ROSETTA RESOURCES INC COM - 777779307
Detailed investor-level table based on 13F positions.
Early Q2 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Reduced | 3,816,852 | 209,354 | 0.02% | 0.01% | 1 | -501 | -0.01% | Q2 2014 | Aug 11, 2014 |
| JENNISON ASSOCIATES LLC | History | Reduced | 3,349,938 | 183,744 | 0.17% | 0.17% | 2 | -490,182 | -12.76% | Q2 2014 | Aug 08, 2014 |
| BlackRock Fund Advisors | History | Reduced | 2,802,765 | 153,732 | 0.04% | 0.04% | 3 | -87,527 | -3.03% | Q2 2014 | Aug 06, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 1,820,906 | 99,877 | 0.02% | 0.01% | 4 | -10,846 | -0.59% | Q2 2014 | Aug 06, 2014 |
| Boston Partners | History | Reduced | 1,088,346 | 59,696 | 0.1% | 0.17% | 5 | -936,511 | -46.25% | Q2 2014 | Aug 08, 2014 |
| DIAMOND HILL CAPITAL MANAGEMENT INC | History | Added to | 861,040 | 47,228 | 0.37% | 0.34% | 6 | +1,235 | 0.14% | Q2 2014 | Aug 11, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 793,143 | 43,501 | 0.03% | 0.02% | 7 | +112,484 | 16.53% | Q2 2014 | Aug 08, 2014 |
| VICTORY CAPITAL MANAGEMENT INC | History | Reduced | 628,924 | 34,498 | 0.23% | 0.2% | 8 | -3,151 | -0.5% | Q2 2014 | Aug 08, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Added to | 548,908 | 30,108 | 0.04% | 0.04% | 9 | +4,000 | 0.73% | Q2 2014 | Aug 05, 2014 |
| MUNDER CAPITAL MANAGEMENT | History | New | 495,911 | 27,200 | 0.19% | — | 10 | +495,911 | New | Q2 2014 | Aug 06, 2014 |
| CORBYN INVESTMENT MANAGEMENT INC/MD | History | Reduced | 455,207 | 24,968 | 4.0% | 3.49% | 11 | -1,350 | -0.3% | Q2 2014 | Jul 03, 2014 |
| EAGLE BOSTON INVESTMENT MANAGEMENT INC | History | Reduced | 423,348 | 23,220 | 1.16% | 1.0% | 12 | -13,686 | -3.13% | Q2 2014 | Jul 10, 2014 |
| PALISADE CAPITAL MANAGEMENT LLC/NJ | History | New | 419,841 | 23,028 | 0.56% | — | 13 | +419,841 | New | Q2 2014 | Aug 06, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 408,897 | 22,428 | 0.02% | 553.95% | 14 | -11,272 | -2.68% | Q2 2014 | Aug 06, 2014 |
| KIRR MARBACH & CO LLC /IN/ | History | Added to | 402,926 | 22,100 | 3.96% | 3.28% | 15 | +3,465 | 0.87% | Q2 2014 | Jul 24, 2014 |
| FIDUCIARY MANAGEMENT ASSOCIATES LLC | History | Added to | 354,380 | 19,438 | 1.29% | 1.02% | 16 | +23,330 | 7.05% | Q2 2014 | Jul 31, 2014 |
| BLAIR WILLIAM & CO/IL | History | Added to | 352,943 | 19,359 | 0.03% | 0.02% | 17 | +134,345 | 61.46% | Q2 2014 | Aug 01, 2014 |
| BB&T SECURITIES, LLC | History | Added to | 35,075 | 19,238 | 0.05% | 0.04% | 18 | +3,108 | 9.72% | Q2 2014 | Jul 11, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 334,483 | 18,346 | 0.02% | 0.02% | 19 | +18,595 | 5.89% | Q2 2014 | Aug 06, 2014 |
| LOMBARDIA CAPITAL PARTNERS LLC | History | Reduced | 259,134 | 14,213 | 0.38% | 0.35% | 20 | -14,277 | -5.22% | Q2 2014 | Jul 24, 2014 |
| OXFORD ASSET MANAGEMENT | History | Added to | 242,017 | 13,253 | 0.51% | 0.19% | 21 | +113,648 | 88.53% | Q2 2014 | Jul 16, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 215,040 | 11,795 | 0.01% | 0.01% | 22 | -11,217 | -4.96% | Q2 2014 | Aug 11, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 209,394 | 11,486 | 0.02% | 0.02% | 23 | +2,501 | 1.21% | Q2 2014 | Jul 30, 2014 |
| Nationwide Fund Advisors | History | Reduced | 163,498 | 8,968 | 0.04% | 0.04% | 24 | -6,153 | -3.63% | Q2 2014 | Aug 11, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 161,693 | 8,868 | 0.04% | 0.04% | 25 | -3,806 | -2.3% | Q2 2014 | Aug 08, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | Added to | 158,100 | 8,672 | 0.01% | 0.0% | 26 | +102,742 | 185.6% | Q2 2014 | Aug 04, 2014 |
| RHUMBLINE ADVISERS | History | Added to | 116,148 | 6,371 | 0.02% | 0.01% | 27 | +8,475 | 7.87% | Q2 2014 | Aug 06, 2014 |
| Bedell Investment Counselling | History | Added to | 112,976 | 6,197 | 3.14% | 2.95% | 28 | +35 | 0.03% | Q2 2014 | Jul 24, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Reduced | 97,981 | 5,374 | 0.04% | 0.03% | 29 | -32 | -0.03% | Q2 2014 | Jul 31, 2014 |
| MASON STREET ADVISORS, LLC | History | Reduced | 95,831 | 5,256 | 0.04% | 0.04% | 30 | -18,093 | -15.88% | Q2 2014 | Aug 05, 2014 |
| BlackRock Inc. | History | Added to | 93,678 | 5,138 | 0.01% | 0.01% | 31 | +20,912 | 28.74% | Q2 2014 | Aug 06, 2014 |
| Tygh Capital Management, Inc. | History | Reduced | 79,832 | 4,379 | 0.93% | 0.82% | 32 | -6,249 | -7.26% | Q2 2014 | Aug 06, 2014 |
| Swiss National Bank | History | No change | 68,377 | 3,750 | 0.01% | 0.01% | 33 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| TEXAS PERMANENT SCHOOL FUND | History | Added to | 62,111 | 3,407 | 0.04% | 0.03% | 34 | +191 | 0.31% | Q2 2014 | Jul 21, 2014 |
| ProShare Advisors LLC | History | Reduced | 61,209 | 3,357 | 0.04% | 0.04% | 35 | -9,856 | -13.87% | Q2 2014 | Aug 08, 2014 |
| Gerry Farber, LLC | History | New | 58,500 | 3,209 | 3.33% | — | 36 | +58,500 | New | Q2 2014 | Jul 28, 2014 |
| SCHWARTZ INVESTMENT COUNSEL INC | History | No change | 58,000 | 3,181 | 0.23% | 0.2% | 37 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| DUPONT CAPITAL MANAGEMENT Corp | History | No change | 56,941 | 3,123 | 0.05% | 0.04% | 38 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| COLUMBUS CIRCLE INVESTORS | History | New | 53,970 | 2,960 | 0.02% | — | 39 | +53,970 | New | Q2 2014 | Jul 31, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 52,210 | 2,864 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| REGIONS FINANCIAL CORP | History | Added to | 47,223 | 2,591 | 0.03% | 0.02% | 41 | +6,909 | 17.14% | Q2 2014 | Jul 23, 2014 |
| VALUE HOLDINGS LP | History | No change | 43,600 | 2,391 | 1.64% | 1.47% | 42 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| NORDEA INVESTMENT MANAGEMENT AB | History | Added to | 41,825 | 2,294 | 0.01% | 0.01% | 43 | +2,205 | 5.57% | Q2 2014 | Jul 22, 2014 |
| LPL Financial LLC | History | Added to | 39,320 | 2,157 | 0.01% | 0.0% | 44 | +34,115 | 655.43% | Q2 2014 | Aug 05, 2014 |
| Guild Investment Management, Inc. | History | New | 39,140 | 2,147 | 1.92% | — | 45 | +39,140 | New | Q2 2014 | Aug 01, 2014 |
| Arizona State Retirement System | History | Added to | 38,700 | 2,122 | 0.03% | 0.02% | 46 | +600 | 1.57% | Q2 2014 | Aug 07, 2014 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | History | Reduced | 37,994 | 2,084 | 0.05% | 0.04% | 47 | -129 | -0.34% | Q2 2014 | Aug 07, 2014 |
| BlackRock Group LTD | History | Reduced | 37,511 | 2,058 | 0.0% | 0.0% | 48 | -9,662 | -20.48% | Q2 2014 | Aug 06, 2014 |
| BTG Pactual Global Asset Management Ltd | History | New | 37,091 | 2,034 | 0.28% | — | 49 | +37,091 | New | Q2 2014 | Aug 11, 2014 |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | History | Reduced | 34,060 | 1,868 | 0.02% | 0.02% | 50 | -6,780 | -16.6% | Q2 2014 | Jul 18, 2014 |
| WESBANCO BANK INC | History | Added to | 31,450 | 1,725 | 0.1% | 0.08% | 51 | +200 | 0.64% | Q2 2014 | Jul 14, 2014 |
| ADVANCE CAPITAL I INC | History | Added to | 29,700 | 1,629 | 0.77% | 0.59% | 52 | +5,600 | 23.24% | Q2 2014 | Aug 05, 2014 |
| FEDERATED INVESTORS INC /PA/ | History | Added to | 29,461 | 1,616 | 0.01% | 0.0% | 53 | +489 | 1.69% | Q2 2014 | Aug 07, 2014 |
| STATE TREASURER STATE OF MICHIGAN | History | Added to | 29,000 | 1,591 | 0.01% | 0.01% | 54 | +100 | 0.35% | Q2 2014 | Aug 06, 2014 |
| LUCAS CAPITAL MANAGEMENT | History | No change | 29,000 | 1,591 | 0.5% | 0.43% | 55 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | History | Added to | 28,200 | 1,547 | 0.0% | 0.0% | 56 | +5,500 | 24.23% | Q2 2014 | Aug 04, 2014 |
| FORTALEZA ASSET MANAGEMENT INC/ | History | Added to | 23,850 | 1,308 | 0.6% | 0.45% | 57 | +4,900 | 25.86% | Q2 2014 | Jul 23, 2014 |
| HUNTINGTON NATIONAL BANK | History | Added to | 21,500 | 1,179 | 0.02% | 0.02% | 58 | +1,220 | 6.02% | Q2 2014 | Jul 25, 2014 |
| Zebra Capital Management LLC | History | New | 20,600 | 1,130 | 0.43% | — | 59 | +20,600 | New | Q2 2014 | Jul 30, 2014 |
| SPRINGBANK VALUE PARTNERS LP | History | No change | 17,400 | 954 | 1.69% | 1.51% | 60 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| CQS Cayman LP | History | Reduced | 17,357 | 952 | 0.06% | 0.29% | 61 | -58,643 | -77.16% | Q2 2014 | Aug 11, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | No change | 17,090 | 937 | 0.01% | 0.01% | 62 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| Municipal Employees' Retirement System of Michigan | History | No change | 16,900 | 927 | 0.07% | 0.06% | 63 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Louisiana State Employees Retirement System | History | No change | 16,500 | 905 | 0.04% | 0.04% | 64 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| PROFUND ADVISORS LLC | History | Reduced | 15,616 | 857 | 0.04% | 0.04% | 65 | -2,348 | -13.07% | Q2 2014 | Aug 08, 2014 |
| MAZAMA CAPITAL MANAGEMENT INC | History | Added to | 15,092 | 827 | 0.22% | 0.06% | 66 | +13,563 | 887.05% | Q2 2014 | Jul 28, 2014 |
| NJ State Employees Deferred Compensation Plan | History | No change | 15,000 | 823 | 0.16% | 0.14% | 67 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Segment Wealth Management, LLC | History | Added to | 13,528 | 742 | 0.29% | 0.26% | 68 | +1,528 | 12.73% | Q2 2014 | Jul 28, 2014 |
| RidgeWorth Capital Management LLC | History | New | 12,994 | 713 | 0.0% | — | 69 | +12,994 | New | Q2 2014 | Jul 31, 2014 |
| SEI TRUST CO | History | New | 12,370 | 678 | 0.01% | — | 70 | +12,370 | New | Q2 2014 | Jul 22, 2014 |
| Quantitative Investment Management, LLC | History | New | 12,000 | 658 | 0.12% | — | 71 | +12,000 | New | Q2 2014 | Aug 08, 2014 |
| CITY NATIONAL BANK | History | New | 11,243 | 617 | 0.01% | — | 72 | +11,243 | New | Q2 2014 | Jul 28, 2014 |
| GENERAL MOTORS INVESTMENT MANAGEMENT CORP | History | New | 10,540 | 578 | 0.05% | — | 73 | +10,540 | New | Q2 2014 | Aug 08, 2014 |
| STRS OHIO | History | Added to | 9,800 | 538 | 0.0% | 0.0% | 74 | +600 | 6.52% | Q2 2014 | Jul 24, 2014 |
| NISA INVESTMENT ADVISORS L L C | History | No change | 9,500 | 521 | 0.01% | 0.01% | 75 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| Teton Advisors, Inc. | History | No change | 9,300 | 510 | 0.03% | 0.03% | 76 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| BURNS J W & CO INC/NY | History | Added to | 9,150 | 502 | 0.17% | 0.12% | 77 | +2,000 | 27.97% | Q2 2014 | Jul 02, 2014 |
| Bell State Bank & Trust | History | Reduced | 9,041 | 496 | 0.35% | 0.39% | 78 | -3,454 | -27.64% | Q2 2014 | Jul 29, 2014 |
| ADVANTUS CAPITAL MANAGEMENT INC | History | Reduced | 8,608 | 472 | 0.02% | 0.02% | 79 | -245 | -2.77% | Q2 2014 | Aug 01, 2014 |
| Skylands Capital, LLC | History | New | 7,200 | 395 | 0.04% | — | 80 | +7,200 | New | Q2 2014 | Jul 22, 2014 |
| SHELTON CAPITAL MANAGEMENT | History | No change | 6,633 | 364 | 0.05% | 0.05% | 81 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. | History | Reduced | 6,110 | 335 | 0.01% | 0.01% | 82 | -1,110 | -15.37% | Q2 2014 | Aug 11, 2014 |
| World Asset Management Inc | History | Reduced | 5,801 | 318 | 0.01% | 0.01% | 83 | -228 | -3.78% | Q2 2014 | Jul 28, 2014 |
| BOURGEON CAPITAL MANAGEMENT LLC | History | Reduced | 5,450 | 299 | 0.16% | 0.36% | 84 | -6,750 | -55.33% | Q2 2014 | Aug 01, 2014 |
| CAPSTONE ASSET MANAGEMENT CO | History | Reduced | 5,259 | 288 | 0.01% | 0.01% | 85 | -718 | -12.01% | Q2 2014 | Jul 11, 2014 |
| CHESLEY TAFT & ASSOCIATES LLC/IL | History | New | 4,265 | 234 | 0.02% | — | 86 | +4,265 | New | Q2 2014 | Jul 17, 2014 |
| Aperio Group, LLC | History | New | 3,796 | 208 | 0.0% | — | 87 | +3,796 | New | Q2 2014 | Jul 23, 2014 |
| Moors & Cabot, Inc. | History | New | 3,775 | 205 | 0.03% | — | 89 | +3,775 | New | Q2 2014 | Aug 11, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 3,748 | 205 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Notis-McConarty Edward | History | New | 3,600 | 197 | 0.13% | — | 90 | +3,600 | New | Q2 2014 | Jul 23, 2014 |
| Wunderlich Securities, Inc. | History | No change | 3,300 | 181 | 0.12% | 0.11% | 91 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | No change | 2,229 | 122 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| FIRST MERCANTILE TRUST CO | History | Added to | 1,710 | 94 | 0.01% | 0.01% | 93 | +60 | 3.64% | Q2 2014 | Jul 22, 2014 |
| Winslow, Evans & Crocker, Inc. | History | Added to | 1,413 | 77 | 0.03% | 0.0% | 94 | +1,250 | 766.87% | Q2 2014 | Jul 16, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 769 | 42 | 0.0% | 0.0% | 95 | +445 | 137.35% | Q2 2014 | Aug 08, 2014 |
| SOLARIS ASSET MANAGEMENT LLC | History | No change | 650 | 36 | 0.02% | 0.02% | 96 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| Global X Management CO LLC | History | Reduced | 459 | 25 | 0.0% | 0.0% | 97 | -24 | -4.97% | Q2 2014 | Jul 31, 2014 |
| Plante Moran Financial Advisors, LLC | History | No change | 236 | 13 | 0.01% | 0.01% | 98 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| MCF Advisors LLC | History | New | 100 | 5 | 0.0% | — | 100 | +100 | New | Q2 2014 | Jul 29, 2014 |
| PRIVATE TRUST CO NA | History | Added to | 96 | 5 | 0.0% | 0.0% | 99 | +18 | 23.08% | Q2 2014 | Jul 22, 2014 |
| Weaver C. Barksdale & Associates, Inc. | History | No change | 76 | 4 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2014 | Jul 11, 2014 |
| RS INVESTMENT MANAGEMENT CO LLC | History | Closed out | 0 | 0 | — | 2.0% | — | -7,296,138 | -100.0% | Q1 2014 | May 15, 2014 |
| COLUMBIA WANGER ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.54% | — | -2,964,100 | -100.0% | Q1 2014 | May 12, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -2,420,106 | -100.0% | Q1 2014 | May 15, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,944,200 | -100.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.07% | — | -1,773,137 | -100.0% | Q1 2014 | May 13, 2014 |
| International Value Advisers, LLC | History | Closed out | 0 | 0 | — | 1.63% | — | -1,459,179 | -100.0% | Q1 2014 | May 14, 2014 |
| Magnetar Financial LLC | History | Closed out | 0 | 0 | — | 1.49% | — | -1,458,062 | -100.0% | Q1 2014 | May 15, 2014 |
| First Pacific Advisors, LLC | History | Closed out | 0 | 0 | — | 0.55% | — | -1,342,498 | -100.0% | Q1 2014 | May 14, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.02% | — | -1,251,453 | -100.0% | Q1 2014 | May 15, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.3% | — | -1,225,660 | -100.0% | Q1 2014 | May 15, 2014 |
| TimesSquare Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.29% | — | -1,182,250 | -100.0% | Q1 2014 | May 09, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -1,150,307 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.02% | — | -1,104,648 | -100.0% | Q1 2014 | May 14, 2014 |
| SILVERCREST ASSET MANAGEMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.76% | — | -1,026,391 | -100.0% | Q1 2014 | May 15, 2014 |
| FIL Ltd | History | Closed out | 0 | 0 | — | 0.17% | — | -1,001,307 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -772,233 | -100.0% | Q1 2014 | May 14, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 51.12% | — | -761,939 | -100.0% | Q1 2014 | Aug 08, 2014 |
| Artisan Partners Limited Partnership | History | Closed out | 0 | 0 | — | 0.06% | — | -752,255 | -100.0% | Q1 2014 | May 14, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -703,878 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -473,538 | -100.0% | Q1 2014 | May 14, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -455,944 | -100.0% | Q1 2014 | May 15, 2014 |
| FRED ALGER MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.1% | — | -444,052 | -100.0% | Q1 2014 | May 15, 2014 |
| PIONEER INVESTMENT MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.08% | — | -430,793 | -100.0% | Q1 2014 | May 12, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.12% | — | -424,720 | -100.0% | Q1 2014 | May 14, 2014 |
| LOOMIS SAYLES & CO L P | History | Closed out | 0 | 0 | — | 0.05% | — | -400,556 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -324,064 | -100.0% | Q1 2014 | May 14, 2014 |
| KENNEDY CAPITAL MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.27% | — | -307,828 | -100.0% | Q1 2014 | May 14, 2014 |
| PAX WORLD MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.88% | — | -296,135 | -100.0% | Q1 2014 | May 14, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -287,771 | -100.0% | Q1 2014 | May 16, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.13% | — | -286,473 | -100.0% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -274,687 | -100.0% | Q1 2014 | May 13, 2014 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | History | Closed out | 0 | 0 | — | 0.19% | — | -261,365 | -100.0% | Q1 2014 | May 08, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -253,012 | -100.0% | Q1 2014 | May 15, 2014 |
| SEGALL BRYANT & HAMILL | History | Closed out | 0 | 0 | — | 0.28% | — | -248,223 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -242,031 | -100.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -236,073 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -228,887 | -100.0% | Q1 2014 | May 14, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -224,596 | -100.0% | Q1 2014 | May 15, 2014 |
| Caymus Capital Partners, L.P. | History | Closed out | 0 | 0 | — | 6.26% | — | -220,895 | -100.0% | Q1 2014 | May 14, 2014 |
| Polar Securities Inc. | History | Closed out | 0 | 0 | — | 0.45% | — | -220,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -213,632 | -100.0% | Q1 2014 | May 14, 2014 |
| WATERS PARKERSON & CO., LLC | History | Closed out | 0 | 0 | — | 1.22% | — | -212,471 | -100.0% | Q1 2014 | May 08, 2014 |
| Stephens Investment Management Group LLC | History | Closed out | 0 | 0 | — | 0.3% | — | -212,000 | -100.0% | Q1 2014 | May 13, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -175,200 | -100.0% | Q1 2014 | May 15, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -164,958 | -100.0% | Q1 2014 | May 13, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.04% | — | -156,471 | -100.0% | Q1 2014 | May 13, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -150,537 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -137,676 | -100.0% | Q1 2014 | Apr 18, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.01% | — | -133,884 | -100.0% | Q1 2014 | May 15, 2014 |
| Alta Advisers Ltd | History | Closed out | 0 | 0 | — | 2.06% | — | -128,144 | -100.0% | Q1 2014 | Apr 28, 2014 |
| MACQUARIE GROUP LTD | History | Closed out | 0 | 0 | — | 0.01% | — | -127,194 | -100.0% | Q1 2014 | May 15, 2014 |
| Bodri Capital Management, LLC | History | Closed out | 0 | 0 | — | 2.91% | — | -125,000 | -100.0% | Q1 2014 | May 13, 2014 |
| MACKENZIE FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.03% | — | -118,000 | -100.0% | Q1 2014 | May 14, 2014 |
| KEY GROUP HOLDINGS (CAYMAN), LTD. | History | Closed out | 0 | 0 | — | 0.51% | — | -111,326 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -111,008 | -100.0% | Q1 2014 | May 08, 2014 |
| Phocas Financial Corp. | History | Closed out | 0 | 0 | — | 0.47% | — | -104,865 | -100.0% | Q1 2014 | May 14, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -97,307 | -100.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -91,441 | -100.0% | Q1 2014 | May 13, 2014 |
| HARVEY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 1.64% | — | -88,400 | -100.0% | Q1 2014 | Apr 23, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.05% | — | -81,129 | -100.0% | Q1 2014 | May 07, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.03% | — | -80,311 | -100.0% | Q1 2014 | May 13, 2014 |
| South Street Advisors LLC | History | Closed out | 0 | 0 | — | 1.43% | — | -77,070 | -100.0% | Q1 2014 | May 15, 2014 |
| NICHOLAS CO INC /WI | History | Closed out | 0 | 0 | — | 0.09% | — | -76,690 | -100.0% | Q1 2014 | May 12, 2014 |
| CLEARBRIDGE, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -69,840 | -100.0% | Q1 2014 | May 15, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -66,500 | -100.0% | Q1 2014 | May 16, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.02% | — | -66,042 | -100.0% | Q1 2014 | May 15, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.02% | — | -50,039 | -100.0% | Q1 2014 | May 19, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -49,476 | -100.0% | Q1 2014 | May 13, 2014 |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | History | Closed out | 0 | 0 | — | 0.0% | — | -49,050 | -100.0% | Q1 2014 | May 13, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -42,456 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -41,700 | -100.0% | Q1 2014 | May 16, 2014 |
| WALL STREET ASSOCIATES | History | Closed out | 0 | 0 | — | 0.15% | — | -38,122 | -100.0% | Q1 2014 | May 13, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.0% | — | -37,546 | -100.0% | Q1 2014 | May 16, 2014 |
| SOUND ENERGY PARTNERS, INC. | History | Closed out | 0 | 0 | — | 1.39% | — | -35,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Ranger Investment Management, L.P. | History | Closed out | 0 | 0 | — | 0.07% | — | -32,670 | -100.0% | Q1 2014 | May 14, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -32,162 | -100.0% | Q1 2014 | May 14, 2014 |
| CONNORS INVESTOR SERVICES INC | History | Closed out | 0 | 0 | — | 0.36% | — | -32,157 | -100.0% | Q1 2014 | May 14, 2014 |
| PUTNAM INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -32,089 | -100.0% | Q1 2014 | May 15, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -27,710 | -100.0% | Q1 2014 | May 14, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -23,477 | -100.0% | Q1 2014 | May 14, 2014 |
| Visium Asset Management, LP | History | Closed out | 0 | 0 | — | 0.02% | — | -23,462 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -23,402 | -100.0% | Q1 2014 | May 15, 2014 |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -23,000 | -100.0% | Q1 2014 | May 16, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,908 | -100.0% | Q1 2014 | May 13, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,675 | -100.0% | Q1 2014 | May 23, 2014 |
| Liberty Mutual Group Asset Management Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -19,401 | -100.0% | Q1 2014 | May 14, 2014 |
| I.G. INVESTMENT MANAGEMENT, LTD. | History | Closed out | 0 | 0 | — | 0.0% | — | -19,120 | -100.0% | Q1 2014 | May 15, 2014 |
| Absolute Return Capital, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -18,611 | -100.0% | Q1 2014 | May 15, 2014 |
| Arbiter Partners Capital Management LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -18,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Aldebaran Financial Inc. | History | Closed out | 0 | 0 | — | 0.71% | — | -17,475 | -100.0% | Q1 2014 | May 16, 2014 |
| OREGON PUBLIC EMPLOYEES RETIREMENT FUND | History | Closed out | 0 | 0 | — | 0.02% | — | -17,467 | -100.0% | Q1 2014 | May 16, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,179 | -100.0% | Q1 2014 | May 15, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,810 | -100.0% | Q1 2014 | May 14, 2014 |
| Summit Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -14,684 | -100.0% | Q1 2014 | May 13, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,440 | -100.0% | Q1 2014 | May 15, 2014 |
| Man Investments Ltd | History | Closed out | 0 | 0 | — | 0.05% | — | -12,919 | -100.0% | Q1 2014 | May 15, 2014 |
| ALPS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,562 | -100.0% | Q1 2014 | May 15, 2014 |
| STEVENS CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.02% | — | -12,450 | -100.0% | Q1 2014 | May 06, 2014 |
| JASINKIEWICZ CAPITAL MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 0.21% | — | -12,190 | -100.0% | Q1 2014 | May 15, 2014 |
| SCHNIEDERS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.47% | — | -10,950 | -100.0% | Q1 2014 | May 15, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -10,466 | -100.0% | Q1 2014 | May 15, 2014 |
| AXA | History | Closed out | 0 | 0 | — | 0.0% | — | -7,000 | -100.0% | Q1 2014 | May 13, 2014 |
| Investec Asset Management LTD | History | Closed out | 0 | 0 | — | 0.02% | — | -6,893 | -100.0% | Q1 2014 | Jun 04, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,864 | -100.0% | Q1 2014 | May 15, 2014 |
| CSS LLC/IL | History | Closed out | 0 | 0 | — | 0.02% | — | -6,599 | -100.0% | Q1 2014 | May 15, 2014 |
| Weiss Multi-Strategy Advisers LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -6,590 | -100.0% | Q1 2014 | May 15, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -6,589 | -100.0% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -6,569 | -100.0% | Q1 2014 | May 15, 2014 |
| AMALGAMATED BANK | History | Closed out | 0 | 0 | — | 0.05% | — | -6,538 | -100.0% | Q1 2014 | May 12, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -6,426 | -100.0% | Q1 2014 | May 15, 2014 |
| ESSEX INVESTMENT MANAGEMENT CO LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -6,300 | -100.0% | Q1 2014 | Apr 28, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,300 | -100.0% | Q1 2014 | May 15, 2014 |
| Wilmington Funds Management Corp | History | Closed out | 0 | 0 | — | 0.03% | — | -6,248 | -100.0% | Q1 2014 | May 14, 2014 |
| PARADIGM ASSET MANAGEMENT CO LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -6,120 | -100.0% | Q1 2014 | May 14, 2014 |
| Aristotle Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Sterling Capital Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,490 | -100.0% | Q1 2014 | May 16, 2014 |
| Placemark Investments, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -5,349 | -100.0% | Q1 2014 | May 09, 2014 |
| First Allied Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -4,536 | -100.0% | Q1 2014 | May 15, 2014 |
| Quantbot Technologies LP | History | Closed out | 0 | 0 | — | 0.05% | — | -4,461 | -100.0% | Q1 2014 | May 21, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,308 | -100.0% | Q1 2014 | May 14, 2014 |
| VAN ECK ASSOCIATES CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -4,247 | -100.0% | Q1 2014 | May 08, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,195 | -100.0% | Q1 2014 | May 15, 2014 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.0% | — | -3,200 | -100.0% | Q1 2014 | May 09, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -3,171 | -100.0% | Q1 2014 | May 13, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -2,610 | -100.0% | Q1 2014 | May 02, 2014 |
| VTL Associates, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,606 | -100.0% | Q1 2014 | May 15, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.0% | — | -2,172 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,464 | -100.0% | Q1 2014 | May 15, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,200 | -100.0% | Q1 2014 | May 15, 2014 |
| DREMAN VALUE MANAGEMENT, L L C | History | Closed out | 0 | 0 | — | 0.0% | — | -930 | -100.0% | Q1 2014 | May 15, 2014 |
| BRAVE ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.02% | — | -500 | -100.0% | Q1 2014 | May 12, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2014 | Apr 24, 2014 |
| STEPHENS INC /AR/ | History | Closed out | 0 | 0 | — | 0.0% | — | -370 | -100.0% | Q1 2014 | May 13, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -324 | -100.0% | Q1 2014 | May 12, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -300 | -100.0% | Q1 2014 | Apr 11, 2014 |
| Archford Capital Strategies, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -157 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -110 | -100.0% | Q1 2014 | May 15, 2014 |
| Gemmer Asset Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -103 | -100.0% | Q1 2014 | May 23, 2014 |
| HOWE & RUSLING INC | History | Closed out | 0 | 0 | — | 0.0% | — | -36 | -100.0% | Q1 2014 | May 07, 2014 |
| M&T BANK CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -19 | -100.0% | Q1 2014 | May 14, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -14 | -100.0% | Q1 2014 | May 15, 2014 |
| FTB Advisors, Inc. | History | Reduced | 7 | 0 | — | — | — | -6 | -46.15% | Q2 2014 | Aug 07, 2014 |