TORTOISE ENERGY CAP CORP - 89147U100
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 703,796 | 23,330 | 0.01% | 0.01% | 1 | -91,600 | -11.52% | Q1 2014 | May 13, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 666,465 | 22,086 | 0.06% | 0.07% | 2 | -39,165 | -5.55% | Q1 2014 | May 16, 2014 |
| CEDAR HILL ASSOCIATES, LLC | History | Added to | 644,767 | 21,374 | 3.58% | 3.72% | 3 | +4,525 | 0.71% | Q1 2014 | May 13, 2014 |
| GANNETT WELSH & KOTLER | History | Added to | 641,554 | 21,267 | 0.57% | 0.55% | 4 | +19,347 | 3.11% | Q1 2014 | Apr 11, 2014 |
| Atlantic Trust Group, LLC | History | New | 601,714 | 20,068 | 0.17% | — | 5 | +601,714 | New | Q1 2014 | May 14, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 545,064 | 18,069 | 0.01% | 273.73% | 6 | -10,869 | -1.96% | Q1 2014 | May 15, 2014 |
| SIT INVESTMENT ASSOCIATES INC | History | Reduced | 269,691 | 8,940 | 0.16% | 0.16% | 7 | -3,000 | -1.1% | Q1 2014 | Apr 24, 2014 |
| Independence Trust CO | History | New | 235,979 | 7,820 | 5.4% | — | 8 | +235,979 | New | Q1 2014 | Apr 09, 2014 |
| HYNES, HIMMELREICH, GLENNON & CO, LLC | History | Added to | 211,795 | 7,018 | 2.4% | 2.39% | 9 | +14,432 | 7.31% | Q1 2014 | Apr 29, 2014 |
| DEAN INVESTMENT ASSOCIATES, LLC | History | Reduced | 208,042 | 6,897 | 1.66% | 1.89% | 10 | -34,141 | -14.1% | Q1 2014 | May 13, 2014 |
| Whitnell & Co. | History | Reduced | 200,897 | 6,660 | 3.12% | 3.03% | 11 | -1,687 | -0.83% | Q1 2014 | May 05, 2014 |
| Paragon Capital Management LLC | History | Added to | 174,043 | 5,769 | 2.47% | 2.53% | 12 | +12,761 | 7.91% | Q1 2014 | Apr 29, 2014 |
| Jacobus Wealth Management, Inc. | History | Added to | 121,295 | 4,021 | 0.98% | 0.88% | 13 | +28,894 | 31.27% | Q1 2014 | May 14, 2014 |
| DOCK STREET ASSET MANAGEMENT INC | History | Added to | 113,425 | 3,760 | 1.99% | 1.75% | 14 | +1,753 | 1.57% | Q1 2014 | Apr 02, 2014 |
| AMERICAN FINANCIAL GROUP INC | History | No change | 111,700 | 3,703 | 0.33% | 0.36% | 15 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| OPPENHEIMER & CO INC | History | Added to | 87,046 | 2,886 | 0.09% | 0.09% | 16 | +3,919 | 4.71% | Q1 2014 | May 09, 2014 |
| Mariner Wealth Advisors, LLC | History | Added to | 57,766 | 1,915 | 0.25% | 0.22% | 17 | +4,618 | 8.69% | Q1 2014 | May 08, 2014 |
| WELLS FARGO & COMPANY/MN | History | Added to | 56,214 | 1,864 | 0.0% | 0.0% | 18 | +11,868 | 26.76% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | Reduced | 54,675 | 1,812 | 0.0% | 0.0% | 19 | -1,129 | -2.02% | Q1 2014 | May 15, 2014 |
| Weiss Asset Management LP | History | New | 54,376 | 1,802 | 0.75% | — | 20 | +54,376 | New | Q1 2014 | May 14, 2014 |
| ROYAL BANK OF CANADA | History | Added to | 50,053 | 1,659 | 0.0% | 0.0% | 21 | +2,302 | 4.82% | Q1 2014 | May 15, 2014 |
| FINANCIAL COUNSELORS INC | History | Added to | 45,492 | 1,508 | 0.11% | 0.07% | 22 | +18,820 | 70.56% | Q1 2014 | May 06, 2014 |
| WMS Partners, LLC | History | Added to | 44,203 | 1,465 | 0.23% | 0.24% | 23 | +550 | 1.26% | Q1 2014 | Apr 14, 2014 |
| UBS AG | History | Reduced | 43,621 | 1,446 | 0.0% | 0.0% | 24 | -7,618 | -14.87% | Q1 2014 | May 16, 2014 |
| Advisors Asset Management, Inc. | History | Reduced | 43,493 | 1,441 | 0.02% | 0.02% | 25 | -1,408 | -3.14% | Q1 2014 | May 15, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 24,663 | 818 | 0.0% | 0.0% | 26 | +10,363 | 72.47% | Q1 2014 | May 15, 2014 |
| LPL Financial LLC | History | Reduced | 23,041 | 764 | 0.0% | 0.01% | 27 | -2,940 | -11.32% | Q1 2014 | May 12, 2014 |
| DEUTSCHE BANK AG\ | History | Added to | 22,441 | 743 | 0.0% | 0.0% | 28 | +22 | 0.1% | Q1 2014 | May 15, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Reduced | 19,049 | 631 | 0.0% | 0.0% | 29 | -842 | -4.23% | Q1 2014 | May 13, 2014 |
| BAIRD ROBERT W & CO INC /WI/ | History | Reduced | 18,785 | 623 | 0.01% | 0.01% | 30 | -1,000 | -5.05% | Q1 2014 | May 09, 2014 |
| Chevy Chase Trust Holdings, Inc. | History | Reduced | 18,382 | 609 | 0.0% | 0.0% | 31 | -2,372 | -11.43% | Q1 2014 | Apr 15, 2014 |
| JPMORGAN CHASE & CO | History | Reduced | 18,000 | 597 | 0.0% | 0.0% | 32 | -660 | -3.54% | Q1 2014 | May 15, 2014 |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | History | Added to | 17,100 | 567 | 0.01% | 0.01% | 33 | +6,144 | 56.08% | Q1 2014 | Apr 30, 2014 |
| DAVENPORT & Co LLC | History | Reduced | 14,983 | 496 | 0.01% | 0.05% | 34 | -62,185 | -80.58% | Q1 2014 | Apr 21, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 12,403 | 411 | 0.01% | 0.01% | 35 | +22 | 0.18% | Q1 2014 | May 07, 2014 |
| People's United Financial, Inc. | History | No change | 11,750 | 390 | 0.02% | 0.02% | 36 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. | History | Added to | 11,600 | 385 | 0.01% | 0.01% | 37 | +1,250 | 12.08% | Q1 2014 | May 08, 2014 |
| Osborn Rohs Williams & Donohoe Ltd | History | No change | 10,400 | 345 | 0.08% | 0.08% | 38 | 0 | 0.0% | Q1 2014 | Apr 10, 2014 |
| STIFEL FINANCIAL CORP | History | New | 8,320 | 276 | 0.0% | — | 39 | +8,320 | New | Q1 2014 | May 15, 2014 |
| Janney Montgomery Scott LLC | History | Added to | 8,074 | 267 | 0.01% | 0.01% | 40 | +321 | 4.14% | Q1 2014 | May 14, 2014 |
| McAdams Wright Ragen, Inc. | History | No change | 7,914 | 262 | 0.02% | 0.02% | 41 | 0 | 0.0% | Q1 2014 | May 06, 2014 |
| GENEVA INVESTMENT MANAGEMENT OF CHICAGO LLC | History | New | 6,990 | 232 | 0.0% | — | 42 | +6,990 | New | Q1 2014 | May 05, 2014 |
| Clearbridge Investments, LLC | History | No change | 6,000 | 199 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Reduced | 5,929 | 197 | 0.0% | 0.0% | 44 | -1,000 | -14.43% | Q1 2014 | Apr 11, 2014 |
| Winslow, Evans & Crocker, Inc. | History | Reduced | 5,150 | 170 | 0.06% | 0.06% | 45 | -45 | -0.87% | Q1 2014 | Apr 11, 2014 |
| GOFEN & GLOSSBERG LLC /IL/ | History | Added to | 5,000 | 162 | 0.01% | 0.01% | 46 | +1,300 | 35.14% | Q1 2014 | Apr 14, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | No change | 4,560 | 156 | 0.02% | 0.02% | 47 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| US BANCORP \DE\ | History | No change | 3,000 | 99 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | History | Added to | 2,705 | 90 | 0.03% | 0.03% | 49 | +115 | 4.44% | Q1 2014 | Apr 22, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | No change | 1,900 | 62 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| BANK OF MONTREAL /CAN/ | History | Added to | 1,717 | 57 | 0.0% | 0.0% | 51 | +36 | 2.14% | Q1 2014 | May 15, 2014 |
| SHAPIRO ROBERT N | History | Reduced | 1,550 | 51 | 0.01% | 0.01% | 52 | -50 | -3.13% | Q1 2014 | Jun 18, 2014 |
| ELEFANTE MICHAEL B | History | New | 1,428 | 47 | 0.02% | — | 53 | +1,428 | New | Q1 2014 | May 29, 2014 |
| PRIVATE TRUST CO NA | History | Reduced | 1,317 | 44 | 0.02% | 0.03% | 54 | -1,000 | -43.16% | Q1 2014 | Apr 07, 2014 |
| Legg Mason Investment Counsel, LLC | History | New | 1,000 | 34 | 0.0% | — | 55 | +1,000 | New | Q1 2014 | May 15, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 1,000 | 33 | 0.0% | 0.0% | 56 | -1,000 | -50.0% | Q1 2014 | May 09, 2014 |
| GLENMEDE TRUST CO NA | History | No change | 800 | 26 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| CITIGROUP INC | History | No change | 792 | 26 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WHITTIER TRUST CO | History | No change | 755 | 25 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q1 2014 | May 01, 2014 |
| FIFTH THIRD BANCORP | History | No change | 720 | 24 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WFG Advisors, LP | History | No change | 730 | 24 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| Plante Moran Financial Advisors, LLC | History | New | 685 | 23 | 0.03% | — | 62 | +685 | New | Q1 2014 | Apr 21, 2014 |
| LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | History | No change | 666 | 22 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q1 2014 | Apr 28, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Added to | 570 | 19 | 0.01% | 0.01% | 64 | +160 | 39.02% | Q1 2014 | May 21, 2014 |
| FTB Advisors, Inc. | History | No change | 500 | 17 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 330 | 11 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 285 | 9 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 229 | 8 | 0.0% | 0.0% | 68 | -750 | -76.61% | Q1 2014 | May 14, 2014 |
| MetLife Securities, Inc | History | No change | 200 | 7 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q1 2014 | May 21, 2014 |
| DAVIDSON D A & CO | History | No change | 200 | 6 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q1 2014 | May 05, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,274 | -100.0% | Q4 2013 | Feb 12, 2014 |
| FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ | History | Closed out | 0 | 0 | — | 0.02% | — | -21,162 | -100.0% | Q4 2013 | Feb 14, 2014 |
| Gerstein Fisher | History | Closed out | 0 | 0 | — | 0.09% | — | -14,295 | -100.0% | Q4 2013 | Feb 21, 2014 |
| COMERICA SECURITIES INC | History | Closed out | 0 | 0 | — | 0.35% | — | -10,688 | -100.0% | Q4 2013 | Feb 11, 2014 |
| Concert Wealth Management Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -8,490 | -100.0% | Q4 2013 | Feb 12, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -7,054 | -100.0% | Q4 2013 | Feb 12, 2014 |
| WESTPORT RESOURCES MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.03% | — | -3,100 | -100.0% | Q4 2013 | Feb 07, 2014 |
| FIRST MANHATTAN CO | History | Closed out | 0 | 0 | — | 0.0% | — | -2,000 | -100.0% | Q4 2013 | Feb 04, 2014 |
| CHILTON CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,000 | -100.0% | Q4 2013 | Feb 14, 2014 |
| M&T BANK CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q4 2013 | Feb 12, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -152 | -100.0% | Q4 2013 | Jan 31, 2014 |