PROTECTIVE LIFE CORP - 743674103
Detailed investor-level table based on 13F positions.
Early Q4 2022 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Reduced | 4,478,895 | 310,522 | 0.02% | 0.02% | 1 | -592,582 | -11.68% | Q2 2014 | Aug 11, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 2,208,173 | 153,093 | 0.03% | 0.02% | 2 | -90,504 | -3.94% | Q2 2014 | Aug 06, 2014 |
| BlackRock Fund Advisors | History | Added to | 2,189,514 | 151,799 | 0.04% | 0.03% | 3 | +165,470 | 8.18% | Q2 2014 | Aug 06, 2014 |
| JENNISON ASSOCIATES LLC | History | Reduced | 1,920,244 | 133,131 | 0.12% | 0.13% | 4 | -625,836 | -24.58% | Q2 2014 | Aug 08, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 1,692,198 | 117,320 | 0.08% | 0.07% | 5 | -105,311 | -5.86% | Q2 2014 | Aug 08, 2014 |
| HARVARD MANAGEMENT CO INC | History | New | 1,400,000 | 97,062 | 9.98% | — | 6 | +1,400,000 | New | Q2 2014 | Aug 08, 2014 |
| GABELLI FUNDS LLC | History | New | 1,285,466 | 89,121 | 0.44% | — | 7 | +1,285,466 | New | Q2 2014 | Aug 06, 2014 |
| GAMCO INVESTORS, INC. ET AL | History | New | 1,185,383 | 82,183 | 0.43% | — | 8 | +1,185,383 | New | Q2 2014 | Aug 06, 2014 |
| LSV ASSET MANAGEMENT | History | Reduced | 767,554 | 53,214 | 0.12% | 0.15% | 9 | -423,189 | -35.54% | Q2 2014 | Aug 06, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Reduced | 593,100 | 41,120 | 0.06% | 0.05% | 10 | -4,300 | -0.72% | Q2 2014 | Aug 05, 2014 |
| Fisher Asset Management, LLC | History | Reduced | 545,238 | 37,801 | 0.08% | 0.2% | 11 | -1,166,026 | -68.14% | Q2 2014 | Jul 25, 2014 |
| JAMES INVESTMENT RESEARCH INC | History | Reduced | 515,175 | 35,717 | 1.14% | 1.27% | 12 | -239,061 | -31.7% | Q2 2014 | Jul 22, 2014 |
| FENIMORE ASSET MANAGEMENT INC | History | No change | 432,100 | 29,957 | 1.62% | 1.26% | 13 | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |
| REGIONS FINANCIAL CORP | History | Reduced | 431,871 | 29,942 | 0.37% | 0.79% | 14 | -758,223 | -63.71% | Q2 2014 | Jul 23, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 419,123 | 29,058 | 0.02% | 0.01% | 15 | +302,932 | 260.72% | Q2 2014 | Aug 11, 2014 |
| OMERS ADMINISTRATION Corp | History | New | 366,700 | 25,423 | 0.83% | — | 16 | +366,700 | New | Q2 2014 | Aug 11, 2014 |
| GABELLI SECURITIES, INC. | History | New | 359,889 | 24,951 | 5.38% | — | 17 | +359,889 | New | Q2 2014 | Aug 06, 2014 |
| BlackRock Group LTD | History | Added to | 313,879 | 21,761 | 0.01% | 0.0% | 18 | +228,347 | 266.97% | Q2 2014 | Aug 06, 2014 |
| Airain ltd | History | New | 308,763 | 21,407 | 1.75% | — | 19 | +308,763 | New | Q2 2014 | Aug 05, 2014 |
| BURKE & HERBERT BANK & TRUST CO | History | No change | 232,488 | 16,118 | 14.77% | 12.02% | 20 | 0 | 0.0% | Q2 2014 | Jul 08, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 223,640 | 15,505 | 0.02% | 0.02% | 21 | -2,342 | -1.04% | Q2 2014 | Aug 06, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Reduced | 215,410 | 14,935 | 0.03% | 0.04% | 22 | -253,123 | -54.02% | Q2 2014 | Jul 30, 2014 |
| HALLMARK CAPITAL MANAGEMENT INC | History | Reduced | 171,804 | 11,911 | 2.26% | 3.03% | 23 | -116,721 | -40.45% | Q2 2014 | Aug 04, 2014 |
| FIRST TRUST ADVISORS LP | History | Reduced | 161,427 | 11,192 | 0.05% | 0.04% | 24 | -8,224 | -4.85% | Q2 2014 | Aug 11, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 158,599 | 10,995 | 0.05% | 0.04% | 25 | -3,331 | -2.06% | Q2 2014 | Aug 08, 2014 |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 157,681 | 10,932 | 0.03% | 0.02% | 26 | -1,600 | -1.0% | Q2 2014 | Aug 04, 2014 |
| Nationwide Fund Advisors | History | Reduced | 151,552 | 10,507 | 0.04% | 0.04% | 27 | -6,877 | -4.34% | Q2 2014 | Aug 11, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Reduced | 125,065 | 8,671 | 0.03% | 0.02% | 28 | -3,630 | -2.82% | Q2 2014 | Aug 07, 2014 |
| CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. | History | Added to | 115,272 | 7,990 | 0.09% | 0.05% | 29 | +28,904 | 33.47% | Q2 2014 | Aug 11, 2014 |
| NISA INVESTMENT ADVISORS L L C | History | Reduced | 105,770 | 7,331 | 0.1% | 0.09% | 30 | -15,200 | -12.57% | Q2 2014 | Jul 29, 2014 |
| Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp | History | New | 104,836 | 7,268 | 0.08% | — | 31 | +104,836 | New | Q2 2014 | Jul 16, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 94,069 | 6,522 | 0.02% | 0.02% | 32 | -14,008 | -12.96% | Q2 2014 | Aug 06, 2014 |
| Swiss National Bank | History | No change | 89,900 | 6,233 | 0.02% | 0.02% | 33 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| MEEDER ASSET MANAGEMENT INC | History | No change | 89,395 | 6,198 | 0.92% | 0.77% | 34 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| TEXAS PERMANENT SCHOOL FUND | History | Added to | 79,713 | 5,527 | 0.06% | 0.04% | 35 | +374 | 0.47% | Q2 2014 | Jul 21, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | Reduced | 73,013 | 5,047 | 0.02% | 0.01% | 36 | -600 | -0.82% | Q2 2014 | Aug 06, 2014 |
| MASON STREET ADVISORS, LLC | History | Reduced | 71,073 | 4,927 | 0.04% | 0.04% | 37 | -19,522 | -21.55% | Q2 2014 | Aug 05, 2014 |
| LEAVELL INVESTMENT MANAGEMENT, INC. | History | Reduced | 69,510 | 4,819 | 0.76% | 0.62% | 38 | -1,000 | -1.42% | Q2 2014 | Jul 17, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Added to | 66,016 | 4,577 | 0.03% | 0.02% | 39 | +382 | 0.58% | Q2 2014 | Jul 31, 2014 |
| Arizona State Retirement System | History | Added to | 53,626 | 3,717 | 0.04% | 0.03% | 40 | +1,600 | 3.08% | Q2 2014 | Aug 07, 2014 |
| ProShare Advisors LLC | History | Added to | 50,465 | 3,499 | 0.05% | 0.01% | 41 | +27,843 | 123.08% | Q2 2014 | Aug 08, 2014 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | History | Added to | 48,760 | 3,381 | 0.08% | 0.06% | 42 | +278 | 0.57% | Q2 2014 | Aug 07, 2014 |
| FEDERATED INVESTORS INC /PA/ | History | Reduced | 48,694 | 3,376 | 0.01% | 0.01% | 43 | -1,616 | -3.21% | Q2 2014 | Aug 07, 2014 |
| Winton Capital Group Ltd | History | New | 46,593 | 3,230 | 0.02% | — | 44 | +46,593 | New | Q2 2014 | Aug 05, 2014 |
| HAVENS ADVISORS LLC | History | New | 45,000 | 3,120 | 2.26% | — | 45 | +45,000 | New | Q2 2014 | Jul 16, 2014 |
| SEI TRUST CO | History | Reduced | 43,535 | 3,018 | 0.03% | 0.03% | 46 | -10,936 | -20.08% | Q2 2014 | Jul 22, 2014 |
| STATE TREASURER STATE OF MICHIGAN | History | Added to | 37,200 | 2,579 | 0.02% | 0.01% | 47 | +200 | 0.54% | Q2 2014 | Aug 06, 2014 |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | History | Reduced | 36,380 | 2,522 | 0.03% | 0.03% | 48 | -11,190 | -23.52% | Q2 2014 | Jul 18, 2014 |
| D L CARLSON INVESTMENT GROUP INC | History | New | 32,325 | 2,241 | 0.82% | — | 49 | +32,325 | New | Q2 2014 | Aug 08, 2014 |
| MILLER HOWARD INVESTMENTS INC /NY | History | No change | 27,652 | 1,917 | 0.03% | 0.03% | 50 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| VIRGINIA RETIREMENT SYSTEMS ET AL | History | Reduced | 27,600 | 1,914 | 0.03% | 0.03% | 51 | -1,600 | -5.48% | Q2 2014 | Jul 23, 2014 |
| Welch Group, LLC | History | Reduced | 27,372 | 1,898 | 0.39% | 0.33% | 52 | -224 | -0.81% | Q2 2014 | Jul 22, 2014 |
| DENALI ADVISORS LLC | History | No change | 27,300 | 1,893 | 0.52% | 0.41% | 53 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| Livforsakringsbolaget Skandia, Omsesidigt | History | No change | 26,000 | 1,803 | 0.06% | 0.05% | 54 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | Reduced | 25,921 | 1,797 | 0.02% | 0.01% | 55 | -19 | -0.07% | Q2 2014 | Jul 16, 2014 |
| BTG Pactual Global Asset Management Ltd | History | New | 25,000 | 1,733 | 0.24% | — | 56 | +25,000 | New | Q2 2014 | Aug 11, 2014 |
| BLAIR WILLIAM & CO/IL | History | Reduced | 24,000 | 1,664 | 0.0% | 0.0% | 57 | -1,260 | -4.99% | Q2 2014 | Aug 01, 2014 |
| Warren Averett Asset Management, LLC | History | No change | 23,605 | 1,637 | 0.68% | 0.56% | 58 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| BROWN ADVISORY INC | History | Added to | 23,125 | 1,603 | 0.01% | 0.0% | 59 | +2,976 | 14.77% | Q2 2014 | Aug 08, 2014 |
| Aperio Group, LLC | History | Added to | 22,966 | 1,592 | 0.02% | 0.02% | 60 | +1,894 | 8.99% | Q2 2014 | Jul 23, 2014 |
| Municipal Employees' Retirement System of Michigan | History | No change | 21,700 | 1,504 | 0.11% | 0.09% | 61 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Louisiana State Employees Retirement System | History | Added to | 21,200 | 1,470 | 0.07% | 0.05% | 62 | +100 | 0.47% | Q2 2014 | Jul 30, 2014 |
| GAM Holding AG | History | Reduced | 20,000 | 1,387 | 0.02% | 0.06% | 63 | -53,913 | -72.94% | Q2 2014 | Aug 11, 2014 |
| INTEGRAL DERIVATIVES, LLC | History | New | 20,000 | 1,387 | 0.02% | — | 64 | +20,000 | New | Q2 2014 | Aug 07, 2014 |
| TWIN CAPITAL MANAGEMENT INC | History | Reduced | 16,810 | 1,165 | 0.12% | 0.11% | 65 | -3,260 | -16.24% | Q2 2014 | Jul 29, 2014 |
| Concept Capital Markets, LLC | History | New | 16,000 | 1,109 | 0.44% | — | 66 | +16,000 | New | Q2 2014 | Aug 08, 2014 |
| WESTPAC BANKING CORP | History | Reduced | 15,600 | 1,081 | 0.01% | 0.08% | 67 | -122,898 | -88.74% | Q2 2014 | Aug 11, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 15,504 | 1,076 | 0.0% | 0.0% | 68 | -23,154 | -59.89% | Q2 2014 | Aug 08, 2014 |
| MONARCH CAPITAL MANAGEMENT INC/ | History | No change | 14,950 | 1,036 | 0.4% | 0.31% | 69 | 0 | 0.0% | Q2 2014 | Jul 11, 2014 |
| PROFUND ADVISORS LLC | History | Added to | 14,125 | 979 | 0.04% | 0.03% | 70 | +1,932 | 15.85% | Q2 2014 | Aug 08, 2014 |
| Utah Retirement Systems | History | Reduced | 13,642 | 946 | 0.03% | 0.02% | 71 | -400 | -2.85% | Q2 2014 | Aug 08, 2014 |
| BLACKROCK ADVISORS LLC | History | No change | 11,766 | 816 | 0.0% | 17.52% | 72 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Neuberger Berman Group LLC | History | Added to | 11,242 | 779 | 0.0% | 0.0% | 73 | +6,579 | 141.09% | Q2 2014 | Aug 05, 2014 |
| ADVANTUS CAPITAL MANAGEMENT INC | History | Reduced | 11,047 | 765 | 0.03% | 0.02% | 74 | -306 | -2.7% | Q2 2014 | Aug 01, 2014 |
| French Wolf & Farr, Inc. | History | No change | 10,509 | 729 | 0.49% | 0.38% | 75 | 0 | 0.0% | Q2 2014 | Jul 10, 2014 |
| RidgeWorth Capital Management LLC | History | New | 9,887 | 685 | 0.0% | — | 76 | +9,887 | New | Q2 2014 | Jul 31, 2014 |
| GSA CAPITAL PARTNERS LLP | History | New | 9,800 | 679 | 0.03% | — | 77 | +9,800 | New | Q2 2014 | Aug 08, 2014 |
| Banyan Partners, LLC | History | No change | 9,000 | 624 | 0.05% | 0.04% | 78 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| CAPSTONE ASSET MANAGEMENT CO | History | Reduced | 8,905 | 617 | 0.02% | 0.02% | 79 | -470 | -5.01% | Q2 2014 | Jul 11, 2014 |
| OAKBROOK INVESTMENTS LLC | History | Reduced | 8,700 | 603 | 0.02% | 0.02% | 81 | -400 | -4.4% | Q2 2014 | Jul 17, 2014 |
| SHELTON CAPITAL MANAGEMENT | History | No change | 8,692 | 603 | 0.08% | 0.07% | 80 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| World Asset Management Inc | History | Reduced | 7,422 | 515 | 0.02% | 0.01% | 82 | -280 | -3.64% | Q2 2014 | Jul 28, 2014 |
| CLIFFORD SWAN INVESTMENT COUNSEL LLC | History | No change | 6,940 | 481 | 0.03% | 0.03% | 83 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| CITY NATIONAL BANK | History | Added to | 6,903 | 479 | 0.0% | 0.01% | 84 | +139 | 2.05% | Q2 2014 | Jul 28, 2014 |
| SMITHFIELD TRUST CO | History | Reduced | 6,793 | 471 | 0.09% | 0.07% | 85 | -127 | -1.84% | Q2 2014 | Jul 16, 2014 |
| First Heartland Consultants, Inc. | History | No change | 6,020 | 417 | 0.19% | 0.16% | 86 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| CONNABLE OFFICE INC | History | Reduced | 5,845 | 405 | 0.1% | 0.1% | 87 | -890 | -13.21% | Q2 2014 | Jul 22, 2014 |
| REYNOLDS CAPITAL MANAGEMENT LLC | History | No change | 5,200 | 361 | 0.24% | 0.18% | 88 | 0 | 0.0% | Q2 2014 | Jul 08, 2014 |
| Aull & Monroe Investment Management Corp | History | No change | 4,995 | 346 | 0.18% | 0.15% | 89 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| BlackRock Inc. | History | Reduced | 4,896 | 339 | 0.0% | 0.0% | 91 | -16,057 | -76.63% | Q2 2014 | Aug 06, 2014 |
| OPPENHEIMER FUNDS INC | History | New | 4,896 | 339 | 0.0% | — | 90 | +4,896 | New | Q2 2014 | Aug 08, 2014 |
| STONERIDGE INVESTMENT PARTNERS LLC | History | No change | 4,285 | 297 | 0.04% | 0.04% | 92 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| RONALD BLUE & CO LLC | History | Reduced | 4,233 | 293 | 0.02% | 0.02% | 93 | -1,096 | -20.57% | Q2 2014 | Aug 06, 2014 |
| CTC Alternative Strategies, Ltd. | History | New | 3,900 | 270 | 0.23% | — | 94 | +3,900 | New | Q2 2014 | Jul 22, 2014 |
| Brown Advisory Securities, LLC | History | New | 3,616 | 251 | 0.09% | — | 95 | +3,616 | New | Q2 2014 | Aug 08, 2014 |
| Concert Wealth Management Inc. | History | New | 3,640 | 247 | 0.03% | — | 96 | +3,640 | New | Q2 2014 | Jul 31, 2014 |
| DEERE & CO | History | New | 3,492 | 242 | 0.01% | — | 97 | +3,492 | New | Q2 2014 | Aug 11, 2014 |
| Ifrah Financial Services, Inc. | History | New | 3,437 | 238 | 0.09% | — | 98 | +3,437 | New | Q2 2014 | Aug 06, 2014 |
| Chevy Chase Trust Holdings, Inc. | History | New | 3,316 | 230 | 0.0% | — | 99 | +3,316 | New | Q2 2014 | Jul 16, 2014 |
| COMMERCE BANK | History | New | 3,282 | 228 | 0.0% | — | 100 | +3,282 | New | Q2 2014 | Aug 05, 2014 |
| BABSON CAPITAL MANAGEMENT LLC | History | Reduced | 3,266 | 226 | 0.01% | 0.02% | 101 | -8,600 | -72.48% | Q2 2014 | Aug 08, 2014 |
| Triangle Securities Wealth Management | History | New | 3,266 | 226 | 0.17% | — | 102 | +3,266 | New | Q2 2014 | Jul 16, 2014 |
| NORTH POINT PORTFOLIO MANAGERS CORP/OH | History | New | 3,100 | 215 | 0.04% | — | 103 | +3,100 | New | Q2 2014 | Jul 30, 2014 |
| Old Mutual Global Index Trackers (Proprietary) LTD | History | No change | 2,900 | 201 | 0.05% | 0.04% | 104 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | No change | 2,876 | 199 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| LBA Wealth Management, LLC | History | Added to | 2,825 | 196 | 0.16% | 0.12% | 106 | +75 | 2.73% | Q2 2014 | Jul 24, 2014 |
| REILLY FINANCIAL ADVISORS, LLC | History | Reduced | 1,552 | 108 | 0.03% | 0.05% | 107 | -2,303 | -59.74% | Q2 2014 | Jul 16, 2014 |
| Oakworth Capital, Inc. | History | No change | 1,552 | 108 | 0.07% | 0.05% | 108 | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |
| CENTRAL TRUST & INVESTMENT CO | History | No change | 780 | 54 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2014 | Jul 09, 2014 |
| Carroll Financial Associates, Inc. | History | No change | 704 | 49 | 0.01% | 0.01% | 110 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| HABERER REGISTERED INVESTMENT ADVISOR INC | History | No change | 675 | 47 | 0.02% | 0.02% | 111 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| Focused Wealth Management, Inc | History | New | 500 | 35 | 0.03% | — | 112 | +500 | New | Q2 2014 | Jul 30, 2014 |
| Plante Moran Financial Advisors, LLC | History | No change | 408 | 28 | 0.03% | 0.02% | 113 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| MUFG Americas Holdings Corp | History | New | 291 | 20 | 0.0% | — | 114 | +291 | New | Q2 2014 | Aug 05, 2014 |
| FTB Advisors, Inc. | History | Reduced | 285 | 19 | 0.0% | 0.0% | 115 | -33 | -10.38% | Q2 2014 | Aug 07, 2014 |
| Weaver C. Barksdale & Associates, Inc. | History | Reduced | 259 | 18 | 0.01% | 0.01% | 116 | -63 | -19.57% | Q2 2014 | Jul 11, 2014 |
| WESTPORT RESOURCES MANAGEMENT INC | History | No change | 219 | 15 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| Financial Architects, Inc | History | New | 117 | 8 | 0.0% | — | 118 | +117 | New | Q2 2014 | Aug 06, 2014 |
| MetLife Securities, Inc | History | No change | 111 | 8 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| PRIVATE TRUST CO NA | History | Reduced | 107 | 7 | 0.0% | 0.0% | 120 | -77 | -41.85% | Q2 2014 | Jul 22, 2014 |
| PEOPLES FINANCIAL SERVICES CORP. | History | No change | 93 | 6 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q2 2014 | Jul 15, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Added to | 75 | 5 | 0.0% | 0.0% | 122 | +1 | 1.35% | Q2 2014 | Aug 04, 2014 |
| FIRST QUADRANT L P/CA | History | No change | 73 | 5 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| ENTERPRISE FINANCIAL SERVICES CORP | History | No change | 69 | 5 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Closed out | 0 | 0 | — | 0.05% | — | -3,609,435 | -100.0% | Q1 2014 | May 15, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -3,304,763 | -100.0% | Q1 2014 | May 15, 2014 |
| EARNEST PARTNERS LLC | History | Closed out | 0 | 0 | — | 1.12% | — | -2,650,863 | -100.0% | Q1 2014 | May 15, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.16% | — | -2,603,617 | -100.0% | Q1 2014 | May 28, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -2,463,818 | -100.0% | Q1 2014 | May 15, 2014 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.06% | — | -2,278,400 | -100.0% | Q1 2014 | May 13, 2014 |
| FIDUCIARY MANAGEMENT INC /WI/ | History | Closed out | 0 | 0 | — | 0.62% | — | -2,175,905 | -100.0% | Q1 2014 | May 12, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.03% | — | -1,868,665 | -100.0% | Q1 2014 | May 14, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | Closed out | 0 | 0 | — | 0.1% | — | -1,710,318 | -100.0% | Q1 2014 | May 15, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.13% | — | -1,420,826 | -100.0% | Q1 2014 | May 13, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.02% | — | -987,569 | -100.0% | Q1 2014 | May 15, 2014 |
| KEELEY ASSET MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 0.73% | — | -805,660 | -100.0% | Q1 2014 | May 15, 2014 |
| COLUMBIA WANGER ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.16% | — | -775,000 | -100.0% | Q1 2014 | May 12, 2014 |
| KENNEDY CAPITAL MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.73% | — | -741,676 | -100.0% | Q1 2014 | May 14, 2014 |
| RAINIER INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.46% | — | -730,480 | -100.0% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -709,261 | -100.0% | Q1 2014 | May 13, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -690,807 | -100.0% | Q1 2014 | May 14, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 48.21% | — | -636,511 | -100.0% | Q1 2014 | Aug 08, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -557,182 | -100.0% | Q1 2014 | May 15, 2014 |
| FIRST INVESTORS MANAGEMENT CO INC | History | Closed out | 0 | 0 | — | 0.63% | — | -557,075 | -100.0% | Q1 2014 | May 15, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -547,007 | -100.0% | Q1 2014 | May 15, 2014 |
| RS INVESTMENT MANAGEMENT CO LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -546,790 | -100.0% | Q1 2014 | May 15, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -499,462 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.01% | — | -489,397 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -383,621 | -100.0% | Q1 2014 | May 14, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -381,910 | -100.0% | Q1 2014 | May 15, 2014 |
| SILVERCREST ASSET MANAGEMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.31% | — | -368,471 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -347,300 | -100.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.01% | — | -326,004 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.01% | — | -323,113 | -100.0% | Q1 2014 | May 13, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.02% | — | -299,085 | -100.0% | Q1 2014 | Apr 18, 2014 |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | History | Closed out | 0 | 0 | — | 0.01% | — | -296,860 | -100.0% | Q1 2014 | May 13, 2014 |
| LORD, ABBETT & CO. LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -282,900 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -269,721 | -100.0% | Q1 2014 | May 13, 2014 |
| EDGE ASSET MANAGEMENT, INC | History | Closed out | 0 | 0 | — | 0.14% | — | -249,373 | -100.0% | Q1 2014 | May 13, 2014 |
| Brandywine Global Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -238,090 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.01% | — | -233,378 | -100.0% | Q1 2014 | May 15, 2014 |
| DREMAN VALUE MANAGEMENT, L L C | History | Closed out | 0 | 0 | — | 0.89% | — | -218,707 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -195,419 | -100.0% | Q1 2014 | May 15, 2014 |
| ROTHSCHILD ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.23% | — | -194,355 | -100.0% | Q1 2014 | May 15, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.02% | — | -194,101 | -100.0% | Q1 2014 | May 16, 2014 |
| Origin Asset Management LLP | History | Closed out | 0 | 0 | — | 0.62% | — | -177,233 | -100.0% | Q1 2014 | May 02, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -173,848 | -100.0% | Q1 2014 | May 15, 2014 |
| JANUS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -156,500 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.02% | — | -142,670 | -100.0% | Q1 2014 | May 08, 2014 |
| HANCOCK HOLDING CO | History | Closed out | 0 | 0 | — | 0.29% | — | -141,480 | -100.0% | Q1 2014 | May 15, 2014 |
| AFAM CAPITAL, INC. | History | Closed out | 0 | 0 | — | 0.99% | — | -140,848 | -100.0% | Q1 2014 | May 13, 2014 |
| UNITED SERVICES AUTOMOBILE ASSOCIATION | History | Closed out | 0 | 0 | — | 0.03% | — | -138,510 | -100.0% | Q1 2014 | May 22, 2014 |
| BALYASNY ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -132,669 | -100.0% | Q1 2014 | May 15, 2014 |
| LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.07% | — | -130,499 | -100.0% | Q1 2014 | May 12, 2014 |
| Phocas Financial Corp. | History | Closed out | 0 | 0 | — | 0.65% | — | -129,408 | -100.0% | Q1 2014 | May 14, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.08% | — | -127,987 | -100.0% | Q1 2014 | May 07, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -126,671 | -100.0% | Q1 2014 | May 14, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -121,767 | -100.0% | Q1 2014 | May 13, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.01% | — | -115,125 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.01% | — | -109,870 | -100.0% | Q1 2014 | May 16, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -102,424 | -100.0% | Q1 2014 | May 15, 2014 |
| SNOW CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.21% | — | -102,360 | -100.0% | Q1 2014 | May 12, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.03% | — | -96,842 | -100.0% | Q1 2014 | May 13, 2014 |
| EATON VANCE MANAGEMENT | History | Closed out | 0 | 0 | — | 0.01% | — | -92,918 | -100.0% | Q1 2014 | May 05, 2014 |
| State of Tennessee, Treasury Department | History | Closed out | 0 | 0 | — | 0.03% | — | -89,000 | -100.0% | Q1 2014 | May 30, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -86,674 | -100.0% | Q1 2014 | May 15, 2014 |
| Absolute Return Capital, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -86,588 | -100.0% | Q1 2014 | May 15, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.03% | — | -83,586 | -100.0% | Q1 2014 | May 15, 2014 |
| Smith, Graham & Co., Investment Advisors, LP | History | Closed out | 0 | 0 | — | 0.63% | — | -83,236 | -100.0% | Q1 2014 | Apr 22, 2014 |
| FineMark National Bank & Trust | History | Closed out | 0 | 0 | — | 0.75% | — | -76,042 | -100.0% | Q1 2014 | May 13, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -73,258 | -100.0% | Q1 2014 | May 13, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -69,701 | -100.0% | Q1 2014 | May 15, 2014 |
| FCA CORP /TX | History | Closed out | 0 | 0 | — | 2.15% | — | -67,638 | -100.0% | Q1 2014 | May 14, 2014 |
| PUTNAM INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -62,731 | -100.0% | Q1 2014 | May 15, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -62,062 | -100.0% | Q1 2014 | May 14, 2014 |
| FIL Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -57,900 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -57,746 | -100.0% | Q1 2014 | May 23, 2014 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.01% | — | -56,077 | -100.0% | Q1 2014 | May 14, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -54,428 | -100.0% | Q1 2014 | May 15, 2014 |
| CORNERCAP INVESTMENT COUNSEL INC | History | Closed out | 0 | 0 | — | 0.48% | — | -50,005 | -100.0% | Q1 2014 | May 15, 2014 |
| Winton Capital Management Ltd | History | Closed out | 0 | 0 | — | 0.02% | — | -47,541 | -100.0% | Q1 2014 | May 01, 2014 |
| LEGAL & GENERAL GROUP PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -45,243 | -100.0% | Q1 2014 | May 14, 2014 |
| Employees Retirement System of Texas | History | Closed out | 0 | 0 | — | 0.03% | — | -45,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Capital Returns Management, LLC | History | Closed out | 0 | 0 | — | 2.01% | — | -44,096 | -100.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -43,425 | -100.0% | Q1 2014 | May 16, 2014 |
| BUCKHEAD CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.29% | — | -43,190 | -100.0% | Q1 2014 | Apr 09, 2014 |
| MACQUARIE GROUP LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -41,180 | -100.0% | Q1 2014 | May 15, 2014 |
| STERNE AGEE GROUP, INC. | History | Closed out | 0 | 0 | — | 0.42% | — | -41,082 | -100.0% | Q1 2014 | May 08, 2014 |
| Legg Mason Asset Management (Japan) Co., Ltd. | History | Closed out | 0 | 0 | — | 1.26% | — | -40,600 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -39,815 | -100.0% | Q1 2014 | May 15, 2014 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Closed out | 0 | 0 | — | 0.02% | — | -39,650 | -100.0% | Q1 2014 | May 14, 2014 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | Closed out | 0 | 0 | — | 0.03% | — | -38,340 | -100.0% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -37,762 | -100.0% | Q1 2014 | May 13, 2014 |
| Old Mutual Global Investors (UK) Ltd. | History | Closed out | 0 | 0 | — | 0.13% | — | -37,625 | -100.0% | Q1 2014 | Apr 18, 2014 |
| AMP Capital Investors Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -34,426 | -100.0% | Q1 2014 | May 14, 2014 |
| BATTERYMARCH FINANCIAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.04% | — | -33,110 | -100.0% | Q1 2014 | May 15, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.01% | — | -32,332 | -100.0% | Q1 2014 | May 15, 2014 |
| Atlantic Trust Group, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -31,605 | -100.0% | Q1 2014 | May 14, 2014 |
| Sterling Capital Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -31,377 | -100.0% | Q1 2014 | May 16, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -30,779 | -100.0% | Q1 2014 | May 14, 2014 |
| I.G. INVESTMENT MANAGEMENT, LTD. | History | Closed out | 0 | 0 | — | 0.01% | — | -29,400 | -100.0% | Q1 2014 | May 15, 2014 |
| Man Investments Ltd | History | Closed out | 0 | 0 | — | 0.13% | — | -29,157 | -100.0% | Q1 2014 | May 15, 2014 |
| DEAN INVESTMENT ASSOCIATES, LLC | History | Closed out | 0 | 0 | — | 0.33% | — | -25,765 | -100.0% | Q1 2014 | May 13, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -25,555 | -100.0% | Q1 2014 | May 15, 2014 |
| Liberty Mutual Group Asset Management Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -24,867 | -100.0% | Q1 2014 | May 14, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -23,800 | -100.0% | Q1 2014 | May 19, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,513 | -100.0% | Q1 2014 | May 15, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -23,494 | -100.0% | Q1 2014 | May 14, 2014 |
| OREGON PUBLIC EMPLOYEES RETIREMENT FUND | History | Closed out | 0 | 0 | — | 0.03% | — | -22,474 | -100.0% | Q1 2014 | May 16, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -21,223 | -100.0% | Q1 2014 | May 14, 2014 |
| GLG LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -21,176 | -100.0% | Q1 2014 | May 15, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -20,824 | -100.0% | Q1 2014 | May 15, 2014 |
| THOMSON HORSTMANN & BRYANT INC | History | Closed out | 0 | 0 | — | 0.06% | — | -20,504 | -100.0% | Q1 2014 | Apr 22, 2014 |
| IBM Retirement Fund | History | Closed out | 0 | 0 | — | 0.02% | — | -19,311 | -100.0% | Q1 2014 | May 19, 2014 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -16,574 | -100.0% | Q1 2014 | May 15, 2014 |
| PATTEN & PATTEN INC/TN | History | Closed out | 0 | 0 | — | 0.11% | — | -16,000 | -100.0% | Q1 2014 | Apr 24, 2014 |
| BlackRock Japan Co. Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -15,859 | -100.0% | Q1 2014 | May 02, 2014 |
| BESSEMER GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -15,448 | -100.0% | Q1 2014 | May 14, 2014 |
| Gerstein Fisher | History | Closed out | 0 | 0 | — | 0.15% | — | -14,585 | -100.0% | Q1 2014 | May 15, 2014 |
| Grantham, Mayo, Van Otterloo & Co. LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,400 | -100.0% | Q1 2014 | May 14, 2014 |
| Placemark Investments, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -14,338 | -100.0% | Q1 2014 | May 09, 2014 |
| COMMERZBANK AKTIENGESELLSCHAFT /FI | History | Closed out | 0 | 0 | — | 0.0% | — | -13,809 | -100.0% | Q1 2014 | May 14, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -13,483 | -100.0% | Q1 2014 | May 15, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,229 | -100.0% | Q1 2014 | May 14, 2014 |
| HERMES INVESTMENT MANAGEMENT LTD | History | Closed out | 0 | 0 | — | 0.02% | — | -12,780 | -100.0% | Q1 2014 | May 13, 2014 |
| Cipher Capital LP | History | Closed out | 0 | 0 | — | 0.29% | — | -12,475 | -100.0% | Q1 2014 | May 06, 2014 |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,100 | -100.0% | Q1 2014 | May 16, 2014 |
| Summit Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -11,995 | -100.0% | Q1 2014 | May 13, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -11,204 | -100.0% | Q1 2014 | May 15, 2014 |
| VTL Associates, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -11,124 | -100.0% | Q1 2014 | May 15, 2014 |
| STEVENS CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.02% | — | -11,076 | -100.0% | Q1 2014 | May 06, 2014 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | History | Closed out | 0 | 0 | — | 0.01% | — | -10,975 | -100.0% | Q1 2014 | May 08, 2014 |
| Spark Investment Management LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -10,600 | -100.0% | Q1 2014 | May 13, 2014 |
| First City Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -10,000 | -100.0% | Q1 2014 | May 19, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -9,427 | -100.0% | Q1 2014 | May 15, 2014 |
| PZENA INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,275 | -100.0% | Q1 2014 | May 09, 2014 |
| Bridgewater Advisors Inc. | History | Closed out | 0 | 0 | — | 0.48% | — | -9,002 | -100.0% | Q1 2014 | May 01, 2014 |
| Dynamic Capital Management Ltd | History | Closed out | 0 | 0 | — | 0.15% | — | -8,961 | -100.0% | Q1 2014 | May 15, 2014 |
| GUARDIAN CAPITAL LP | History | Closed out | 0 | 0 | — | 0.01% | — | -8,560 | -100.0% | Q1 2014 | May 14, 2014 |
| FIRST CITIZENS BANK & TRUST CO | History | Closed out | 0 | 0 | — | 0.03% | — | -6,885 | -100.0% | Q1 2014 | Apr 10, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,543 | -100.0% | Q1 2014 | May 14, 2014 |
| JOHNSON INVESTMENT COUNSEL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -6,500 | -100.0% | Q1 2014 | May 15, 2014 |
| AJO, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -6,500 | -100.0% | Q1 2014 | May 14, 2014 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -6,425 | -100.0% | Q1 2014 | May 14, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.0% | — | -6,058 | -100.0% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -5,756 | -100.0% | Q1 2014 | May 15, 2014 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,518 | -100.0% | Q1 2014 | May 12, 2014 |
| TRUSTMARK NATIONAL BANK TRUST DEPARTMENT | History | Closed out | 0 | 0 | — | 0.03% | — | -5,500 | -100.0% | Q1 2014 | May 14, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,249 | -100.0% | Q1 2014 | May 15, 2014 |
| Miller Investment Management, LP | History | Closed out | 0 | 0 | — | 0.15% | — | -5,015 | -100.0% | Q1 2014 | May 13, 2014 |
| Alpha Cubed Investments, LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -5,000 | -100.0% | Q1 2014 | Apr 11, 2014 |
| 1492 Capital Management LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -4,938 | -100.0% | Q1 2014 | May 13, 2014 |
| WILMINGTON TRUST CO | History | Closed out | 0 | 0 | — | 0.0% | — | -4,935 | -100.0% | Q1 2014 | May 14, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,900 | -100.0% | Q1 2014 | May 15, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,703 | -100.0% | Q1 2014 | May 15, 2014 |
| Timber Hill LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,492 | -100.0% | Q1 2014 | May 13, 2014 |
| CenturyLink Investment Management Co | History | Closed out | 0 | 0 | — | 0.07% | — | -3,995 | -100.0% | Q1 2014 | Apr 08, 2014 |
| Visium Asset Management, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -3,992 | -100.0% | Q1 2014 | May 15, 2014 |
| COLDSTREAM CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.07% | — | -3,911 | -100.0% | Q1 2014 | May 07, 2014 |
| AXA | History | Closed out | 0 | 0 | — | 0.0% | — | -2,470 | -100.0% | Q1 2014 | May 13, 2014 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.0% | — | -1,700 | -100.0% | Q1 2014 | May 12, 2014 |
| Dean Capital Management | History | Closed out | 0 | 0 | — | 0.94% | — | -1,482 | -100.0% | Q1 2014 | May 14, 2014 |
| Legg Mason Investment Counsel, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -995 | -100.0% | Q1 2014 | May 15, 2014 |
| Index Management Solutions, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -821 | -100.0% | Q1 2014 | May 15, 2014 |
| NEW YORK LIFE TRUST CO | History | Closed out | 0 | 0 | — | 0.19% | — | -798 | -100.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -765 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -455 | -100.0% | Q1 2014 | May 02, 2014 |
| HANSEATIC MANAGEMENT SERVICES INC | History | Closed out | 0 | 0 | — | 0.24% | — | -431 | -100.0% | Q1 2014 | May 06, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -300 | -100.0% | Q1 2014 | Apr 11, 2014 |
| Invictus RG Pte. Ltd. | History | Closed out | 0 | 0 | — | 0.02% | — | -300 | -100.0% | Q1 2014 | May 14, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -158 | -100.0% | Q1 2014 | May 12, 2014 |
| Gemmer Asset Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -149 | -100.0% | Q1 2014 | May 23, 2014 |
| SHAPIRO ROBERT N | History | Closed out | 0 | 0 | — | 0.0% | — | -105 | -100.0% | Q1 2014 | Jun 18, 2014 |
| Archford Capital Strategies, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -73 | -100.0% | Q1 2014 | May 15, 2014 |
| North Star Investment Management Corp. | History | Closed out | 0 | 0 | — | 0.0% | — | -71 | -100.0% | Q1 2014 | Apr 29, 2014 |
| BOSTON PRIVATE BANK & TRUST CO | History | Closed out | 0 | 0 | — | 0.0% | — | -40 | -100.0% | Q1 2014 | Apr 15, 2014 |