REGENCY ENERGY PARTNERS L P COM UNITS L P - 75885Y107
Detailed investor-level table based on 13F positions.
Early Q2 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Neuberger Berman Group LLC | History | Reduced | 36,603,713 | 1,179,006 | 1.15% | 1.02% | 1 | -112,455 | -0.31% | Q2 2014 | Aug 05, 2014 |
| OPPENHEIMER FUNDS INC | History | Added to | 28,211,748 | 908,700 | 1.01% | 0.82% | 2 | +2,824,103 | 11.12% | Q2 2014 | Aug 08, 2014 |
| MILLER HOWARD INVESTMENTS INC /NY | History | Added to | 2,236,736 | 72,045 | 1.14% | 1.05% | 3 | +137,621 | 6.56% | Q2 2014 | Jul 31, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 1,982,103 | 63,844 | 0.05% | 0.04% | 4 | +565,839 | 39.95% | Q2 2014 | Aug 11, 2014 |
| CITY NATIONAL BANK | History | Added to | 1,370,906 | 44,157 | 0.4% | 0.5% | 5 | +74,385 | 5.74% | Q2 2014 | Jul 28, 2014 |
| DELPHI FINANCIAL GROUP INC/DE | History | No change | 1,275,023 | 41,043 | 15.08% | 13.76% | 6 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| UNIVERSITY OF TEXAS INVESTMENT MANAGMENT CO | History | Added to | 515,286 | 16,597 | 3.06% | 2.94% | 7 | +257,643 | 100.0% | Q2 2014 | Aug 01, 2014 |
| C.V. Starr & Co., Inc. Trust | History | Added to | 450,000 | 14,495 | 4.85% | 4.41% | 8 | +30,000 | 7.14% | Q2 2014 | Aug 07, 2014 |
| MASON STREET ADVISORS, LLC | History | Added to | 366,500 | 11,805 | 0.09% | 0.01% | 9 | +336,000 | 1101.64% | Q2 2014 | Aug 05, 2014 |
| Samson Capital Management, LLC | History | Added to | 236,132 | 7,606 | 3.53% | 3.24% | 10 | +24,187 | 11.41% | Q2 2014 | Aug 01, 2014 |
| BB&T SECURITIES, LLC | History | Added to | 21,710 | 6,992 | 0.02% | 0.01% | 11 | +3,554 | 19.57% | Q2 2014 | Jul 11, 2014 |
| FIRST TRUST ADVISORS LP | History | Added to | 198,555 | 6,395 | 0.03% | 0.02% | 12 | +32,549 | 19.61% | Q2 2014 | Aug 11, 2014 |
| STARR INTERNATIONAL CO INC | History | No change | 190,000 | 6,120 | 0.55% | 0.51% | 13 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| TRUST & FIDUCIARY MANAGEMENT SERVICES INC | History | Added to | 174,919 | 5,634 | 2.62% | 2.2% | 14 | +30,188 | 20.86% | Q2 2014 | Aug 08, 2014 |
| Third Security, LLC | History | No change | 165,750 | 5,339 | 0.25% | 0.2% | 15 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| Global X Management CO LLC | History | Reduced | 165,638 | 5,335 | 0.31% | 0.36% | 16 | -31,185 | -15.84% | Q2 2014 | Jul 31, 2014 |
| BLAIR WILLIAM & CO/IL | History | Added to | 117,688 | 3,790 | 0.01% | 0.0% | 17 | +14,780 | 14.36% | Q2 2014 | Aug 01, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 96,570 | 3,110 | 0.0% | 0.0% | 18 | +14,522 | 17.7% | Q2 2014 | Aug 08, 2014 |
| Lehman Financial Resources, Inc. | History | Reduced | 90,379 | 2,911 | 1.39% | 1.3% | 19 | -1,996 | -2.16% | Q2 2014 | Aug 08, 2014 |
| DIVIDEND ASSET CAPITAL, LLC | History | Added to | 89,364 | 2,878 | 0.08% | 0.07% | 20 | +30 | 0.03% | Q2 2014 | Jul 28, 2014 |
| Advisors Capital Management, LLC | History | Reduced | 65,790 | 2,119 | 0.29% | 0.28% | 21 | -1,575 | -2.34% | Q2 2014 | Jul 25, 2014 |
| CINCINNATI INSURANCE CO | History | No change | 60,585 | 1,951 | 0.07% | 0.06% | 22 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Trust Asset Management LLC | History | Reduced | 54,361 | 1,751 | 1.21% | 1.11% | 23 | -2,950 | -5.15% | Q2 2014 | Aug 05, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 53,168 | 1,713 | 0.06% | 0.05% | 24 | +2,402 | 4.73% | Q2 2014 | Jul 25, 2014 |
| HUNTINGTON NATIONAL BANK | History | No change | 52,335 | 1,686 | 0.03% | 0.03% | 25 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| LPL Financial LLC | History | Added to | 51,414 | 1,656 | 0.01% | 0.01% | 26 | +3,243 | 6.73% | Q2 2014 | Aug 05, 2014 |
| WealthTrust Axiom LLC | History | Reduced | 51,355 | 1,654 | 0.56% | 0.51% | 27 | -594 | -1.14% | Q2 2014 | Aug 01, 2014 |
| Commonwealth Equity Services, Inc | History | Reduced | 49,477 | 1,594 | 0.02% | 0.02% | 28 | -464 | -0.93% | Q2 2014 | Jul 23, 2014 |
| Hartford Financial Management Inc. | History | Added to | 49,463 | 1,593 | 0.97% | 0.85% | 29 | +1,811 | 3.8% | Q2 2014 | Aug 05, 2014 |
| PARSONS CAPITAL MANAGEMENT INC/RI | History | Added to | 49,185 | 1,584 | 0.22% | 0.17% | 30 | +5,780 | 13.32% | Q2 2014 | Jul 25, 2014 |
| National Planning Corp | History | Reduced | 49,056 | 1,580 | 0.12% | 0.12% | 31 | -130 | -0.26% | Q2 2014 | Jul 16, 2014 |
| Banyan Partners, LLC | History | Added to | 48,650 | 1,567 | 0.13% | 0.08% | 32 | +13,309 | 37.66% | Q2 2014 | Aug 08, 2014 |
| JENNISON ASSOCIATES LLC | History | Added to | 47,303 | 1,524 | 0.0% | 0.0% | 33 | +11,452 | 31.94% | Q2 2014 | Aug 08, 2014 |
| SPIRIT OF AMERICA MANAGEMENT CORP/NY | History | No change | 44,570 | 1,436 | 0.57% | 0.5% | 34 | 0 | 0.0% | Q2 2014 | Jul 10, 2014 |
| Country Club Trust Company, n.a. | History | Added to | 41,446 | 1,335 | 0.17% | 0.16% | 35 | +709 | 1.74% | Q2 2014 | Jul 15, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 40,091 | 1,291 | 0.01% | 0.01% | 36 | -7,209 | -15.24% | Q2 2014 | Aug 08, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Added to | 39,823 | 1,283 | 0.06% | 0.02% | 37 | +28,955 | 266.42% | Q2 2014 | Aug 08, 2014 |
| BABSON CAPITAL MANAGEMENT LLC | History | Reduced | 31,527 | 1,015 | 0.03% | 0.04% | 38 | -10,901 | -25.69% | Q2 2014 | Aug 08, 2014 |
| Heritage Wealth Advisors | History | Added to | 31,528 | 1,015 | 1.09% | 0.98% | 39 | +251 | 0.8% | Q2 2014 | Aug 06, 2014 |
| WALNUT PRIVATE EQUITY PARTNERS, LLC | History | Added to | 34,986 | 973 | 0.58% | 0.61% | 40 | +20 | 0.06% | Q2 2014 | Jul 23, 2014 |
| Moors & Cabot, Inc. | History | Added to | 29,337 | 944 | 0.16% | 0.07% | 41 | +19,525 | 198.99% | Q2 2014 | Aug 11, 2014 |
| CATAWBA CAPITAL MANAGEMENT /VA | History | Added to | 28,786 | 927 | 0.21% | 0.18% | 43 | +1,026 | 3.7% | Q2 2014 | Jul 15, 2014 |
| EVERETT HARRIS & CO /CA/ | History | No change | 28,775 | 927 | 0.03% | 0.03% | 42 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| Huntington Steele LLC | History | No change | 26,520 | 854 | 0.36% | 0.33% | 44 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| TrueNorth, Inc. | History | Reduced | 23,556 | 759 | 0.35% | 0.3% | 45 | -150 | -0.63% | Q2 2014 | Jul 17, 2014 |
| Argentus Capital Management, LLC | History | Added to | 20,449 | 659 | 0.17% | 0.11% | 46 | +4,217 | 25.98% | Q2 2014 | Jul 21, 2014 |
| Barnett & Company, Inc. | History | Reduced | 19,781 | 637 | 0.27% | 0.25% | 47 | -377 | -1.87% | Q2 2014 | Jul 16, 2014 |
| American Research & Management Co. | History | Reduced | 18,768 | 605 | 0.21% | 0.22% | 48 | -4,233 | -18.4% | Q2 2014 | Jul 15, 2014 |
| BEACH INVESTMENT COUNSEL INC/PA | History | Reduced | 18,688 | 602 | 0.05% | 0.13% | 49 | -34,348 | -64.76% | Q2 2014 | Jul 22, 2014 |
| FIDUCIARY ASSET MANAGEMENT LLC | History | No change | 17,645 | 568 | 0.11% | 0.1% | 50 | 0 | 0.0% | Q2 2014 | Jul 15, 2014 |
| Hilton Capital Management, LLC | History | Reduced | 17,410 | 561 | 0.18% | 0.18% | 51 | -2 | -0.01% | Q2 2014 | Jul 15, 2014 |
| Quantbot Technologies LP | History | Added to | 17,368 | 559 | 0.09% | — | 52 | +17,347 | 82604.76% | Q2 2014 | Jul 08, 2014 |
| Linscomb & Williams, Inc. | History | Reduced | 16,567 | 534 | 0.06% | 0.05% | 53 | -744 | -4.3% | Q2 2014 | Aug 05, 2014 |
| Winslow, Evans & Crocker, Inc. | History | Reduced | 16,459 | 530 | 0.18% | 0.16% | 54 | -987 | -5.66% | Q2 2014 | Jul 16, 2014 |
| Independence Trust CO | History | No change | 16,438 | 529 | 0.34% | 0.31% | 55 | 0 | 0.0% | Q2 2014 | Jul 15, 2014 |
| PRIVATE TRUST CO NA | History | Added to | 16,169 | 521 | 0.17% | 0.14% | 56 | +2,815 | 21.08% | Q2 2014 | Jul 22, 2014 |
| Fernwood Investment Management, LLC | History | No change | 15,851 | 511 | 0.42% | 0.4% | 57 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| WAGNER BOWMAN MANAGEMENT CORP | History | Reduced | 15,232 | 490 | 0.19% | 0.18% | 58 | -1,330 | -8.03% | Q2 2014 | Jul 21, 2014 |
| DAVIDSON D A & CO | History | Added to | 14,110 | 454 | 0.02% | 0.0% | 59 | +9,485 | 205.08% | Q2 2014 | Jul 29, 2014 |
| Montecito Bank & Trust | History | No change | 12,170 | 392 | 0.24% | 0.21% | 60 | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |
| GAMBLE JONES INVESTMENT COUNSEL | History | Reduced | 11,511 | 371 | 0.04% | 0.04% | 61 | -1,426 | -11.02% | Q2 2014 | Aug 07, 2014 |
| Aull & Monroe Investment Management Corp | History | New | 10,400 | 335 | 0.18% | — | 62 | +10,400 | New | Q2 2014 | Aug 07, 2014 |
| Stanley-Laman Group, Ltd. | History | Reduced | 10,200 | 329 | 0.06% | 0.06% | 64 | -2,049 | -16.73% | Q2 2014 | Jul 02, 2014 |
| FRANKLIN STREET ADVISORS INC /NC | History | No change | 10,200 | 329 | 0.06% | 0.06% | 63 | 0 | 0.0% | Q2 2014 | Jul 08, 2014 |
| CIBC Asset Management Inc | History | No change | 10,180 | 328 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| FOUNDATION RESOURCE MANAGEMENT INC | History | No change | 10,000 | 322 | 0.04% | 0.03% | 66 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| McAdams Wright Ragen, Inc. | History | Added to | 9,996 | 321 | 0.02% | 0.02% | 67 | +357 | 3.7% | Q2 2014 | Aug 08, 2014 |
| GREEN SQUARE CAPITAL LLC | History | Reduced | 9,910 | 319 | 0.08% | 0.07% | 68 | -82 | -0.82% | Q2 2014 | Aug 05, 2014 |
| GHP Investment Advisors, Inc. | History | Added to | 9,805 | 316 | 0.09% | 0.08% | 69 | +580 | 6.29% | Q2 2014 | Aug 01, 2014 |
| ATALANTA SOSNOFF CAPITAL, LLC | History | No change | 9,277 | 299 | 0.01% | 0.01% | 70 | 0 | 0.0% | Q2 2014 | Jul 09, 2014 |
| Private Advisor Group, LLC | History | Reduced | 9,211 | 297 | 0.03% | 0.03% | 71 | -138 | -1.48% | Q2 2014 | Aug 08, 2014 |
| BANK OF HAWAII | History | No change | 9,180 | 296 | 0.03% | 0.02% | 72 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| TEXAS CAPITAL BANCSHARES INC/TX | History | No change | 9,150 | 295 | 0.19% | 0.16% | 73 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| BROWN ADVISORY INC | History | New | 9,019 | 291 | 0.0% | — | 74 | +9,019 | New | Q2 2014 | Aug 08, 2014 |
| Gilman Hill Asset Management, LLC | History | New | 8,994 | 290 | 0.15% | — | 76 | +8,994 | New | Q2 2014 | Jul 30, 2014 |
| Capital Investment Advisors, LLC | History | Added to | 8,991 | 290 | 0.03% | 0.03% | 77 | +1,038 | 13.05% | Q2 2014 | Jul 30, 2014 |
| BEACON TRUST CO | History | No change | 8,998 | 290 | 0.05% | 0.04% | 75 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| SOLARIS ASSET MANAGEMENT LLC | History | No change | 8,850 | 285 | 0.19% | 0.17% | 78 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| WELCH & FORBES LLC | History | Added to | 8,760 | 282 | 0.01% | 0.01% | 79 | +50 | 0.57% | Q2 2014 | Jul 31, 2014 |
| WESTPORT RESOURCES MANAGEMENT INC | History | Reduced | 8,613 | 277 | 0.08% | 0.07% | 80 | -953 | -9.96% | Q2 2014 | Jul 31, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Added to | 8,566 | 276 | 0.1% | 0.09% | 81 | +337 | 4.1% | Q2 2014 | Aug 04, 2014 |
| RAYMOND JAMES TRUST N.A. | History | New | 8,421 | 271 | 0.03% | — | 82 | +8,421 | New | Q2 2014 | Aug 04, 2014 |
| FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. | History | New | 8,328 | 268 | 0.0% | — | 83 | +8,328 | New | Q2 2014 | Aug 11, 2014 |
| Estabrook Capital Management | History | Added to | 7,875 | 253 | 0.03% | 0.01% | 84 | +4,866 | 161.71% | Q2 2014 | Aug 11, 2014 |
| Brown Advisory Securities, LLC | History | No change | 7,790 | 251 | 0.09% | 0.08% | 85 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | Reduced | 7,459 | 240 | 0.06% | 0.1% | 86 | -5,780 | -43.66% | Q2 2014 | Jul 21, 2014 |
| NAPLES GLOBAL ADVISORS, LLC | History | New | 7,426 | 239 | 0.14% | — | 87 | +7,426 | New | Q2 2014 | Jul 14, 2014 |
| EASTERN BANK | History | New | 7,344 | 237 | 0.02% | — | 88 | +7,344 | New | Q2 2014 | Jul 16, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | No change | 7,140 | 230 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| BINGHAM OSBORN & SCARBOROUGH LLC | History | New | 6,288 | 203 | 0.03% | — | 90 | +6,288 | New | Q2 2014 | Aug 06, 2014 |
| MetLife Securities, Inc | History | Added to | 5,288 | 170 | 0.02% | 0.02% | 91 | +76 | 1.46% | Q2 2014 | Aug 04, 2014 |
| MUFG Americas Holdings Corp | History | No change | 4,993 | 161 | 0.01% | 0.0% | 92 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| CENTRAL TRUST & INVESTMENT CO | History | No change | 4,605 | 148 | 0.01% | 0.01% | 93 | 0 | 0.0% | Q2 2014 | Jul 09, 2014 |
| Capital Advisors, Ltd. LLC | History | No change | 4,532 | 146 | 0.08% | 0.07% | 94 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| MCF Advisors LLC | History | Added to | 5,173 | 141 | 0.04% | 0.05% | 95 | +18 | 0.35% | Q2 2014 | Jul 29, 2014 |
| MONROE BANK & TRUST/MI | History | No change | 4,080 | 131 | 0.04% | 0.04% | 96 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| SYNOVUS FINANCIAL CORP | History | No change | 4,040 | 130 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| WASHINGTON TRUST BANK | History | Reduced | 3,468 | 112 | 0.02% | 0.03% | 98 | -1,000 | -22.38% | Q2 2014 | Aug 08, 2014 |
| WHITTIER TRUST CO | History | No change | 3,221 | 104 | 0.01% | 0.0% | 99 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 3,188 | 103 | 0.01% | 0.01% | 100 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| TRUST DEPARTMENT MB FINANCIAL BANK N A | History | New | 2,953 | 95 | 0.01% | — | 101 | +2,953 | New | Q2 2014 | Aug 01, 2014 |
| PAYDEN & RYGEL | History | No change | 2,600 | 84 | 0.02% | 0.03% | 102 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| KANALY TRUST CO | History | Reduced | 2,451 | 79 | 0.01% | 0.01% | 103 | -1 | -0.04% | Q2 2014 | Jul 28, 2014 |
| ROCKEFELLER FINANCIAL SERVICES INC | History | No change | 2,397 | 77 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| ENTERPRISE FINANCIAL SERVICES CORP | History | Added to | 2,364 | 76 | 0.05% | 0.02% | 105 | +1,114 | 89.12% | Q2 2014 | Jul 24, 2014 |
| SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | History | Added to | 2,329 | 75 | 0.04% | 0.02% | 106 | +7 | 0.3% | Q2 2014 | Jul 18, 2014 |
| ADIRONDACK TRUST CO | History | No change | 2,150 | 69 | 0.05% | 0.05% | 107 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| PRENTISS SMITH & CO INC | History | No change | 2,000 | 64 | 0.03% | 0.03% | 108 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| FTB Advisors, Inc. | History | Reduced | 1,678 | 54 | 0.01% | 0.01% | 109 | -495 | -22.78% | Q2 2014 | Aug 07, 2014 |
| Gary Goldberg Planning Services Inc | History | No change | 1,275 | 41 | 0.02% | 0.02% | 110 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Tortoise Investment Management, LLC | History | New | 1,020 | 33 | 0.01% | — | 113 | +1,020 | New | Q2 2014 | Jul 29, 2014 |
| Transamerica Financial Advisors, Inc. | History | Added to | 1,001 | 33 | 0.0% | 0.0% | 112 | +503 | 101.0% | Q2 2014 | Jul 14, 2014 |
| BOSTON PRIVATE BANK & TRUST CO | History | No change | 1,020 | 33 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2014 | Jul 15, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | No change | 699 | 22 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| HOWE & RUSLING INC | History | Reduced | 435 | 14 | 0.0% | 0.02% | 115 | -3,065 | -87.57% | Q2 2014 | Jul 31, 2014 |
| Wunderlich Securities, Inc. | History | Added to | 448 | 14 | 0.01% | 0.01% | 116 | +8 | 1.82% | Q2 2014 | Jul 17, 2014 |
| TCI Wealth Advisors, Inc. | History | New | 415 | 13 | 0.01% | — | 117 | +415 | New | Q2 2014 | Aug 11, 2014 |
| CITY HOLDING CO | History | Reduced | 357 | 11 | 0.01% | 0.01% | 118 | -100 | -21.88% | Q2 2014 | Aug 06, 2014 |
| BRAVE ASSET MANAGEMENT INC | History | No change | 287 | 9 | 0.01% | 0.01% | 119 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Regal Investment Advisors LLC | History | No change | 70 | 2 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| KAYNE ANDERSON CAPITAL ADVISORS LP | History | Closed out | 0 | 0 | — | 4.51% | — | -23,589,590 | -100.0% | Q1 2014 | May 07, 2014 |
| TORTOISE CAPITAL ADVISORS, L.L.C. | History | Closed out | 0 | 0 | — | 2.73% | — | -15,118,253 | -100.0% | Q1 2014 | May 09, 2014 |
| ALPS ADVISORS INC | History | Closed out | 0 | 0 | — | 3.85% | — | -14,498,127 | -100.0% | Q1 2014 | May 15, 2014 |
| Clearbridge Investments, LLC | History | Closed out | 0 | 0 | — | 0.34% | — | -10,491,965 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.07% | — | -9,811,434 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.17% | — | -7,128,632 | -100.0% | Q1 2014 | May 16, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.08% | — | -4,010,235 | -100.0% | Q1 2014 | May 15, 2014 |
| MASON CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 2.0% | — | -3,308,975 | -100.0% | Q1 2014 | May 15, 2014 |
| EAGLE GLOBAL ADVISORS LLC | History | Closed out | 0 | 0 | — | 2.43% | — | -2,916,742 | -100.0% | Q1 2014 | May 15, 2014 |
| WADDELL & REED FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.09% | — | -2,237,765 | -100.0% | Q1 2014 | May 15, 2014 |
| NEW MOUNTAIN VANTAGE ADVISERS, L.L.C. | History | Closed out | 0 | 0 | — | 2.84% | — | -2,029,965 | -100.0% | Q1 2014 | May 15, 2014 |
| CUSHING ASSET MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 1.48% | — | -1,867,586 | -100.0% | Q1 2014 | May 20, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.02% | — | -1,815,513 | -100.0% | Q1 2014 | May 13, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.02% | — | -1,760,100 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,370,071 | -100.0% | Q1 2014 | May 15, 2014 |
| Magnetar Financial LLC | History | Closed out | 0 | 0 | — | 0.85% | — | -1,264,062 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.03% | — | -1,138,116 | -100.0% | Q1 2014 | May 15, 2014 |
| NOMURA ASSET MANAGEMENT CO LTD | History | Closed out | 0 | 0 | — | 0.49% | — | -987,262 | -100.0% | Q1 2014 | May 14, 2014 |
| Davidson Kempner Capital Management LP | History | Closed out | 0 | 0 | — | 1.05% | — | -852,826 | -100.0% | Q1 2014 | May 15, 2014 |
| WESTWOOD HOLDINGS GROUP INC | History | Closed out | 0 | 0 | — | 0.15% | — | -713,344 | -100.0% | Q1 2014 | May 14, 2014 |
| Texas Yale Capital Corp. | History | Closed out | 0 | 0 | — | 2.22% | — | -586,008 | -100.0% | Q1 2014 | Aug 04, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.27% | — | -517,056 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.02% | — | -481,849 | -100.0% | Q1 2014 | Apr 18, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.2% | — | -475,158 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -430,905 | -100.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -426,252 | -100.0% | Q1 2014 | May 15, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.11% | — | -350,001 | -100.0% | Q1 2014 | May 07, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.06% | — | -318,412 | -100.0% | Q1 2014 | May 13, 2014 |
| COHEN & STEERS INC | History | Closed out | 0 | 0 | — | 0.02% | — | -290,943 | -100.0% | Q1 2014 | May 15, 2014 |
| AVENIR CORP | History | Closed out | 0 | 0 | — | 0.68% | — | -286,858 | -100.0% | Q1 2014 | May 14, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -271,823 | -100.0% | Q1 2014 | May 14, 2014 |
| Legg Mason Investment Counsel, LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -249,836 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -243,102 | -100.0% | Q1 2014 | May 14, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -231,143 | -100.0% | Q1 2014 | May 16, 2014 |
| Energy Income Partners, LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -223,853 | -100.0% | Q1 2014 | May 14, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -156,769 | -100.0% | Q1 2014 | May 15, 2014 |
| West Family Investments, Inc. | History | Closed out | 0 | 0 | — | 0.89% | — | -148,835 | -100.0% | Q1 2014 | May 14, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.11% | — | -130,495 | -100.0% | Q1 2014 | May 09, 2014 |
| Bollard Group LLC | History | Closed out | 0 | 0 | — | 0.35% | — | -126,990 | -100.0% | Q1 2014 | May 14, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -122,171 | -100.0% | Q1 2014 | May 15, 2014 |
| WILLIAMS JONES & ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -116,912 | -100.0% | Q1 2014 | May 14, 2014 |
| EATON VANCE MANAGEMENT | History | Closed out | 0 | 0 | — | 0.01% | — | -110,585 | -100.0% | Q1 2014 | May 05, 2014 |
| SALEM INVESTMENT COUNSELORS INC | History | Closed out | 0 | 0 | — | 0.3% | — | -89,062 | -100.0% | Q1 2014 | May 15, 2014 |
| Atlantic Trust Group, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -84,744 | -100.0% | Q1 2014 | May 14, 2014 |
| BOKF, NA | History | Closed out | 0 | 0 | — | 0.08% | — | -83,522 | -100.0% | Q1 2014 | May 14, 2014 |
| Liberty Mutual Group Asset Management Inc. | History | Closed out | 0 | 0 | — | 0.07% | — | -77,300 | -100.0% | Q1 2014 | May 14, 2014 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -74,333 | -100.0% | Q1 2014 | May 13, 2014 |
| BURNHAM ASSET MANAGEMENT CORP /NY/ | History | Closed out | 0 | 0 | — | 0.42% | — | -65,355 | -100.0% | Q1 2014 | Apr 25, 2014 |
| Index Management Solutions, LLC | History | Closed out | 0 | 0 | — | 0.23% | — | -51,796 | -100.0% | Q1 2014 | May 15, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -50,891 | -100.0% | Q1 2014 | May 14, 2014 |
| Belmont Global Advisors, Inc. | History | Closed out | 0 | 0 | — | 1.15% | — | -50,168 | -100.0% | Q1 2014 | May 13, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -49,611 | -100.0% | Q1 2014 | May 13, 2014 |
| Barton Investment Management | History | Closed out | 0 | 0 | — | 0.54% | — | -48,937 | -100.0% | Q1 2014 | May 08, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -46,900 | -100.0% | Q1 2014 | May 16, 2014 |
| Private Harbour Investment Management & Counsel, LLC | History | Closed out | 0 | 0 | — | 0.81% | — | -46,070 | -100.0% | Q1 2014 | May 08, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -45,400 | -100.0% | Q1 2014 | May 19, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -38,617 | -100.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -38,200 | -100.0% | Q1 2014 | May 14, 2014 |
| ROOSEVELT INVESTMENT GROUP INC | History | Closed out | 0 | 0 | — | 0.05% | — | -37,056 | -100.0% | Q1 2014 | May 13, 2014 |
| Hunter Associates inc. | History | Closed out | 0 | 0 | — | 0.39% | — | -36,622 | -100.0% | Q1 2014 | May 14, 2014 |
| Sterneck Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.5% | — | -33,550 | -100.0% | Q1 2014 | May 15, 2014 |
| Cypress Capital Group | History | Closed out | 0 | 0 | — | 0.21% | — | -32,110 | -100.0% | Q1 2014 | May 19, 2014 |
| SHEETS SMITH WEALTH MANAGEMENT | History | Closed out | 0 | 0 | — | 0.24% | — | -32,028 | -100.0% | Q1 2014 | Jun 02, 2014 |
| Salient Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -30,730 | -100.0% | Q1 2014 | May 13, 2014 |
| Hollow Brook Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.26% | — | -28,896 | -100.0% | Q1 2014 | May 07, 2014 |
| PEAPACK GLADSTONE FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.05% | — | -25,042 | -100.0% | Q1 2014 | May 06, 2014 |
| ADVISORY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.01% | — | -23,640 | -100.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -21,001 | -100.0% | Q1 2014 | May 13, 2014 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -20,119 | -100.0% | Q1 2014 | May 14, 2014 |
| GOODWIN DANIEL L | History | Closed out | 0 | 0 | — | 0.1% | — | -20,000 | -100.0% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -19,626 | -100.0% | Q1 2014 | May 15, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,234 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -17,829 | -100.0% | Q1 2014 | May 15, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,481 | -100.0% | Q1 2014 | May 14, 2014 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | Closed out | 0 | 0 | — | 0.0% | — | -17,151 | -100.0% | Q1 2014 | May 14, 2014 |
| CHEMICAL BANK | History | Closed out | 0 | 0 | — | 0.08% | — | -16,586 | -100.0% | Q1 2014 | May 13, 2014 |
| NEW SOUTH CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -15,964 | -100.0% | Q1 2014 | May 15, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -15,263 | -100.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.01% | — | -15,177 | -100.0% | Q1 2014 | Apr 11, 2014 |
| GREAT LAKES ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -14,740 | -100.0% | Q1 2014 | May 22, 2014 |
| Investors Capital Advisory Services | History | Closed out | 0 | 0 | — | 0.08% | — | -13,375 | -100.0% | Q1 2014 | Apr 15, 2014 |
| CSS LLC/IL | History | Closed out | 0 | 0 | — | 0.02% | — | -13,260 | -100.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.49% | — | -12,492 | -100.0% | Q1 2014 | Aug 08, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -12,286 | -100.0% | Q1 2014 | May 07, 2014 |
| STEPHENS INC /AR/ | History | Closed out | 0 | 0 | — | 0.02% | — | -11,678 | -100.0% | Q1 2014 | May 13, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -11,475 | -100.0% | Q1 2014 | May 15, 2014 |
| SILVERCREST ASSET MANAGEMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,765 | -100.0% | Q1 2014 | May 15, 2014 |
| Maryland Capital Management | History | Closed out | 0 | 0 | — | 0.06% | — | -10,232 | -100.0% | Q1 2014 | May 15, 2014 |
| COWEN GROUP, INC. | History | Closed out | 0 | 0 | — | 0.03% | — | -10,000 | -100.0% | Q1 2014 | May 16, 2014 |
| LOOMIS SAYLES & CO L P | History | Closed out | 0 | 0 | — | 0.0% | — | -9,614 | -100.0% | Q1 2014 | May 15, 2014 |
| HAVERFORD TRUST CO | History | Closed out | 0 | 0 | — | 0.01% | — | -9,515 | -100.0% | Q1 2014 | May 08, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -9,511 | -100.0% | Q1 2014 | May 15, 2014 |
| YORKVILLE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.19% | — | -9,302 | -100.0% | Q1 2014 | May 15, 2014 |
| WEST CHESTER CAPITAL ADVISORS, INC | History | Closed out | 0 | 0 | — | 0.23% | — | -8,611 | -100.0% | Q1 2014 | May 14, 2014 |
| Mariner Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -8,603 | -100.0% | Q1 2014 | May 08, 2014 |
| CHICKASAW CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -8,100 | -100.0% | Q1 2014 | Apr 29, 2014 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,979 | -100.0% | Q1 2014 | May 14, 2014 |
| First Allied Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -7,878 | -100.0% | Q1 2014 | May 15, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.04% | — | -6,825 | -100.0% | Q1 2014 | Apr 24, 2014 |
| BESSEMER GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,670 | -100.0% | Q1 2014 | May 14, 2014 |
| FIRST MANHATTAN CO | History | Closed out | 0 | 0 | — | 0.0% | — | -5,508 | -100.0% | Q1 2014 | May 16, 2014 |
| SHAPIRO ROBERT N | History | Closed out | 0 | 0 | — | 0.03% | — | -5,280 | -100.0% | Q1 2014 | Jun 18, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,446 | -100.0% | Q1 2014 | May 14, 2014 |
| First City Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.08% | — | -4,320 | -100.0% | Q1 2014 | May 19, 2014 |
| National Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -3,872 | -100.0% | Q1 2014 | May 02, 2014 |
| LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | History | Closed out | 0 | 0 | — | 0.0% | — | -3,400 | -100.0% | Q1 2014 | Apr 28, 2014 |
| Partnervest Advisory Services LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -2,240 | -100.0% | Q1 2014 | May 12, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,019 | -100.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,836 | -100.0% | Q1 2014 | May 15, 2014 |
| M&T BANK CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,375 | -100.0% | Q1 2014 | May 14, 2014 |
| North Star Investment Management Corp. | History | Closed out | 0 | 0 | — | 0.0% | — | -612 | -100.0% | Q1 2014 | Apr 29, 2014 |
| OPTIMUM INVESTMENT ADVISORS | History | Closed out | 0 | 0 | — | 0.0% | — | -429 | -100.0% | Q1 2014 | May 01, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -389 | -100.0% | Q1 2014 | May 12, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -385 | -100.0% | Q1 2014 | May 15, 2014 |
| Hudock Moyer Wealth Resources, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -300 | -100.0% | Q1 2014 | May 15, 2014 |