NUVEEN EQUITY PREM ADV FD - 6706ET107
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Invesco Ltd. | History | No change | 996,339 | 12,644 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | No change | 761,281 | 9,661 | 0.03% | 0.03% | 2 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | No change | 748,554 | 9,499 | 0.02% | 0.02% | 3 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| MORGAN STANLEY | History | No change | 596,367 | 7,567 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Advisors Asset Management, Inc. | History | No change | 446,277 | 5,663 | 0.09% | 0.09% | 5 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Relative Value Partners, LLC | History | No change | 278,441 | 3,533 | 0.47% | 0.47% | 6 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| UBS AG | History | No change | 202,566 | 2,571 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| HighTower Advisors, LLC | History | No change | 177,614 | 2,254 | 0.04% | 0.04% | 8 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LPL Financial LLC | History | Added to | 77,693 | 1,033 | 0.01% | 0.01% | 9 | +1,585 | 2.08% | Q2 2014 | Aug 05, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 78,541 | 997 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PFG Financial Advisors | History | Added to | 72,126 | 959 | 0.31% | 0.24% | 11 | +16,770 | 30.29% | Q2 2014 | Jul 11, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | No change | 45,440 | 577 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| First Allied Advisory Services, Inc. | History | No change | 44,000 | 558 | 0.04% | 0.04% | 13 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Reduced | 35,660 | 474 | 0.29% | 0.71% | 14 | -46,628 | -56.66% | Q2 2014 | Jul 29, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 32,759 | 416 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DOLIVER CAPITAL ADVISORS, INC. | History | No change | 31,842 | 404 | 0.27% | 0.27% | 16 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| MetLife Securities, Inc | History | Reduced | 28,304 | 376 | 0.05% | 0.05% | 17 | -35 | -0.12% | Q2 2014 | Aug 04, 2014 |
| DAVIDSON D A & CO | History | Added to | 25,597 | 340 | 0.01% | 0.01% | 18 | +2,995 | 13.25% | Q2 2014 | Jul 29, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 24,620 | 327 | 0.01% | 0.01% | 19 | -923 | -3.61% | Q2 2014 | Aug 05, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 23,546 | 313 | 0.0% | 0.0% | 20 | +86 | 0.37% | Q2 2014 | Jul 23, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 22,775 | 289 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Shaker Financial Services, LLC | History | Reduced | 21,192 | 282 | 0.17% | 0.98% | 22 | -96,846 | -82.05% | Q2 2014 | Aug 04, 2014 |
| GRT CAPITAL PARTNERS LLC | History | No change | 19,900 | 253 | 0.03% | 0.03% | 23 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | No change | 18,802 | 239 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Cetera Advisors LLC | History | No change | 17,615 | 223 | 0.05% | 0.05% | 25 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 16,115 | 204 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Thomas J. Herzfeld Advisors, Inc. | History | No change | 13,705 | 174 | 0.1% | 0.1% | 27 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 11,706 | 156 | 0.01% | 0.0% | 28 | +1,595 | 15.77% | Q2 2014 | Jul 25, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 10,050 | 133 | 0.0% | 0.0% | 29 | +2,850 | 39.58% | Q2 2014 | Aug 08, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | Reduced | 5,950 | 79 | 0.02% | 0.02% | 30 | -200 | -3.25% | Q2 2014 | Jul 21, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 3,300 | 42 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | No change | 3,000 | 38 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | No change | 2,500 | 32 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| JAMES INVESTMENT RESEARCH INC | History | No change | 2,000 | 27 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| FIFTH THIRD BANCORP | History | No change | 2,059 | 26 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | No change | 1,742 | 22 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| TCI Wealth Advisors, Inc. | History | New | 1,373 | 18 | 0.01% | — | 37 | +1,373 | New | Q2 2014 | Aug 11, 2014 |
| M&T BANK CORP | History | No change | 1,000 | 13 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 995 | 13 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| CITIGROUP INC | History | No change | 732 | 9 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WFG Advisors, LP | History | No change | 500 | 6 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| MUFG Americas Holdings Corp | History | New | 175 | 2 | 0.0% | — | 42 | +175 | New | Q2 2014 | Aug 05, 2014 |