PVR PARTNERSHIP LP - 693665101
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FBR & Co. | History | No change | 100,000 | 2,683 | 4.57% | 4.57% | 1 | 0 | 0.0% | Q4 2013 | Feb 11, 2014 |
| Neuberger Berman Group LLC | History | Closed out | 0 | 0 | — | 0.45% | — | -16,362,592 | -100.0% | Q1 2014 | May 05, 2014 |
| OPPENHEIMER FUNDS INC | History | Closed out | 0 | 0 | — | 0.22% | — | -6,854,817 | -100.0% | Q1 2014 | Apr 30, 2014 |
| KAYNE ANDERSON CAPITAL ADVISORS LP | History | Closed out | 0 | 0 | — | 1.34% | — | -6,693,317 | -100.0% | Q1 2014 | May 07, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.05% | — | -6,044,238 | -100.0% | Q1 2014 | May 15, 2014 |
| ALPS ADVISORS INC | History | Closed out | 0 | 0 | — | 1.54% | — | -5,441,346 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.1% | — | -3,835,197 | -100.0% | Q1 2014 | May 16, 2014 |
| CUSHING ASSET MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 1.71% | — | -1,941,558 | -100.0% | Q1 2014 | May 20, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.04% | — | -1,651,881 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.01% | — | -1,222,537 | -100.0% | Q1 2014 | May 13, 2014 |
| CREDIT SUISSE AG/ | History | Closed out | 0 | 0 | — | 0.03% | — | -1,170,389 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 4 | 0 | — | 0.01% | — | -1,084,151 | -100.0% | Q1 2014 | May 15, 2014 |
| DELPHI FINANCIAL GROUP INC/DE | History | Closed out | 0 | 0 | — | 13.28% | — | -923,624 | -100.0% | Q1 2014 | Apr 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.02% | — | -922,059 | -100.0% | Q1 2014 | May 15, 2014 |
| NEW MOUNTAIN VANTAGE ADVISERS, L.L.C. | History | Closed out | 0 | 0 | — | 0.86% | — | -643,382 | -100.0% | Q1 2014 | May 15, 2014 |
| NATIXIS | History | Closed out | 0 | 0 | — | 0.12% | — | -500,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Texas Yale Capital Corp. | History | Closed out | 0 | 0 | — | 1.91% | — | -463,135 | -100.0% | Q1 2014 | May 15, 2014 |
| McAdams Wright Ragen, Inc. | History | Closed out | 0 | 0 | — | 0.72% | — | -408,190 | -100.0% | Q1 2014 | May 06, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.2% | — | -371,780 | -100.0% | Q1 2014 | May 14, 2014 |
| GLG Partners LP | History | Closed out | 0 | 0 | — | 0.63% | — | -338,627 | -100.0% | Q1 2014 | May 15, 2014 |
| AVENIR CORP | History | Closed out | 0 | 0 | — | 0.69% | — | -283,258 | -100.0% | Q1 2014 | May 14, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.11% | — | -260,320 | -100.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -224,393 | -100.0% | Q1 2014 | May 16, 2014 |
| GARDNER LEWIS ASSET MANAGEMENT L P | History | Closed out | 0 | 0 | — | 1.99% | — | -220,484 | -100.0% | Q1 2014 | May 14, 2014 |
| Energy Income Partners, LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -219,465 | -100.0% | Q1 2014 | May 14, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -198,700 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -194,300 | -100.0% | Q1 2014 | Apr 18, 2014 |
| BALYASNY ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -194,100 | -100.0% | Q1 2014 | May 15, 2014 |
| HITE Hedge Asset Management LLC | History | Closed out | 0 | 0 | — | 1.65% | — | -171,683 | -100.0% | Q1 2014 | May 14, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.06% | — | -167,805 | -100.0% | Q1 2014 | May 07, 2014 |
| Third Security, LLC | History | Closed out | 0 | 0 | — | 0.21% | — | -162,500 | -100.0% | Q1 2014 | Apr 25, 2014 |
| Westchester Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -154,161 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -149,255 | -100.0% | Q1 2014 | May 14, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -125,300 | -100.0% | Q1 2014 | May 14, 2014 |
| TRUST & FIDUCIARY MANAGEMENT SERVICES INC | History | Closed out | 0 | 0 | — | 2.26% | — | -125,109 | -100.0% | Q1 2014 | May 15, 2014 |
| Stone Toro Investment Advisers, LP | History | Closed out | 0 | 0 | — | 2.99% | — | -125,000 | -100.0% | Q1 2014 | Apr 25, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -107,358 | -100.0% | Q1 2014 | May 15, 2014 |
| MSDC Management, L.P. | History | Closed out | 0 | 0 | — | 0.12% | — | -106,397 | -100.0% | Q1 2014 | May 15, 2014 |
| UNIVERSITY OF TEXAS INVESTMENT MANAGMENT CO | History | Closed out | 0 | 0 | — | 1.95% | — | -102,369 | -100.0% | Q1 2014 | Apr 25, 2014 |
| Magnetar Financial LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -99,663 | -100.0% | Q1 2014 | May 15, 2014 |
| ALBERT D MASON INC | History | Closed out | 0 | 0 | — | 0.52% | — | -98,915 | -100.0% | Q1 2014 | Apr 22, 2014 |
| EAGLE GLOBAL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -98,100 | -100.0% | Q1 2014 | May 15, 2014 |
| OMERS ADMINISTRATION Corp | History | Closed out | 0 | 0 | — | 0.09% | — | -95,729 | -100.0% | Q1 2014 | May 08, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -95,038 | -100.0% | Q1 2014 | May 14, 2014 |
| COWEN GROUP, INC. | History | Closed out | 0 | 0 | — | 0.42% | — | -92,523 | -100.0% | Q1 2014 | May 16, 2014 |
| Global X Management CO LLC | History | Closed out | 0 | 0 | — | 0.2% | — | -89,459 | -100.0% | Q1 2014 | May 07, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.08% | — | -88,287 | -100.0% | Q1 2014 | May 09, 2014 |
| SALEM INVESTMENT COUNSELORS INC | History | Closed out | 0 | 0 | — | 0.3% | — | -86,240 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -82,246 | -100.0% | Q1 2014 | May 15, 2014 |
| Hilton Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.72% | — | -69,663 | -100.0% | Q1 2014 | May 12, 2014 |
| WILLIAMS JONES & ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -68,110 | -100.0% | Q1 2014 | May 14, 2014 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -66,925 | -100.0% | Q1 2014 | May 13, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -61,551 | -100.0% | Q1 2014 | May 19, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -60,212 | -100.0% | Q1 2014 | May 09, 2014 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.01% | — | -60,000 | -100.0% | Q1 2014 | May 14, 2014 |
| BEACH INVESTMENT COUNSEL INC/PA | History | Closed out | 0 | 0 | — | 0.14% | — | -58,003 | -100.0% | Q1 2014 | Apr 29, 2014 |
| WealthTrust Axiom LLC | History | Closed out | 0 | 0 | — | 0.54% | — | -52,356 | -100.0% | Q1 2014 | Apr 30, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -52,299 | -100.0% | Q1 2014 | May 15, 2014 |
| Index Management Solutions, LLC | History | Closed out | 0 | 0 | — | 0.33% | — | -49,118 | -100.0% | Q1 2014 | May 15, 2014 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -48,861 | -100.0% | Q1 2014 | May 12, 2014 |
| Barton Investment Management | History | Closed out | 0 | 0 | — | 0.52% | — | -47,978 | -100.0% | Q1 2014 | May 08, 2014 |
| Private Harbour Investment Management & Counsel, LLC | History | Closed out | 0 | 0 | — | 0.82% | — | -47,580 | -100.0% | Q1 2014 | May 08, 2014 |
| Hartford Financial Management Inc. | History | Closed out | 0 | 0 | — | 0.81% | — | -46,710 | -100.0% | Q1 2014 | May 07, 2014 |
| National Planning Corp | History | Closed out | 0 | 0 | — | 0.11% | — | -46,523 | -100.0% | Q1 2014 | Apr 14, 2014 |
| SFE Investment Counsel | History | Closed out | 0 | 0 | — | 0.54% | — | -46,148 | -100.0% | Q1 2014 | May 08, 2014 |
| GABELLI SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.44% | — | -45,087 | -100.0% | Q1 2014 | May 16, 2014 |
| Hunter Associates inc. | History | Closed out | 0 | 0 | — | 0.41% | — | -39,484 | -100.0% | Q1 2014 | May 14, 2014 |
| Commonwealth Equity Services, Inc | History | Closed out | 0 | 0 | — | 0.02% | — | -39,157 | -100.0% | Q1 2014 | May 07, 2014 |
| PARSONS CAPITAL MANAGEMENT INC/RI | History | Closed out | 0 | 0 | — | 0.15% | — | -38,150 | -100.0% | Q1 2014 | Apr 28, 2014 |
| Liberty Mutual Group Asset Management Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -37,874 | -100.0% | Q1 2014 | May 14, 2014 |
| BOKF, NA | History | Closed out | 0 | 0 | — | 0.03% | — | -37,340 | -100.0% | Q1 2014 | May 14, 2014 |
| Sterneck Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.61% | — | -37,270 | -100.0% | Q1 2014 | May 15, 2014 |
| ROOSEVELT INVESTMENT GROUP INC | History | Closed out | 0 | 0 | — | 0.04% | — | -36,330 | -100.0% | Q1 2014 | May 13, 2014 |
| GAMBLE JONES INVESTMENT COUNSEL | History | Closed out | 0 | 0 | — | 0.11% | — | -36,134 | -100.0% | Q1 2014 | May 07, 2014 |
| WALNUT PRIVATE EQUITY PARTNERS, LLC | History | Closed out | 0 | 0 | — | 0.64% | — | -34,300 | -100.0% | Q1 2014 | May 12, 2014 |
| SHEETS SMITH WEALTH MANAGEMENT | History | Closed out | 0 | 0 | — | 0.23% | — | -31,400 | -100.0% | Q1 2014 | Jun 02, 2014 |
| Cypress Capital Group | History | Closed out | 0 | 0 | — | 0.2% | — | -30,500 | -100.0% | Q1 2014 | May 19, 2014 |
| Concept Capital Markets, LLC | History | Closed out | 0 | 0 | — | 0.31% | — | -29,947 | -100.0% | Q1 2014 | May 13, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.0% | — | -26,933 | -100.0% | Q1 2014 | May 13, 2014 |
| PEAPACK GLADSTONE FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.06% | — | -26,300 | -100.0% | Q1 2014 | May 06, 2014 |
| Huntington Steele LLC | History | Closed out | 0 | 0 | — | 0.31% | — | -26,000 | -100.0% | Q1 2014 | Apr 30, 2014 |
| Arrow Investment Advisors, LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -25,673 | -100.0% | Q1 2014 | May 13, 2014 |
| HUNTINGTON NATIONAL BANK | History | Closed out | 0 | 0 | — | 0.01% | — | -25,313 | -100.0% | Q1 2014 | May 27, 2014 |
| DIVIDEND ASSET CAPITAL, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -24,510 | -100.0% | Q1 2014 | May 06, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,454 | -100.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,912 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,889 | -100.0% | Q1 2014 | May 13, 2014 |
| Barnett & Company, Inc. | History | Closed out | 0 | 0 | — | 0.26% | — | -20,645 | -100.0% | Q1 2014 | Apr 09, 2014 |
| Banyan Partners, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -19,953 | -100.0% | Q1 2014 | May 13, 2014 |
| BB&T SECURITIES, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -18,200 | -100.0% | Q1 2014 | Apr 15, 2014 |
| GREEN SQUARE CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -16,101 | -100.0% | Q1 2014 | May 15, 2014 |
| Winslow, Evans & Crocker, Inc. | History | Closed out | 0 | 0 | — | 0.15% | — | -15,865 | -100.0% | Q1 2014 | Apr 11, 2014 |
| NEW SOUTH CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -15,653 | -100.0% | Q1 2014 | May 15, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -15,434 | -100.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -15,315 | -100.0% | Q1 2014 | May 14, 2014 |
| CHEMICAL BANK | History | Closed out | 0 | 0 | — | 0.07% | — | -15,315 | -100.0% | Q1 2014 | May 13, 2014 |
| TOURADJI CAPITAL MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 1.52% | — | -15,000 | -100.0% | Q1 2014 | May 05, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.0% | — | -14,140 | -100.0% | Q1 2014 | May 13, 2014 |
| CSS LLC/IL | History | Closed out | 0 | 0 | — | 0.02% | — | -13,000 | -100.0% | Q1 2014 | May 15, 2014 |
| PRIVATE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.13% | — | -12,700 | -100.0% | Q1 2014 | Apr 07, 2014 |
| GREAT LAKES ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,045 | -100.0% | Q1 2014 | May 22, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.01% | — | -11,903 | -100.0% | Q1 2014 | Apr 11, 2014 |
| Fernwood Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.19% | — | -10,640 | -100.0% | Q1 2014 | Apr 23, 2014 |
| IndexIQ Advisors LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -10,369 | -100.0% | Q1 2014 | May 05, 2014 |
| FRANKLIN STREET ADVISORS INC /NC | History | Closed out | 0 | 0 | — | 0.05% | — | -10,000 | -100.0% | Q1 2014 | Apr 04, 2014 |
| Clearbridge Investments, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Catalyst Capital Advisors LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -10,000 | -100.0% | Q1 2014 | May 12, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -9,917 | -100.0% | Q1 2014 | May 07, 2014 |
| BLAIR WILLIAM & CO/IL | History | Closed out | 0 | 0 | — | 0.0% | — | -9,735 | -100.0% | Q1 2014 | May 06, 2014 |
| HAVERFORD TRUST CO | History | Closed out | 0 | 0 | — | 0.01% | — | -9,668 | -100.0% | Q1 2014 | May 08, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -9,651 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF HAWAII | History | Closed out | 0 | 0 | — | 0.03% | — | -9,600 | -100.0% | Q1 2014 | Apr 21, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -9,416 | -100.0% | Q1 2014 | May 15, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,388 | -100.0% | Q1 2014 | May 16, 2014 |
| WEST CHESTER CAPITAL ADVISORS, INC | History | Closed out | 0 | 0 | — | 0.14% | — | -8,540 | -100.0% | Q1 2014 | May 14, 2014 |
| CITY NATIONAL BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -8,475 | -100.0% | Q1 2014 | May 02, 2014 |
| SII INVESTMENTS INC/WI | History | Closed out | 0 | 0 | — | 0.04% | — | -8,300 | -100.0% | Q1 2014 | May 09, 2014 |
| Maryland Capital Management | History | Closed out | 0 | 0 | — | 0.03% | — | -8,033 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -7,573 | -100.0% | Q1 2014 | May 15, 2014 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -7,557 | -100.0% | Q1 2014 | May 15, 2014 |
| Investors Capital Advisory Services | History | Closed out | 0 | 0 | — | 0.05% | — | -7,504 | -100.0% | Q1 2014 | Apr 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -7,080 | -100.0% | Q1 2014 | May 13, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -7,000 | -100.0% | Q1 2014 | Apr 30, 2014 |
| WESTPORT RESOURCES MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.05% | — | -6,950 | -100.0% | Q1 2014 | May 02, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.03% | — | -6,691 | -100.0% | Q1 2014 | Apr 24, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | Closed out | 0 | 0 | — | 0.05% | — | -5,950 | -100.0% | Q1 2014 | Apr 14, 2014 |
| FIRST MANHATTAN CO | History | Closed out | 0 | 0 | — | 0.0% | — | -5,400 | -100.0% | Q1 2014 | May 16, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Closed out | 0 | 0 | — | 0.06% | — | -5,370 | -100.0% | Q1 2014 | Apr 30, 2014 |
| Pinnacle Holdings, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -3,454 | -100.0% | Q1 2014 | May 28, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -3,008 | -100.0% | Q1 2014 | May 15, 2014 |
| Estabrook Capital Management | History | Closed out | 0 | 0 | — | 0.01% | — | -2,850 | -100.0% | Q1 2014 | May 13, 2014 |
| MetLife Securities, Inc | History | Closed out | 0 | 0 | — | 0.01% | — | -2,827 | -100.0% | Q1 2014 | Apr 30, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,632 | -100.0% | Q1 2014 | May 12, 2014 |
| SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | History | Closed out | 0 | 0 | — | 0.02% | — | -2,514 | -100.0% | Q1 2014 | Apr 22, 2014 |
| DAVIDSON D A & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -2,510 | -100.0% | Q1 2014 | May 05, 2014 |
| Lehman Financial Resources, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -2,490 | -100.0% | Q1 2014 | May 15, 2014 |
| ROCKEFELLER FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,350 | -100.0% | Q1 2014 | May 05, 2014 |
| Legg Mason Investment Counsel, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,300 | -100.0% | Q1 2014 | May 15, 2014 |
| SYNOVUS FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,000 | -100.0% | Q1 2014 | May 07, 2014 |
| Windsor Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -1,765 | -100.0% | Q1 2014 | Apr 30, 2014 |
| BESSEMER GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,600 | -100.0% | Q1 2014 | May 14, 2014 |
| UNIONBANCAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,572 | -100.0% | Q1 2014 | May 05, 2014 |
| AVIANCE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,556 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,206 | -100.0% | Q1 2014 | May 02, 2014 |
| OPTIMUM INVESTMENT ADVISORS | History | Closed out | 0 | 0 | — | 0.01% | — | -842 | -100.0% | Q1 2014 | May 01, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -800 | -100.0% | Q1 2014 | May 15, 2014 |
| America First Investment Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -709 | -100.0% | Q1 2014 | Apr 28, 2014 |
| COHEN & STEERS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -692 | -100.0% | Q1 2014 | May 15, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -686 | -100.0% | Q1 2014 | May 16, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -645 | -100.0% | Q1 2014 | May 15, 2014 |
| Transamerica Financial Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -490 | -100.0% | Q1 2014 | Apr 15, 2014 |
| Warren Averett Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -400 | -100.0% | Q1 2014 | Apr 28, 2014 |
| FTB Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -400 | -100.0% | Q1 2014 | May 02, 2014 |
| CITY HOLDING CO | History | Closed out | 0 | 0 | — | 0.01% | — | -350 | -100.0% | Q1 2014 | Apr 10, 2014 |
| KANALY TRUST CO | History | Closed out | 0 | 0 | — | 0.0% | — | -296 | -100.0% | Q1 2014 | May 01, 2014 |
| WHITE BAY PT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q1 2014 | Apr 17, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -81 | -100.0% | Q1 2014 | May 12, 2014 |
| Regal Investment Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -68 | -100.0% | Q1 2014 | Apr 18, 2014 |