UNS ENERGY CORP COM - 903119105
Detailed investor-level table based on 13F positions.
Early Q2 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BlackRock Fund Advisors | History | Added to | 5,217,963 | 315,217 | 0.09% | 0.09% | 1 | +21,730 | 0.42% | Q2 2014 | Aug 06, 2014 |
| VANGUARD GROUP INC | History | Added to | 2,719,618 | 164,292 | 0.01% | 0.01% | 2 | +52,116 | 1.95% | Q2 2014 | Aug 11, 2014 |
| GABELLI FUNDS LLC | History | Added to | 1,345,685 | 81,293 | 0.4% | 0.26% | 3 | +510,645 | 61.15% | Q2 2014 | Aug 06, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 1,094,080 | 66,093 | 0.01% | 0.01% | 4 | -333,109 | -23.34% | Q2 2014 | Aug 06, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 521,608 | 31,510 | 0.02% | 0.02% | 5 | +150 | 0.03% | Q2 2014 | Aug 08, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 397,414 | 24,007 | 0.02% | 0.04% | 6 | -237,293 | -37.39% | Q2 2014 | Aug 11, 2014 |
| GW CAPITAL INC | History | Reduced | 362,790 | 21,916 | 0.84% | 0.99% | 7 | -62,044 | -14.6% | Q2 2014 | Aug 07, 2014 |
| GAMCO INVESTORS, INC. ET AL | History | Reduced | 335,600 | 20,274 | 0.11% | 0.15% | 8 | -128,900 | -27.75% | Q2 2014 | Aug 06, 2014 |
| WEDGE CAPITAL MANAGEMENT L L P/NC | History | Reduced | 203,713 | 12,306 | 0.13% | 0.13% | 9 | -2,050 | -1.0% | Q2 2014 | Aug 11, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 153,112 | 9,249 | 0.01% | 0.01% | 10 | -9,599 | -5.9% | Q2 2014 | Aug 06, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 146,827 | 8,870 | 0.01% | 0.02% | 11 | +1,215 | 0.83% | Q2 2014 | Jul 30, 2014 |
| NISA INVESTMENT ADVISORS L L C | History | Reduced | 146,183 | 8,831 | 0.12% | 0.14% | 12 | -23,600 | -13.9% | Q2 2014 | Jul 29, 2014 |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 109,782 | 6,632 | 0.02% | 0.02% | 13 | -7,400 | -6.31% | Q2 2014 | Aug 04, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 97,080 | 5,865 | 0.01% | 0.01% | 14 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| BlackRock Group LTD | History | Reduced | 91,848 | 5,549 | 0.0% | 0.0% | 15 | -19 | -0.02% | Q2 2014 | Aug 06, 2014 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | History | Added to | 80,671 | 4,873 | 0.11% | 0.12% | 16 | +1,220 | 1.54% | Q2 2014 | Aug 07, 2014 |
| GABELLI SECURITIES, INC. | History | Reduced | 74,051 | 4,473 | 0.97% | 1.57% | 17 | -21,896 | -22.82% | Q2 2014 | Aug 06, 2014 |
| OLD REPUBLIC INTERNATIONAL CORP | History | No change | 72,000 | 4,350 | 0.38% | 0.46% | 18 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 70,332 | 4,249 | 0.01% | 0.01% | 19 | -3,225 | -4.38% | Q2 2014 | Aug 06, 2014 |
| Nationwide Fund Advisors | History | Reduced | 57,141 | 3,452 | 0.01% | 0.03% | 20 | -52,913 | -48.08% | Q2 2014 | Aug 11, 2014 |
| Adirondack Research & Management Inc. | History | Reduced | 50,430 | 3,046 | 1.03% | 1.18% | 21 | -800 | -1.56% | Q2 2014 | Aug 08, 2014 |
| Swiss National Bank | History | No change | 45,600 | 2,755 | 0.01% | 0.01% | 22 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| TEXAS PERMANENT SCHOOL FUND | History | Added to | 42,160 | 2,547 | 0.03% | 0.03% | 23 | +132 | 0.31% | Q2 2014 | Jul 21, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Added to | 38,437 | 2,322 | 0.1% | 0.16% | 24 | +1,434 | 3.88% | Q2 2014 | Aug 08, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 35,638 | 2,152 | 0.01% | 0.01% | 25 | -417 | -1.16% | Q2 2014 | Aug 08, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Reduced | 32,807 | 1,982 | 0.01% | 0.01% | 26 | -164 | -0.5% | Q2 2014 | Jul 31, 2014 |
| SHELL ASSET MANAGEMENT CO | History | Reduced | 32,463 | 1,961 | 0.03% | 0.03% | 27 | -377 | -1.15% | Q2 2014 | Aug 08, 2014 |
| JAMES INVESTMENT RESEARCH INC | History | Reduced | 31,250 | 1,888 | 0.06% | 0.08% | 28 | -8,050 | -20.48% | Q2 2014 | Jul 22, 2014 |
| Arizona State Retirement System | History | Added to | 30,916 | 1,867 | 0.02% | 0.02% | 29 | +1,100 | 3.69% | Q2 2014 | Aug 07, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 30,248 | 1,827 | 0.01% | 0.01% | 30 | +210 | 0.7% | Q2 2014 | Aug 07, 2014 |
| HENNESSY ADVISORS INC | History | Added to | 26,980 | 1,630 | 0.05% | 0.05% | 31 | +4,500 | 20.02% | Q2 2014 | Jul 15, 2014 |
| FIRST TRUST ADVISORS LP | History | Reduced | 26,562 | 1,605 | 0.01% | 0.01% | 32 | -14,218 | -34.87% | Q2 2014 | Aug 11, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 24,031 | 1,452 | 0.0% | 47.3% | 33 | -3,810 | -13.68% | Q2 2014 | Aug 06, 2014 |
| ProShare Advisors LLC | History | Reduced | 23,618 | 1,427 | 0.02% | 0.03% | 34 | -20,614 | -46.6% | Q2 2014 | Aug 08, 2014 |
| Louisiana State Employees Retirement System | History | Added to | 19,400 | 1,172 | 0.05% | 0.06% | 35 | +100 | 0.52% | Q2 2014 | Jul 30, 2014 |
| CAPSTONE ASSET MANAGEMENT CO | History | Added to | 18,066 | 1,091 | 0.03% | 0.03% | 36 | +2,792 | 18.28% | Q2 2014 | Jul 11, 2014 |
| STRS OHIO | History | Added to | 16,700 | 1,009 | 0.0% | 0.0% | 37 | +1,841 | 12.39% | Q2 2014 | Jul 24, 2014 |
| BlackRock Inc. | History | Added to | 16,450 | 994 | 0.0% | 0.0% | 38 | +452 | 2.83% | Q2 2014 | Aug 06, 2014 |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | History | Reduced | 15,600 | 942 | 0.01% | 0.01% | 39 | -1,000 | -6.02% | Q2 2014 | Jul 18, 2014 |
| PROFUND ADVISORS LLC | History | Reduced | 12,972 | 784 | 0.03% | 0.04% | 40 | -63 | -0.48% | Q2 2014 | Aug 08, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | Reduced | 12,396 | 749 | 0.01% | 0.01% | 41 | -2,114 | -14.57% | Q2 2014 | Jul 16, 2014 |
| Norinchukin Bank, The | History | No change | 11,900 | 719 | 0.02% | 0.02% | 42 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| FOSTER & MOTLEY INC | History | Reduced | 10,807 | 653 | 0.15% | 0.21% | 43 | -3,446 | -24.18% | Q2 2014 | Jul 25, 2014 |
| IndexIQ Advisors LLC | History | Reduced | 10,654 | 644 | 0.05% | 0.08% | 44 | -3,165 | -22.9% | Q2 2014 | Aug 04, 2014 |
| Municipal Employees' Retirement System of Michigan | History | Added to | 10,300 | 622 | 0.05% | 0.05% | 45 | +200 | 1.98% | Q2 2014 | Aug 04, 2014 |
| GENERAL MOTORS INVESTMENT MANAGEMENT CORP | History | Reduced | 9,764 | 590 | 0.05% | 0.06% | 46 | -1,692 | -14.77% | Q2 2014 | Aug 08, 2014 |
| Aperio Group, LLC | History | Added to | 7,595 | 459 | 0.01% | 0.01% | 47 | +17 | 0.22% | Q2 2014 | Jul 23, 2014 |
| KBC Group NV | History | Added to | 6,042 | 365 | 0.0% | 0.0% | 48 | +3,237 | 115.4% | Q2 2014 | Aug 01, 2014 |
| MASON STREET ADVISORS, LLC | History | Added to | 5,242 | 317 | 0.0% | 0.0% | 49 | +158 | 3.11% | Q2 2014 | Aug 05, 2014 |
| Ancora Advisors, LLC | History | New | 5,000 | 302 | 0.04% | — | 50 | +5,000 | New | Q2 2014 | Jul 31, 2014 |
| TCI Wealth Advisors, Inc. | History | Added to | 4,972 | 300 | 0.18% | 0.19% | 51 | +75 | 1.53% | Q2 2014 | Aug 11, 2014 |
| FIRST MIDWEST BANK TRUST DIVISION | History | No change | 4,400 | 266 | 0.04% | 0.04% | 52 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| RidgeWorth Capital Management LLC | History | New | 3,558 | 215 | 0.0% | — | 54 | +3,558 | New | Q2 2014 | Jul 31, 2014 |
| FIRST QUADRANT L P/CA | History | No change | 3,560 | 215 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| Neuberger Berman Group LLC | History | New | 3,510 | 212 | 0.0% | — | 55 | +3,510 | New | Q2 2014 | Aug 05, 2014 |
| SHELTON CAPITAL MANAGEMENT | History | New | 3,321 | 201 | 0.03% | — | 56 | +3,321 | New | Q2 2014 | Jul 25, 2014 |
| TURNER INVESTMENTS, L.P. | History | Reduced | 3,104 | 188 | 0.01% | 0.01% | 57 | -256 | -7.62% | Q2 2014 | Aug 11, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 2,654 | 160 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | No change | 1,539 | 93 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| Tarbox Group, Inc. | History | New | 1,000 | 60 | 0.05% | — | 61 | +1,000 | New | Q2 2014 | Jul 11, 2014 |
| HUSSMAN STRATEGIC ADVISORS, INC. | History | No change | 1,000 | 60 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 480 | 30 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Perkins Coie Trust Co | History | No change | 460 | 28 | 0.03% | 0.03% | 63 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| MUFG Americas Holdings Corp | History | No change | 349 | 21 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| PAYDEN & RYGEL | History | No change | 330 | 20 | 0.01% | 0.01% | 65 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| WASHINGTON TRUST BANK | History | No change | 300 | 18 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Transamerica Financial Advisors, Inc. | History | Added to | 264 | 16 | 0.0% | 0.0% | 67 | +202 | 325.81% | Q2 2014 | Jul 14, 2014 |
| MetLife Securities, Inc | History | No change | 166 | 10 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| SYNOVUS FINANCIAL CORP | History | No change | 113 | 7 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| PEOPLES FINANCIAL SERVICES CORP. | History | No change | 40 | 2 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2014 | Jul 15, 2014 |
| Gradient Investments LLC | History | Reduced | 12 | 1 | 0.0% | 0.01% | 71 | -386 | -96.98% | Q2 2014 | Jul 11, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -3,748,897 | -100.0% | Q1 2014 | May 15, 2014 |
| WATER ISLAND CAPITAL LLC | History | Closed out | 0 | 0 | — | 5.19% | — | -2,434,513 | -100.0% | Q1 2014 | May 14, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.3% | — | -1,673,923 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.03% | — | -1,611,741 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.04% | — | -1,597,118 | -100.0% | Q1 2014 | May 13, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.02% | — | -1,005,796 | -100.0% | Q1 2014 | May 14, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -993,196 | -100.0% | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -768,311 | -100.0% | Q1 2014 | May 14, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -721,855 | -100.0% | Q1 2014 | May 15, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.07% | — | -625,469 | -100.0% | Q1 2014 | May 13, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.04% | — | -611,383 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -566,111 | -100.0% | Q1 2014 | May 14, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | Closed out | 0 | 0 | — | 0.03% | — | -433,100 | -100.0% | Q1 2014 | May 15, 2014 |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | History | Closed out | 0 | 0 | — | 3.48% | — | -352,003 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.02% | — | -350,431 | -100.0% | Q1 2014 | May 16, 2014 |
| PineBridge Investments Ltd | History | Closed out | 0 | 0 | — | 0.63% | — | -327,693 | -100.0% | Q1 2014 | May 14, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.02% | — | -318,505 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -298,946 | -100.0% | Q1 2014 | May 14, 2014 |
| CAPSTONE INVESTMENT ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.23% | — | -293,863 | -100.0% | Q1 2014 | Apr 17, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -242,589 | -100.0% | Q1 2014 | May 14, 2014 |
| SUNRISE PARTNERS LIMITED PARTNERSHIP /CT | History | Closed out | 0 | 0 | — | 0.93% | — | -240,232 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.01% | — | -236,701 | -100.0% | Q1 2014 | May 15, 2014 |
| STRATTON MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.62% | — | -226,350 | -100.0% | Q1 2014 | May 13, 2014 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | History | Closed out | 0 | 0 | — | 0.19% | — | -207,468 | -100.0% | Q1 2014 | May 08, 2014 |
| HighVista Strategies LLC | History | Closed out | 0 | 0 | — | 1.65% | — | -205,410 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.01% | — | -195,893 | -100.0% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -195,247 | -100.0% | Q1 2014 | May 13, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -179,961 | -100.0% | Q1 2014 | May 15, 2014 |
| Copper Rock Capital Partners, LLC | History | Closed out | 0 | 0 | — | 1.0% | — | -169,490 | -100.0% | Q1 2014 | Apr 08, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -158,382 | -100.0% | Q1 2014 | Apr 18, 2014 |
| STEVENS CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.23% | — | -143,472 | -100.0% | Q1 2014 | May 06, 2014 |
| LEGAL & GENERAL GROUP PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -118,183 | -100.0% | Q1 2014 | May 14, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.01% | — | -117,452 | -100.0% | Q1 2014 | May 15, 2014 |
| BATTERYMARCH FINANCIAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.13% | — | -109,301 | -100.0% | Q1 2014 | May 15, 2014 |
| UNITED SERVICES AUTOMOBILE ASSOCIATION | History | Closed out | 0 | 0 | — | 0.03% | — | -108,800 | -100.0% | Q1 2014 | May 22, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -107,221 | -100.0% | Q1 2014 | May 15, 2014 |
| ONTARIO TEACHERS PENSION PLAN BOARD | History | Closed out | 0 | 0 | — | 0.05% | — | -100,000 | -100.0% | Q1 2014 | May 13, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -97,744 | -100.0% | Q1 2014 | May 14, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -95,322 | -100.0% | Q1 2014 | May 14, 2014 |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.03% | — | -83,992 | -100.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -76,031 | -100.0% | Q1 2014 | May 13, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -75,440 | -100.0% | Q1 2014 | May 08, 2014 |
| KENNEDY CAPITAL MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.09% | — | -75,391 | -100.0% | Q1 2014 | May 14, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -74,332 | -100.0% | Q1 2014 | May 13, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -70,908 | -100.0% | Q1 2014 | May 16, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -62,295 | -100.0% | Q1 2014 | May 13, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.02% | — | -60,047 | -100.0% | Q1 2014 | May 15, 2014 |
| Magellan Asset Management Ltd | History | Closed out | 0 | 0 | — | 0.03% | — | -59,417 | -100.0% | Q1 2014 | May 14, 2014 |
| ROTHSCHILD ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.08% | — | -56,541 | -100.0% | Q1 2014 | May 15, 2014 |
| Loeb Offshore Management LP | History | Closed out | 0 | 0 | — | 0.85% | — | -49,323 | -100.0% | Q1 2014 | May 15, 2014 |
| Visium Asset Management, LP | History | Closed out | 0 | 0 | — | 0.05% | — | -47,894 | -100.0% | Q1 2014 | May 15, 2014 |
| I.G. INVESTMENT MANAGEMENT, LTD. | History | Closed out | 0 | 0 | — | 0.01% | — | -44,830 | -100.0% | Q1 2014 | May 15, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.02% | — | -41,626 | -100.0% | Q1 2014 | May 15, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -41,081 | -100.0% | Q1 2014 | May 16, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.0% | — | -39,385 | -100.0% | Q1 2014 | May 28, 2014 |
| State of Tennessee, Treasury Department | History | Closed out | 0 | 0 | — | 0.01% | — | -37,500 | -100.0% | Q1 2014 | May 30, 2014 |
| Clearbridge Investments, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -35,207 | -100.0% | Q1 2014 | May 15, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.27% | — | -33,100 | -100.0% | Q1 2014 | May 15, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -31,231 | -100.0% | Q1 2014 | May 14, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -31,127 | -100.0% | Q1 2014 | May 15, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.02% | — | -30,400 | -100.0% | Q1 2014 | May 19, 2014 |
| GW HENSSLER & ASSOCIATES LTD | History | Closed out | 0 | 0 | — | 0.17% | — | -24,307 | -100.0% | Q1 2014 | May 12, 2014 |
| TD ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,750 | -100.0% | Q1 2014 | May 09, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,930 | -100.0% | Q1 2014 | May 15, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -20,193 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,799 | -100.0% | Q1 2014 | May 23, 2014 |
| A.R.T. Advisors, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -18,055 | -100.0% | Q1 2014 | May 15, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -17,350 | -100.0% | Q1 2014 | May 15, 2014 |
| HBK INVESTMENTS L P | History | Closed out | 0 | 0 | — | 0.02% | — | -17,325 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -16,406 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -16,338 | -100.0% | Q1 2014 | May 14, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -15,973 | -100.0% | Q1 2014 | May 13, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.01% | — | -15,200 | -100.0% | Q1 2014 | May 14, 2014 |
| Eqis Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.18% | — | -13,964 | -100.0% | Q1 2014 | May 14, 2014 |
| ANALYTIC INVESTORS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -13,286 | -100.0% | Q1 2014 | May 12, 2014 |
| VTL Associates, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -10,775 | -100.0% | Q1 2014 | May 15, 2014 |
| Yakira Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.54% | — | -10,000 | -100.0% | Q1 2014 | May 16, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -9,025 | -100.0% | Q1 2014 | May 15, 2014 |
| NGAM ADVISORS, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -7,504 | -100.0% | Q1 2014 | May 13, 2014 |
| BURNHAM ASSET MANAGEMENT CORP /NY/ | History | Closed out | 0 | 0 | — | 0.11% | — | -7,480 | -100.0% | Q1 2014 | Apr 25, 2014 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | Closed out | 0 | 0 | — | 0.0% | — | -6,074 | -100.0% | Q1 2014 | May 14, 2014 |
| Hilltop Holdings Inc. | History | Closed out | 0 | 0 | — | 0.18% | — | -6,060 | -100.0% | Q1 2014 | May 15, 2014 |
| American Investment Services, Inc. | History | Closed out | 0 | 0 | — | 0.21% | — | -6,049 | -100.0% | Q1 2014 | Apr 24, 2014 |
| TFS CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -5,412 | -100.0% | Q1 2014 | May 05, 2014 |
| CAPITAL ONE, NATIONAL ASSOCIATION | History | Closed out | 0 | 0 | — | 0.03% | — | -4,996 | -100.0% | Q1 2014 | May 07, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.0% | — | -4,981 | -100.0% | Q1 2014 | May 15, 2014 |
| CIBC Asset Management Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -4,913 | -100.0% | Q1 2014 | May 09, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,760 | -100.0% | Q1 2014 | May 14, 2014 |
| DIVIDEND ASSET CAPITAL, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -4,655 | -100.0% | Q1 2014 | May 06, 2014 |
| Summit Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -3,625 | -100.0% | Q1 2014 | May 13, 2014 |
| HARTLINE INVESTMENT CORP/ | History | Closed out | 0 | 0 | — | 0.07% | — | -3,525 | -100.0% | Q1 2014 | May 13, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,455 | -100.0% | Q1 2014 | May 14, 2014 |
| World Asset Management Inc | History | Closed out | 0 | 0 | — | 0.01% | — | -3,418 | -100.0% | Q1 2014 | Apr 29, 2014 |
| Evercore Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,000 | -100.0% | Q1 2014 | May 15, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,923 | -100.0% | Q1 2014 | May 12, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,905 | -100.0% | Q1 2014 | May 15, 2014 |
| AXA | History | Closed out | 0 | 0 | — | 0.0% | — | -1,700 | -100.0% | Q1 2014 | May 13, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,564 | -100.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,170 | -100.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -1,018 | -100.0% | Q1 2014 | Apr 11, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -748 | -100.0% | Q1 2014 | May 14, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Closed out | 0 | 0 | — | 0.01% | — | -550 | -100.0% | Q1 2014 | May 21, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -65 | -100.0% | Q1 2014 | May 02, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -21 | -100.0% | Q1 2014 | Apr 14, 2014 |
| ENTERPRISE FINANCIAL SERVICES CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -15 | -100.0% | Q1 2014 | Apr 24, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | — | — | -6 | -100.0% | Q1 2014 | May 15, 2014 |