NUVEEN DIVER CURRENCY OPPOR - 67090N109
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | History | No change | 2,302,061 | 24,148 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | No change | 1,417,093 | 14,865 | 1.21% | 1.21% | 2 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PRIVATE MANAGEMENT GROUP INC | History | Reduced | 1,218,018 | 13,678 | 0.85% | 0.85% | 3 | -2,410 | -0.2% | Q2 2014 | Aug 11, 2014 |
| Karpus Management, Inc. | History | No change | 1,186,701 | 12,448 | 0.65% | 0.65% | 4 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | No change | 1,057,436 | 11,092 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| LAZARD ASSET MANAGEMENT LLC | History | No change | 887,885 | 9,313 | 0.02% | 0.02% | 6 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| Invesco Ltd. | History | No change | 863,886 | 9,062 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 774,714 | 8,126 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| 1607 Capital Partners, LLC | History | No change | 754,847 | 7,918 | 0.61% | 0.61% | 9 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | No change | 505,532 | 5,303 | 0.01% | 0.01% | 10 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| UBS AG | History | No change | 487,110 | 5,110 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | No change | 477,413 | 5,008 | 0.03% | 0.03% | 12 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| CITIGROUP INC | History | No change | 346,141 | 3,630 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CORNERSTONE ADVISORS INC | History | No change | 261,948 | 2,748 | 0.65% | 0.65% | 14 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| Raymond James Financial Services Advisors, Inc. | History | No change | 249,482 | 2,617 | 0.15% | 0.15% | 15 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 233,741 | 2,451 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Thomas J. Herzfeld Advisors, Inc. | History | No change | 136,563 | 1,433 | 0.84% | 0.84% | 17 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Index Management Solutions, LLC | History | No change | 119,979 | 1,259 | 0.2% | 0.2% | 18 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| HighTower Advisors, LLC | History | No change | 109,528 | 1,149 | 0.02% | 0.02% | 19 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DOLIVER CAPITAL ADVISORS, INC. | History | No change | 108,450 | 1,138 | 0.75% | 0.75% | 20 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| LPL Financial LLC | History | Reduced | 84,498 | 949 | 0.01% | 0.01% | 21 | -15,247 | -15.29% | Q2 2014 | Aug 05, 2014 |
| ROYAL BANK OF CANADA | History | No change | 80,488 | 845 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| OPTIMUM INVESTMENT ADVISORS | History | No change | 78,675 | 825 | 0.31% | 0.31% | 23 | 0 | 0.0% | Q1 2014 | May 01, 2014 |
| KAYNE ANDERSON CAPITAL ADVISORS LP | History | No change | 75,264 | 790 | 0.01% | 0.01% | 24 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | No change | 57,472 | 603 | 0.8% | 0.8% | 25 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| GUGGENHEIM CAPITAL LLC | History | No change | 52,302 | 548 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Saba Capital Management, L.P. | History | No change | 42,096 | 442 | 0.02% | 0.02% | 27 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| OPPENHEIMER & CO INC | History | No change | 34,638 | 363 | 0.01% | 0.01% | 28 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| MetLife Securities, Inc | History | Reduced | 32,197 | 362 | 0.05% | 0.06% | 29 | -9,527 | -22.83% | Q2 2014 | Aug 04, 2014 |
| Advisors Asset Management, Inc. | History | No change | 32,889 | 345 | 0.01% | 0.01% | 30 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GOULD ASSET MANAGEMENT LLC /CA/ | History | No change | 26,520 | 278 | 0.15% | 0.15% | 31 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| RAYMOND JAMES TRUST N.A. | History | Added to | 22,448 | 252 | 0.03% | 0.03% | 32 | +2,138 | 10.53% | Q2 2014 | Aug 04, 2014 |
| HOLLENCREST SECURITIES LLC | History | No change | 21,355 | 240 | 0.03% | 0.03% | 33 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| GRT CAPITAL PARTNERS LLC | History | No change | 22,160 | 232 | 0.03% | 0.03% | 34 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Relative Value Partners, LLC | History | No change | 21,584 | 226 | 0.03% | 0.03% | 35 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| First Allied Advisory Services, Inc. | History | No change | 19,370 | 204 | 0.02% | 0.02% | 36 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| STIFEL FINANCIAL CORP | History | No change | 18,355 | 193 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Added to | 16,923 | 190 | 0.07% | 0.06% | 38 | +930 | 5.82% | Q2 2014 | Aug 04, 2014 |
| GOLDMAN SACHS GROUP INC | History | No change | 15,217 | 160 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 14,167 | 159 | 0.01% | 0.01% | 40 | +21 | 0.15% | Q2 2014 | Jul 25, 2014 |
| KARPAS STRATEGIES LLC | History | No change | 12,750 | 143 | 0.07% | 0.07% | 41 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| Nationwide Fund Advisors | History | New | 12,625 | 142 | 0.0% | — | 42 | +12,625 | New | Q2 2014 | Aug 11, 2014 |
| Janney Montgomery Scott LLC | History | No change | 11,118 | 116 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| PINNACLE ASSOCIATES LTD | History | No change | 10,673 | 112 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Placemark Investments, Inc. | History | No change | 10,522 | 110 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| Gary Goldberg Planning Services Inc | History | No change | 8,555 | 96 | 0.04% | 0.04% | 46 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| BARCLAYS PLC | History | No change | 7,277 | 73 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 6,346 | 66 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 2,096 | 22 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | No change | 1,907 | 20 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| Partnervest Advisory Services LLC | History | No change | 1,100 | 12 | 0.01% | 0.01% | 51 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| MEEDER ASSET MANAGEMENT INC | History | No change | 1,000 | 11 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| US BANCORP \DE\ | History | No change | 950 | 10 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| SIGNATUREFD, LLC | History | No change | 677 | 7 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | No change | 500 | 5 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| MUFG Americas Holdings Corp | History | Reduced | 383 | 4 | 0.0% | 0.0% | 56 | -148 | -27.87% | Q2 2014 | Aug 05, 2014 |
| WFG Advisors, LP | History | No change | 167 | 2 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| TFS CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -152,155 | -100.0% | Q2 2014 | Jul 21, 2014 |
| SENTINEL TRUST CO LBA | History | Closed out | 0 | 0 | — | 0.34% | — | -117,419 | -100.0% | Q2 2014 | Jul 28, 2014 |
| Ancora Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -15,500 | -100.0% | Q2 2014 | Jul 31, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -2,250 | -100.0% | Q2 2014 | Aug 05, 2014 |
| TRUST & FIDUCIARY MANAGEMENT SERVICES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -860 | -100.0% | Q2 2014 | Aug 08, 2014 |