VANGUARD NAT RES LLC - 92205F106
Detailed investor-level table based on 13F positions.
Early Q4 2016 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CANNELL PETER B & CO INC | History | Reduced | 377,692 | 12,162 | 0.37% | 0.39% | 1 | -21,394 | -5.36% | Q2 2014 | Aug 08, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 300,229 | 9,667 | 0.01% | 0.0% | 2 | +287,903 | 2335.74% | Q2 2014 | Aug 08, 2014 |
| TIEDEMANN TRUST CO | History | Added to | 292,358 | 9,413 | 0.91% | 0.81% | 3 | +40,240 | 15.96% | Q2 2014 | Jul 31, 2014 |
| TRUST & FIDUCIARY MANAGEMENT SERVICES INC | History | Added to | 273,155 | 8,795 | 4.09% | 3.78% | 4 | +46,159 | 20.33% | Q2 2014 | Aug 08, 2014 |
| ADELL HARRIMAN & CARPENTER INC | History | Added to | 160,807 | 5,177 | 1.42% | 1.35% | 5 | +7,240 | 4.71% | Q2 2014 | Aug 11, 2014 |
| ADVANTUS CAPITAL MANAGEMENT INC | History | New | 130,737 | 4,209 | 0.15% | — | 6 | +130,737 | New | Q2 2014 | Aug 01, 2014 |
| MERITAGE PORTFOLIO MANAGEMENT | History | Added to | 116,757 | 3,760 | 0.41% | 0.39% | 7 | +6,143 | 5.55% | Q2 2014 | Jul 28, 2014 |
| Gilman Hill Asset Management, LLC | History | Added to | 95,188 | 3,065 | 1.59% | 1.59% | 8 | +4,685 | 5.18% | Q2 2014 | Jul 30, 2014 |
| Yorktown Management & Research Co Inc | History | Added to | 60,700 | 1,955 | 0.36% | 0.31% | 9 | +6,700 | 12.41% | Q2 2014 | Jul 23, 2014 |
| Alpha Cubed Investments, LLC | History | Reduced | 48,784 | 1,571 | 0.7% | 0.8% | 10 | -3,025 | -5.84% | Q2 2014 | Jul 21, 2014 |
| Global X Management CO LLC | History | Reduced | 47,067 | 1,516 | 0.09% | 0.1% | 11 | -131 | -0.28% | Q2 2014 | Jul 31, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 42,685 | 1,374 | 0.05% | 0.05% | 12 | +1,670 | 4.07% | Q2 2014 | Jul 25, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 41,111 | 1,323 | 0.01% | 0.01% | 13 | -29 | -0.07% | Q2 2014 | Aug 08, 2014 |
| LPL Financial LLC | History | Added to | 39,744 | 1,280 | 0.01% | 0.01% | 14 | +7,898 | 24.8% | Q2 2014 | Aug 05, 2014 |
| BABSON CAPITAL MANAGEMENT LLC | History | New | 30,900 | 995 | 0.03% | — | 15 | +30,900 | New | Q2 2014 | Aug 08, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 29,860 | 961 | 0.0% | 0.0% | 16 | +4,434 | 17.44% | Q2 2014 | Aug 11, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Added to | 24,779 | 798 | 0.04% | 0.01% | 17 | +17,987 | 264.83% | Q2 2014 | Aug 08, 2014 |
| Trust Asset Management LLC | History | Reduced | 24,667 | 794 | 0.55% | 0.54% | 18 | -880 | -3.44% | Q2 2014 | Aug 05, 2014 |
| HUNTINGTON NATIONAL BANK | History | No change | 24,320 | 783 | 0.02% | 0.01% | 19 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| Aviance Capital Partners, LLC | History | Reduced | 21,750 | 700 | 0.27% | 0.28% | 20 | -524 | -2.35% | Q2 2014 | Aug 01, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 20,827 | 671 | 0.01% | 0.01% | 21 | +2,032 | 10.81% | Q2 2014 | Jul 23, 2014 |
| WEDBUSH MORGAN SECURITIES INC | History | Added to | 20,272 | 653 | 0.1% | 0.1% | 22 | +156 | 0.78% | Q2 2014 | Aug 04, 2014 |
| Winslow, Evans & Crocker, Inc. | History | Reduced | 20,195 | 650 | 0.21% | 0.21% | 23 | -630 | -3.03% | Q2 2014 | Jul 16, 2014 |
| KLINGENSTEIN FIELDS & CO LLC | History | Reduced | 19,513 | 628 | 0.03% | 0.04% | 24 | -13,559 | -41.0% | Q2 2014 | Jul 24, 2014 |
| BLAIR WILLIAM & CO/IL | History | Reduced | 18,815 | 605 | 0.0% | 0.0% | 25 | -175 | -0.92% | Q2 2014 | Aug 01, 2014 |
| INVESTMENT CENTERS OF AMERICA INC | History | New | 18,698 | 599 | 0.14% | — | 26 | +18,698 | New | Q2 2014 | Aug 05, 2014 |
| Private Advisor Group, LLC | History | Added to | 14,387 | 463 | 0.04% | 0.04% | 27 | +992 | 7.41% | Q2 2014 | Aug 08, 2014 |
| HL FINANCIAL SERVICES LLC | History | Added to | 13,825 | 445 | 0.01% | 0.01% | 28 | +832 | 6.4% | Q2 2014 | Aug 01, 2014 |
| Concert Wealth Management Inc. | History | Added to | 13,833 | 435 | 0.05% | 0.05% | 29 | +8 | 0.06% | Q2 2014 | Jul 31, 2014 |
| MetLife Securities, Inc | History | Added to | 12,307 | 396 | 0.05% | 0.05% | 30 | +752 | 6.51% | Q2 2014 | Aug 04, 2014 |
| Neuberger Berman Group LLC | History | Reduced | 11,550 | 372 | 0.0% | 0.0% | 31 | -3,808 | -24.79% | Q2 2014 | Aug 05, 2014 |
| EASTERN BANK | History | No change | 9,250 | 298 | 0.02% | 0.02% | 32 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | Added to | 8,280 | 273 | 0.03% | 0.01% | 33 | +4,580 | 123.78% | Q2 2014 | Aug 08, 2014 |
| Vantage Investment Advisors, LLC | History | Added to | 8,000 | 258 | 0.16% | 0.14% | 35 | +1,000 | 14.29% | Q2 2014 | Jul 25, 2014 |
| MONROE BANK & TRUST/MI | History | No change | 8,000 | 258 | 0.09% | 0.08% | 34 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| Stratos Wealth Partners, LTD. | History | New | 7,751 | 249 | 0.08% | — | 36 | +7,751 | New | Q2 2014 | Jul 17, 2014 |
| VSR Financial Services, Inc. | History | Reduced | 6,785 | 218 | 0.03% | 0.03% | 37 | -239 | -3.4% | Q2 2014 | Aug 05, 2014 |
| Highlander Capital Management, LLC | History | No change | 6,770 | 217 | 0.2% | 0.19% | 38 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| TIEDEMANN WEALTH MANAGEMENT, LLC | History | New | 6,345 | 204 | 0.48% | — | 39 | +6,345 | New | Q2 2014 | Jul 31, 2014 |
| Wunderlich Securities, Inc. | History | Reduced | 6,115 | 196 | 0.13% | 0.15% | 40 | -685 | -10.07% | Q2 2014 | Jul 17, 2014 |
| WESTPORT RESOURCES MANAGEMENT INC | History | Reduced | 3,998 | 129 | 0.04% | 0.03% | 41 | -100 | -2.44% | Q2 2014 | Jul 31, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Added to | 3,722 | 120 | 0.04% | 0.04% | 42 | +21 | 0.57% | Q2 2014 | Aug 04, 2014 |
| Barrett Asset Management, LLC | History | New | 3,500 | 113 | 0.01% | — | 43 | +3,500 | New | Q2 2014 | Aug 04, 2014 |
| SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | History | No change | 2,650 | 85 | 0.04% | 0.03% | 44 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| Zions Trust, National Association | History | No change | 2,000 | 64 | 0.09% | 0.08% | 45 | 0 | 0.0% | Q2 2014 | Jul 21, 2014 |
| Financial Architects, Inc | History | New | 1,709 | 55 | 0.03% | — | 46 | +1,709 | New | Q2 2014 | Aug 06, 2014 |
| FIRST FINANCIAL CORP /IN/ | History | No change | 1,550 | 50 | 0.02% | 0.02% | 47 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| Plante Moran Financial Advisors, LLC | History | New | 1,500 | 48 | 0.04% | — | 49 | +1,500 | New | Q2 2014 | Jul 28, 2014 |
| DAVIDSON D A & CO | History | No change | 1,500 | 48 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| ARGI Investment Services, LLC | History | New | 1,406 | 45 | 0.01% | — | 50 | +1,406 | New | Q2 2014 | Aug 08, 2014 |
| Johnson Financial Group, Inc. | History | No change | 1,250 | 40 | 0.01% | 0.01% | 51 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Sanctuary Wealth Advisors, LLC | History | Reduced | 1,137 | 37 | 0.01% | 0.02% | 52 | -525 | -31.59% | Q2 2014 | Jul 29, 2014 |
| JNBA Financial Advisors | History | New | 1,000 | 32 | 0.02% | — | 57 | +1,000 | New | Q2 2014 | Jul 24, 2014 |
| ENTERPRISE FINANCIAL SERVICES CORP | History | No change | 1,000 | 32 | 0.02% | 0.02% | 53 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| FIRST NATIONAL BANK SIOUX FALLS | History | No change | 1,000 | 32 | 0.08% | 0.08% | 54 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | No change | 1,000 | 32 | 0.01% | 0.01% | 55 | 0 | 0.0% | Q2 2014 | Jul 21, 2014 |
| Regal Investment Advisors LLC | History | No change | 1,000 | 32 | 0.01% | 0.01% | 56 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Focused Wealth Management, Inc | History | Added to | 868 | 28 | 0.02% | 0.0% | 58 | +700 | 416.67% | Q2 2014 | Jul 30, 2014 |
| Ledyard National Bank | History | No change | 600 | 19 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2014 | Jul 08, 2014 |
| Alexandria Capital, LLC | History | Reduced | 487 | 16 | 0.01% | 0.01% | 61 | -187 | -27.74% | Q2 2014 | Aug 01, 2014 |
| PRIVATE TRUST CO NA | History | No change | 500 | 16 | 0.01% | 0.01% | 60 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 400 | 12 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| TRUST CO OF VERMONT | History | No change | 300 | 10 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| Transamerica Financial Advisors, Inc. | History | No change | 225 | 8 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |
| Winfield Associates, Inc. | History | Added to | 204 | 6 | 0.0% | 0.0% | 65 | +4 | 2.0% | Q2 2014 | Jul 28, 2014 |
| Concept Capital Markets, LLC | History | Added to | 167 | 5 | 0.0% | 0.0% | 66 | +4 | 2.45% | Q2 2014 | Aug 08, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.01% | — | -1,730,895 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.01% | — | -1,014,970 | -100.0% | Q1 2014 | May 13, 2014 |
| CUSHING ASSET MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 0.7% | — | -803,235 | -100.0% | Q1 2014 | May 20, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.01% | — | -551,347 | -100.0% | Q1 2014 | May 16, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.01% | — | -516,666 | -100.0% | Q1 2014 | May 15, 2014 |
| Index Management Solutions, LLC | History | Closed out | 0 | 0 | — | 2.14% | — | -443,835 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -407,907 | -100.0% | Q1 2014 | May 14, 2014 |
| TORTOISE CAPITAL ADVISORS, L.L.C. | History | Closed out | 0 | 0 | — | 0.08% | — | -380,900 | -100.0% | Q1 2014 | May 09, 2014 |
| Texas Yale Capital Corp. | History | Closed out | 0 | 0 | — | 1.3% | — | -315,492 | -100.0% | Q1 2014 | Aug 04, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.11% | — | -245,677 | -100.0% | Q1 2014 | May 15, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.03% | — | -171,622 | -100.0% | Q1 2014 | May 13, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -168,729 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -142,541 | -100.0% | Q1 2014 | May 14, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -123,500 | -100.0% | Q1 2014 | Apr 18, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -117,540 | -100.0% | Q1 2014 | May 15, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.02% | — | -116,137 | -100.0% | Q1 2014 | May 13, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.03% | — | -112,845 | -100.0% | Q1 2014 | May 19, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -107,062 | -100.0% | Q1 2014 | May 16, 2014 |
| SALEM INVESTMENT COUNSELORS INC | History | Closed out | 0 | 0 | — | 0.37% | — | -100,875 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -100,771 | -100.0% | Q1 2014 | May 15, 2014 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -96,861 | -100.0% | Q1 2014 | May 14, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -84,947 | -100.0% | Q1 2014 | May 14, 2014 |
| AVIANCE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -84,134 | -100.0% | Q1 2014 | May 15, 2014 |
| Nine Chapters Capital Management LLC | History | Closed out | 0 | 0 | — | 0.27% | — | -78,300 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -74,381 | -100.0% | Q1 2014 | May 15, 2014 |
| BARD ASSOCIATES INC | History | Closed out | 0 | 0 | — | 0.82% | — | -65,220 | -100.0% | Q1 2014 | May 09, 2014 |
| Salient Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -53,558 | -100.0% | Q1 2014 | May 13, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -49,182 | -100.0% | Q1 2014 | May 15, 2014 |
| Van Hulzen Asset Management, LLC | History | Closed out | 0 | 0 | — | 1.08% | — | -35,812 | -100.0% | Q1 2014 | May 13, 2014 |
| KING LUTHER CAPITAL MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -35,737 | -100.0% | Q1 2014 | May 14, 2014 |
| FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.02% | — | -34,064 | -100.0% | Q1 2014 | May 08, 2014 |
| USCA RIA LLC | History | Closed out | 0 | 0 | — | 0.36% | — | -33,930 | -100.0% | Q1 2014 | May 12, 2014 |
| AVENIR CORP | History | Closed out | 0 | 0 | — | 0.08% | — | -32,340 | -100.0% | Q1 2014 | May 14, 2014 |
| FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX | History | Closed out | 0 | 0 | — | 0.24% | — | -26,446 | -100.0% | Q1 2014 | May 13, 2014 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -26,400 | -100.0% | Q1 2014 | May 13, 2014 |
| FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ | History | Closed out | 0 | 0 | — | 0.02% | — | -26,200 | -100.0% | Q1 2014 | May 13, 2014 |
| BOKF, NA | History | Closed out | 0 | 0 | — | 0.03% | — | -25,837 | -100.0% | Q1 2014 | May 14, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.01% | — | -24,726 | -100.0% | Q1 2014 | Apr 11, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,589 | -100.0% | Q1 2014 | May 15, 2014 |
| Investors Capital Advisory Services | History | Closed out | 0 | 0 | — | 0.14% | — | -22,077 | -100.0% | Q1 2014 | Apr 15, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.94% | — | -22,008 | -100.0% | Q1 2014 | Aug 08, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,793 | -100.0% | Q1 2014 | May 15, 2014 |
| DEERE & CO | History | Closed out | 0 | 0 | — | 0.03% | — | -19,715 | -100.0% | Q1 2014 | May 08, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -19,547 | -100.0% | Q1 2014 | May 15, 2014 |
| SFMG, LLC | History | Closed out | 0 | 0 | — | 0.19% | — | -18,896 | -100.0% | Q1 2014 | May 14, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.02% | — | -17,754 | -100.0% | Q1 2014 | May 15, 2014 |
| PINNACLE ASSOCIATES LTD | History | Closed out | 0 | 0 | — | 0.01% | — | -17,706 | -100.0% | Q1 2014 | May 14, 2014 |
| Horizon Investments, LLC/SC | History | Closed out | 0 | 0 | — | 0.05% | — | -13,500 | -100.0% | Q1 2014 | May 13, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,102 | -100.0% | Q1 2014 | May 14, 2014 |
| KMS FINANCIAL SERVICES, INC | History | Closed out | 0 | 0 | — | 0.05% | — | -10,130 | -100.0% | Q1 2014 | Aug 08, 2014 |
| First Allied Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -9,328 | -100.0% | Q1 2014 | May 15, 2014 |
| VAN ECK ASSOCIATES CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -9,313 | -100.0% | Q1 2014 | May 08, 2014 |
| NATIONAL PENN INVESTORS TRUST CO /PA | History | Closed out | 0 | 0 | — | 0.03% | — | -9,300 | -100.0% | Q1 2014 | Apr 29, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -8,884 | -100.0% | Q1 2014 | May 15, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,746 | -100.0% | Q1 2014 | May 15, 2014 |
| BURNHAM ASSET MANAGEMENT CORP /NY/ | History | Closed out | 0 | 0 | — | 0.05% | — | -7,500 | -100.0% | Q1 2014 | Apr 25, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.04% | — | -7,002 | -100.0% | Q1 2014 | Apr 24, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -6,915 | -100.0% | Q1 2014 | May 14, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -6,580 | -100.0% | Q1 2014 | May 13, 2014 |
| National Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -4,776 | -100.0% | Q1 2014 | May 02, 2014 |
| MONETARY MANAGEMENT GROUP INC | History | Closed out | 0 | 0 | — | 0.06% | — | -4,100 | -100.0% | Q1 2014 | May 08, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,532 | -100.0% | Q1 2014 | May 14, 2014 |
| Bollard Group LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,197 | -100.0% | Q1 2014 | May 14, 2014 |
| BROWN BROTHERS HARRIMAN & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -3,000 | -100.0% | Q1 2014 | May 15, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -3,000 | -100.0% | Q1 2014 | May 07, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,750 | -100.0% | Q1 2014 | May 15, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,222 | -100.0% | Q1 2014 | May 14, 2014 |
| North Star Investment Management Corp. | History | Closed out | 0 | 0 | — | 0.01% | — | -2,140 | -100.0% | Q1 2014 | Apr 29, 2014 |
| Exchange Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -2,000 | -100.0% | Q1 2014 | Apr 02, 2014 |
| FineMark National Bank & Trust | History | Closed out | 0 | 0 | — | 0.01% | — | -1,763 | -100.0% | Q1 2014 | May 13, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,750 | -100.0% | Q1 2014 | May 15, 2014 |
| LifePlan Financial Group, Inc | History | Closed out | 0 | 0 | — | 0.03% | — | -1,209 | -100.0% | Q1 2014 | Apr 03, 2014 |
| Hudock Moyer Wealth Resources, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -1,160 | -100.0% | Q1 2014 | May 15, 2014 |
| FIRST MANHATTAN CO | History | Closed out | 0 | 0 | — | 0.0% | — | -1,125 | -100.0% | Q1 2014 | May 16, 2014 |
| Clearbridge Investments, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,125 | -100.0% | Q1 2014 | May 15, 2014 |
| Warren Averett Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -999 | -100.0% | Q1 2014 | Apr 28, 2014 |
| CLS Investments, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -720 | -100.0% | Q1 2014 | May 13, 2014 |
| Invictus RG Pte. Ltd. | History | Closed out | 0 | 0 | — | 0.02% | — | -700 | -100.0% | Q1 2014 | May 14, 2014 |
| Legg Mason Investment Counsel, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2014 | May 15, 2014 |
| FTB Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q1 2014 | May 02, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -108 | -100.0% | Q1 2014 | May 15, 2014 |
| Madden Advisory Services, Inc. | History | No change | 9 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |