TRUST FOR PROFESSIONAL MANAGERS - APMU
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 4,340,842 | 108,911 | 0.03% | 0.03% | 1 | +388,195 | 9.82% | Q4 2025 | Feb 10, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Added to | 3,273,539 | 82,133 | 0.29% | 0.29% | 2 | +150,939 | 4.83% | Q4 2025 | Feb 06, 2026 |
| LPL Financial LLC | History | Added to | 437,552 | 10,978 | 0.0% | 0.0% | 3 | +40,678 | 10.25% | Q4 2025 | Feb 11, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 390,984 | 9,809 | 0.15% | 0.12% | 4 | +90,515 | 30.12% | Q4 2025 | Feb 12, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 127,739 | 3,204 | 0.01% | 0.01% | 5 | +27,794 | 27.81% | Q4 2025 | Feb 13, 2026 |
| &PARTNERS | History | Added to | 102,725 | 2,577 | 0.01% | 0.02% | 6 | +1,580 | 1.56% | Q4 2025 | Feb 17, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Added to | 94,238 | 2,364 | 0.11% | 0.09% | 7 | +16,633 | 21.43% | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Added to | 54,399 | 1,364 | 0.0% | 0.0% | 8 | +10,713 | 24.52% | Q4 2025 | Feb 17, 2026 |
| PRINCIPAL FINANCIAL GROUP INC | History | Added to | 42,438 | 1,064 | 0.0% | 0.0% | 9 | +727 | 1.74% | Q4 2025 | Feb 02, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 19,334 | 485 | 0.0% | 0.0% | 10 | -10,128 | -34.38% | Q4 2025 | Feb 12, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 14,513 | 364 | 0.0% | — | 11 | +14,513 | New | Q4 2025 | Feb 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 14,068 | 352 | 0.0% | 0.0% | 12 | -592 | -4.04% | Q4 2025 | Feb 12, 2026 |
| Allworth Financial LP | History | New | 13,078 | 328 | 0.0% | — | 13 | +13,078 | New | Q4 2025 | Feb 05, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 11,942 | 299 | 0.0% | — | 14 | +11,942 | New | Q4 2025 | Mar 25, 2026 |
| Financial Sense Advisors, Inc. | History | Added to | 11,284 | 283 | 0.05% | 0.05% | 15 | +633 | 5.94% | Q4 2025 | Feb 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 10,360 | 259 | 0.0% | 0.0% | 16 | -272 | -2.56% | Q4 2025 | Feb 17, 2026 |
| Spire Wealth Management | History | Added to | 6,711 | 168 | 0.01% | 0.01% | 17 | +260 | 4.03% | Q4 2025 | Jan 14, 2026 |
| Sound Income Strategies, LLC | History | No change | 1,993 | 50 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| ROYAL BANK OF CANADA | History | New | 1,169 | 29 | 0.0% | — | 19 | +1,169 | New | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Reduced | 58 | 1 | 0.0% | 0.0% | 20 | -94 | -61.84% | Q4 2025 | Jan 29, 2026 |
| PARK AVENUE SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -32,499 | -100.0% | Q3 2025 | Oct 23, 2025 |
| Modern Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,281 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Capital Investment Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,016 | -100.0% | Q3 2025 | Nov 05, 2025 |
| MORGAN STANLEY | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |