PIMCO CALIFORNIA MUNICIPAL INCOME FUND III - 72201C109
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ROYAL BANK OF CANADA | History | No change | 24,861 | 155 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2025 | Aug 14, 2025 |
| OSAIC HOLDINGS, INC. | History | No change | 8,142 | 49 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q3 2025 | Nov 14, 2025 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.33% | — | -970,651 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Hennion & Walsh Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.11% | — | -438,335 | -100.0% | Q3 2025 | Oct 22, 2025 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -411,887 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Matisse Capital | History | Closed out | 0 | 0 | — | 1.12% | — | -379,553 | -100.0% | Q3 2025 | Oct 29, 2025 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -373,143 | -100.0% | Q3 2025 | Nov 13, 2025 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -269,448 | -100.0% | Q3 2025 | Nov 13, 2025 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -203,656 | -100.0% | Q3 2025 | May 27, 2026 |
| TORONTO DOMINION BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -195,831 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Logan Stone Capital, LLC | History | Closed out | 0 | 0 | — | 0.45% | — | -154,095 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -107,799 | -100.0% | Q3 2025 | Nov 03, 2025 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.05% | — | -105,812 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Core Wealth Partners LLC | History | Closed out | 0 | 0 | — | 0.3% | — | -96,446 | -100.0% | Q3 2025 | Nov 04, 2025 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -96,143 | -100.0% | Q3 2025 | Feb 03, 2026 |
| Integrated Wealth Concepts LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -69,971 | -100.0% | Q3 2025 | Nov 14, 2025 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -56,783 | -100.0% | Q3 2025 | Nov 13, 2025 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -56,733 | -100.0% | Q3 2025 | Oct 28, 2025 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -55,196 | -100.0% | Q3 2025 | Nov 14, 2025 |
| RAYMOND JAMES FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -54,000 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Intellectus Partners, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -49,000 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Baird Financial Group, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -34,743 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Cetera Investment Advisers | History | Closed out | 0 | 0 | — | 0.0% | — | -33,897 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Almitas Capital LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -32,594 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Whipplewood Advisors, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -27,190 | -100.0% | Q3 2025 | Nov 06, 2025 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -25,205 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Catalina Capital Group, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -25,076 | -100.0% | Q3 2025 | Oct 24, 2025 |
| Sowell Financial Services LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,204 | -100.0% | Q3 2025 | Oct 17, 2025 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -12,531 | -100.0% | Q3 2025 | Nov 14, 2025 |
| WEDBUSH SECURITIES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,034 | -100.0% | Q3 2025 | Nov 06, 2025 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -12,030 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Vanguard Capital Wealth Advisors | History | Closed out | 0 | 0 | — | 0.07% | — | -12,000 | -100.0% | Q3 2025 | Oct 30, 2025 |
| MELFA WEALTH MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.04% | — | -10,540 | -100.0% | Q3 2025 | Oct 28, 2025 |
| Golden State Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,158 | -100.0% | Q3 2025 | Nov 03, 2025 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -953 | -100.0% | Q3 2025 | Nov 07, 2025 |
| WHITTIER TRUST CO | History | Closed out | 0 | 0 | — | 0.0% | — | -722 | -100.0% | Q3 2025 | Oct 31, 2025 |
| Mascoma Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -343 | -100.0% | Q3 2025 | Oct 28, 2025 |
| FNY Investment Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -300 | -100.0% | Q3 2025 | Dec 15, 2025 |