NUVEEN EQUITY PREM ADV FD - 6706ET107
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 77,693 | 1,033 | 0.01% | 0.01% | 1 | +1,585 | 2.08% | Q2 2014 | Aug 05, 2014 |
| PFG Financial Advisors | History | Added to | 72,126 | 959 | 0.31% | 0.24% | 2 | +16,770 | 30.29% | Q2 2014 | Jul 11, 2014 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Reduced | 35,660 | 474 | 0.29% | 0.71% | 3 | -46,628 | -56.66% | Q2 2014 | Jul 29, 2014 |
| MetLife Securities, Inc | History | Reduced | 28,304 | 376 | 0.05% | 0.05% | 4 | -35 | -0.12% | Q2 2014 | Aug 04, 2014 |
| DAVIDSON D A & CO | History | Added to | 25,597 | 340 | 0.01% | 0.01% | 5 | +2,995 | 13.25% | Q2 2014 | Jul 29, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 24,620 | 327 | 0.01% | 0.01% | 6 | -923 | -3.61% | Q2 2014 | Aug 05, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 23,546 | 313 | 0.0% | 0.0% | 7 | +86 | 0.37% | Q2 2014 | Jul 23, 2014 |
| Shaker Financial Services, LLC | History | Reduced | 21,192 | 282 | 0.17% | 0.98% | 8 | -96,846 | -82.05% | Q2 2014 | Aug 04, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 11,706 | 156 | 0.01% | 0.0% | 9 | +1,595 | 15.77% | Q2 2014 | Jul 25, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 10,050 | 133 | 0.0% | 0.0% | 10 | +2,850 | 39.58% | Q2 2014 | Aug 08, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | Reduced | 5,950 | 79 | 0.02% | 0.02% | 11 | -200 | -3.25% | Q2 2014 | Jul 21, 2014 |
| JAMES INVESTMENT RESEARCH INC | History | No change | 2,000 | 27 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| TCI Wealth Advisors, Inc. | History | New | 1,373 | 18 | 0.01% | — | 13 | +1,373 | New | Q2 2014 | Aug 11, 2014 |
| MUFG Americas Holdings Corp | History | New | 175 | 2 | 0.0% | — | 14 | +175 | New | Q2 2014 | Aug 05, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.01% | — | -996,339 | -100.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -761,281 | -100.0% | Q1 2014 | May 16, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -748,554 | -100.0% | Q1 2014 | May 13, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -596,367 | -100.0% | Q1 2014 | May 13, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.09% | — | -446,277 | -100.0% | Q1 2014 | May 15, 2014 |
| Relative Value Partners, LLC | History | Closed out | 0 | 0 | — | 0.47% | — | -278,441 | -100.0% | Q1 2014 | May 09, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -202,566 | -100.0% | Q1 2014 | May 16, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -177,614 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -78,541 | -100.0% | Q1 2014 | May 15, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.0% | — | -45,440 | -100.0% | Q1 2014 | May 13, 2014 |
| First Allied Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -44,000 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -32,759 | -100.0% | Q1 2014 | May 15, 2014 |
| DOLIVER CAPITAL ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.27% | — | -31,842 | -100.0% | Q1 2014 | May 16, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,775 | -100.0% | Q1 2014 | May 15, 2014 |
| GRT CAPITAL PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -19,900 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -18,802 | -100.0% | Q1 2014 | May 15, 2014 |
| Cetera Advisors LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -17,615 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -16,115 | -100.0% | Q1 2014 | May 15, 2014 |
| Thomas J. Herzfeld Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.1% | — | -13,705 | -100.0% | Q1 2014 | May 14, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,300 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -3,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -2,500 | -100.0% | Q1 2014 | Apr 11, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,059 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,742 | -100.0% | Q1 2014 | May 02, 2014 |
| M&T BANK CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2014 | May 14, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -995 | -100.0% | Q1 2014 | May 13, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -732 | -100.0% | Q1 2014 | May 15, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2014 | Apr 24, 2014 |