TORTOISE ENERGY CAP CORP - 89147U100
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 703,796 | 23,330 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| GUGGENHEIM CAPITAL LLC | History | No change | 666,465 | 22,086 | 0.06% | 0.06% | 2 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| CEDAR HILL ASSOCIATES, LLC | History | No change | 644,767 | 21,374 | 3.58% | 3.58% | 3 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Atlantic Trust Group, LLC | History | No change | 601,714 | 20,068 | 0.17% | 0.17% | 4 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 545,064 | 18,069 | 0.01% | 0.01% | 5 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SIT INVESTMENT ASSOCIATES INC | History | No change | 269,691 | 8,940 | 0.16% | 0.16% | 6 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| HYNES, HIMMELREICH, GLENNON & CO, LLC | History | No change | 211,795 | 7,018 | 2.4% | 2.4% | 7 | 0 | 0.0% | Q1 2014 | Apr 29, 2014 |
| DEAN INVESTMENT ASSOCIATES, LLC | History | No change | 208,042 | 6,897 | 1.66% | 1.66% | 8 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| AMERICAN FINANCIAL GROUP INC | History | No change | 111,700 | 3,703 | 0.33% | 0.33% | 9 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| OPPENHEIMER & CO INC | History | No change | 87,046 | 2,886 | 0.09% | 0.09% | 10 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| Mariner Wealth Advisors, LLC | History | No change | 57,766 | 1,915 | 0.25% | 0.25% | 11 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 56,214 | 1,864 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | No change | 54,675 | 1,812 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Weiss Asset Management LP | History | No change | 54,376 | 1,802 | 0.75% | 0.75% | 14 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| ROYAL BANK OF CANADA | History | No change | 50,053 | 1,659 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | No change | 43,621 | 1,446 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Advisors Asset Management, Inc. | History | No change | 43,493 | 1,441 | 0.02% | 0.02% | 17 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 22,441 | 743 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | No change | 19,049 | 631 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| JPMORGAN CHASE & CO | History | No change | 18,000 | 597 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| People's United Financial, Inc. | History | No change | 11,750 | 390 | 0.02% | 0.02% | 21 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| STIFEL FINANCIAL CORP | History | No change | 8,320 | 276 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Janney Montgomery Scott LLC | History | No change | 8,074 | 267 | 0.01% | 0.01% | 23 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Clearbridge Investments, LLC | History | No change | 6,000 | 199 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | No change | 5,929 | 197 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| US BANCORP \DE\ | History | No change | 3,000 | 99 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BANK OF MONTREAL /CAN/ | History | No change | 1,717 | 57 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SHAPIRO ROBERT N | History | No change | 1,550 | 51 | 0.01% | 0.01% | 28 | 0 | 0.0% | Q1 2014 | Jun 18, 2014 |
| Legg Mason Investment Counsel, LLC | History | No change | 1,000 | 34 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GLENMEDE TRUST CO NA | History | No change | 800 | 26 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| CITIGROUP INC | History | No change | 792 | 26 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Plante Moran Financial Advisors, LLC | History | No change | 685 | 25 | 0.02% | 0.03% | 32 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| FIFTH THIRD BANCORP | History | No change | 720 | 24 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WFG Advisors, LP | History | No change | 730 | 24 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | History | No change | 666 | 22 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q1 2014 | Apr 28, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 330 | 11 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 229 | 8 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| GANNETT WELSH & KOTLER | History | Closed out | 0 | 0 | — | 0.57% | — | -641,554 | -100.0% | Q2 2014 | Jul 09, 2014 |
| Independence Trust CO | History | Closed out | 0 | 0 | — | 5.4% | — | -235,979 | -100.0% | Q2 2014 | Jul 15, 2014 |
| Whitnell & Co. | History | Closed out | 0 | 0 | — | 3.12% | — | -200,897 | -100.0% | Q2 2014 | Aug 07, 2014 |
| Paragon Capital Management LLC | History | Closed out | 0 | 0 | — | 2.47% | — | -174,043 | -100.0% | Q2 2014 | Jul 23, 2014 |
| Jacobus Wealth Management, Inc. | History | Closed out | 0 | 0 | — | 0.98% | — | -121,295 | -100.0% | Q2 2014 | Aug 06, 2014 |
| DOCK STREET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 1.99% | — | -113,425 | -100.0% | Q2 2014 | Jul 29, 2014 |
| FINANCIAL COUNSELORS INC | History | Closed out | 0 | 0 | — | 0.11% | — | -45,492 | -100.0% | Q2 2014 | Aug 11, 2014 |
| WMS Partners, LLC | History | Closed out | 0 | 0 | — | 0.23% | — | -44,203 | -100.0% | Q2 2014 | Aug 11, 2014 |
| CREDIT SUISSE AG/ | History | Closed out | 0 | 0 | — | 0.0% | — | -24,663 | -100.0% | Q2 2014 | Aug 11, 2014 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,041 | -100.0% | Q2 2014 | Aug 05, 2014 |
| BAIRD ROBERT W & CO INC /WI/ | History | Closed out | 0 | 0 | — | 0.01% | — | -18,785 | -100.0% | Q2 2014 | Aug 08, 2014 |
| Chevy Chase Trust Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -18,382 | -100.0% | Q2 2014 | Jul 16, 2014 |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -17,100 | -100.0% | Q2 2014 | Aug 05, 2014 |
| DAVENPORT & Co LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -14,983 | -100.0% | Q2 2014 | Jul 25, 2014 |
| Commonwealth Equity Services, Inc | History | Closed out | 0 | 0 | — | 0.01% | — | -12,403 | -100.0% | Q2 2014 | Jul 23, 2014 |
| FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -11,600 | -100.0% | Q2 2014 | Aug 11, 2014 |
| Osborn Rohs Williams & Donohoe Ltd | History | Closed out | 0 | 0 | — | 0.08% | — | -10,400 | -100.0% | Q2 2014 | Jul 23, 2014 |
| McAdams Wright Ragen, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -7,914 | -100.0% | Q2 2014 | Aug 08, 2014 |
| GENEVA INVESTMENT MANAGEMENT OF CHICAGO LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,990 | -100.0% | Q2 2014 | Aug 07, 2014 |
| Winslow, Evans & Crocker, Inc. | History | Closed out | 0 | 0 | — | 0.06% | — | -5,150 | -100.0% | Q2 2014 | Jul 16, 2014 |
| GOFEN & GLOSSBERG LLC /IL/ | History | Closed out | 0 | 0 | — | 0.01% | — | -5,000 | -100.0% | Q2 2014 | Jul 15, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | Closed out | 0 | 0 | — | 0.02% | — | -4,560 | -100.0% | Q2 2014 | Aug 08, 2014 |
| SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | History | Closed out | 0 | 0 | — | 0.03% | — | -2,705 | -100.0% | Q2 2014 | Jul 18, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,900 | -100.0% | Q2 2014 | Aug 08, 2014 |
| ELEFANTE MICHAEL B | History | Closed out | 0 | 0 | — | 0.02% | — | -1,428 | -100.0% | Q2 2014 | Jul 24, 2014 |
| PRIVATE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.02% | — | -1,317 | -100.0% | Q2 2014 | Jul 22, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q2 2014 | Aug 08, 2014 |
| WHITTIER TRUST CO | History | Closed out | 0 | 0 | — | 0.0% | — | -755 | -100.0% | Q2 2014 | Aug 04, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Closed out | 0 | 0 | — | 0.01% | — | -570 | -100.0% | Q2 2014 | Aug 04, 2014 |
| FTB Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q2 2014 | Aug 07, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -285 | -100.0% | Q2 2014 | Aug 05, 2014 |
| DAVIDSON D A & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q2 2014 | Jul 29, 2014 |
| MetLife Securities, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q2 2014 | Aug 04, 2014 |