TRUST FOR PROFESSIONAL MANAGERS - APUE
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Envestnet Portfolio Solutions, Inc. | History | Added to | 26,792,150 | 1,116,428 | 3.92% | 4.02% | 1 | +23,630 | 0.09% | Q4 2025 | Feb 06, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 22,566,633 | 940,351 | 0.28% | 0.24% | 2 | +1,988,547 | 9.66% | Q4 2025 | Feb 10, 2026 |
| LPL Financial LLC | History | Reduced | 2,172,424 | 90,524 | 0.02% | 0.03% | 3 | -205,667 | -8.65% | Q4 2025 | Feb 11, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 1,301,886 | 54,249 | 0.84% | 0.79% | 4 | +125,821 | 10.7% | Q4 2025 | Feb 12, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 788,836 | 32,870 | 0.08% | 0.07% | 5 | +108,776 | 16.0% | Q4 2025 | Feb 13, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Added to | 449,076 | 18,712 | 0.86% | 0.76% | 6 | +43,562 | 10.74% | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 436,700 | 18,197 | 0.03% | 0.03% | 7 | -10,492 | -2.35% | Q4 2025 | Feb 17, 2026 |
| &PARTNERS | History | Added to | 400,563 | 16,717 | 0.09% | 0.06% | 8 | +172,468 | 75.61% | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Added to | 293,431 | 12,227 | 0.01% | 0.01% | 9 | +57,174 | 24.2% | Q4 2025 | Feb 17, 2026 |
| Spire Wealth Management | History | Added to | 180,907 | 7,538 | 0.25% | 0.23% | 10 | +13,625 | 8.14% | Q4 2025 | Jan 14, 2026 |
| World Investment Advisors | History | Added to | 93,557 | 3,898 | 0.06% | 0.05% | 11 | +37,963 | 68.29% | Q4 2025 | Mar 12, 2026 |
| WEDBUSH SECURITIES INC | History | Reduced | 81,204 | 3,384 | 0.1% | 0.11% | 12 | -545 | -0.67% | Q4 2025 | Feb 12, 2026 |
| Mariner, LLC | History | Reduced | 59,663 | 2,486 | 0.0% | 0.0% | 13 | -15,001 | -20.09% | Q4 2025 | Feb 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 39,856 | 1,661 | 0.0% | 0.0% | 14 | +3,331 | 9.12% | Q4 2025 | Feb 05, 2026 |
| Financial Sense Advisors, Inc. | History | Added to | 37,639 | 1,568 | 0.29% | 0.26% | 15 | +871 | 2.37% | Q4 2025 | Feb 13, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 35,553 | 1,481 | 0.0% | 0.0% | 16 | +14,502 | 68.89% | Q4 2025 | Feb 17, 2026 |
| NewEdge Advisors, LLC | History | Added to | 29,221 | 1,217 | 0.0% | 0.0% | 17 | +27,525 | 1622.94% | Q4 2025 | Feb 18, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 22,600 | 941 | 0.0% | 0.01% | 18 | -197,045 | -89.71% | Q4 2025 | Feb 12, 2026 |
| Sigma Planning Corp | History | Added to | 20,991 | 874 | 0.02% | 0.02% | 19 | +1,835 | 9.58% | Q4 2025 | Jan 30, 2026 |
| Modern Wealth Management, LLC | History | Reduced | 19,759 | 823 | 0.02% | 0.02% | 20 | -6,688 | -25.29% | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 18,874 | 786 | 0.0% | 0.0% | 21 | -35,986 | -65.6% | Q4 2025 | Feb 17, 2026 |
| Merit Financial Group, LLC | History | Reduced | 15,719 | 655 | 0.01% | 0.01% | 22 | -1,165 | -6.9% | Q4 2025 | Jan 26, 2026 |
| PRINCIPAL FINANCIAL GROUP INC | History | Added to | 15,264 | 636 | 0.0% | 0.0% | 23 | +155 | 1.03% | Q4 2025 | Feb 02, 2026 |
| Allworth Financial LP | History | New | 14,460 | 602 | 0.0% | — | 24 | +14,460 | New | Q4 2025 | Feb 05, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 13,290 | 553 | 0.0% | 0.0% | 25 | +7,911 | 147.07% | Q4 2025 | Feb 13, 2026 |
| FLAGSTAR ADVISORS INC | History | Added to | 12,481 | 520 | 0.17% | 0.12% | 26 | +2,582 | 26.08% | Q4 2025 | Jan 13, 2026 |
| MORGAN STANLEY | History | Reduced | 11,807 | 491 | 0.0% | 0.0% | 27 | -300 | -2.48% | Q4 2025 | Feb 13, 2026 |
| COURIER CAPITAL LLC | History | No change | 10,666 | 444 | 0.02% | 0.02% | 28 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| FSA WEALTH PARTNERS, INC. | History | Added to | 10,523 | 438 | 0.16% | 0.09% | 29 | +4,620 | 78.27% | Q4 2025 | Jan 30, 2026 |
| QRG CAPITAL MANAGEMENT, INC. | History | Added to | 9,696 | 404 | 0.0% | 0.0% | 30 | +3,704 | 61.82% | Q4 2025 | Feb 02, 2026 |
| DIVERSIFY WEALTH MANAGEMENT, LLC | History | New | 9,510 | 403 | 0.02% | — | 31 | +9,510 | New | Q4 2025 | Feb 03, 2026 |
| HRT FINANCIAL LP | History | Reduced | 6,554 | 273 | 0.0% | 0.0% | 32 | -1,085 | -14.2% | Q4 2025 | Feb 12, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Added to | 6,117 | 254 | 0.01% | 0.0% | 33 | +430 | 7.56% | Q4 2025 | Feb 06, 2026 |
| Spinnaker Investment Group, LLC | History | Reduced | 5,952 | 248 | 0.04% | 0.05% | 34 | -44 | -0.73% | Q4 2025 | Jan 12, 2026 |
| ABSOLUTE CAPITAL MANAGEMENT, LLC | History | Reduced | 5,252 | 218 | 0.08% | 0.09% | 35 | -114 | -2.12% | Q4 2025 | Feb 12, 2026 |
| ROYAL BANK OF CANADA | History | New | 5,139 | 214 | 0.0% | — | 36 | +5,139 | New | Q4 2025 | Feb 17, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 5,045 | 210 | 0.0% | 0.01% | 37 | -435 | -7.94% | Q4 2025 | Feb 03, 2026 |
| Pathstone Holdings, LLC | History | New | 4,865 | 202 | 0.0% | — | 38 | +4,865 | New | Q4 2025 | Feb 13, 2026 |
| Guidance Point Advisors, LLC | History | Reduced | 4,811 | 200 | 0.05% | 0.05% | 39 | -224 | -4.45% | Q4 2025 | Feb 11, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 4,368 | 182 | 0.05% | 0.05% | 40 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 2,942 | 122 | 0.0% | 0.0% | 41 | -842 | -22.25% | Q4 2025 | Feb 11, 2026 |
| Smartleaf Asset Management LLC | History | New | 2,142 | 89 | 0.0% | — | 42 | +2,142 | New | Q4 2025 | Feb 13, 2026 |
| Investors Research Corp | History | No change | 1,152 | 48 | 0.01% | 0.01% | 43 | 0 | 0.0% | Q4 2025 | Jan 06, 2026 |
| ASSETMARK, INC | History | No change | 1,038 | 43 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| IFP Advisors, Inc | History | Reduced | 667 | 27 | 0.0% | 0.0% | 45 | -895 | -57.3% | Q4 2025 | Feb 06, 2026 |
| Signature Resources Capital Management, LLC | History | New | 200 | 8 | 0.0% | — | 46 | +200 | New | Q4 2025 | Jan 21, 2026 |
| ORG Partners LLC | History | No change | 144 | 6 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| UBS Group AG | History | Reduced | 84 | 3 | 0.0% | 0.0% | 49 | -915 | -91.59% | Q4 2025 | Jan 29, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 79 | 3 | 0.0% | 0.0% | 48 | -74 | -48.37% | Q4 2025 | Feb 06, 2026 |
| Signature Equity Partners, LLC | History | New | 58 | 2 | 0.0% | — | 50 | +58 | New | Q4 2025 | Feb 17, 2026 |
| PARK AVENUE SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -162,000 | -100.0% | Q3 2025 | Oct 23, 2025 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,479 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Global Retirement Partners, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -8,204 | -100.0% | Q3 2025 | Oct 21, 2025 |
| Vivid Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -6,219 | -100.0% | Q3 2025 | Oct 27, 2025 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,201 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,371 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Capital Investment Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,230 | -100.0% | Q3 2025 | Nov 05, 2025 |