SPDR SERIES TRUST - 78468R713
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Prospera Financial Services Inc | History | Added to | 1,242,012 | 32,613 | 2.25% | 0.02% | 1 | +1,239,602 | 51435.77% | Q4 2020 | Feb 12, 2021 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 589,434 | 15,477 | 0.05% | 0.05% | 2 | -498 | -0.08% | Q4 2020 | Feb 11, 2021 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 295,655 | 7,764 | 0.0% | 0.0% | 3 | -245,019 | -45.32% | Q4 2020 | Feb 09, 2021 |
| MORGAN STANLEY | History | Reduced | 239,951 | 6,301 | 0.0% | 0.0% | 4 | -106,057 | -30.65% | Q4 2020 | Feb 16, 2021 |
| ADVISOR GROUP HOLDINGS, INC. | History | Reduced | 210,349 | 5,523 | 0.01% | 0.02% | 5 | -11,538 | -5.2% | Q4 2020 | Feb 10, 2021 |
| UBS Group AG | History | Added to | 144,884 | 3,804 | 0.0% | 0.0% | 6 | +4,932 | 3.52% | Q4 2020 | Feb 11, 2021 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 101,078 | 2,655 | 0.0% | 0.0% | 7 | +97,403 | 2650.42% | Q4 2020 | Feb 10, 2021 |
| LPL Financial LLC | History | Added to | 70,654 | 1,855 | 0.0% | 0.0% | 8 | +7,144 | 11.25% | Q4 2020 | Feb 12, 2021 |
| GWM Advisors LLC | History | Reduced | 69,136 | 1,815 | 0.06% | 0.13% | 9 | -89,841 | -56.51% | Q4 2020 | Jan 27, 2021 |
| ROYAL BANK OF CANADA | History | Reduced | 67,273 | 1,766 | 0.0% | 0.0% | 10 | -5,929 | -8.1% | Q4 2020 | Feb 16, 2021 |
| STIFEL FINANCIAL CORP | History | Reduced | 48,504 | 1,274 | 0.0% | 0.0% | 11 | -1,970 | -3.9% | Q4 2020 | Feb 12, 2021 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 33,688 | 885 | 0.0% | 0.0% | 12 | +7,519 | 28.73% | Q4 2020 | Feb 02, 2021 |
| Kestra Advisory Services, LLC | History | Added to | 14,740 | 387 | 0.0% | 0.01% | 13 | +1,080 | 7.91% | Q4 2020 | Jul 28, 2022 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 14,291 | 375 | 0.0% | 0.0% | 14 | -6,735 | -32.03% | Q4 2020 | Mar 26, 2021 |
| Tower Research Capital LLC (TRC) | History | New | 71 | 2 | 0.0% | — | 15 | +71 | New | Q4 2020 | Feb 16, 2021 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,980 | -100.0% | Q3 2020 | Nov 16, 2020 |
| Geneos Wealth Management Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -9,241 | -100.0% | Q3 2020 | Sep 07, 2021 |
| FMR LLC | History | New | 1 | 0 | — | — | — | +1 | New | Q4 2020 | Feb 08, 2021 |