NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND - 6706EP105
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | History | Added to | 1,451,084 | 15,048 | 0.37% | 0.43% | 1 | +4,883 | 0.34% | Q3 2021 | Nov 15, 2021 |
| MORGAN STANLEY | History | Added to | 273,785 | 2,839 | 0.0% | 0.0% | 2 | +4,540 | 1.69% | Q3 2021 | Nov 15, 2021 |
| LPL Financial LLC | History | Added to | 246,532 | 2,557 | 0.0% | 0.0% | 3 | +4,096 | 1.69% | Q3 2021 | Nov 15, 2021 |
| WELLS FARGO & COMPANY/MN | History | Added to | 147,506 | 1,530 | 0.0% | 0.0% | 4 | +29,917 | 25.44% | Q3 2021 | Nov 15, 2021 |
| ADVISOR GROUP HOLDINGS, INC. | History | Reduced | 89,624 | 930 | 0.0% | 0.0% | 5 | -1,700 | -1.86% | Q3 2021 | Nov 05, 2021 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 81,259 | 843 | 0.0% | 0.0% | 6 | -16,227 | -16.65% | Q3 2021 | Nov 15, 2021 |
| ROYAL BANK OF CANADA | History | Added to | 41,695 | 432 | 0.0% | 0.0% | 7 | +3,089 | 8.0% | Q3 2021 | Nov 15, 2021 |
| UBS Group AG | History | Reduced | 38,797 | 402 | 0.0% | 0.0% | 8 | -3,863 | -9.06% | Q3 2021 | Nov 15, 2021 |
| STIFEL FINANCIAL CORP | History | Added to | 38,241 | 397 | 0.0% | 0.0% | 9 | +15,136 | 65.51% | Q3 2021 | Nov 15, 2021 |
| Sigma Planning Corp | History | Reduced | 37,598 | 390 | 0.01% | 0.01% | 10 | -1,167 | -3.01% | Q3 2021 | Oct 28, 2021 |
| Private Advisor Group, LLC | History | Added to | 31,800 | 329 | 0.0% | 0.0% | 11 | +12,133 | 61.69% | Q3 2021 | Oct 14, 2021 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 29,172 | 302 | 0.0% | 0.0% | 12 | +1,456 | 5.25% | Q3 2021 | Oct 29, 2021 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 28,306 | 294 | 0.0% | 0.0% | 13 | +13,013 | 85.09% | Q3 2021 | Nov 15, 2021 |
| Chicago Partners Investment Group LLC | History | Added to | 26,817 | 290 | 0.02% | 0.01% | 14 | +15,275 | 132.34% | Q3 2021 | Nov 12, 2021 |
| MML INVESTORS SERVICES, LLC | History | New | 15,278 | 158 | 0.0% | — | 15 | +15,278 | New | Q3 2021 | Nov 15, 2021 |
| AMERIPRISE FINANCIAL INC | History | Added to | 14,329 | 149 | 0.0% | 0.0% | 16 | +489 | 3.53% | Q3 2021 | Nov 15, 2021 |
| Steward Partners Investment Advisory, LLC | History | No change | 13,907 | 144 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q3 2021 | Nov 12, 2021 |
| Geneos Wealth Management Inc. | History | Added to | 11,668 | 121 | 0.0% | 0.0% | 18 | +27 | 0.23% | Q3 2021 | Nov 09, 2021 |
| Advisory Services Network, LLC | History | Reduced | 10,228 | 106 | 0.0% | 0.0% | 19 | -4,023 | -28.23% | Q3 2021 | Nov 05, 2021 |
| MASSMUTUAL TRUST CO FSB/ADV | History | New | 3,000 | 31 | 0.0% | — | 20 | +3,000 | New | Q3 2021 | Nov 12, 2021 |
| Global Retirement Partners, LLC | History | Added to | 471 | 5 | 0.0% | 0.0% | 21 | +9 | 1.95% | Q3 2021 | Oct 22, 2021 |
| HARBOUR INVESTMENTS, INC. | History | No change | 385 | 4 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q3 2021 | Nov 15, 2021 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 110 | 1 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q3 2021 | Nov 05, 2021 |
| Caldwell Trust Co | History | No change | 114 | 1 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q3 2021 | Oct 02, 2025 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -19,961 | -100.0% | Q2 2021 | Jul 30, 2021 |
| CITIGROUP INC | History | Reduced | 46 | 0 | — | 0.0% | — | -1,992 | -97.74% | Q3 2021 | Nov 10, 2021 |