TORTOISE NORTH AMRN ENRGY CO - 89147T103
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC | History | Reduced | 289,482 | 8,422 | 0.02% | 0.03% | 1 | -11,428 | -3.8% | Q1 2014 | May 16, 2014 |
| MORGAN STANLEY | History | Added to | 176,760 | 5,147 | 0.0% | 0.0% | 2 | +18,165 | 11.45% | Q1 2014 | May 13, 2014 |
| SIT INVESTMENT ASSOCIATES INC | History | New | 98,974 | 2,882 | 0.05% | — | 3 | +98,974 | New | Q1 2014 | Apr 24, 2014 |
| BB&T SECURITIES, LLC | History | Added to | 8,775 | 2,554 | 0.01% | 0.01% | 4 | +575 | 7.01% | Q1 2014 | Apr 15, 2014 |
| Invesco Ltd. | History | Added to | 62,577 | 1,822 | 0.0% | 0.0% | 5 | +6,348 | 11.29% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Added to | 55,564 | 1,618 | 0.0% | 0.0% | 6 | +2,251 | 4.22% | Q1 2014 | May 15, 2014 |
| Advisors Asset Management, Inc. | History | Reduced | 48,972 | 1,425 | 0.02% | 0.02% | 7 | -1,585 | -3.14% | Q1 2014 | May 15, 2014 |
| Cetera Advisor Networks LLC | History | Added to | 38,319 | 1,117 | 0.08% | 0.02% | 8 | +26,700 | 229.8% | Q1 2014 | May 15, 2014 |
| HYNES, HIMMELREICH, GLENNON & CO, LLC | History | Added to | 32,884 | 958 | 0.33% | 0.34% | 9 | +208 | 0.64% | Q1 2014 | Apr 29, 2014 |
| UBS AG | History | Added to | 30,870 | 899 | 0.0% | 0.0% | 10 | +2,552 | 9.01% | Q1 2014 | May 16, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 28,890 | 842 | 0.0% | 16.88% | 11 | -11,406 | -28.31% | Q1 2014 | May 15, 2014 |
| LPL Financial LLC | History | Added to | 28,072 | 817 | 0.01% | 0.0% | 12 | +4,021 | 16.72% | Q1 2014 | May 12, 2014 |
| CROFT-LEOMINSTER INC | History | Reduced | 21,068 | 613 | 0.1% | 0.09% | 13 | -280 | -1.31% | Q1 2014 | May 15, 2014 |
| Weiss Asset Management LP | History | New | 19,998 | 582 | 0.24% | — | 14 | +19,998 | New | Q1 2014 | May 14, 2014 |
| ROYAL BANK OF CANADA | History | Added to | 16,255 | 473 | 0.0% | 0.0% | 15 | +1,077 | 7.1% | Q1 2014 | May 15, 2014 |
| DAVENPORT & Co LLC | History | No change | 11,775 | 342 | 0.01% | 0.01% | 16 | 0 | 0.0% | Q1 2014 | Apr 21, 2014 |
| Winslow, Evans & Crocker, Inc. | History | Reduced | 3,140 | 91 | 0.03% | 0.03% | 17 | -68 | -2.12% | Q1 2014 | Apr 11, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 2,580 | 75 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 1,900 | 55 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| CITIGROUP INC | History | New | 1,245 | 36 | 0.0% | — | 20 | +1,245 | New | Q1 2014 | May 15, 2014 |
| WFG Advisors, LP | History | No change | 1,000 | 29 | 0.01% | 0.0% | 21 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| Tower Research Capital LLC | History | Reduced | 766 | 22 | 0.0% | 0.0% | 22 | -166 | -17.81% | Q1 2014 | May 02, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Added to | 695 | 20 | 0.01% | 0.01% | 23 | +180 | 34.95% | Q1 2014 | May 21, 2014 |
| Creative Planning | History | Reduced | 535 | 16 | 0.0% | 0.0% | 24 | -1,150 | -68.25% | Q1 2014 | Apr 11, 2014 |
| GREAT LAKES ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -250,000 | -100.0% | Q4 2013 | May 22, 2014 |
| WESTPORT RESOURCES MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.09% | — | -11,106 | -100.0% | Q4 2013 | Feb 07, 2014 |
| FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ | History | Closed out | 0 | 0 | — | 0.01% | — | -9,295 | -100.0% | Q4 2013 | Feb 14, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,757 | -100.0% | Q4 2013 | Feb 12, 2014 |
| WHITE BAY PT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -97 | -100.0% | Q4 2013 | Feb 13, 2014 |
| Paradigm Financial Advisors, LLC | History | New | 9 | 0 | — | — | — | +9 | New | Q1 2014 | Apr 29, 2014 |