NUVEEN DIVER CURRENCY OPPOR - 67090N109
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 13 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | History | Reduced | 2,302,061 | 24,148 | 0.01% | 0.01% | 1 | -11,356 | -0.49% | Q1 2014 | May 15, 2014 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | No change | 1,417,093 | 14,865 | 1.21% | 1.1% | 2 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PRIVATE MANAGEMENT GROUP INC | History | Added to | 1,220,428 | 12,802 | 0.85% | 0.75% | 3 | +127,466 | 11.66% | Q1 2014 | May 09, 2014 |
| Karpus Management, Inc. | History | Reduced | 1,186,701 | 12,448 | 0.65% | 0.67% | 4 | -16,156 | -1.34% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Reduced | 1,057,436 | 11,092 | 0.0% | 0.0% | 5 | -49,686 | -4.49% | Q1 2014 | May 13, 2014 |
| LAZARD ASSET MANAGEMENT LLC | History | New | 887,885 | 9,313 | 0.02% | — | 6 | +887,885 | New | Q1 2014 | May 12, 2014 |
| Invesco Ltd. | History | Reduced | 863,886 | 9,062 | 0.0% | 0.0% | 7 | -78,640 | -8.34% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 774,714 | 8,126 | 0.0% | 120.63% | 8 | -18,860 | -2.38% | Q1 2014 | May 15, 2014 |
| 1607 Capital Partners, LLC | History | Added to | 754,847 | 7,918 | 0.61% | 0.62% | 9 | +25,900 | 3.55% | Q1 2014 | May 12, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Added to | 505,532 | 5,303 | 0.01% | 0.01% | 10 | +69,092 | 15.83% | Q1 2014 | May 13, 2014 |
| UBS AG | History | Added to | 487,110 | 5,110 | 0.0% | 0.0% | 11 | +254,044 | 109.0% | Q1 2014 | May 16, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Added to | 477,413 | 5,008 | 0.03% | 0.01% | 12 | +386,496 | 425.11% | Q1 2014 | May 13, 2014 |
| CITIGROUP INC | History | Added to | 346,141 | 3,630 | 0.0% | 0.0% | 13 | +232,516 | 204.63% | Q1 2014 | May 15, 2014 |
| CORNERSTONE ADVISORS INC | History | Added to | 261,948 | 2,748 | 0.65% | 0.5% | 14 | +60,700 | 30.16% | Q1 2014 | May 07, 2014 |
| Raymond James Financial Services Advisors, Inc. | History | Added to | 249,482 | 2,617 | 0.15% | 0.15% | 15 | +11,691 | 4.92% | Q1 2014 | May 08, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 233,741 | 2,451 | 0.0% | 0.0% | 16 | +90,853 | 63.58% | Q1 2014 | May 14, 2014 |
| TFS CAPITAL LLC | History | Added to | 152,155 | 1,596 | 0.11% | 0.06% | 17 | +23,156 | 17.95% | Q1 2014 | May 05, 2014 |
| Thomas J. Herzfeld Advisors, Inc. | History | Reduced | 136,563 | 1,433 | 0.84% | 0.81% | 18 | -5,044 | -3.56% | Q1 2014 | May 14, 2014 |
| Index Management Solutions, LLC | History | Added to | 119,979 | 1,259 | 0.2% | 0.11% | 19 | +74,804 | 165.59% | Q1 2014 | May 15, 2014 |
| SENTINEL TRUST CO LBA | History | No change | 117,419 | 1,232 | 0.34% | 0.33% | 20 | 0 | 0.0% | Q1 2014 | Apr 09, 2014 |
| HighTower Advisors, LLC | History | Added to | 109,528 | 1,149 | 0.02% | 0.02% | 21 | +7,604 | 7.46% | Q1 2014 | May 15, 2014 |
| DOLIVER CAPITAL ADVISORS, INC. | History | Reduced | 108,450 | 1,138 | 0.75% | 0.71% | 22 | -2,414 | -2.18% | Q1 2014 | May 16, 2014 |
| LPL Financial LLC | History | Reduced | 99,745 | 1,046 | 0.01% | 0.01% | 23 | -28,025 | -21.93% | Q1 2014 | May 12, 2014 |
| ROYAL BANK OF CANADA | History | Reduced | 80,488 | 845 | 0.0% | 0.0% | 24 | -7,876 | -8.91% | Q1 2014 | May 15, 2014 |
| OPTIMUM INVESTMENT ADVISORS | History | Added to | 78,675 | 825 | 0.31% | 0.3% | 25 | +330 | 0.42% | Q1 2014 | May 01, 2014 |
| KAYNE ANDERSON CAPITAL ADVISORS LP | History | No change | 75,264 | 790 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Reduced | 57,472 | 603 | 0.8% | 0.62% | 27 | -9,882 | -14.67% | Q1 2014 | May 13, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 52,302 | 548 | 0.0% | 0.0% | 28 | -18,538 | -26.17% | Q1 2014 | May 16, 2014 |
| Saba Capital Management, L.P. | History | New | 42,096 | 442 | 0.02% | — | 29 | +42,096 | New | Q1 2014 | May 15, 2014 |
| MetLife Securities, Inc | History | Reduced | 41,724 | 438 | 0.06% | 0.07% | 30 | -1,912 | -4.38% | Q1 2014 | May 21, 2014 |
| OPPENHEIMER & CO INC | History | Reduced | 34,638 | 363 | 0.01% | 0.01% | 31 | -11,318 | -24.63% | Q1 2014 | May 09, 2014 |
| Advisors Asset Management, Inc. | History | Reduced | 32,889 | 345 | 0.01% | 0.01% | 32 | -42,882 | -56.59% | Q1 2014 | May 15, 2014 |
| GOULD ASSET MANAGEMENT LLC /CA/ | History | Added to | 26,520 | 278 | 0.15% | 0.12% | 33 | +5,660 | 27.13% | Q1 2014 | May 09, 2014 |
| GRT CAPITAL PARTNERS LLC | History | No change | 22,160 | 232 | 0.03% | 0.03% | 34 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Relative Value Partners, LLC | History | Reduced | 21,584 | 226 | 0.03% | 0.03% | 35 | -1,206 | -5.29% | Q1 2014 | May 09, 2014 |
| HOLLENCREST SECURITIES LLC | History | Added to | 21,355 | 224 | 0.03% | 0.03% | 36 | +950 | 4.66% | Q1 2014 | May 01, 2014 |
| RAYMOND JAMES TRUST N.A. | History | No change | 20,310 | 213 | 0.03% | 0.03% | 37 | 0 | 0.0% | Q1 2014 | May 05, 2014 |
| First Allied Advisory Services, Inc. | History | No change | 19,370 | 204 | 0.02% | 0.02% | 38 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| STIFEL FINANCIAL CORP | History | New | 18,355 | 193 | 0.0% | — | 39 | +18,355 | New | Q1 2014 | May 15, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Added to | 15,993 | 168 | 0.06% | 0.07% | 40 | +83 | 0.52% | Q1 2014 | May 21, 2014 |
| Ancora Advisors, LLC | History | New | 15,500 | 163 | 0.02% | — | 41 | +15,500 | New | Q1 2014 | May 13, 2014 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 15,217 | 160 | 0.0% | 0.0% | 42 | -15,222 | -50.01% | Q1 2014 | May 15, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | New | 14,146 | 148 | 0.01% | — | 43 | +14,146 | New | Q1 2014 | Apr 29, 2014 |
| KARPAS STRATEGIES LLC | History | No change | 12,750 | 134 | 0.07% | 0.07% | 44 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Janney Montgomery Scott LLC | History | Added to | 11,118 | 116 | 0.0% | 0.0% | 45 | +250 | 2.3% | Q1 2014 | May 14, 2014 |
| PINNACLE ASSOCIATES LTD | History | No change | 10,673 | 112 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Placemark Investments, Inc. | History | New | 10,522 | 110 | 0.0% | — | 47 | +10,522 | New | Q1 2014 | May 09, 2014 |
| Gary Goldberg Planning Services Inc | History | No change | 8,555 | 90 | 0.04% | 0.05% | 48 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| BARCLAYS PLC | History | New | 7,277 | 73 | 0.0% | — | 49 | +7,277 | New | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Reduced | 6,346 | 66 | 0.0% | 0.0% | 50 | -480 | -7.03% | Q1 2014 | May 15, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 2,250 | 24 | 0.0% | — | 51 | +2,250 | New | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 2,096 | 22 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Reduced | 1,907 | 20 | 0.0% | 0.02% | 53 | -10,293 | -84.37% | Q1 2014 | May 02, 2014 |
| Partnervest Advisory Services LLC | History | No change | 1,100 | 12 | 0.01% | 0.01% | 54 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| US BANCORP \DE\ | History | No change | 950 | 10 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| MEEDER ASSET MANAGEMENT INC | History | No change | 1,000 | 10 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q1 2014 | Apr 22, 2014 |
| TRUST & FIDUCIARY MANAGEMENT SERVICES INC | History | Reduced | 860 | 9 | 0.01% | 2.02% | 57 | -296,810 | -99.71% | Q1 2014 | May 15, 2014 |
| SIGNATUREFD, LLC | History | New | 677 | 7 | 0.0% | — | 58 | +677 | New | Q1 2014 | May 16, 2014 |
| UNIONBANCAL CORP | History | Added to | 531 | 6 | 0.0% | 0.0% | 59 | +11 | 2.12% | Q1 2014 | May 05, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | No change | 500 | 5 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| WFG Advisors, LP | History | No change | 167 | 2 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| Visium Asset Management, LP | History | Closed out | 0 | 0 | — | 0.03% | — | -138,009 | -100.0% | Q4 2013 | Feb 14, 2014 |
| SUNRISE PARTNERS LIMITED PARTNERSHIP /CT | History | Closed out | 0 | 0 | — | 0.06% | — | -119,154 | -100.0% | Q4 2013 | Feb 14, 2014 |
| COHEN & STEERS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -107,616 | -100.0% | Q4 2013 | Feb 14, 2014 |
| United Asset Strategies, Inc. | History | Closed out | 0 | 0 | — | 0.5% | — | -71,577 | -100.0% | Q4 2013 | Jan 27, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -61,464 | -100.0% | Q4 2013 | Feb 13, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -43,498 | -100.0% | Q4 2013 | Feb 12, 2014 |
| Winslow, Evans & Crocker, Inc. | History | Closed out | 0 | 0 | — | 0.09% | — | -25,262 | -100.0% | Q4 2013 | Jan 21, 2014 |
| Hilton Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -10,440 | -100.0% | Q4 2013 | Jan 22, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -292 | -100.0% | Q4 2013 | Jan 15, 2014 |