NUVEEN QUALITY INCOME MUN FD - 670977107
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Oxbow Advisors, LLC | History | Reduced | 395,184 | 5,422 | 0.72% | 1.2% | 1 | -214,572 | -35.19% | Q2 2014 | Jul 18, 2014 |
| LPL Financial LLC | History | Added to | 284,989 | 3,910 | 0.02% | 0.02% | 2 | +4,700 | 1.68% | Q2 2014 | Aug 05, 2014 |
| Commonwealth Equity Services, Inc | History | Reduced | 148,478 | 2,037 | 0.02% | 0.03% | 3 | -77 | -0.05% | Q2 2014 | Jul 23, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 143,087 | 1,964 | 0.0% | 0.0% | 4 | -9,033 | -5.94% | Q2 2014 | Aug 08, 2014 |
| TFS CAPITAL LLC | History | Added to | 97,448 | 1,337 | 0.11% | 0.04% | 5 | +56,028 | 135.27% | Q2 2014 | Jul 21, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 50,767 | 697 | 0.03% | 0.03% | 6 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| Capital Investment Advisors, LLC | History | Added to | 33,582 | 461 | 0.05% | 0.06% | 7 | +35 | 0.1% | Q2 2014 | Jul 30, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 30,836 | 423 | 0.01% | 0.01% | 8 | +4,987 | 19.29% | Q2 2014 | Jul 25, 2014 |
| PFG Financial Advisors | History | Added to | 21,050 | 289 | 0.09% | 0.06% | 9 | +8,105 | 62.61% | Q2 2014 | Jul 11, 2014 |
| SignalPoint Asset Management, LLC | History | No change | 16,700 | 229 | 0.1% | 0.1% | 10 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC | History | No change | 13,700 | 188 | 0.03% | 0.04% | 11 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 11,712 | 160 | 0.0% | 0.0% | 12 | +3,500 | 42.62% | Q2 2014 | Aug 08, 2014 |
| MUFG Americas Holdings Corp | History | No change | 9,393 | 129 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| Apriem Advisors | History | No change | 7,032 | 96 | 0.04% | 0.04% | 14 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | Added to | 5,438 | 75 | 0.02% | 0.01% | 15 | +3,205 | 143.53% | Q2 2014 | Jul 21, 2014 |
| Warren Averett Asset Management, LLC | History | No change | 4,945 | 68 | 0.03% | 0.03% | 16 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| Capital Advisors, Ltd. LLC | History | No change | 2,035 | 28 | 0.02% | 0.02% | 17 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| DAVIDSON D A & CO | History | No change | 2,000 | 27 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | No change | 1,700 | 23 | 0.01% | 0.01% | 19 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Carroll Financial Associates, Inc. | History | No change | 1,466 | 20 | 0.01% | 0.01% | 20 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| FARMERS & MERCHANTS INVESTMENTS INC | History | No change | 500 | 7 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | No change | 371 | 5 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| REILLY FINANCIAL ADVISORS, LLC | History | No change | 300 | 4 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| Karpus Management, Inc. | History | Closed out | 0 | 0 | — | 1.42% | — | -2,054,873 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.01% | — | -1,701,151 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -719,892 | -100.0% | Q1 2014 | May 13, 2014 |
| MACKAY SHIELDS LLC | History | Closed out | 0 | 0 | — | 0.32% | — | -473,190 | -100.0% | Q1 2014 | May 08, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.06% | — | -288,886 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -262,451 | -100.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -224,407 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -222,624 | -100.0% | Q1 2014 | May 16, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -221,594 | -100.0% | Q1 2014 | May 16, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -186,888 | -100.0% | Q1 2014 | May 15, 2014 |
| Global Endowment Management, LP | History | Closed out | 0 | 0 | — | 0.38% | — | -181,250 | -100.0% | Q1 2014 | May 15, 2014 |
| MARINER INVESTMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.37% | — | -125,418 | -100.0% | Q1 2014 | May 14, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -118,982 | -100.0% | Q1 2014 | May 13, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -95,449 | -100.0% | Q1 2014 | May 15, 2014 |
| Gruss Capital Management LP | History | Closed out | 0 | 0 | — | 0.06% | — | -78,877 | -100.0% | Q1 2014 | May 15, 2014 |
| AKANTHOS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 3.71% | — | -75,000 | -100.0% | Q1 2014 | May 13, 2014 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -68,479 | -100.0% | Q1 2014 | May 15, 2014 |
| Horizon Kinetics LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -58,181 | -100.0% | Q1 2014 | May 14, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.0% | — | -55,000 | -100.0% | Q1 2014 | May 28, 2014 |
| VAN ECK ASSOCIATES CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -45,815 | -100.0% | Q1 2014 | May 08, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -30,344 | -100.0% | Q1 2014 | May 14, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -28,538 | -100.0% | Q1 2014 | May 15, 2014 |
| COMMERCE BANK | History | Closed out | 0 | 0 | — | 0.01% | — | -24,680 | -100.0% | Q1 2014 | May 09, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -24,256 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,200 | -100.0% | Q1 2014 | May 15, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.0% | — | -22,321 | -100.0% | Q1 2014 | May 13, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -19,079 | -100.0% | Q1 2014 | May 14, 2014 |
| SEGALL BRYANT & HAMILL | History | Closed out | 0 | 0 | — | 0.01% | — | -18,645 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -16,200 | -100.0% | Q1 2014 | May 15, 2014 |
| GREAT LAKES ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -16,081 | -100.0% | Q1 2014 | May 22, 2014 |
| Cetera Advisors LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -16,009 | -100.0% | Q1 2014 | May 15, 2014 |
| MUTUAL OF OMAHA BANK WEALTH MANAGEMENT | History | Closed out | 0 | 0 | — | 0.09% | — | -14,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Goelzer Investment Management, Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -12,000 | -100.0% | Q1 2014 | Apr 25, 2014 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.19% | — | -10,794 | -100.0% | Q1 2014 | May 13, 2014 |
| HOLLENCREST SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -10,690 | -100.0% | Q1 2014 | May 01, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -9,974 | -100.0% | Q1 2014 | May 13, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -9,315 | -100.0% | Q1 2014 | May 15, 2014 |
| Thomas J. Herzfeld Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -4,725 | -100.0% | Q1 2014 | May 14, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -4,105 | -100.0% | Q1 2014 | May 14, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,927 | -100.0% | Q1 2014 | May 15, 2014 |
| Bellevue Financial, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -2,500 | -100.0% | Q1 2014 | May 05, 2014 |
| BlackRock Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,698 | -100.0% | Q1 2014 | May 02, 2014 |
| SHAPIRO ROBERT N | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2014 | Jun 18, 2014 |
| First City Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -1,000 | -100.0% | Q1 2014 | May 19, 2014 |
| FIRST MANHATTAN CO | History | Closed out | 0 | 0 | — | 0.0% | — | -752 | -100.0% | Q1 2014 | May 16, 2014 |
| M&T BANK CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -710 | -100.0% | Q1 2014 | May 14, 2014 |
| Somerset Trust Co | History | Closed out | 0 | 0 | — | 0.0% | — | -400 | -100.0% | Q1 2014 | Apr 09, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q1 2014 | May 14, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q1 2014 | May 15, 2014 |