SUPERVALU INC - 868536103
Detailed investor-level table based on 13F positions.
Early Q2 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 13,749,668 | 113,023 | 0.01% | 0.01% | 1 | +179,619 | 1.32% | Q2 2014 | Aug 11, 2014 |
| LSV ASSET MANAGEMENT | History | Added to | 9,032,381 | 74,246 | 0.16% | 0.1% | 2 | +2,473,398 | 37.71% | Q2 2014 | Aug 06, 2014 |
| BlackRock Fund Advisors | History | Reduced | 8,674,150 | 71,302 | 0.02% | 0.02% | 3 | -310,641 | -3.46% | Q2 2014 | Aug 06, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 7,694,048 | 63,245 | 0.01% | 0.01% | 4 | +1,563,893 | 25.51% | Q2 2014 | Aug 06, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 6,019,862 | 49,483 | 0.05% | 1182.37% | 5 | -87,292 | -1.43% | Q2 2014 | Aug 06, 2014 |
| OXFORD ASSET MANAGEMENT | History | Added to | 2,761,554 | 22,700 | 0.87% | 0.22% | 6 | +1,767,777 | 177.88% | Q2 2014 | Jul 16, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Reduced | 1,719,505 | 14,134 | 0.02% | 0.02% | 7 | -336,700 | -16.37% | Q2 2014 | Aug 05, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 1,625,077 | 13,358 | 0.02% | 0.02% | 8 | +57,601 | 3.67% | Q2 2014 | Aug 06, 2014 |
| ROYCE & ASSOCIATES LLC | History | Added to | 1,608,000 | 13,218 | 0.04% | 0.03% | 9 | +15,000 | 0.94% | Q2 2014 | Aug 11, 2014 |
| TOWLE & CO | History | Added to | 1,405,197 | 11,551 | 2.19% | 1.8% | 10 | +16,080 | 1.16% | Q2 2014 | Aug 11, 2014 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | History | Reduced | 1,370,375 | 11,264 | 0.08% | 0.5% | 11 | -9,301,247 | -87.16% | Q2 2014 | Aug 11, 2014 |
| Netols Asset Management, Inc. | History | Added to | 1,171,669 | 9,631 | 1.55% | 1.18% | 12 | +93,634 | 8.69% | Q2 2014 | Aug 05, 2014 |
| BlackRock Group LTD | History | Reduced | 1,006,841 | 8,277 | 0.0% | 0.0% | 13 | -143,003 | -12.44% | Q2 2014 | Aug 06, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 901,042 | 7,407 | 0.01% | 0.01% | 14 | +26,620 | 3.04% | Q2 2014 | Jul 30, 2014 |
| Winton Capital Group Ltd | History | New | 682,987 | 5,614 | 0.04% | — | 15 | +682,987 | New | Q2 2014 | Aug 05, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 640,473 | 5,265 | 0.0% | 0.0% | 16 | +625,389 | 4146.04% | Q2 2014 | Aug 08, 2014 |
| Nationwide Fund Advisors | History | Reduced | 583,799 | 4,799 | 0.02% | 0.02% | 17 | -3,742 | -0.64% | Q2 2014 | Aug 11, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 523,530 | 4,303 | 0.02% | 0.02% | 18 | -13,790 | -2.57% | Q2 2014 | Aug 08, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 469,730 | 3,862 | 0.0% | 0.0% | 19 | +117,701 | 33.44% | Q2 2014 | Aug 11, 2014 |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | History | No change | 437,136 | 3,593 | 0.01% | 0.01% | 20 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| RHUMBLINE ADVISERS | History | Added to | 374,677 | 3,080 | 0.01% | 0.01% | 21 | +33,191 | 9.72% | Q2 2014 | Aug 06, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Added to | 318,523 | 2,618 | 0.02% | 0.02% | 22 | +618 | 0.19% | Q2 2014 | Jul 31, 2014 |
| THOMPSON RUBINSTEIN INVESTMENT MANAGEMENT INC /OR/ | History | Reduced | 270,880 | 2,227 | 0.84% | 0.9% | 23 | -60,299 | -18.21% | Q2 2014 | Jul 10, 2014 |
| Swiss National Bank | History | No change | 230,700 | 1,896 | 0.01% | 0.01% | 24 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| ProShare Advisors LLC | History | Reduced | 229,158 | 1,884 | 0.02% | 0.02% | 25 | -32,204 | -12.32% | Q2 2014 | Aug 08, 2014 |
| CHICAGO EQUITY PARTNERS LLC | History | Added to | 210,900 | 1,733 | 0.05% | 0.04% | 26 | +2,845 | 1.37% | Q2 2014 | Aug 01, 2014 |
| ABERDEEN ASSET MANAGEMENT PLC/UK | History | New | 200,613 | 1,649 | 0.0% | — | 27 | +200,613 | New | Q2 2014 | Jul 24, 2014 |
| TEXAS PERMANENT SCHOOL FUND | History | Added to | 199,925 | 1,643 | 0.02% | 0.01% | 28 | +719 | 0.36% | Q2 2014 | Jul 21, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 175,000 | 1,439 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | Added to | 168,070 | 1,377 | 0.0% | 0.0% | 30 | +34,066 | 25.42% | Q2 2014 | Aug 06, 2014 |
| FEDERATED INVESTORS INC /PA/ | History | Reduced | 134,903 | 1,108 | 0.0% | 0.0% | 31 | -13,027 | -8.81% | Q2 2014 | Aug 07, 2014 |
| Arizona State Retirement System | History | Added to | 123,900 | 1,018 | 0.01% | 0.01% | 32 | +2,000 | 1.64% | Q2 2014 | Aug 07, 2014 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | History | Added to | 122,293 | 1,005 | 0.02% | 0.02% | 33 | +2,315 | 1.93% | Q2 2014 | Aug 07, 2014 |
| CAPITAL ONE, NATIONAL ASSOCIATION | History | New | 120,679 | 992 | 0.09% | — | 34 | +120,679 | New | Q2 2014 | Jul 25, 2014 |
| GATEWAY INVESTMENT ADVISERS LLC | History | No change | 101,420 | 834 | 0.01% | 0.01% | 35 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| STATE TREASURER STATE OF MICHIGAN | History | Added to | 93,200 | 766 | 0.01% | 0.0% | 36 | +300 | 0.32% | Q2 2014 | Aug 06, 2014 |
| Aperio Group, LLC | History | Added to | 84,425 | 694 | 0.01% | 0.01% | 37 | +6,398 | 8.2% | Q2 2014 | Jul 23, 2014 |
| MASON STREET ADVISORS, LLC | History | Reduced | 76,805 | 631 | 0.0% | 0.0% | 38 | -1,771 | -2.25% | Q2 2014 | Aug 05, 2014 |
| Saiers Capital, LLC | History | New | 72,544 | 596 | 0.18% | — | 39 | +72,544 | New | Q2 2014 | Aug 11, 2014 |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | History | No change | 69,700 | 573 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | Reduced | 66,394 | 546 | 0.0% | 0.0% | 41 | -9,286 | -12.27% | Q2 2014 | Jul 16, 2014 |
| LMR Partners LLP | History | New | 55,861 | 459 | 0.04% | — | 42 | +55,861 | New | Q2 2014 | Jul 10, 2014 |
| Municipal Employees' Retirement System of Michigan | History | No change | 54,500 | 448 | 0.03% | 0.03% | 43 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| BlackRock Inc. | History | Reduced | 53,166 | 437 | 0.0% | 0.0% | 44 | -1,868 | -3.39% | Q2 2014 | Aug 06, 2014 |
| Louisiana State Employees Retirement System | History | Added to | 53,200 | 437 | 0.02% | 0.02% | 45 | +200 | 0.38% | Q2 2014 | Jul 30, 2014 |
| PRIVATE MANAGEMENT GROUP INC | History | No change | 46,250 | 380 | 0.02% | 0.02% | 46 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| RidgeWorth Capital Management LLC | History | New | 42,385 | 348 | 0.0% | — | 47 | +42,385 | New | Q2 2014 | Jul 31, 2014 |
| Greenwich Wealth Management LLC | History | Reduced | 42,100 | 346 | 0.02% | 0.03% | 48 | -13,600 | -24.42% | Q2 2014 | Jul 29, 2014 |
| PROFUND ADVISORS LLC | History | Reduced | 41,031 | 337 | 0.01% | 0.02% | 49 | -10,245 | -19.98% | Q2 2014 | Aug 08, 2014 |
| First Heartland Consultants, Inc. | History | No change | 35,685 | 293 | 0.13% | 0.12% | 50 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| BAILARD, INC. | History | No change | 33,900 | 279 | 0.04% | 0.04% | 51 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| GENERAL MOTORS INVESTMENT MANAGEMENT CORP | History | Reduced | 33,256 | 273 | 0.02% | 0.02% | 52 | -8,549 | -20.45% | Q2 2014 | Aug 08, 2014 |
| HAP Trading, LLC | History | No change | 126,600 | 270 | 0.01% | 0.01% | 53 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| World Asset Management Inc | History | Reduced | 28,229 | 232 | 0.01% | 0.01% | 54 | -2,596 | -8.42% | Q2 2014 | Jul 28, 2014 |
| ADVANTUS CAPITAL MANAGEMENT INC | History | Reduced | 27,707 | 227 | 0.01% | 0.01% | 55 | -690 | -2.43% | Q2 2014 | Aug 01, 2014 |
| Old Mutual Global Index Trackers (Proprietary) LTD | History | No change | 26,500 | 218 | 0.05% | 0.05% | 56 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| CHICKASAW CAPITAL MANAGEMENT LLC | History | No change | 25,000 | 205 | 0.01% | 0.01% | 57 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| SHELTON CAPITAL MANAGEMENT | History | No change | 22,173 | 182 | 0.03% | 0.02% | 58 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| Quantitative Investment Management, LLC | History | Reduced | 22,000 | 180 | 0.03% | 0.01% | 59 | -2,000 | -8.33% | Q2 2014 | Aug 08, 2014 |
| CHARTER TRUST CO | History | No change | 21,805 | 179 | 0.02% | 0.02% | 60 | 0 | 0.0% | Q2 2014 | Jul 09, 2014 |
| CAPITAL MANAGEMENT ASSOCIATES /NY/ | History | New | 19,900 | 164 | 0.03% | — | 61 | +19,900 | New | Q2 2014 | Aug 06, 2014 |
| Wellington Shields Capital Management, LLC | History | New | 19,900 | 164 | 0.03% | — | 62 | +19,900 | New | Q2 2014 | Aug 06, 2014 |
| ALGERT COLDIRON INVESTORS LLC | History | New | 19,280 | 158 | 0.1% | — | 63 | +19,280 | New | Q2 2014 | Aug 11, 2014 |
| COMMONWEALTH BANK OF AUSTRALIA | History | Reduced | 18,621 | 153 | 0.0% | 0.0% | 64 | -25,009 | -57.32% | Q2 2014 | Aug 11, 2014 |
| CAPSTONE ASSET MANAGEMENT CO | History | Reduced | 18,440 | 152 | 0.0% | 0.01% | 65 | -7,504 | -28.92% | Q2 2014 | Jul 11, 2014 |
| DAVIDSON D A & CO | History | Reduced | 17,750 | 145 | 0.0% | 0.01% | 66 | -4,750 | -21.11% | Q2 2014 | Jul 29, 2014 |
| PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL | History | No change | 16,626 | 137 | 0.02% | 0.02% | 67 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Cipher Capital LP | History | Reduced | 16,045 | 132 | 0.04% | 0.07% | 68 | -6,559 | -29.02% | Q2 2014 | Aug 11, 2014 |
| CONNING INC. | History | No change | 15,559 | 128 | 0.01% | 0.01% | 69 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| BANK OF HAWAII | History | No change | 13,300 | 109 | 0.01% | 0.01% | 70 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| Commonwealth Equity Services, Inc | History | Reduced | 13,017 | 107 | 0.0% | 0.0% | 72 | -893 | -6.42% | Q2 2014 | Jul 23, 2014 |
| TORONTO DOMINION BANK | History | No change | 13,000 | 107 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | Reduced | 12,699 | 104 | 0.0% | 0.0% | 73 | -6,001 | -32.09% | Q2 2014 | Aug 01, 2014 |
| Parametrica Management Ltd | History | New | 12,026 | 99 | 0.75% | — | 74 | +12,026 | New | Q2 2014 | Jul 08, 2014 |
| FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. | History | New | 11,807 | 97 | 0.0% | — | 75 | +11,807 | New | Q2 2014 | Aug 11, 2014 |
| TFS CAPITAL LLC | History | New | 11,629 | 96 | 0.01% | — | 76 | +11,629 | New | Q2 2014 | Jul 21, 2014 |
| WETHERBY ASSET MANAGEMENT INC | History | Added to | 10,336 | 85 | 0.02% | 0.02% | 77 | +271 | 2.69% | Q2 2014 | Aug 01, 2014 |
| JOHN G ULLMAN & ASSOCIATES INC | History | No change | 10,000 | 82 | 0.01% | 0.01% | 78 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| Weaver C. Barksdale & Associates, Inc. | History | Reduced | 9,335 | 77 | 0.06% | 0.06% | 79 | -1,509 | -13.92% | Q2 2014 | Jul 11, 2014 |
| GILDER GAGNON HOWE & CO LLC | History | Reduced | 9,221 | 76 | 0.0% | 0.06% | 80 | -666,936 | -98.64% | Q2 2014 | Aug 04, 2014 |
| MetLife Securities, Inc | History | Reduced | 9,225 | 76 | 0.01% | 0.01% | 81 | -12 | -0.13% | Q2 2014 | Aug 04, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | No change | 7,770 | 64 | 0.02% | 0.01% | 82 | 0 | 0.0% | Q2 2014 | Jul 21, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Reduced | 7,507 | 62 | 0.0% | 0.0% | 83 | -106 | -1.39% | Q2 2014 | Aug 05, 2014 |
| SeaBridge Investment Advisors LLC | History | No change | 5,912 | 49 | 0.01% | 0.01% | 84 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| West Oak Capital, LLC | History | No change | 2,600 | 21 | 0.02% | 0.01% | 85 | 0 | 0.0% | Q2 2014 | Jul 03, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 2,391 | 19 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| WHITTIER TRUST CO | History | No change | 2,262 | 19 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| FTB Advisors, Inc. | History | No change | 1,784 | 16 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 1,500 | 12 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| JNBA Financial Advisors | History | No change | 1,000 | 8 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| PIEDMONT INVESTMENT ADVISORS LLC | History | No change | 691 | 5 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| Apriem Advisors | History | No change | 85 | 1 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Oakworth Capital, Inc. | History | No change | 113 | 1 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |
| JANA PARTNERS LLC | History | Closed out | 0 | 0 | — | 1.99% | — | -24,739,739 | -100.0% | Q1 2014 | May 14, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -11,453,027 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.03% | — | -9,292,101 | -100.0% | Q1 2014 | May 14, 2014 |
| BRIGADE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 3.19% | — | -6,408,400 | -100.0% | Q1 2014 | May 15, 2014 |
| PRUDENTIAL PLC | History | Closed out | 0 | 0 | — | 0.15% | — | -5,032,795 | -100.0% | Q1 2014 | May 15, 2014 |
| Gotham Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.43% | — | -4,188,758 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -3,708,068 | -100.0% | Q1 2014 | May 14, 2014 |
| Evercore Trust Company, N.A. | History | Closed out | 0 | 0 | — | 0.08% | — | -3,429,482 | -100.0% | Q1 2014 | May 09, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -3,114,115 | -100.0% | Q1 2014 | May 14, 2014 |
| LMM LLC | History | Closed out | 0 | 0 | — | 0.81% | — | -2,952,075 | -100.0% | Q1 2014 | May 15, 2014 |
| Lombard Odier Asset Management (USA) Corp | History | Closed out | 0 | 0 | — | 0.74% | — | -2,787,564 | -100.0% | Q1 2014 | May 15, 2014 |
| COOPERMAN LEON G | History | Closed out | 0 | 0 | — | 0.24% | — | -2,601,436 | -100.0% | Q1 2014 | May 15, 2014 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.07% | — | -2,552,826 | -100.0% | Q1 2014 | May 12, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.01% | — | -2,394,122 | -100.0% | Q1 2014 | May 15, 2014 |
| Elm Ridge Management, LLC | History | Closed out | 0 | 0 | — | 1.62% | — | -2,350,708 | -100.0% | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -2,164,047 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTH TIDE CAPITAL, LLC | History | Closed out | 0 | 0 | — | 1.15% | — | -2,000,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp | History | Closed out | 0 | 0 | — | 0.17% | — | -1,994,600 | -100.0% | Q1 2014 | Apr 22, 2014 |
| Marshall Wace LLP | History | Closed out | 0 | 0 | — | 0.25% | — | -1,986,215 | -100.0% | Q1 2014 | May 14, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -1,964,644 | -100.0% | Q1 2014 | May 13, 2014 |
| KING STREET CAPITAL MANAGEMENT, L.P. | History | Closed out | 0 | 0 | — | 2.12% | — | -1,896,600 | -100.0% | Q1 2014 | May 14, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -1,426,441 | -100.0% | Q1 2014 | May 16, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,220,212 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,123,940 | -100.0% | Q1 2014 | May 15, 2014 |
| LEGAL & GENERAL GROUP PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,119,457 | -100.0% | Q1 2014 | May 14, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -1,106,700 | -100.0% | Q1 2014 | Apr 18, 2014 |
| Winton Capital Management Ltd | History | Closed out | 0 | 0 | — | 0.05% | — | -1,075,331 | -100.0% | Q1 2014 | May 01, 2014 |
| COATUE MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -1,051,300 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,014,765 | -100.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -996,349 | -100.0% | Q1 2014 | May 15, 2014 |
| Firefly Value Partners, LP | History | Closed out | 0 | 0 | — | 0.82% | — | -975,000 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -889,991 | -100.0% | Q1 2014 | May 15, 2014 |
| CONGRESS ASSET MANAGEMENT CO /MA | History | Closed out | 0 | 0 | — | 0.14% | — | -824,944 | -100.0% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -821,551 | -100.0% | Q1 2014 | May 13, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.01% | — | -801,690 | -100.0% | Q1 2014 | May 16, 2014 |
| Prentice Capital Management, LP | History | Closed out | 0 | 0 | — | 4.72% | — | -794,443 | -100.0% | Q1 2014 | May 14, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.03% | — | -792,900 | -100.0% | Q1 2014 | May 14, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -767,865 | -100.0% | Q1 2014 | May 15, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.03% | — | -716,725 | -100.0% | Q1 2014 | May 13, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 6.27% | — | -636,514 | -100.0% | Q1 2014 | Aug 08, 2014 |
| CONTRARIAN CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.98% | — | -597,808 | -100.0% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -576,551 | -100.0% | Q1 2014 | May 13, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -562,285 | -100.0% | Q1 2014 | May 23, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -541,463 | -100.0% | Q1 2014 | May 13, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -509,508 | -100.0% | Q1 2014 | May 14, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -497,883 | -100.0% | Q1 2014 | May 15, 2014 |
| Saba Capital Management, L.P. | History | Closed out | 0 | 0 | — | 0.18% | — | -469,074 | -100.0% | Q1 2014 | May 15, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.05% | — | -453,278 | -100.0% | Q1 2014 | May 07, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -437,117 | -100.0% | Q1 2014 | May 15, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -436,408 | -100.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -427,260 | -100.0% | Q1 2014 | May 13, 2014 |
| VTL Associates, LLC | History | Closed out | 0 | 0 | — | 0.2% | — | -375,719 | -100.0% | Q1 2014 | May 15, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -374,616 | -100.0% | Q1 2014 | May 14, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -369,253 | -100.0% | Q1 2014 | May 08, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -345,767 | -100.0% | Q1 2014 | May 15, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -336,702 | -100.0% | Q1 2014 | May 15, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.01% | — | -311,500 | -100.0% | Q1 2014 | May 15, 2014 |
| Overland Advisors, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -307,500 | -100.0% | Q1 2014 | May 15, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -301,236 | -100.0% | Q1 2014 | May 15, 2014 |
| Man Investments Ltd | History | Closed out | 0 | 0 | — | 0.18% | — | -301,013 | -100.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -296,066 | -100.0% | Q1 2014 | May 13, 2014 |
| BUCKINGHAM CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.19% | — | -295,700 | -100.0% | Q1 2014 | May 14, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -286,771 | -100.0% | Q1 2014 | May 13, 2014 |
| Sterling Capital Management LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -260,647 | -100.0% | Q1 2014 | May 16, 2014 |
| PERKINS CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 1.23% | — | -256,100 | -100.0% | Q1 2014 | May 07, 2014 |
| LAZARD ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -221,005 | -100.0% | Q1 2014 | May 12, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -205,500 | -100.0% | Q1 2014 | May 19, 2014 |
| Interval Partners, LLC | History | Closed out | 0 | 0 | — | 0.37% | — | -204,100 | -100.0% | Q1 2014 | May 16, 2014 |
| Lloyds Banking Group plc | History | Closed out | 0 | 0 | — | 0.01% | — | -200,613 | -100.0% | Q1 2014 | Apr 30, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -200,608 | -100.0% | Q1 2014 | May 14, 2014 |
| OREGON PUBLIC EMPLOYEES RETIREMENT FUND | History | Closed out | 0 | 0 | — | 0.04% | — | -200,567 | -100.0% | Q1 2014 | May 16, 2014 |
| LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.01% | — | -198,511 | -100.0% | Q1 2014 | May 12, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -195,904 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -159,722 | -100.0% | Q1 2014 | May 16, 2014 |
| ADVANCE CAPITAL I INC | History | Closed out | 0 | 0 | — | 0.57% | — | -159,700 | -100.0% | Q1 2014 | May 15, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.01% | — | -153,258 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -145,010 | -100.0% | Q1 2014 | May 15, 2014 |
| FIRST TRUST ADVISORS LP | History | Closed out | 0 | 0 | — | 0.0% | — | -138,968 | -100.0% | Q1 2014 | May 12, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -122,656 | -100.0% | Q1 2014 | May 15, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -118,029 | -100.0% | Q1 2014 | May 15, 2014 |
| Pinnacle Holdings, LLC | History | Closed out | 0 | 0 | — | 0.22% | — | -114,024 | -100.0% | Q1 2014 | May 28, 2014 |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | History | Closed out | 0 | 0 | — | 0.0% | — | -102,850 | -100.0% | Q1 2014 | May 13, 2014 |
| CSS LLC/IL | History | Closed out | 0 | 0 | — | 0.04% | — | -102,206 | -100.0% | Q1 2014 | May 15, 2014 |
| Perennial Investment Partners LTD | History | Closed out | 0 | 0 | — | 0.19% | — | -99,183 | -100.0% | Q1 2014 | May 15, 2014 |
| FULLER & THALER ASSET MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.03% | — | -96,000 | -100.0% | Q1 2014 | May 13, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -95,793 | -100.0% | Q1 2014 | May 15, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -94,755 | -100.0% | Q1 2014 | May 14, 2014 |
| GLOBEFLEX CAPITAL L P | History | Closed out | 0 | 0 | — | 0.07% | — | -86,831 | -100.0% | Q1 2014 | Apr 23, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -85,631 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -77,872 | -100.0% | Q1 2014 | May 15, 2014 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.0% | — | -74,727 | -100.0% | Q1 2014 | May 09, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -63,054 | -100.0% | Q1 2014 | May 15, 2014 |
| PDT Partners, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -62,800 | -100.0% | Q1 2014 | May 15, 2014 |
| Liberty Mutual Group Asset Management Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -62,142 | -100.0% | Q1 2014 | May 14, 2014 |
| Wilmington Funds Management Corp | History | Closed out | 0 | 0 | — | 0.04% | — | -58,263 | -100.0% | Q1 2014 | May 14, 2014 |
| AXA | History | Closed out | 0 | 0 | — | 0.0% | — | -57,200 | -100.0% | Q1 2014 | May 13, 2014 |
| Schonfeld Group Holdings LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -57,079 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -53,362 | -100.0% | Q1 2014 | May 15, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -53,250 | -100.0% | Q1 2014 | May 14, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Closed out | 0 | 0 | — | 0.03% | — | -51,533 | -100.0% | Q1 2014 | May 14, 2014 |
| CIBC World Markets Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -50,413 | -100.0% | Q1 2014 | May 13, 2014 |
| Summit Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -48,386 | -100.0% | Q1 2014 | May 13, 2014 |
| Verition Fund Management LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -45,389 | -100.0% | Q1 2014 | May 14, 2014 |
| Visium Asset Management, LP | History | Closed out | 0 | 0 | — | 0.01% | — | -45,323 | -100.0% | Q1 2014 | May 15, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -43,571 | -100.0% | Q1 2014 | May 14, 2014 |
| Brown Advisory Securities, LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -40,000 | -100.0% | Q1 2014 | May 13, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -39,073 | -100.0% | Q1 2014 | May 14, 2014 |
| BNP Paribas Investment Partners S.A. | History | Closed out | 0 | 0 | — | 0.0% | — | -37,791 | -100.0% | Q1 2014 | May 13, 2014 |
| MARTINGALE ASSET MANAGEMENT L P | History | Closed out | 0 | 0 | — | 0.01% | — | -32,250 | -100.0% | Q1 2014 | May 14, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -32,150 | -100.0% | Q1 2014 | May 14, 2014 |
| Cetera Advisor Networks LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -29,324 | -100.0% | Q1 2014 | May 15, 2014 |
| CTC Alternative Strategies, Ltd. | History | Closed out | 0 | 0 | — | 0.11% | — | -27,900 | -100.0% | Q1 2014 | May 02, 2014 |
| DEERE & CO | History | Closed out | 0 | 0 | — | 0.01% | — | -27,873 | -100.0% | Q1 2014 | May 08, 2014 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | History | Closed out | 0 | 0 | — | 0.0% | — | -27,555 | -100.0% | Q1 2014 | May 08, 2014 |
| Passport Capital, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -26,859 | -100.0% | Q1 2014 | May 15, 2014 |
| COMMERZBANK AKTIENGESELLSCHAFT /FI | History | Closed out | 0 | 0 | — | 0.0% | — | -22,304 | -100.0% | Q1 2014 | May 14, 2014 |
| Dynamic Capital Management Ltd | History | Closed out | 0 | 0 | — | 0.05% | — | -21,375 | -100.0% | Q1 2014 | May 15, 2014 |
| GENESEE VALLEY TRUST CO | History | Closed out | 0 | 0 | — | 0.09% | — | -21,131 | -100.0% | Q1 2014 | May 07, 2014 |
| Rotella Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.18% | — | -21,000 | -100.0% | Q1 2014 | May 21, 2014 |
| INVESTMENT CENTERS OF AMERICA INC | History | Closed out | 0 | 0 | — | 0.04% | — | -20,944 | -100.0% | Q1 2014 | May 09, 2014 |
| BANK OF NOVA SCOTIA / | History | Closed out | 0 | 0 | — | 0.0% | — | -19,984 | -100.0% | Q1 2014 | May 14, 2014 |
| NOMURA ASSET MANAGEMENT CO LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -18,500 | -100.0% | Q1 2014 | May 14, 2014 |
| Hutchin Hill Capital, LP | History | Closed out | 0 | 0 | — | 0.01% | — | -17,100 | -100.0% | Q1 2014 | May 15, 2014 |
| AMALGAMATED BANK | History | Closed out | 0 | 0 | — | 0.02% | — | -17,030 | -100.0% | Q1 2014 | May 12, 2014 |
| PIONEER INVESTMENT MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,784 | -100.0% | Q1 2014 | May 12, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -15,931 | -100.0% | Q1 2014 | May 15, 2014 |
| Plancorp, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -15,910 | -100.0% | Q1 2014 | May 08, 2014 |
| Dorsey & Whitney Trust CO LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -13,780 | -100.0% | Q1 2014 | May 13, 2014 |
| ONTARIO TEACHERS PENSION PLAN BOARD | History | Closed out | 0 | 0 | — | 0.0% | — | -13,640 | -100.0% | Q1 2014 | May 13, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,276 | -100.0% | Q1 2014 | May 15, 2014 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,996 | -100.0% | Q1 2014 | May 12, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.02% | — | -12,393 | -100.0% | Q1 2014 | Apr 24, 2014 |
| First Eagle Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,000 | -100.0% | Q1 2014 | May 13, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -11,924 | -100.0% | Q1 2014 | Apr 11, 2014 |
| AMP Capital Investors Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -10,663 | -100.0% | Q1 2014 | May 14, 2014 |
| Family Management Corp | History | Closed out | 0 | 0 | — | 0.04% | — | -10,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,598 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,103 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,937 | -100.0% | Q1 2014 | May 02, 2014 |
| Gemmer Asset Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -520 | -100.0% | Q1 2014 | May 23, 2014 |
| PRIVATE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -335 | -100.0% | Q1 2014 | Apr 07, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -221 | -100.0% | Q1 2014 | May 12, 2014 |
| FIRST NEW YORK SECURITIES LLC /NY | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q1 2014 | May 15, 2014 |
| Winslow, Evans & Crocker, Inc. | History | Closed out | 0 | 0 | — | — | — | -66 | -100.0% | Q1 2014 | Apr 11, 2014 |
| North Star Investment Management Corp. | History | Closed out | 0 | 0 | — | — | — | -15 | -100.0% | Q1 2014 | Apr 29, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | No change | 18 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| BOSTON PRIVATE BANK & TRUST CO | History | No change | 9 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 15, 2014 |
| MYCIO WEALTH PARTNERS, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |