NUVEEN PERFORMANCE PLUS MUN - 67062P108
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 2,172,345 | 31,434 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Horizon Kinetics LLC | History | No change | 889,096 | 12,865 | 0.16% | 0.16% | 2 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Veritable, L.P. | History | No change | 686,619 | 9,935 | 0.22% | 0.22% | 3 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | No change | 504,697 | 7,303 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MACKAY SHIELDS LLC | History | Added to | 418,660 | 6,138 | 0.34% | 0.17% | 5 | +190,000 | 83.09% | Q2 2014 | Jul 22, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | No change | 382,646 | 5,537 | 0.01% | 0.01% | 6 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | History | Added to | 376,593 | 5,521 | 1.09% | 1.2% | 7 | +1,623 | 0.43% | Q2 2014 | Jul 16, 2014 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | No change | 345,616 | 5,001 | 0.41% | 0.41% | 8 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Oxbow Advisors, LLC | History | Reduced | 264,627 | 3,879 | 0.52% | 1.48% | 9 | -424,955 | -61.63% | Q2 2014 | Jul 18, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 206,061 | 2,981 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Advisors Asset Management, Inc. | History | No change | 131,356 | 1,901 | 0.03% | 0.03% | 11 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Global Endowment Management, LP | History | No change | 128,300 | 1,857 | 0.29% | 0.29% | 12 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| COHEN & STEERS INC | History | No change | 125,514 | 1,816 | 0.01% | 0.01% | 13 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 88,183 | 1,276 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | No change | 86,760 | 1,255 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| GUGGENHEIM CAPITAL LLC | History | No change | 83,403 | 1,207 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| MARINER INVESTMENT GROUP LLC | History | No change | 80,618 | 1,167 | 0.26% | 0.26% | 17 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 78,840 | 1,141 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| STIFEL FINANCIAL CORP | History | No change | 76,517 | 1,107 | 0.01% | 0.01% | 19 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Capital Investment Advisors, LLC | History | Reduced | 73,243 | 1,074 | 0.12% | 0.14% | 20 | -3,934 | -5.1% | Q2 2014 | Jul 30, 2014 |
| Whitnell & Co. | History | Reduced | 72,145 | 1,058 | 0.48% | 0.54% | 21 | -7,161 | -9.03% | Q2 2014 | Aug 07, 2014 |
| TFS CAPITAL LLC | History | New | 62,462 | 916 | 0.07% | — | 22 | +62,462 | New | Q2 2014 | Jul 21, 2014 |
| Allianz Asset Management AG | History | No change | 55,000 | 796 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2014 | May 28, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 47,049 | 690 | 0.01% | 0.01% | 24 | +244 | 0.52% | Q2 2014 | Jul 23, 2014 |
| FIRST TRUST ADVISORS LP | History | Added to | 45,625 | 669 | 0.0% | 0.0% | 25 | +4,040 | 9.72% | Q2 2014 | Aug 11, 2014 |
| VAN ECK ASSOCIATES CORP | History | No change | 44,757 | 648 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | No change | 42,000 | 608 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | Added to | 28,172 | 413 | 0.1% | 0.09% | 28 | +5,037 | 21.77% | Q2 2014 | Jul 21, 2014 |
| LPL Financial LLC | History | Added to | 25,856 | 379 | 0.0% | 0.0% | 29 | +37 | 0.14% | Q2 2014 | Aug 05, 2014 |
| HOLLENCREST SECURITIES LLC | History | Reduced | 25,350 | 372 | 0.05% | 0.06% | 30 | -1,970 | -7.21% | Q2 2014 | Jul 30, 2014 |
| ROYAL BANK OF CANADA | History | No change | 22,140 | 320 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| McAdams Wright Ragen, Inc. | History | No change | 21,751 | 318 | 0.02% | 0.02% | 32 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| HBK Sorce Advisory LLC | History | No change | 19,132 | 280 | 0.1% | 0.1% | 33 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 18,750 | 275 | 0.03% | 0.03% | 34 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| First Allied Advisory Services, Inc. | History | No change | 17,826 | 257 | 0.02% | 0.02% | 35 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SECURITY NATIONAL TRUST CO | History | Reduced | 17,485 | 256 | 0.1% | 0.17% | 37 | -12,200 | -41.1% | Q2 2014 | Jul 14, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | No change | 17,726 | 256 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| WHITTIER TRUST CO | History | No change | 17,225 | 253 | 0.01% | 0.01% | 38 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| MAD RIVER INVESTORS | History | No change | 14,900 | 216 | 0.17% | 0.17% | 39 | 0 | 0.0% | Q1 2014 | May 06, 2014 |
| MUTUAL OF OMAHA BANK WEALTH MANAGEMENT | History | No change | 13,969 | 202 | 0.1% | 0.1% | 40 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Mariner Wealth Advisors, LLC | History | No change | 13,590 | 197 | 0.03% | 0.03% | 41 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| PFG Financial Advisors | History | New | 11,763 | 172 | 0.06% | — | 42 | +11,763 | New | Q2 2014 | Jul 11, 2014 |
| HM PAYSON & CO | History | No change | 10,460 | 151 | 0.01% | 0.01% | 43 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| JNBA Financial Advisors | History | New | 6,821 | 100 | 0.05% | — | 44 | +6,821 | New | Q2 2014 | Jul 24, 2014 |
| US BANCORP \DE\ | History | No change | 6,140 | 89 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| ENTERPRISE FINANCIAL SERVICES CORP | History | No change | 3,800 | 56 | 0.03% | 0.03% | 46 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 3,629 | 53 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | No change | 3,071 | 44 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | No change | 2,500 | 36 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DELTA ASSET MANAGEMENT LLC/TN | History | No change | 2,000 | 29 | 0.01% | 0.01% | 50 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| M&T BANK CORP | History | No change | 1,715 | 25 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 1,500 | 22 | 0.0% | 0.0% | 52 | -2,000 | -57.14% | Q2 2014 | Aug 08, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 1,508 | 22 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| Regal Investment Advisors LLC | History | No change | 1,500 | 21 | 0.01% | 0.01% | 54 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| PEOPLES FINANCIAL SERVICES CORP. | History | No change | 1,096 | 16 | 0.01% | 0.01% | 55 | 0 | 0.0% | Q2 2014 | Jul 15, 2014 |
| SMITHFIELD TRUST CO | History | No change | 1,000 | 15 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| BBK Capital Partners, LLC | History | No change | 850 | 12 | 0.01% | 0.01% | 57 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | No change | 700 | 10 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Vantage Investment Advisors, LLC | History | Added to | 646 | 9 | 0.01% | 0.0% | 59 | +359 | 125.09% | Q2 2014 | Jul 25, 2014 |
| MUFG Americas Holdings Corp | History | Reduced | 552 | 8 | 0.0% | 0.0% | 60 | -85 | -13.34% | Q2 2014 | Aug 05, 2014 |
| Creative Planning | History | No change | 584 | 8 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| NORTHERN TRUST CORP | History | No change | 27,449 | 4 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BlackRock Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,604 | -100.0% | Q2 2014 | Aug 06, 2014 |
| Bartlett & Co. LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,400 | -100.0% | Q2 2014 | Aug 01, 2014 |
| Madden Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -2,000 | -100.0% | Q2 2014 | Aug 11, 2014 |