TRUST FOR PROFESSIONAL MANAGERS - APIE
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 12,565,436 | 442,931 | 0.12% | 0.12% | 1 | +946,215 | 8.14% | Q1 2026 | May 04, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Reduced | 12,147,990 | 428,216 | 2.37% | 1.67% | 2 | -1,211,472 | -9.07% | Q1 2026 | Apr 29, 2026 |
| LPL Financial LLC | History | Reduced | 1,001,712 | 35,310 | 0.01% | 0.01% | 3 | -116,318 | -10.4% | Q1 2026 | May 06, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 694,896 | 24,495 | 0.36% | 0.37% | 4 | +27,202 | 4.07% | Q1 2026 | May 13, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 439,764 | 15,501 | 0.04% | 0.04% | 5 | +22,082 | 5.29% | Q1 2026 | May 04, 2026 |
| &PARTNERS | History | Added to | 228,561 | 8,055 | 0.04% | 0.04% | 6 | +13,207 | 6.13% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 215,217 | 7,586 | 0.01% | 0.01% | 7 | -37,365 | -14.79% | Q1 2026 | May 15, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Reduced | 211,473 | 7,217 | 0.46% | 0.37% | 8 | -11,400 | -5.12% | Q1 2026 | Apr 24, 2026 |
| Cetera Investment Advisers | History | Added to | 166,098 | 5,854 | 0.01% | 0.01% | 9 | +16,368 | 10.93% | Q1 2026 | May 13, 2026 |
| RESOLUTE WEALTH ADVISOR, INC. | History | New | 132,128 | 4,657 | 2.65% | — | 10 | +132,128 | New | Q1 2026 | May 11, 2026 |
| Spire Wealth Management | History | Reduced | 82,079 | 2,893 | 0.1% | 0.11% | 11 | -6,833 | -7.69% | Q1 2026 | Apr 22, 2026 |
| Farther Finance Advisors, LLC | History | New | 56,432 | 2,014 | 0.02% | — | 12 | +56,432 | New | Q1 2026 | Apr 07, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 55,009 | 1,939 | 0.0% | 0.0% | 13 | +29,910 | 119.17% | Q1 2026 | May 15, 2026 |
| World Investment Advisors | History | Reduced | 45,362 | 1,599 | 0.03% | 0.03% | 14 | -565 | -1.23% | Q1 2026 | Apr 27, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 45,054 | 1,588 | 0.05% | 0.04% | 15 | +5,011 | 12.51% | Q1 2026 | Apr 21, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 35,916 | 1,266 | 0.0% | 0.0% | 16 | -80,558 | -69.16% | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 21,052 | 742 | 0.0% | 0.0% | 17 | -36 | -0.17% | Q1 2026 | Apr 30, 2026 |
| Mariner, LLC | History | Reduced | 20,440 | 720 | 0.0% | 0.0% | 18 | -14,946 | -42.24% | Q1 2026 | May 13, 2026 |
| PRINCIPAL FINANCIAL GROUP INC | History | Added to | 18,699 | 659 | 0.0% | 0.0% | 19 | +373 | 2.04% | Q1 2026 | May 04, 2026 |
| Financial Sense Advisors, Inc. | History | Reduced | 18,271 | 644 | 0.13% | 0.12% | 20 | -527 | -2.8% | Q1 2026 | May 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 17,868 | 629 | 0.0% | 0.0% | 21 | +739 | 4.31% | Q1 2026 | Apr 27, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 14,034 | 494 | 0.0% | 0.0% | 22 | +5,269 | 60.11% | Q1 2026 | Apr 30, 2026 |
| Sigma Planning Corp | History | Added to | 12,157 | 428 | 0.01% | 0.01% | 23 | +2,020 | 19.93% | Q1 2026 | May 04, 2026 |
| JANE STREET GROUP, LLC | History | New | 8,710 | 307 | 0.0% | — | 24 | +8,710 | New | Q1 2026 | May 12, 2026 |
| QRG CAPITAL MANAGEMENT, INC. | History | New | 7,247 | 255 | 0.0% | — | 25 | +7,247 | New | Q1 2026 | Apr 27, 2026 |
| DIVERSIFY WEALTH MANAGEMENT, LLC | History | Added to | 6,591 | 242 | 0.0% | 0.01% | 26 | +1,151 | 21.16% | Q1 2026 | May 01, 2026 |
| Capital Asset Managemnet, LLC | History | Reduced | 6,407 | 225 | 0.25% | 0.25% | 27 | -14 | -0.22% | Q1 2026 | Apr 14, 2026 |
| ASSETMARK, INC | History | Added to | 5,907 | 208 | 0.0% | 0.0% | 28 | +5,682 | 2525.33% | Q1 2026 | May 06, 2026 |
| FSA WEALTH PARTNERS, INC. | History | New | 5,894 | 207 | 0.1% | — | 29 | +5,894 | New | Q1 2026 | Apr 27, 2026 |
| Allworth Financial LP | History | Reduced | 4,838 | 170 | 0.0% | 0.0% | 30 | -311 | -6.04% | Q1 2026 | May 14, 2026 |
| MORGAN STANLEY | History | No change | 2,914 | 102 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 2,134 | 75 | 0.02% | 0.02% | 32 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Pioneer Family Office, LLC | History | No change | 1,896 | 66 | 0.04% | 0.05% | 33 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 1,820 | 64 | 0.0% | 0.0% | 34 | +1,781 | 4566.67% | Q1 2026 | May 08, 2026 |
| MAI Capital Management | History | New | 1,161 | 40 | 0.0% | — | 35 | +1,161 | New | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 815 | 28 | 0.0% | 0.0% | 36 | +614 | 305.47% | Q1 2026 | May 05, 2026 |
| Signature Resources Capital Management, LLC | History | Added to | 464 | 16 | 0.01% | 0.0% | 38 | +371 | 398.92% | Q1 2026 | May 01, 2026 |
| NewEdge Advisors, LLC | History | No change | 16,060 | 16 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| IFP Advisors, Inc | History | No change | 301 | 10 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Ascentis Independent Advisors | History | New | 67 | 2 | 0.0% | — | 41 | +67 | New | Q1 2026 | Apr 28, 2026 |
| ORG Partners LLC | History | No change | 67 | 2 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -9,699 | -100.0% | Q1 2026 | May 14, 2026 |
| Modern Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -9,623 | -100.0% | Q1 2026 | May 14, 2026 |
| FLAGSTAR ADVISORS INC | History | Closed out | 0 | 0 | — | 0.07% | — | -6,203 | -100.0% | Q1 2026 | May 12, 2026 |
| COURIER CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -5,815 | -100.0% | Q1 2026 | Apr 23, 2026 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -2,281 | -100.0% | Q1 2026 | May 15, 2026 |
| Smartleaf Asset Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,041 | -100.0% | Q1 2026 | May 15, 2026 |
| Signature Equity Partners, LLC | History | No change | 28 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 13, 2026 |