2 2014 | Aug 07, 2014 |
| LPL Financial LLC | History | Reduced | 65,286 | 313 | 0.0% | 0.0% | 107 | -10,381 | -13.72% | Q2 2014 | Aug 05, 2014 |
| Marshall Wace LLP | History | No change | 64,905 | 305 | 0.01% | 0.01% | 108 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 60,392 | 289 | 0.0% | 0.0% | 109 | -17,000 | -21.97% | Q2 2014 | Aug 08, 2014 |
| BLACKROCK ADVISORS LLC | History | New | 57,147 | 274 | 0.0% | — | 110 | +57,147 | New | Q2 2014 | Aug 06, 2014 |
| KELLY LAWRENCE W & ASSOCIATES INC/CA | History | No change | 54,000 | 254 | 0.06% | 0.06% | 111 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CTC Alternative Strategies, Ltd. | History | Reduced | 52,000 | 249 | 0.21% | 0.18% | 112 | -15,800 | -23.3% | Q2 2014 | Jul 22, 2014 |
| Baltimore-Washington Financial Advisors, Inc. | History | Added to | 48,500 | 232 | 0.07% | 0.04% | 113 | +23,700 | 95.56% | Q2 2014 | Jul 18, 2014 |
| A.R.T. Advisors, LLC | History | No change | 47,742 | 224 | 0.01% | 0.01% | 114 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ELLINGTON MANAGEMENT GROUP LLC | History | No change | 46,700 | 219 | 0.06% | 0.06% | 115 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | No change | 44,488 | 209 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Highlander Capital Management, LLC | History | Added to | 43,000 | 205 | 0.19% | 0.18% | 117 | +2,000 | 4.88% | Q2 2014 | Aug 11, 2014 |
| Trellus Management Company, LLC | History | No change | 37,800 | 178 | 0.16% | 0.16% | 118 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| DOHENY ASSET MANAGEMENT /CA | History | Reduced | 32,984 | 158 | 0.07% | 0.12% | 119 | -17,666 | -34.88% | Q2 2014 | Aug 07, 2014 |
| TUDOR INVESTMENT CORP ET AL | History | No change | 32,151 | 151 | 0.01% | 0.01% | 120 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| FNY Managed Accounts LLC | History | No change | 30,000 | 141 | 0.37% | 0.37% | 121 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| OAKWOOD CAPITAL MANAGEMENT LLC/CA | History | No change | 28,605 | 137 | 0.04% | 0.04% | 122 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| STEPHENS INC /AR/ | History | No change | 28,510 | 134 | 0.01% | 0.01% | 123 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| STIFEL FINANCIAL CORP | History | No change | 27,000 | 127 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LOEB PARTNERS CORP | History | No change | 26,000 | 122 | 0.04% | 0.04% | 125 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| GOODWIN DANIEL L | History | No change | 25,430 | 120 | 0.02% | 0.02% | 126 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| OPPENHEIMER & CO INC | History | No change | 24,967 | 117 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 23,693 | 113 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| PRUDENTIAL FINANCIAL INC | History | No change | 23,900 | 112 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| KCG Holdings, Inc. | History | No change | 21,852 | 103 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| KANAWHA CAPITAL MANAGEMENT LLC | History | No change | 21,100 | 101 | 0.02% | 0.02% | 131 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| THOMPSON DAVIS & CO., INC. | History | No change | 21,000 | 99 | 0.16% | 0.16% | 132 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| Quantitative Investment Management, LLC | History | Reduced | 18,800 | 90 | 0.02% | 0.0% | 134 | -700 | -3.59% | Q2 2014 | Aug 08, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | No change | 17,000 | 90 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Alpine Partners VI, LLC | History | No change | 18,849 | 89 | 0.08% | 0.08% | 135 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Janney Montgomery Scott LLC | History | No change | 18,400 | 86 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| WILMINGTON TRUST CO | History | No change | 17,687 | 83 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| NGAM ADVISORS, L.P. | History | No change | 17,395 | 82 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| First Allied Advisory Services, Inc. | History | No change | 16,629 | 82 | 0.01% | 0.01% | 139 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PEAK6 Investments, L.P. | History | No change | 16,800 | 79 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q1 2014 | May 19, 2014 |
| ISZO CAPITAL MANAGEMENT LP | History | No change | 15,274 | 72 | 0.04% | 0.04% | 141 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Catalyst Capital Advisors LLC | History | No change | 15,000 | 71 | 0.02% | 0.02% | 142 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| BECKER CAPITAL MANAGEMENT INC | History | No change | 15,000 | 70 | 0.0% | 0.0% | 143 | 0 | 0.0% | Q1 2014 | Apr 30, 2014 |
| SUMIT CAPITAL, LLC | History | Reduced | 14,385 | 69 | 0.29% | 1.62% | 144 | -76,597 | -84.19% | Q2 2014 | Jul 22, 2014 |
| Commonwealth Equity Services, Inc | History | Reduced | 13,805 | 66 | 0.0% | 0.0% | 145 | -6,948 | -33.48% | Q2 2014 | Jul 23, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | No change | 12,778 | 61 | 0.0% | 0.0% | 146 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | New | 12,145 | 58 | 0.0% | — | 147 | +12,145 | New | Q2 2014 | Jul 25, 2014 |
| CIBC Asset Management Inc | History | No change | 11,987 | 57 | 0.0% | 0.0% | 148 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| World Asset Management Inc | History | Reduced | 11,691 | 56 | 0.0% | 0.0% | 149 | -770 | -6.18% | Q2 2014 | Jul 28, 2014 |
| West Family Investments, Inc. | History | No change | 12,000 | 56 | 0.01% | 0.01% | 150 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 10,973 | 53 | 0.0% | 0.0% | 151 | -2,200 | -16.7% | Q2 2014 | Aug 06, 2014 |
| SAC Capital Advisors LP | History | No change | 10,371 | 49 | 0.0% | 0.0% | 152 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BROWN BROTHERS HARRIMAN & CO | History | No change | 10,000 | 47 | 0.0% | 0.0% | 153 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 10,051 | 47 | 0.0% | 0.0% | 154 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | No change | 7,896 | 38 | 0.01% | 0.01% | 155 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| First Washington CORP | History | No change | 7,500 | 35 | 0.02% | 0.02% | 156 | 0 | 0.0% | Q1 2014 | May 05, 2014 |
| WHITTIER TRUST CO | History | No change | 6,670 | 32 | 0.0% | 0.0% | 157 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 6,200 | 29 | 0.0% | 0.0% | 158 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| FIRST MERCANTILE TRUST CO | History | No change | 5,833 | 28 | 0.0% | 0.0% | 159 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 5,270 | 25 | 0.0% | 0.0% | 160 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| EDMUNDS WHITE PARTNERS LLC | History | No change | 5,000 | 24 | 0.03% | 0.03% | 161 | 0 | 0.0% | Q1 2014 | Apr 30, 2014 |
| FIRST NEW YORK SECURITIES LLC /NY | History | No change | 4,500 | 21 | 0.01% | 0.01% | 162 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Joel Isaacson & Co., LLC | History | Added to | 4,180 | 20 | 0.01% | 0.01% | 163 | +91 | 2.23% | Q2 2014 | Jul 21, 2014 |
| SECURITY NATIONAL TRUST CO | History | No change | 4,000 | 19 | 0.01% | 0.01% | 164 | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |
| EARNEST PARTNERS LLC | History | No change | 3,300 | 16 | 0.0% | 0.0% | 165 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 3,091 | 14 | 0.0% | 0.0% | 166 | -808 | -20.72% | Q2 2014 | Aug 08, 2014 |
| Cornerstone Advisors, Inc. | History | No change | 2,940 | 14 | 0.01% | 0.02% | 167 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| Winslow, Evans & Crocker, Inc. | History | Reduced | 2,800 | 13 | 0.0% | 0.01% | 168 | -2,100 | -42.86% | Q2 2014 | Jul 16, 2014 |
| SIGNATUREFD, LLC | History | No change | 2,628 | 12 | 0.0% | 0.0% | 169 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| FIRST MANHATTAN CO | History | No change | 2,535 | 11 | 0.0% | 0.0% | 170 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| WESTPORT RESOURCES MANAGEMENT INC | History | No change | 2,000 | 10 | 0.0% | 0.0% | 171 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| Tower Research Capital LLC | History | No change | 2,043 | 10 | 0.0% | 0.0% | 172 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | No change | 1,706 | 8 | 0.0% | 0.0% | 173 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Gary Goldberg Planning Services Inc | History | No change | 1,750 | 8 | 0.0% | 0.0% | 174 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | History | No change | 1,400 | 7 | 0.01% | 0.01% | 175 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| MetLife Securities, Inc | History | Reduced | 700 | 3 | 0.0% | 0.0% | 176 | -1,000 | -58.82% | Q2 2014 | Aug 04, 2014 |
| WEALTHFRONT INC | History | New | 250 | 1 | 0.0% | — | 179 | +250 | New | Q2 2014 | Jul 24, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 122 | 1 | 0.0% | 0.0% | 177 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| WealthTrust-Arizona, LLC | History | No change | 122 | 1 | 0.0% | 0.0% | 178 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | Closed out | 0 | 0 | — | 0.06% | — | -1,051,862 | -100.0% | Q2 2014 | Aug 01, 2014 |
| Hilton Capital Management, LLC | History | Closed out | 0 | 0 | — | 1.63% | — | -890,680 | -100.0% | Q2 2014 | Jul 15, 2014 |
| LMR Partners LLP | History | Closed out | 0 | 0 | — | 0.2% | — | -310,612 | -100.0% | Q2 2014 | Jul 10, 2014 |
| Eidelman Virant Capital | History | Closed out | 0 | 0 | — | 0.38% | — | -175,300 | -100.0% | Q2 2014 | Jul 09, 2014 |
| Swift Run Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.2% | — | -80,704 | -100.0% | Q2 2014 | Jul 28, 2014 |
| TradeLink Global Equity LLC | History | Closed out | 0 | 0 | — | 0.16% | — | -23,100 | -100.0% | Q2 2014 | Jul 31, 2014 |
| Parametrica Management Ltd | History | Closed out | 0 | 0 | — | 0.41% | — | -10,114 | -100.0% | Q2 2014 | Jul 08, 2014 |
| BANQUE PICTET & CIE SA | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q2 2014 | Aug 06, 2014 |
| ENTERPRISE FINANCIAL SERVICES CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -2,668 | -100.0% | Q2 2014 | Jul 24, 2014 |
| FIRST QUADRANT L P/CA | History | Closed out | 0 | 0 | — | 0.0% | — | -2,500 | -100.0% | Q2 2014 | Jul 31, 2014 |
| MACROVIEW INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,000 | -100.0% | Q2 2014 | Jul 29, 2014 |