TRUST FOR PROFESSIONAL MANAGERS - APIE
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Envestnet Portfolio Solutions, Inc. | History | Added to | 13,359,462 | 474,394 | 1.67% | 1.74% | 1 | +55,514 | 0.42% | Q4 2025 | Feb 06, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 11,619,221 | 412,598 | 0.12% | 0.11% | 2 | +1,157,360 | 11.06% | Q4 2025 | Feb 10, 2026 |
| LPL Financial LLC | History | Reduced | 1,118,030 | 39,701 | 0.01% | 0.01% | 3 | -120,323 | -9.72% | Q4 2025 | Feb 11, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 667,694 | 23,709 | 0.37% | 0.36% | 4 | +58,717 | 9.64% | Q4 2025 | Feb 12, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 417,682 | 14,831 | 0.04% | 0.03% | 5 | +64,470 | 18.25% | Q4 2025 | Feb 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 252,582 | 8,969 | 0.01% | 0.01% | 6 | -287 | -0.11% | Q4 2025 | Feb 17, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Added to | 222,873 | 7,914 | 0.37% | 0.33% | 7 | +24,355 | 12.27% | Q4 2025 | Feb 17, 2026 |
| &PARTNERS | History | Added to | 215,354 | 7,672 | 0.04% | 0.03% | 8 | +92,084 | 74.7% | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Added to | 149,730 | 5,316 | 0.01% | 0.0% | 9 | +30,540 | 25.62% | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 116,474 | 4,135 | 0.0% | 0.0% | 10 | -34,889 | -23.05% | Q4 2025 | Feb 17, 2026 |
| Spire Wealth Management | History | Added to | 88,912 | 3,157 | 0.11% | 0.1% | 11 | +6,972 | 8.51% | Q4 2025 | Jan 14, 2026 |
| World Investment Advisors | History | Added to | 45,927 | 1,630 | 0.03% | 0.02% | 12 | +18,916 | 70.03% | Q4 2025 | Mar 12, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 40,043 | 1,422 | 0.04% | 0.05% | 13 | -206 | -0.51% | Q4 2025 | Feb 12, 2026 |
| Mariner, LLC | History | Reduced | 35,386 | 1,256 | 0.0% | 0.0% | 14 | -9,739 | -21.58% | Q4 2025 | Feb 13, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 25,099 | 891 | 0.0% | 0.0% | 15 | +12,029 | 92.04% | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 21,088 | 749 | 0.0% | 0.0% | 16 | +3,005 | 16.62% | Q4 2025 | Feb 05, 2026 |
| Financial Sense Advisors, Inc. | History | Added to | 18,798 | 667 | 0.12% | 0.11% | 17 | +699 | 3.86% | Q4 2025 | Feb 13, 2026 |
| PRINCIPAL FINANCIAL GROUP INC | History | Reduced | 18,326 | 650 | 0.0% | 0.0% | 18 | -1,127 | -5.79% | Q4 2025 | Feb 02, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 17,129 | 608 | 0.0% | 0.01% | 19 | -114,246 | -86.96% | Q4 2025 | Feb 12, 2026 |
| NewEdge Advisors, LLC | History | New | 16,060 | 570 | 0.0% | — | 20 | +16,060 | New | Q4 2025 | Feb 18, 2026 |
| Sigma Planning Corp | History | Added to | 10,137 | 359 | 0.01% | 0.01% | 21 | +765 | 8.16% | Q4 2025 | Jan 30, 2026 |
| HRT FINANCIAL LP | History | Added to | 9,699 | 344 | 0.0% | 0.0% | 22 | +3,923 | 67.92% | Q4 2025 | Feb 12, 2026 |
| Modern Wealth Management, LLC | History | Reduced | 9,623 | 341 | 0.01% | 0.01% | 23 | -3,290 | -25.48% | Q4 2025 | Feb 17, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 8,765 | 311 | 0.0% | 0.0% | 24 | +2,725 | 45.12% | Q4 2025 | Feb 13, 2026 |
| Capital Asset Managemnet, LLC | History | New | 6,421 | 228 | 0.25% | — | 25 | +6,421 | New | Q4 2025 | Apr 07, 2026 |
| FLAGSTAR ADVISORS INC | History | New | 6,203 | 220 | 0.07% | — | 26 | +6,203 | New | Q4 2025 | Jan 13, 2026 |
| COURIER CAPITAL LLC | History | No change | 5,815 | 206 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| DIVERSIFY WEALTH MANAGEMENT, LLC | History | New | 5,440 | 200 | 0.01% | — | 28 | +5,440 | New | Q4 2025 | Feb 03, 2026 |
| Allworth Financial LP | History | New | 5,149 | 182 | 0.0% | — | 29 | +5,149 | New | Q4 2025 | Feb 05, 2026 |
| MORGAN STANLEY | History | No change | 2,914 | 103 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| ROYAL BANK OF CANADA | History | New | 2,281 | 81 | 0.0% | — | 31 | +2,281 | New | Q4 2025 | Feb 17, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 2,134 | 75 | 0.02% | 0.02% | 32 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| Smartleaf Asset Management LLC | History | New | 1,041 | 37 | 0.0% | — | 33 | +1,041 | New | Q4 2025 | Feb 13, 2026 |
| IFP Advisors, Inc | History | Reduced | 301 | 10 | 0.0% | 0.0% | 34 | -381 | -55.87% | Q4 2025 | Feb 06, 2026 |
| ASSETMARK, INC | History | No change | 225 | 7 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| UBS Group AG | History | No change | 201 | 7 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Signature Resources Capital Management, LLC | History | New | 93 | 3 | 0.0% | — | 37 | +93 | New | Q4 2025 | Jan 21, 2026 |
| ORG Partners LLC | History | Added to | 67 | 2 | 0.0% | 0.0% | 38 | +6 | 9.84% | Q4 2025 | Jan 14, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 39 | 1 | 0.0% | 0.0% | 39 | -37 | -48.68% | Q4 2025 | Feb 06, 2026 |
| PARK AVENUE SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -80,520 | -100.0% | Q3 2025 | Oct 23, 2025 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,967 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Merit Financial Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,020 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Global Retirement Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,045 | -100.0% | Q3 2025 | Oct 21, 2025 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,059 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Capital Investment Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,364 | -100.0% | Q3 2025 | Nov 05, 2025 |
| Signature Equity Partners, LLC | History | New | 28 | 0 | — | — | — | +28 | New | Q4 2025 | Feb 17, 2026 |