TRUST FOR PROFESSIONAL MANAGERS - APMU
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 5,013,814 | 124,795 | 0.03% | 0.03% | 1 | +672,972 | 15.5% | Q1 2026 | May 04, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Reduced | 3,089,868 | 76,908 | 0.43% | 0.29% | 2 | -183,671 | -5.61% | Q1 2026 | Apr 29, 2026 |
| LPL Financial LLC | History | Added to | 452,184 | 11,255 | 0.0% | 0.0% | 3 | +14,632 | 3.34% | Q1 2026 | May 06, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 411,841 | 10,250 | 0.15% | 0.15% | 4 | +20,857 | 5.33% | Q1 2026 | May 13, 2026 |
| PARK AVENUE SECURITIES LLC | History | New | 195,719 | 4,872 | 0.04% | — | 5 | +195,719 | New | Q1 2026 | Apr 07, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 182,239 | 4,536 | 0.01% | 0.01% | 6 | +54,500 | 42.67% | Q1 2026 | May 04, 2026 |
| &PARTNERS | History | Added to | 165,646 | 4,122 | 0.02% | 0.01% | 7 | +62,921 | 61.25% | Q1 2026 | May 15, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Reduced | 93,857 | 2,328 | 0.15% | 0.11% | 8 | -381 | -0.4% | Q1 2026 | Apr 24, 2026 |
| Cetera Investment Advisers | History | Added to | 80,366 | 2,000 | 0.0% | 0.0% | 9 | +25,967 | 47.73% | Q1 2026 | May 13, 2026 |
| PRINCIPAL FINANCIAL GROUP INC | History | Added to | 42,994 | 1,070 | 0.0% | 0.0% | 10 | +556 | 1.31% | Q1 2026 | May 04, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 13,750 | 342 | 0.0% | 0.0% | 11 | -318 | -2.26% | Q1 2026 | Apr 27, 2026 |
| RESOLUTE WEALTH ADVISOR, INC. | History | New | 12,517 | 311 | 0.18% | — | 12 | +12,517 | New | Q1 2026 | May 11, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 11,477 | 285 | 0.0% | 0.0% | 13 | -3,036 | -20.92% | Q1 2026 | May 15, 2026 |
| Financial Sense Advisors, Inc. | History | Added to | 11,353 | 282 | 0.06% | 0.05% | 14 | +69 | 0.61% | Q1 2026 | May 14, 2026 |
| Allworth Financial LP | History | Reduced | 11,236 | 279 | 0.0% | 0.0% | 15 | -1,842 | -14.08% | Q1 2026 | May 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 8,839 | 220 | 0.0% | 0.0% | 16 | -1,521 | -14.68% | Q1 2026 | May 15, 2026 |
| Spire Wealth Management | History | Reduced | 6,379 | 158 | 0.01% | 0.01% | 17 | -332 | -4.95% | Q1 2026 | Apr 22, 2026 |
| Farther Finance Advisors, LLC | History | New | 5,325 | 132 | 0.0% | — | 18 | +5,325 | New | Q1 2026 | Apr 07, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | New | 3,637 | 90 | 0.0% | — | 19 | +3,637 | New | Q1 2026 | May 08, 2026 |
| Sound Income Strategies, LLC | History | No change | 1,993 | 49 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| UBS Group AG | History | Added to | 313 | 7 | 0.0% | 0.0% | 21 | +255 | 439.66% | Q1 2026 | May 05, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,334 | -100.0% | Q1 2026 | May 12, 2026 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,942 | -100.0% | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -1,169 | -100.0% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |