QUESTCOR PHARMACEUTICALS INC COM - 74835Y101
Detailed investor-level table based on 13F positions.
Early Q2 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Reduced | 3,801,189 | 351,572 | 0.03% | 0.02% | 1 | -256,422 | -6.32% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Reduced | 2,933,994 | 271,365 | 0.08% | 0.08% | 2 | -993,702 | -25.3% | Q2 2014 | Aug 06, 2014 |
| LSV ASSET MANAGEMENT | History | Added to | 1,931,690 | 178,661 | 0.4% | 0.28% | 3 | +49,839 | 2.65% | Q2 2014 | Aug 06, 2014 |
| OAK RIDGE INVESTMENTS LLC | History | Added to | 1,457,399 | 134,810 | 3.2% | 2.33% | 4 | +28,566 | 2.0% | Q2 2014 | Aug 04, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 1,425,538 | 131,848 | 0.02% | 0.02% | 5 | -74,409 | -4.96% | Q2 2014 | Aug 06, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 579,292 | 53,578 | 0.04% | 0.06% | 6 | -317,917 | -35.43% | Q2 2014 | Aug 11, 2014 |
| ARGENTIERE CAPITAL | History | New | 315,468 | 29,178 | 13.27% | — | 7 | +315,468 | New | Q2 2014 | Jul 14, 2014 |
| BBT Capital Management, LLC | History | New | 268,599 | 24,843 | 1.54% | — | 8 | +268,599 | New | Q2 2014 | Aug 08, 2014 |
| THOMPSON SIEGEL & WALMSLEY LLC | History | Reduced | 212,163 | 19,623 | 0.38% | 0.62% | 9 | -213,758 | -50.19% | Q2 2014 | Aug 12, 2014 |
| DENVER INVESTMENT ADVISORS LLC | History | Reduced | 186,330 | 17,234 | 0.52% | 0.07% | 10 | -751,289 | -80.13% | Q2 2014 | Aug 08, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 182,267 | 16,856 | 0.01% | 0.01% | 11 | -1,353 | -0.74% | Q2 2014 | Aug 08, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Reduced | 165,500 | 15,307 | 0.02% | 0.03% | 12 | -148,570 | -47.3% | Q2 2014 | Aug 05, 2014 |
| OMERS ADMINISTRATION Corp | History | New | 151,100 | 13,975 | 0.45% | — | 13 | +151,100 | New | Q2 2014 | Aug 11, 2014 |
| TIVERTON ASSET MANAGEMENT LLC | History | No change | 150,000 | 13,873 | 0.31% | 0.21% | 14 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 146,906 | 13,587 | 0.04% | 0.03% | 15 | -5,541 | -3.63% | Q2 2014 | Aug 04, 2014 |
| Commonwealth Equity Services, Inc | History | Reduced | 128,829 | 11,915 | 0.15% | 0.12% | 16 | -5,665 | -4.21% | Q2 2014 | Jul 23, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 100,266 | 9,274 | 0.03% | 0.02% | 17 | -5,338 | -5.05% | Q2 2014 | Aug 06, 2014 |
| HUSSMAN STRATEGIC ADVISORS, INC. | History | Reduced | 100,000 | 9,249 | 0.71% | 0.73% | 18 | -50,000 | -33.33% | Q2 2014 | Aug 01, 2014 |
| HAP Trading, LLC | History | Added to | 253,048 | 8,850 | 0.33% | 0.01% | 19 | +229,948 | 995.45% | Q2 2014 | Aug 11, 2014 |
| Summit Creek Advisors LLC | History | Reduced | 92,420 | 8,548 | 1.43% | 2.03% | 20 | -83,115 | -47.35% | Q2 2014 | Jul 24, 2014 |
| PICTET ASSET MANAGEMENT LTD | History | Added to | 91,800 | 8,491 | 0.04% | 0.02% | 21 | +20,300 | 28.39% | Q2 2014 | Jul 31, 2014 |
| INTEGRAL DERIVATIVES, LLC | History | Added to | 86,176 | 7,970 | 0.14% | 0.07% | 22 | +34,276 | 66.04% | Q2 2014 | Aug 07, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Reduced | 85,888 | 7,944 | 0.01% | 0.03% | 23 | -176,103 | -67.22% | Q2 2014 | Jul 30, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 78,021 | 7,216 | 0.02% | 0.01% | 24 | +33,854 | 76.65% | Q2 2014 | Aug 07, 2014 |
| Swiss National Bank | History | Added to | 68,200 | 6,308 | 0.02% | 0.02% | 25 | +1,200 | 1.79% | Q2 2014 | Aug 06, 2014 |
| Tributary Capital Management, LLC | History | No change | 67,020 | 6,199 | 1.24% | 0.91% | 26 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| BlackRock Group LTD | History | Reduced | 58,903 | 5,449 | 0.0% | 0.0% | 27 | -26,650 | -31.15% | Q2 2014 | Aug 06, 2014 |
| GABELLI SECURITIES, INC. | History | New | 58,007 | 5,365 | 1.16% | — | 28 | +58,007 | New | Q2 2014 | Aug 06, 2014 |
| TEXAS PERMANENT SCHOOL FUND | History | Added to | 56,715 | 5,246 | 0.05% | 0.04% | 29 | +455 | 0.81% | Q2 2014 | Jul 21, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 54,685 | 5,058 | 0.01% | 0.02% | 30 | -119,450 | -68.6% | Q2 2014 | Aug 06, 2014 |
| SHELL ASSET MANAGEMENT CO | History | Reduced | 54,606 | 5,051 | 0.08% | 0.06% | 31 | -3,745 | -6.42% | Q2 2014 | Aug 08, 2014 |
| Nationwide Fund Advisors | History | Reduced | 47,700 | 4,412 | 0.02% | 0.03% | 32 | -51,074 | -51.71% | Q2 2014 | Aug 11, 2014 |
| CLARK ESTATES INC/NY | History | No change | 45,000 | 4,162 | 0.59% | 0.44% | 33 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| DekaBank Deutsche Girozentrale | History | Reduced | 43,439 | 4,013 | 0.06% | 0.04% | 34 | -95 | -0.22% | Q2 2014 | Aug 08, 2014 |
| ProShare Advisors LLC | History | Reduced | 41,784 | 3,865 | 0.05% | 0.08% | 35 | -60,318 | -59.08% | Q2 2014 | Aug 08, 2014 |
| Arizona State Retirement System | History | Added to | 40,600 | 3,755 | 0.05% | 0.03% | 36 | +1,100 | 2.78% | Q2 2014 | Aug 07, 2014 |
| STONERIDGE INVESTMENT PARTNERS LLC | History | Added to | 38,585 | 3,569 | 0.53% | 0.05% | 37 | +34,350 | 811.1% | Q2 2014 | Jul 16, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | Reduced | 38,105 | 3,524 | 0.0% | 0.02% | 38 | -216,838 | -85.05% | Q2 2014 | Aug 04, 2014 |
| TEALWOOD ASSET MANAGEMENT INC | History | Reduced | 37,155 | 3,436 | 1.39% | 1.0% | 39 | -800 | -2.11% | Q2 2014 | Aug 06, 2014 |
| CAPSTONE ASSET MANAGEMENT CO | History | Added to | 35,789 | 3,310 | 0.11% | 0.06% | 40 | +5,228 | 17.11% | Q2 2014 | Jul 11, 2014 |
| CAPITAL MANAGEMENT CORP /VA | History | Reduced | 35,343 | 3,269 | 1.06% | 3.95% | 41 | -143,022 | -80.19% | Q2 2014 | Jul 31, 2014 |
| FIRST TRUST ADVISORS LP | History | Added to | 31,694 | 2,931 | 0.01% | 0.0% | 42 | +20,433 | 181.45% | Q2 2014 | Aug 11, 2014 |
| ROYCE & ASSOCIATES LLC | History | Reduced | 31,000 | 2,867 | 0.01% | 0.01% | 43 | -1,200 | -3.73% | Q2 2014 | Aug 11, 2014 |
| BTG Pactual Global Asset Management Ltd | History | New | 28,527 | 2,639 | 0.37% | — | 44 | +28,527 | New | Q2 2014 | Aug 11, 2014 |
| Louisiana State Employees Retirement System | History | Added to | 26,100 | 2,414 | 0.11% | 0.08% | 45 | +300 | 1.16% | Q2 2014 | Jul 30, 2014 |
| RICE HALL JAMES & ASSOCIATES, LLC | History | Reduced | 25,781 | 2,384 | 0.16% | 0.17% | 46 | -9,147 | -26.19% | Q2 2014 | Aug 04, 2014 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | History | Reduced | 23,491 | 2,173 | 0.05% | 0.06% | 47 | -16,996 | -41.98% | Q2 2014 | Aug 07, 2014 |
| Aurora Investment Counsel | History | Reduced | 23,040 | 2,131 | 1.34% | 0.98% | 48 | -415 | -1.77% | Q2 2014 | Jul 30, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | Reduced | 22,672 | 2,097 | 0.02% | 0.05% | 49 | -38,943 | -63.2% | Q2 2014 | Aug 01, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Reduced | 22,003 | 2,035 | 0.09% | 0.11% | 50 | -2,186 | -9.04% | Q2 2014 | Aug 08, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 21,970 | 2,031 | 0.0% | 0.0% | 51 | -10,373 | -32.07% | Q2 2014 | Aug 08, 2014 |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | History | Reduced | 20,600 | 1,905 | 0.02% | 0.02% | 52 | -1,300 | -5.94% | Q2 2014 | Jul 18, 2014 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | History | Reduced | 20,310 | 1,878 | 0.01% | 0.01% | 53 | -7,985 | -28.22% | Q2 2014 | Aug 11, 2014 |
| AJO, LP | History | Reduced | 20,200 | 1,868 | 0.01% | 0.09% | 54 | -314,860 | -93.97% | Q2 2014 | Aug 06, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | Added to | 17,321 | 1,602 | 0.01% | 0.01% | 55 | +767 | 4.63% | Q2 2014 | Jul 16, 2014 |
| Ancora Advisors, LLC | History | New | 17,000 | 1,572 | 0.2% | — | 56 | +17,000 | New | Q2 2014 | Jul 31, 2014 |
| DEERE & CO | History | Reduced | 16,839 | 1,557 | 0.09% | 0.09% | 57 | -7,330 | -30.33% | Q2 2014 | Aug 11, 2014 |
| LPL Financial LLC | History | Reduced | 15,792 | 1,461 | 0.01% | 0.01% | 58 | -12,705 | -44.58% | Q2 2014 | Aug 05, 2014 |
| GAM Holding AG | History | No change | 15,000 | 1,387 | 0.02% | 0.02% | 59 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| First Western Capital Management Co | History | Reduced | 14,930 | 1,381 | 0.46% | 0.57% | 60 | -9,764 | -39.54% | Q2 2014 | Jul 23, 2014 |
| MASON STREET ADVISORS, LLC | History | Added to | 13,952 | 1,290 | 0.01% | 0.0% | 61 | +7,146 | 105.0% | Q2 2014 | Aug 05, 2014 |
| Municipal Employees' Retirement System of Michigan | History | Added to | 13,800 | 1,281 | 0.1% | 0.07% | 62 | +300 | 2.22% | Q2 2014 | Aug 04, 2014 |
| BABSON CAPITAL MANAGEMENT LLC | History | New | 13,700 | 1,267 | 0.04% | — | 63 | +13,700 | New | Q2 2014 | Aug 08, 2014 |
| IndexIQ Advisors LLC | History | New | 13,546 | 1,253 | 0.1% | — | 64 | +13,546 | New | Q2 2014 | Aug 04, 2014 |
| PROFUND ADVISORS LLC | History | Reduced | 13,116 | 1,213 | 0.05% | 0.05% | 65 | -4,224 | -24.36% | Q2 2014 | Aug 08, 2014 |
| Concept Capital Markets, LLC | History | New | 12,826 | 1,186 | 0.47% | — | 66 | +12,826 | New | Q2 2014 | Aug 08, 2014 |
| DAVIDSON D A & CO | History | Reduced | 12,663 | 1,170 | 0.04% | 0.05% | 67 | -9,937 | -43.97% | Q2 2014 | Jul 29, 2014 |
| FIRST NATIONAL BANK OF OMAHA | History | Reduced | 12,406 | 1,147 | 0.08% | 0.06% | 68 | -500 | -3.87% | Q2 2014 | Aug 11, 2014 |
| Black River Asset Management LLC | History | New | 11,950 | 1,105 | 1.44% | — | 69 | +11,950 | New | Q2 2014 | Jul 28, 2014 |
| NISA INVESTMENT ADVISORS L L C | History | No change | 11,800 | 1,091 | 0.02% | 0.01% | 70 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| CTC Alternative Strategies, Ltd. | History | Added to | 11,300 | 1,045 | 0.88% | 0.11% | 71 | +8,200 | 264.52% | Q2 2014 | Jul 22, 2014 |
| Gargoyle Investment Advisor L.L.C. | History | Reduced | 10,642 | 985 | 0.37% | 1.0% | 72 | -24,073 | -69.34% | Q2 2014 | Aug 11, 2014 |
| Utah Retirement Systems | History | New | 10,600 | 980 | 0.03% | — | 73 | +10,600 | New | Q2 2014 | Aug 08, 2014 |
| CHICAGO EQUITY PARTNERS LLC | History | Reduced | 9,330 | 862 | 0.02% | 0.06% | 74 | -26,480 | -73.95% | Q2 2014 | Aug 01, 2014 |
| Stone Toro Investment Advisers, LP | History | New | 9,200 | 851 | 2.45% | — | 75 | +9,200 | New | Q2 2014 | Jul 28, 2014 |
| CIBC World Markets Inc. | History | Reduced | 8,744 | 809 | 0.0% | 0.0% | 76 | -640 | -6.82% | Q2 2014 | Aug 08, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 8,608 | 796 | 0.0% | 165.21% | 77 | -81,285 | -90.42% | Q2 2014 | Aug 06, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 8,336 | 770 | 0.0% | 0.01% | 78 | -34,653 | -80.61% | Q2 2014 | Aug 08, 2014 |
| LEAVELL INVESTMENT MANAGEMENT, INC. | History | Reduced | 7,300 | 675 | 0.11% | 0.1% | 79 | -2,000 | -21.51% | Q2 2014 | Jul 17, 2014 |
| GAMCO INVESTORS, INC. ET AL | History | New | 7,100 | 657 | 0.0% | — | 80 | +7,100 | New | Q2 2014 | Aug 06, 2014 |
| Lyons Wealth Management, LLC. | History | Added to | 7,067 | 654 | 0.58% | 0.24% | 81 | +2,881 | 68.82% | Q2 2014 | Aug 11, 2014 |
| VIRGINIA RETIREMENT SYSTEMS ET AL | History | Reduced | 6,600 | 610 | 0.01% | 0.01% | 82 | -500 | -7.04% | Q2 2014 | Jul 23, 2014 |
| AMALGAMATED BANK | History | Added to | 6,568 | 607 | 0.09% | 0.06% | 83 | +1,238 | 23.23% | Q2 2014 | Aug 11, 2014 |
| Camarda Financial Advisors, LLC | History | Reduced | 6,385 | 591 | 0.41% | 0.38% | 84 | -1,173 | -15.52% | Q2 2014 | Jul 11, 2014 |
| WESTPAC BANKING CORP | History | Reduced | 6,300 | 582 | 0.01% | 0.04% | 85 | -47,430 | -88.27% | Q2 2014 | Aug 11, 2014 |
| KBC Group NV | History | Added to | 6,277 | 581 | 0.01% | 0.0% | 86 | +1,709 | 37.41% | Q2 2014 | Aug 01, 2014 |
| Aviance Capital Partners, LLC | History | Reduced | 6,000 | 555 | 0.22% | 0.27% | 87 | -3,900 | -39.39% | Q2 2014 | Aug 01, 2014 |
| ALPHA WINDWARD LLC | History | Reduced | 5,065 | 468 | 0.32% | 0.28% | 88 | -1,126 | -18.19% | Q2 2014 | Jul 16, 2014 |
| BB&T CORP | History | Reduced | 4,944 | 457 | 0.01% | 0.01% | 89 | -737 | -12.97% | Q2 2014 | Jul 21, 2014 |
| Aperio Group, LLC | History | New | 4,766 | 441 | 0.01% | — | 90 | +4,766 | New | Q2 2014 | Jul 23, 2014 |
| HL FINANCIAL SERVICES LLC | History | Reduced | 4,746 | 439 | 0.01% | 0.03% | 91 | -8,779 | -64.91% | Q2 2014 | Aug 01, 2014 |
| World Asset Management Inc | History | Added to | 4,620 | 427 | 0.01% | 0.01% | 92 | +115 | 2.55% | Q2 2014 | Jul 28, 2014 |
| SHELTON CAPITAL MANAGEMENT | History | Added to | 4,447 | 411 | 0.06% | 0.04% | 93 | +125 | 2.89% | Q2 2014 | Jul 25, 2014 |
| NORDEA INVESTMENT MANAGEMENT AB | History | New | 4,430 | 410 | 0.0% | — | 94 | +4,430 | New | Q2 2014 | Jul 22, 2014 |
| Ifrah Financial Services, Inc. | History | Reduced | 4,394 | 406 | 0.15% | 0.11% | 95 | -37 | -0.84% | Q2 2014 | Aug 06, 2014 |
| NAPLES GLOBAL ADVISORS, LLC | History | No change | 4,330 | 400 | 0.24% | 0.17% | 96 | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Reduced | 4,215 | 390 | 0.0% | 0.02% | 97 | -37,020 | -89.78% | Q2 2014 | Jul 31, 2014 |
| GABELLI FUNDS LLC | History | New | 4,000 | 370 | 0.0% | — | 98 | +4,000 | New | Q2 2014 | Aug 06, 2014 |
| ALGERT COLDIRON INVESTORS LLC | History | Reduced | 3,898 | 361 | 0.23% | 0.38% | 99 | -10,830 | -73.53% | Q2 2014 | Aug 11, 2014 |
| TradeLink Global Equity LLC | History | New | 3,700 | 342 | 0.31% | — | 100 | +3,700 | New | Q2 2014 | Jul 31, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | Added to | 3,662 | 337 | 0.0% | 0.0% | 101 | +8 | 0.22% | Q2 2014 | Aug 06, 2014 |
| Neuberger Berman Group LLC | History | Reduced | 3,615 | 334 | 0.0% | 0.0% | 102 | -2,347 | -39.37% | Q2 2014 | Aug 05, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 3,503 | 324 | 0.01% | 0.01% | 103 | -1,916 | -35.36% | Q2 2014 | Jul 25, 2014 |
| Moors & Cabot, Inc. | History | New | 3,150 | 291 | 0.05% | — | 104 | +3,150 | New | Q2 2014 | Aug 11, 2014 |
| Private Advisor Group, LLC | History | Reduced | 3,085 | 285 | 0.02% | 0.03% | 105 | -600 | -16.28% | Q2 2014 | Aug 08, 2014 |
| COBBLESTONE CAPITAL ADVISORS LLC /NY/ | History | Reduced | 2,985 | 276 | 0.05% | 0.7% | 106 | -52,701 | -94.64% | Q2 2014 | Aug 04, 2014 |
| CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. | History | Reduced | 2,900 | 268 | 0.0% | 0.02% | 108 | -25,368 | -89.74% | Q2 2014 | Aug 11, 2014 |
| MENTA CAPITAL LLC | History | New | 2,900 | 268 | 0.05% | — | 107 | +2,900 | New | Q2 2014 | Aug 05, 2014 |
| Yorktown Management & Research Co Inc | History | New | 2,500 | 231 | 0.04% | — | 109 | +2,500 | New | Q2 2014 | Jul 23, 2014 |
| Stux Capital Management, LLC | History | New | 2,500 | 231 | 0.03% | — | 110 | +2,500 | New | Q2 2014 | Jul 14, 2014 |
| REYNOLDS CAPITAL MANAGEMENT LLC | History | New | 2,400 | 222 | 0.15% | — | 111 | +2,400 | New | Q2 2014 | Jul 08, 2014 |
| MetLife Securities, Inc | History | Reduced | 2,295 | 212 | 0.03% | 0.03% | 112 | -1,283 | -35.86% | Q2 2014 | Aug 04, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Reduced | 2,186 | 202 | 0.0% | 0.0% | 113 | -256 | -10.48% | Q2 2014 | Aug 05, 2014 |
| SMITHFIELD TRUST CO | History | Reduced | 1,886 | 174 | 0.03% | 0.04% | 114 | -1,422 | -42.99% | Q2 2014 | Jul 16, 2014 |
| BlackRock Inc. | History | Reduced | 1,704 | 158 | 0.0% | 0.0% | 115 | -1,441 | -45.82% | Q2 2014 | Aug 06, 2014 |
| FIRST QUADRANT L P/CA | History | Reduced | 1,200 | 111 | 0.0% | 0.0% | 116 | -200 | -14.29% | Q2 2014 | Jul 31, 2014 |
| HOWE & RUSLING INC | History | Reduced | 1,000 | 92 | 0.02% | 0.02% | 117 | -560 | -35.9% | Q2 2014 | Jul 31, 2014 |
| TOMPKINS FINANCIAL CORP | History | No change | 860 | 80 | 0.02% | 0.01% | 118 | 0 | 0.0% | Q2 2014 | Jul 11, 2014 |
| Regal Investment Advisors LLC | History | No change | 650 | 60 | 0.02% | 0.02% | 119 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Advisors Preferred, LLC | History | Reduced | 529 | 48 | 0.02% | 0.06% | 120 | -1,344 | -71.76% | Q2 2014 | Jul 31, 2014 |
| Plante Moran Financial Advisors, LLC | History | New | 400 | 37 | 0.03% | — | 121 | +400 | New | Q2 2014 | Jul 28, 2014 |
| Strategic Capital Group LLC | History | No change | 336 | 31 | 0.01% | 0.01% | 122 | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |
| JNBA Financial Advisors | History | Reduced | 300 | 28 | 0.01% | 0.01% | 123 | -69 | -18.7% | Q2 2014 | Jul 24, 2014 |
| MUFG Americas Holdings Corp | History | No change | 188 | 17 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| ENTERPRISE FINANCIAL SERVICES CORP | History | No change | 150 | 14 | 0.01% | 0.01% | 125 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| Ledyard National Bank | History | No change | 61 | 6 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q2 2014 | Jul 08, 2014 |
| PRIVATE TRUST CO NA | History | Reduced | 17 | 2 | 0.0% | 0.0% | 127 | -29 | -63.04% | Q2 2014 | Jul 22, 2014 |
| FTB Advisors, Inc. | History | New | 26 | 2 | 0.0% | — | 129 | +26 | New | Q2 2014 | Aug 07, 2014 |
| Hirtle Callaghan & Co LLC | History | No change | 20 | 2 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.12% | — | -4,057,018 | -100.0% | Q1 2014 | May 14, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -3,884,111 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.05% | — | -2,362,487 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.04% | — | -2,341,911 | -100.0% | Q1 2014 | May 14, 2014 |
| BROADWOOD CAPITAL INC | History | Closed out | 0 | 0 | — | 28.53% | — | -2,251,660 | -100.0% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -2,207,306 | -100.0% | Q1 2014 | May 13, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.05% | — | -2,098,359 | -100.0% | Q1 2014 | May 15, 2014 |
| DEERFIELD MANAGEMENT CO | History | Closed out | 0 | 0 | — | 4.74% | — | -1,789,865 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -1,725,963 | -100.0% | Q1 2014 | May 15, 2014 |
| Espalier Global Management LLC | History | Closed out | 0 | 0 | — | 5.38% | — | -1,484,800 | -100.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.14% | — | -972,678 | -100.0% | Q1 2014 | May 13, 2014 |
| Palo Alto Investors, LLC | History | Closed out | 0 | 0 | — | 5.2% | — | -969,495 | -100.0% | Q1 2014 | May 16, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.02% | — | -958,215 | -100.0% | Q1 2014 | May 14, 2014 |
| JANUS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -934,449 | -100.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.02% | — | -799,867 | -100.0% | Q1 2014 | May 15, 2014 |
| FIL Ltd | History | Closed out | 0 | 0 | — | 0.17% | — | -728,614 | -100.0% | Q1 2014 | May 15, 2014 |
| BAKER BROS. ADVISORS LP | History | Closed out | 0 | 0 | — | 0.59% | — | -717,745 | -100.0% | Q1 2014 | May 15, 2014 |
| LMM LLC | History | Closed out | 0 | 0 | — | 1.76% | — | -676,625 | -100.0% | Q1 2014 | May 15, 2014 |
| Valiant Capital Management, L.P. | History | Closed out | 0 | 0 | — | 4.77% | — | -599,100 | -100.0% | Q1 2014 | May 14, 2014 |
| NEW AMSTERDAM PARTNERS LLC/NY | History | Closed out | 0 | 0 | — | 2.33% | — | -524,496 | -100.0% | Q1 2014 | May 14, 2014 |
| Visium Asset Management, LP | History | Closed out | 0 | 0 | — | 0.55% | — | -523,000 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.01% | — | -522,334 | -100.0% | Q1 2014 | May 15, 2014 |
| SANDLER CAPITAL MANAGEMENT | History | Closed out | 0 | 0 | — | 1.19% | — | -520,500 | -100.0% | Q1 2014 | May 15, 2014 |
| OPPENHEIMER FUNDS INC | History | Closed out | 0 | 0 | — | 0.04% | — | -469,331 | -100.0% | Q1 2014 | Apr 30, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | Closed out | 0 | 0 | — | 0.03% | — | -461,338 | -100.0% | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -445,400 | -100.0% | Q1 2014 | May 14, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.02% | — | -441,555 | -100.0% | Q1 2014 | May 14, 2014 |
| Numeric Investors LLC | History | Closed out | 0 | 0 | — | 0.48% | — | -435,300 | -100.0% | Q1 2014 | May 06, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.03% | — | -426,652 | -100.0% | Q1 2014 | May 15, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.14% | — | -416,600 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -408,570 | -100.0% | Q1 2014 | May 14, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -406,940 | -100.0% | Q1 2014 | May 15, 2014 |
| HEARTLAND ADVISORS INC | History | Closed out | 0 | 0 | — | 0.46% | — | -400,000 | -100.0% | Q1 2014 | May 09, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.02% | — | -394,666 | -100.0% | Q1 2014 | May 15, 2014 |
| WASATCH ADVISORS INC | History | Closed out | 0 | 0 | — | 0.23% | — | -367,056 | -100.0% | Q1 2014 | May 13, 2014 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -366,100 | -100.0% | Q1 2014 | May 13, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.03% | — | -365,730 | -100.0% | Q1 2014 | May 28, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.04% | — | -354,061 | -100.0% | Q1 2014 | May 13, 2014 |
| FRED ALGER MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.11% | — | -342,354 | -100.0% | Q1 2014 | May 15, 2014 |
| Gotham Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.33% | — | -335,494 | -100.0% | Q1 2014 | May 15, 2014 |
| NorthCoast Asset Management LLC | History | Closed out | 0 | 0 | — | 1.38% | — | -326,628 | -100.0% | Q1 2014 | May 13, 2014 |
| ADAGE CAPITAL PARTNERS GP LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -325,000 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.01% | — | -315,269 | -100.0% | Q1 2014 | May 13, 2014 |
| GRANAHAN INVESTMENT MANAGEMENT INC/MA | History | Closed out | 0 | 0 | — | 0.54% | — | -310,000 | -100.0% | Q1 2014 | Apr 15, 2014 |
| Freestone Capital Holdings, LLC | History | Closed out | 0 | 0 | — | 3.49% | — | -303,127 | -100.0% | Q1 2014 | May 15, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -261,800 | -100.0% | Q1 2014 | May 15, 2014 |
| HAYS ADVISORY LLC | History | Closed out | 0 | 0 | — | 2.04% | — | -258,957 | -100.0% | Q1 2014 | Apr 03, 2014 |
| PDT Partners, LLC | History | Closed out | 0 | 0 | — | 0.32% | — | -205,541 | -100.0% | Q1 2014 | May 15, 2014 |
| PUTNAM INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -200,967 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.02% | — | -200,198 | -100.0% | Q1 2014 | May 15, 2014 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.27% | — | -192,475 | -100.0% | Q1 2014 | May 14, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.02% | — | -191,742 | -100.0% | Q1 2014 | Apr 18, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.03% | — | -181,310 | -100.0% | Q1 2014 | May 16, 2014 |
| KENNEDY CAPITAL MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.22% | — | -179,599 | -100.0% | Q1 2014 | May 14, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.02% | — | -174,488 | -100.0% | Q1 2014 | May 14, 2014 |
| ROTHSCHILD ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.25% | — | -173,551 | -100.0% | Q1 2014 | May 15, 2014 |
| Brandywine Global Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -170,622 | -100.0% | Q1 2014 | May 15, 2014 |
| BATTERYMARCH FINANCIAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.22% | — | -161,694 | -100.0% | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -158,068 | -100.0% | Q1 2014 | May 15, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -146,237 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.01% | — | -142,552 | -100.0% | Q1 2014 | May 16, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -140,637 | -100.0% | Q1 2014 | May 15, 2014 |
| HighVista Strategies LLC | History | Closed out | 0 | 0 | — | 1.57% | — | -134,130 | -100.0% | Q1 2014 | May 15, 2014 |
| AXA | History | Closed out | 0 | 0 | — | 0.04% | — | -133,015 | -100.0% | Q1 2014 | May 13, 2014 |
| ORBIMED ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -130,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Closed out | 0 | 0 | — | 0.07% | — | -126,488 | -100.0% | Q1 2014 | May 14, 2014 |
| Boston Partners | History | Closed out | 0 | 0 | — | 0.01% | — | -122,593 | -100.0% | Q1 2014 | May 07, 2014 |
| Profit Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.36% | — | -121,705 | -100.0% | Q1 2014 | May 15, 2014 |
| Tekla Capital Management LLC | History | Closed out | 0 | 0 | — | 0.76% | — | -117,080 | -100.0% | Q1 2014 | May 13, 2014 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.03% | — | -116,500 | -100.0% | Q1 2014 | May 14, 2014 |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.05% | — | -112,405 | -100.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -110,399 | -100.0% | Q1 2014 | May 13, 2014 |
| Absolute Return Capital, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -107,907 | -100.0% | Q1 2014 | May 15, 2014 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.03% | — | -105,353 | -100.0% | Q1 2014 | May 12, 2014 |
| Archipel Asset Management AB | History | Closed out | 0 | 0 | — | 1.75% | — | -104,320 | -100.0% | Q1 2014 | May 08, 2014 |
| State of Tennessee, Treasury Department | History | Closed out | 0 | 0 | — | 0.04% | — | -103,900 | -100.0% | Q1 2014 | May 30, 2014 |
| Nantahala Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.99% | — | -95,000 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.02% | — | -94,341 | -100.0% | Q1 2014 | May 08, 2014 |
| GROESBECK INVESTMENT MANAGEMENT CORP /NJ/ | History | Closed out | 0 | 0 | — | 2.62% | — | -89,561 | -100.0% | Q1 2014 | May 13, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -88,475 | -100.0% | Q1 2014 | May 23, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.03% | — | -87,274 | -100.0% | Q1 2014 | May 13, 2014 |
| Marshall Wace LLP | History | Closed out | 0 | 0 | — | 0.1% | — | -84,489 | -100.0% | Q1 2014 | May 14, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -83,295 | -100.0% | Q1 2014 | May 15, 2014 |
| ASCEND CAPITAL, LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -80,000 | -100.0% | Q1 2014 | May 14, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.05% | — | -79,118 | -100.0% | Q1 2014 | May 15, 2014 |
| COMMERZBANK AKTIENGESELLSCHAFT /FI | History | Closed out | 0 | 0 | — | 0.02% | — | -78,162 | -100.0% | Q1 2014 | May 14, 2014 |
| NEUMEIER POMA INVESTMENT COUNSEL LLC | History | Closed out | 0 | 0 | — | 1.05% | — | -71,485 | -100.0% | Q1 2014 | May 14, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -70,965 | -100.0% | Q1 2014 | May 16, 2014 |
| UNITED SERVICES AUTOMOBILE ASSOCIATION | History | Closed out | 0 | 0 | — | 0.02% | — | -70,080 | -100.0% | Q1 2014 | May 22, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.03% | — | -65,239 | -100.0% | Q1 2014 | May 15, 2014 |
| Old Mutual Global Investors (UK) Ltd. | History | Closed out | 0 | 0 | — | 0.28% | — | -63,136 | -100.0% | Q1 2014 | Apr 18, 2014 |
| DUPONT CAPITAL MANAGEMENT Corp | History | Closed out | 0 | 0 | — | 0.06% | — | -59,660 | -100.0% | Q1 2014 | Apr 24, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -58,670 | -100.0% | Q1 2014 | May 16, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -58,343 | -100.0% | Q1 2014 | May 15, 2014 |
| RIVULET CAPITAL, LLC | History | Closed out | 0 | 0 | — | 3.41% | — | -58,000 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -55,452 | -100.0% | Q1 2014 | May 15, 2014 |
| DIXON HUBARD FEINOUR & BROWN INC/VA | History | Closed out | 0 | 0 | — | 1.23% | — | -54,715 | -100.0% | Q1 2014 | May 15, 2014 |
| BBK Capital Partners, LLC | History | Closed out | 0 | 0 | — | 2.91% | — | -52,640 | -100.0% | Q1 2014 | May 15, 2014 |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -49,584 | -100.0% | Q1 2014 | May 16, 2014 |
| Airain ltd | History | Closed out | 0 | 0 | — | 0.55% | — | -47,894 | -100.0% | Q1 2014 | May 13, 2014 |
| ICON ADVISERS INC/CO | History | Closed out | 0 | 0 | — | 0.22% | — | -47,000 | -100.0% | Q1 2014 | May 07, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.09% | — | -46,255 | -100.0% | Q1 2014 | May 09, 2014 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.12% | — | -44,200 | -100.0% | Q1 2014 | May 15, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.01% | — | -41,095 | -100.0% | Q1 2014 | May 13, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -40,391 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -40,199 | -100.0% | Q1 2014 | May 15, 2014 |
| SENECA CAPITAL INVESTMENTS, L.P. | History | Closed out | 0 | 0 | — | 0.61% | — | -40,000 | -100.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -39,164 | -100.0% | Q1 2014 | May 15, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -37,958 | -100.0% | Q1 2014 | May 14, 2014 |
| GLOBEFLEX CAPITAL L P | History | Closed out | 0 | 0 | — | 0.28% | — | -37,390 | -100.0% | Q1 2014 | Apr 23, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.02% | — | -37,171 | -100.0% | Q1 2014 | May 19, 2014 |
| Freshford Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.27% | — | -35,300 | -100.0% | Q1 2014 | May 15, 2014 |
| Fiera Capital Corp | History | Closed out | 0 | 0 | — | 0.02% | — | -35,300 | -100.0% | Q1 2014 | Apr 15, 2014 |
| Quantitative Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -32,200 | -100.0% | Q1 2014 | May 09, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.02% | — | -31,270 | -100.0% | Q1 2014 | May 07, 2014 |
| AMP Capital Investors Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -30,113 | -100.0% | Q1 2014 | May 14, 2014 |
| Convergence Investment Partners, LLC | History | Closed out | 0 | 0 | — | 0.29% | — | -28,928 | -100.0% | Q1 2014 | May 08, 2014 |
| PERCEPTIVE ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.2% | — | -28,600 | -100.0% | Q1 2014 | May 15, 2014 |
| HANCOCK HOLDING CO | History | Closed out | 0 | 0 | — | 0.07% | — | -28,304 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -28,206 | -100.0% | Q1 2014 | May 13, 2014 |
| STRS OHIO | History | Closed out | 0 | 0 | — | 0.01% | — | -28,100 | -100.0% | Q1 2014 | Apr 28, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -26,807 | -100.0% | Q1 2014 | May 14, 2014 |
| TURNER INVESTMENTS, L.P. | History | Closed out | 0 | 0 | — | 0.04% | — | -25,980 | -100.0% | Q1 2014 | May 12, 2014 |
| Dana Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.1% | — | -25,459 | -100.0% | Q1 2014 | May 05, 2014 |
| MARINER INVESTMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.34% | — | -24,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Granite Point Capital Management, L.P. | History | Closed out | 0 | 0 | — | 1.11% | — | -23,800 | -100.0% | Q1 2014 | May 14, 2014 |
| BAIRD ROBERT W & CO INC /WI/ | History | Closed out | 0 | 0 | — | 0.02% | — | -23,628 | -100.0% | Q1 2014 | May 09, 2014 |
| Employees Retirement System of Texas | History | Closed out | 0 | 0 | — | 0.02% | — | -23,000 | -100.0% | Q1 2014 | May 14, 2014 |
| FEDERATED INVESTORS INC /PA/ | History | Closed out | 0 | 0 | — | 0.0% | — | -22,642 | -100.0% | Q1 2014 | May 06, 2014 |
| Sterling Capital Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -22,057 | -100.0% | Q1 2014 | May 16, 2014 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Closed out | 0 | 0 | — | 0.04% | — | -22,000 | -100.0% | Q1 2014 | Apr 29, 2014 |
| SEI TRUST CO | History | Closed out | 0 | 0 | — | 0.01% | — | -21,738 | -100.0% | Q1 2014 | Apr 28, 2014 |
| REGIONS FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.02% | — | -21,218 | -100.0% | Q1 2014 | Apr 17, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.01% | — | -20,350 | -100.0% | Q1 2014 | May 14, 2014 |
| ANALYTIC INVESTORS, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -19,945 | -100.0% | Q1 2014 | May 12, 2014 |
| BlackRock Japan Co. Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -19,060 | -100.0% | Q1 2014 | May 02, 2014 |
| VAN ECK ASSOCIATES CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -18,657 | -100.0% | Q1 2014 | May 08, 2014 |
| FIRST CITIZENS BANK & TRUST CO | History | Closed out | 0 | 0 | — | 0.11% | — | -18,292 | -100.0% | Q1 2014 | Apr 10, 2014 |
| GRT CAPITAL PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -17,832 | -100.0% | Q1 2014 | May 15, 2014 |
| PHILADELPHIA TRUST CO | History | Closed out | 0 | 0 | — | 0.07% | — | -16,650 | -100.0% | Q1 2014 | May 13, 2014 |
| FDx Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.09% | — | -16,428 | -100.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.02% | — | -16,404 | -100.0% | Q1 2014 | Apr 11, 2014 |
| COLUMBUS CIRCLE INVESTORS | History | Closed out | 0 | 0 | — | 0.01% | — | -16,100 | -100.0% | Q1 2014 | Apr 24, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -15,963 | -100.0% | Q1 2014 | May 15, 2014 |
| NATIXIS | History | Closed out | 0 | 0 | — | 0.01% | — | -15,665 | -100.0% | Q1 2014 | May 14, 2014 |
| Gerstein Fisher | History | Closed out | 0 | 0 | — | 0.2% | — | -15,016 | -100.0% | Q1 2014 | May 15, 2014 |
| PineBridge Investments Ltd | History | Closed out | 0 | 0 | — | 0.03% | — | -13,981 | -100.0% | Q1 2014 | May 14, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -13,800 | -100.0% | Q1 2014 | May 15, 2014 |
| Cetera Advisor Networks LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -12,204 | -100.0% | Q1 2014 | May 15, 2014 |
| ROTHSCHILD INVESTMENT CORP /IL | History | Closed out | 0 | 0 | — | 0.1% | — | -11,420 | -100.0% | Q1 2014 | Apr 28, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,786 | -100.0% | Q1 2014 | May 15, 2014 |
| Matarin Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.41% | — | -10,750 | -100.0% | Q1 2014 | May 06, 2014 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -10,670 | -100.0% | Q1 2014 | May 14, 2014 |
| U S GLOBAL INVESTORS INC | History | Closed out | 0 | 0 | — | 0.11% | — | -10,500 | -100.0% | Q1 2014 | May 15, 2014 |
| Catalyst Capital Advisors LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -10,435 | -100.0% | Q1 2014 | May 12, 2014 |
| Investors Capital Advisory Services | History | Closed out | 0 | 0 | — | 0.14% | — | -10,292 | -100.0% | Q1 2014 | Apr 15, 2014 |
| GLG LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -10,280 | -100.0% | Q1 2014 | May 15, 2014 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | Closed out | 0 | 0 | — | 0.01% | — | -10,037 | -100.0% | Q1 2014 | May 14, 2014 |
| NOMURA ASSET MANAGEMENT CO LTD | History | Closed out | 0 | 0 | — | 0.01% | — | -10,000 | -100.0% | Q1 2014 | May 14, 2014 |
| JBF Capital, Inc. | History | Closed out | 0 | 0 | — | 0.1% | — | -9,900 | -100.0% | Q1 2014 | May 08, 2014 |
| Quantitative Systematic Strategies LLC | History | Closed out | 0 | 0 | — | 0.48% | — | -9,467 | -100.0% | Q1 2014 | Apr 07, 2014 |
| ALPS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -9,260 | -100.0% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -9,222 | -100.0% | Q1 2014 | May 13, 2014 |
| NAVELLIER & ASSOCIATES INC | History | Closed out | 0 | 0 | — | 0.03% | — | -8,742 | -100.0% | Q1 2014 | May 08, 2014 |
| CIM, LLC | History | Closed out | 0 | 0 | — | 0.29% | — | -8,355 | -100.0% | Q1 2014 | Apr 18, 2014 |
| Santa Fe Partners LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -8,285 | -100.0% | Q1 2014 | May 14, 2014 |
| Placemark Investments, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -8,023 | -100.0% | Q1 2014 | May 09, 2014 |
| WILLIAMS JONES & ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -8,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Texas Yale Capital Corp. | History | Closed out | 0 | 0 | — | 0.07% | — | -7,925 | -100.0% | Q1 2014 | Aug 04, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -7,817 | -100.0% | Q1 2014 | May 15, 2014 |
| Nokomis Capital, L.L.C. | History | Closed out | 0 | 0 | — | 0.16% | — | -7,600 | -100.0% | Q1 2014 | May 15, 2014 |
| OAK ASSOCIATES LTD /OH/ | History | Closed out | 0 | 0 | — | 0.06% | — | -7,350 | -100.0% | Q1 2014 | Jun 03, 2014 |
| Schonfeld Group Holdings LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -7,201 | -100.0% | Q1 2014 | May 15, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -7,000 | -100.0% | Q1 2014 | May 15, 2014 |
| TCW GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,767 | -100.0% | Q1 2014 | May 13, 2014 |
| VTL Associates, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -6,325 | -100.0% | Q1 2014 | May 15, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -6,316 | -100.0% | Q1 2014 | May 15, 2014 |
| HUNTINGTON NATIONAL BANK | History | Closed out | 0 | 0 | — | 0.01% | — | -6,298 | -100.0% | Q1 2014 | May 27, 2014 |
| NGAM ADVISORS, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -6,112 | -100.0% | Q1 2014 | May 13, 2014 |
| JLB & ASSOCIATES INC | History | Closed out | 0 | 0 | — | 0.15% | — | -6,057 | -100.0% | Q1 2014 | Apr 04, 2014 |
| BURNEY CO/ | History | Closed out | 0 | 0 | — | 0.03% | — | -5,861 | -100.0% | Q1 2014 | May 07, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -5,716 | -100.0% | Q1 2014 | May 14, 2014 |
| HARTFORD INVESTMENT MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.01% | — | -5,254 | -100.0% | Q1 2014 | May 14, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.48% | — | -5,098 | -100.0% | Q1 2014 | Aug 08, 2014 |
| Wilmington Funds Management Corp | History | Closed out | 0 | 0 | — | 0.04% | — | -5,069 | -100.0% | Q1 2014 | May 14, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -5,000 | -100.0% | Q1 2014 | Apr 30, 2014 |
| Highlander Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.3% | — | -5,000 | -100.0% | Q1 2014 | May 08, 2014 |
| Invictus RG Pte. Ltd. | History | Closed out | 0 | 0 | — | 0.38% | — | -4,879 | -100.0% | Q1 2014 | May 14, 2014 |
| ONTARIO TEACHERS PENSION PLAN BOARD | History | Closed out | 0 | 0 | — | 0.0% | — | -4,862 | -100.0% | Q1 2014 | May 13, 2014 |
| CARL DOMINO INC | History | Closed out | 0 | 0 | — | 0.15% | — | -4,500 | -100.0% | Q1 2014 | May 15, 2014 |
| Summit Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -4,474 | -100.0% | Q1 2014 | May 13, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,323 | -100.0% | Q1 2014 | May 14, 2014 |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | History | Closed out | 0 | 0 | — | 0.0% | — | -3,810 | -100.0% | Q1 2014 | May 13, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -3,750 | -100.0% | Q1 2014 | May 15, 2014 |
| Zebra Capital Management LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -3,644 | -100.0% | Q1 2014 | May 06, 2014 |
| FULLER & THALER ASSET MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -3,200 | -100.0% | Q1 2014 | May 13, 2014 |
| Violich Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.07% | — | -3,175 | -100.0% | Q1 2014 | May 15, 2014 |
| Index Management Solutions, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -2,833 | -100.0% | Q1 2014 | May 15, 2014 |
| Quantbot Technologies LP | History | Closed out | 0 | 0 | — | 0.04% | — | -2,420 | -100.0% | Q1 2014 | May 21, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,774 | -100.0% | Q1 2014 | May 15, 2014 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2014 | May 09, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -950 | -100.0% | Q1 2014 | May 15, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | Closed out | 0 | 0 | — | 0.02% | — | -950 | -100.0% | Q1 2014 | Apr 14, 2014 |
| DREMAN VALUE MANAGEMENT, L L C | History | Closed out | 0 | 0 | — | 0.0% | — | -806 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -784 | -100.0% | Q1 2014 | May 15, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.01% | — | -450 | -100.0% | Q1 2014 | Apr 24, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -400 | -100.0% | Q1 2014 | May 02, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -392 | -100.0% | Q1 2014 | May 12, 2014 |
| OPTIMUM INVESTMENT ADVISORS | History | Closed out | 0 | 0 | — | 0.01% | — | -300 | -100.0% | Q1 2014 | May 01, 2014 |
| Edge Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -300 | -100.0% | Q1 2014 | Apr 08, 2014 |
| Hillsdale Investment Management Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -220 | -100.0% | Q1 2014 | May 14, 2014 |
| Gemmer Asset Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -183 | -100.0% | Q1 2014 | May 23, 2014 |
| BESSEMER GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -140 | -100.0% | Q1 2014 | May 14, 2014 |
| WESTPORT RESOURCES MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q1 2014 | May 02, 2014 |
| M&T BANK CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -35 | -100.0% | Q1 2014 | May 14, 2014 |
| HANSEATIC MANAGEMENT SERVICES INC | History | Closed out | 0 | 0 | — | — | — | -13 | -100.0% | Q1 2014 | May 06, 2014 |
| MAPLELANE CAPITAL, LLC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q1 2014 | May 15, 2014 |