TRUST FOR PROFESSIONAL MANAGERS - APUE
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 25,376,362 | 1,017,084 | 0.27% | 0.28% | 1 | +2,809,729 | 12.45% | Q1 2026 | May 04, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Reduced | 24,916,499 | 998,653 | 5.53% | 3.92% | 2 | -1,875,651 | -7.0% | Q1 2026 | Apr 29, 2026 |
| LPL Financial LLC | History | Reduced | 1,959,350 | 78,530 | 0.02% | 0.02% | 3 | -213,074 | -9.81% | Q1 2026 | May 06, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 1,368,975 | 54,868 | 0.8% | 0.84% | 4 | +67,089 | 5.15% | Q1 2026 | May 13, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 878,324 | 35,203 | 0.1% | 0.08% | 5 | +89,488 | 11.34% | Q1 2026 | May 04, 2026 |
| &PARTNERS | History | Added to | 448,666 | 17,982 | 0.09% | 0.09% | 6 | +48,103 | 12.01% | Q1 2026 | May 15, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Reduced | 430,240 | 16,736 | 1.06% | 0.86% | 7 | -18,836 | -4.19% | Q1 2026 | Apr 24, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 402,444 | 16,130 | 0.02% | 0.03% | 8 | -34,256 | -7.84% | Q1 2026 | May 15, 2026 |
| Cetera Investment Advisers | History | Added to | 338,970 | 13,585 | 0.01% | 0.01% | 9 | +45,539 | 15.52% | Q1 2026 | May 13, 2026 |
| RESOLUTE WEALTH ADVISOR, INC. | History | New | 271,164 | 10,868 | 6.19% | — | 10 | +271,164 | New | Q1 2026 | May 11, 2026 |
| Spire Wealth Management | History | Reduced | 167,768 | 6,724 | 0.23% | 0.25% | 11 | -13,139 | -7.26% | Q1 2026 | Apr 22, 2026 |
| Farther Finance Advisors, LLC | History | New | 121,488 | 4,903 | 0.05% | — | 12 | +121,488 | New | Q1 2026 | Apr 07, 2026 |
| World Investment Advisors | History | Reduced | 92,599 | 3,711 | 0.06% | 0.06% | 13 | -958 | -1.02% | Q1 2026 | Apr 27, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 91,223 | 3,656 | 0.11% | 0.1% | 14 | +10,019 | 12.34% | Q1 2026 | Apr 21, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 39,906 | 1,599 | 0.0% | 0.0% | 15 | +50 | 0.13% | Q1 2026 | Apr 30, 2026 |
| Financial Sense Advisors, Inc. | History | Reduced | 37,608 | 1,507 | 0.31% | 0.29% | 16 | -31 | -0.08% | Q1 2026 | May 14, 2026 |
| Mariner, LLC | History | Reduced | 31,413 | 1,259 | 0.0% | 0.0% | 17 | -28,250 | -47.35% | Q1 2026 | May 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 24,246 | 971 | 0.0% | 0.0% | 18 | +1,646 | 7.28% | Q1 2026 | Apr 27, 2026 |
| MORGAN STANLEY | History | Added to | 23,200 | 929 | 0.0% | 0.0% | 19 | +11,393 | 96.49% | Q1 2026 | May 15, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 21,507 | 862 | 0.0% | 0.0% | 20 | +8,217 | 61.83% | Q1 2026 | Apr 30, 2026 |
| Sigma Planning Corp | History | Added to | 21,493 | 861 | 0.02% | 0.02% | 21 | +502 | 2.39% | Q1 2026 | May 04, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 19,694 | 789 | 0.0% | 0.0% | 22 | -15,859 | -44.61% | Q1 2026 | May 15, 2026 |
| PRINCIPAL FINANCIAL GROUP INC | History | Added to | 16,101 | 645 | 0.0% | 0.0% | 23 | +837 | 5.48% | Q1 2026 | May 04, 2026 |
| QRG CAPITAL MANAGEMENT, INC. | History | Added to | 15,123 | 606 | 0.01% | 0.0% | 24 | +5,427 | 55.97% | Q1 2026 | Apr 27, 2026 |
| Capital Asset Managemnet, LLC | History | No change | 14,896 | 597 | 0.67% | 0.69% | 25 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| DIVERSIFY WEALTH MANAGEMENT, LLC | History | Added to | 13,447 | 587 | 0.01% | 0.02% | 26 | +3,937 | 41.4% | Q1 2026 | May 01, 2026 |
| Allworth Financial LP | History | Reduced | 13,820 | 553 | 0.0% | 0.0% | 27 | -640 | -4.43% | Q1 2026 | May 14, 2026 |
| Merit Financial Group, LLC | History | Reduced | 13,438 | 538 | 0.0% | 0.01% | 28 | -2,281 | -14.51% | Q1 2026 | Apr 15, 2026 |
| FSA WEALTH PARTNERS, INC. | History | Added to | 12,575 | 504 | 0.24% | 0.16% | 29 | +2,052 | 19.5% | Q1 2026 | Apr 27, 2026 |
| Modern Wealth Management, LLC | History | Reduced | 11,264 | 454 | 0.01% | 0.02% | 30 | -8,495 | -42.99% | Q1 2026 | May 14, 2026 |
| Western Wealth Management, LLC | History | New | 10,901 | 436 | 0.02% | — | 31 | +10,901 | New | Q1 2026 | May 19, 2026 |
| COURIER CAPITAL LLC | History | No change | 10,666 | 427 | 0.02% | 0.02% | 32 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| FLAGSTAR ADVISORS INC | History | Reduced | 10,058 | 403 | 0.15% | 0.17% | 33 | -2,423 | -19.41% | Q1 2026 | May 12, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 10,091 | 392 | 0.0% | 0.0% | 34 | +7,149 | 243.0% | Q1 2026 | May 13, 2026 |
| ASSETMARK, INC | History | Added to | 8,318 | 333 | 0.0% | 0.0% | 35 | +7,280 | 701.35% | Q1 2026 | May 06, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 7,816 | 313 | 0.01% | 0.01% | 36 | +21 | 0.27% | Q1 2026 | May 15, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Added to | 6,215 | 249 | 0.01% | 0.01% | 37 | +98 | 1.6% | Q1 2026 | Apr 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 6,076 | 243 | 0.0% | 0.0% | 38 | -12,798 | -67.81% | Q1 2026 | May 15, 2026 |
| JANE STREET GROUP, LLC | History | New | 5,434 | 217 | 0.0% | — | 39 | +5,434 | New | Q1 2026 | May 12, 2026 |
| ABSOLUTE CAPITAL MANAGEMENT, LLC | History | No change | 5,252 | 210 | 0.07% | 0.08% | 40 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| MGO ONE SEVEN LLC | History | No change | 5,045 | 202 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Pinnacle Bancorp, Inc. | History | No change | 4,368 | 175 | 0.05% | 0.05% | 42 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Pioneer Family Office, LLC | History | No change | 4,045 | 162 | 0.1% | 0.11% | 43 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 3,824 | 153 | 0.0% | 0.0% | 44 | +3,745 | 4740.51% | Q1 2026 | May 08, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 3,029 | 121 | 0.0% | 0.0% | 45 | -2,110 | -41.06% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 2,283 | 91 | 0.0% | 0.0% | 46 | +2,199 | 2617.86% | Q1 2026 | May 05, 2026 |
| MAI Capital Management | History | New | 2,221 | 89 | 0.0% | — | 47 | +2,221 | New | Q1 2026 | May 15, 2026 |
| Signature Resources Capital Management, LLC | History | Added to | 947 | 37 | 0.02% | 0.0% | 48 | +747 | 373.5% | Q1 2026 | May 01, 2026 |
| Investors Research Corp | History | Reduced | 864 | 34 | 0.01% | 0.01% | 49 | -288 | -25.0% | Q1 2026 | Apr 03, 2026 |
| IFP Advisors, Inc | History | No change | 667 | 26 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| ORG Partners LLC | History | No change | 144 | 6 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Ascentis Independent Advisors | History | New | 147 | 5 | 0.0% | — | 52 | +147 | New | Q1 2026 | Apr 28, 2026 |
| Signature Equity Partners, LLC | History | No change | 58 | 2 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -29,221 | -100.0% | Q1 2026 | May 15, 2026 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -6,554 | -100.0% | Q1 2026 | May 14, 2026 |
| Spinnaker Investment Group, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -5,952 | -100.0% | Q1 2026 | Apr 08, 2026 |
| Pathstone Holdings, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,865 | -100.0% | Q1 2026 | May 11, 2026 |
| Guidance Point Advisors, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -4,811 | -100.0% | Q1 2026 | May 12, 2026 |
| Smartleaf Asset Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,142 | -100.0% | Q1 2026 | May 15, 2026 |