Arcturus Therapeutics Holdings Inc. - ARCT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FEDERATED HERMES, INC. | History | No change | 3,303,640 | 25,504 | 0.04% | 0.03% | 1 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| ARK Investment Management LLC | History | Added to | 2,769,518 | 21,380 | 0.17% | 0.11% | 2 | +158,419 | 6.07% | Q1 2026 | May 12, 2026 |
| BlackRock, Inc. | History | Reduced | 2,613,281 | 20,174 | 0.0% | 0.0% | 3 | -6,403 | -0.24% | Q1 2026 | May 13, 2026 |
| Sumitomo Mitsui Trust Group, Inc. | History | Added to | 2,288,935 | 17,670 | 0.01% | 0.01% | 4 | +262,347 | 12.95% | Q1 2026 | Apr 30, 2026 |
| Amova Asset Management Americas, Inc. | History | Added to | 2,288,935 | 17,647 | 0.25% | 0.14% | 5 | +262,347 | 12.95% | Q1 2026 | May 07, 2026 |
| VANGUARD GROUP INC | History | No change | 2,089,641 | 12,809 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | New | 1,107,020 | 8,546 | 0.0% | — | 7 | +1,107,020 | New | Q1 2026 | May 15, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 1,081,784 | 8,351 | 0.01% | 0.0% | 8 | +535,098 | 97.88% | Q1 2026 | May 15, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | New | 977,922 | 7,549 | 0.0% | — | 9 | +977,922 | New | Q1 2026 | May 08, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 660,928 | 5,103 | 0.0% | 0.0% | 10 | +42,794 | 6.92% | Q1 2026 | May 15, 2026 |
| STATE STREET CORP | History | Reduced | 543,863 | 4,198 | 0.0% | 0.0% | 11 | -20,403 | -3.62% | Q1 2026 | May 15, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 478,557 | 3,694 | 0.0% | 0.0% | 12 | +173,780 | 57.02% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 463,414 | 3,577 | 0.0% | 0.0% | 13 | +295,885 | 176.62% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 458,277 | 3,537 | 0.0% | 0.0% | 14 | +230,384 | 101.09% | Q1 2026 | May 05, 2026 |
| TWO SIGMA ADVISERS, LP | History | No change | 511,043 | 3,132 | 0.01% | 0.01% | 15 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Empire Life Investments Inc. | History | Reduced | 383,493 | 3,010 | 0.18% | 0.14% | 16 | -28,909 | -7.01% | Q1 2026 | May 11, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 288,355 | 2,224 | 0.0% | 0.0% | 17 | -202,074 | -41.2% | Q1 2026 | May 07, 2026 |
| ACADIAN ASSET MANAGEMENT LLC | History | Reduced | 280,500 | 2,159 | 0.0% | 0.0% | 18 | -147,394 | -34.45% | Q1 2026 | May 13, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 279,679 | 2,159 | 0.07% | 0.05% | 19 | +39,376 | 16.39% | Q1 2026 | May 13, 2026 |
| HEARTLAND ADVISORS INC | History | New | 256,000 | 1,976 | 0.1% | — | 20 | +256,000 | New | Q1 2026 | May 06, 2026 |
| D. E. Shaw & Co., Inc. | History | Added to | 252,034 | 1,945 | 0.0% | 0.0% | 21 | +154,211 | 157.64% | Q1 2026 | May 15, 2026 |
| NORTHERN TRUST CORP | History | Added to | 219,613 | 1,695 | 0.0% | 0.0% | 22 | +18,832 | 9.38% | Q1 2026 | May 14, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Added to | 216,500 | 1,671 | 0.0% | 0.0% | 23 | +32,645 | 17.76% | Q1 2026 | May 15, 2026 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | Reduced | 198,728 | 1,534 | 0.01% | 0.01% | 24 | -94,322 | -32.19% | Q1 2026 | May 15, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 198,681 | 1,533 | 0.0% | 0.0% | 25 | -192,546 | -49.22% | Q1 2026 | May 15, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 194,860 | 1,504 | 0.0% | 0.0% | 26 | +48,093 | 32.77% | Q1 2026 | May 12, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Added to | 178,300 | 1,376 | 0.0% | 0.0% | 27 | +58,395 | 48.7% | Q1 2026 | May 14, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 197,815 | 1,364 | 0.0% | 0.0% | 28 | -8,354 | -4.05% | Q1 2026 | May 13, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | New | 169,812 | 1,310 | 0.0% | — | 29 | +169,812 | New | Q1 2026 | May 08, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Added to | 161,278 | 1,245 | 0.0% | 0.0% | 30 | +117,875 | 271.58% | Q1 2026 | May 15, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 152,182 | 1,174 | 0.0% | 0.0% | 31 | -54,718 | -26.45% | Q1 2026 | May 15, 2026 |
| GSA CAPITAL PARTNERS LLP | History | New | 133,710 | 1,032 | 0.06% | — | 32 | +133,710 | New | Q1 2026 | May 08, 2026 |
| MORGAN STANLEY | History | Reduced | 126,135 | 973 | 0.0% | 0.0% | 33 | -87,257 | -40.89% | Q1 2026 | May 15, 2026 |
| IQ EQ FUND MANAGEMENT (IRELAND) Ltd | History | Added to | 114,255 | 882 | 0.07% | 0.04% | 34 | +22,679 | 24.77% | Q1 2026 | May 11, 2026 |
| Invesco Ltd. | History | Added to | 113,570 | 876 | 0.0% | 0.0% | 35 | +10,454 | 10.14% | Q1 2026 | May 12, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 74,997 | 578 | 0.0% | 0.0% | 36 | -1,304 | -1.71% | Q1 2026 | May 05, 2026 |
| Quantinno Capital Management LP | History | Added to | 71,353 | 550 | 0.0% | 0.0% | 37 | +19,230 | 36.89% | Q1 2026 | May 15, 2026 |
| Jump Financial, LLC | History | New | 68,293 | 527 | 0.01% | — | 38 | +68,293 | New | Q1 2026 | May 14, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | Reduced | 66,012 | 509 | 0.0% | 0.0% | 39 | -473 | -0.71% | Q1 2026 | May 15, 2026 |
| Susquehanna Portfolio Strategies, LLC | History | Reduced | 64,396 | 497 | 0.01% | 0.01% | 40 | -38,681 | -37.53% | Q1 2026 | May 15, 2026 |
| Point72 Asset Management, L.P. | History | Reduced | 63,845 | 492 | 0.0% | 0.0% | 41 | -158,318 | -71.26% | Q1 2026 | May 15, 2026 |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | History | Reduced | 59,770 | 461 | 0.0% | 0.0% | 42 | -1,587 | -2.59% | Q1 2026 | May 14, 2026 |
| Nuveen, LLC | History | Added to | 52,542 | 405 | 0.0% | 0.0% | 43 | +320 | 0.61% | Q1 2026 | Apr 30, 2026 |
| HSBC HOLDINGS PLC | History | Reduced | 52,825 | 395 | 0.0% | 0.0% | 44 | -13,306 | -20.12% | Q1 2026 | Apr 30, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 49,883 | 385 | 0.0% | 0.0% | 45 | -508,036 | -91.06% | Q1 2026 | May 12, 2026 |
| Engineers Gate Manager LP | History | Reduced | 45,833 | 353 | 0.0% | 0.0% | 46 | -22,347 | -32.78% | Q1 2026 | May 15, 2026 |
| nVerses Capital, LLC | History | Added to | 38,236 | 295 | 0.27% | 0.31% | 47 | +15,332 | 66.94% | Q1 2026 | May 13, 2026 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | History | New | 36,500 | 281 | 0.01% | — | 48 | +36,500 | New | Q1 2026 | May 15, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Added to | 34,302 | 264 | 0.0% | 0.0% | 49 | +1,130 | 3.41% | Q1 2026 | May 15, 2026 |
| Brevan Howard Capital Management LP | History | Added to | 32,744 | 252 | 0.0% | 0.0% | 50 | +8,064 | 32.67% | Q1 2026 | May 15, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 31,704 | 244 | 0.0% | 0.0% | 51 | -12,721 | -28.63% | Q1 2026 | May 08, 2026 |
| DEUTSCHE BANK AG\ | History | Added to | 31,364 | 242 | 0.0% | 0.0% | 52 | +12,991 | 70.71% | Q1 2026 | May 06, 2026 |
| RHUMBLINE ADVISERS | History | Added to | 30,876 | 238 | 0.0% | 0.0% | 53 | +198 | 0.65% | Q1 2026 | May 12, 2026 |
| Quadrature Capital Ltd | History | New | 30,078 | 232 | 0.0% | — | 54 | +30,078 | New | Q1 2026 | May 15, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Added to | 29,793 | 231 | 0.0% | 0.0% | 55 | +3,679 | 14.09% | Q1 2026 | May 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 28,751 | 221 | 0.0% | 0.0% | 56 | -5,337 | -15.66% | Q1 2026 | May 15, 2026 |
| Green Alpha Advisors, LLC | History | Reduced | 28,138 | 217 | 0.21% | 0.16% | 57 | -144 | -0.51% | Q1 2026 | Apr 07, 2026 |
| TritonPoint Partners, LLC | History | No change | 28,072 | 216 | 0.08% | 0.09% | 58 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Allspring Global Investments Holdings, LLC | History | New | 26,870 | 210 | 0.0% | — | 59 | +26,870 | New | Q1 2026 | May 05, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 26,817 | 207 | 0.0% | 0.0% | 60 | -1,300 | -4.62% | Q1 2026 | May 14, 2026 |
| ALPS ADVISORS INC | History | Reduced | 23,140 | 178 | 0.0% | 0.0% | 61 | -185 | -0.79% | Q1 2026 | May 08, 2026 |
| Odyssean, LLC | History | New | 22,956 | 177 | 0.06% | — | 63 | +22,956 | New | Q1 2026 | May 15, 2026 |
| AXQ CAPITAL, LP | History | Reduced | 22,982 | 177 | 0.02% | 0.04% | 62 | -5,686 | -19.83% | Q1 2026 | May 13, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 27,720 | 169 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Jain Global LLC | History | Reduced | 21,188 | 163 | 0.0% | 0.0% | 65 | -22,897 | -51.94% | Q1 2026 | May 15, 2026 |
| SG Americas Securities, LLC | History | New | 20,972 | 162 | 0.0% | — | 66 | +20,972 | New | Q1 2026 | Apr 16, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 19,004 | 146 | 0.0% | 0.0% | 67 | -22,319 | -54.01% | Q1 2026 | May 11, 2026 |
| AlphaQuest LLC | History | No change | 23,727 | 145 | 0.01% | 0.01% | 68 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Freestone Capital Holdings, LLC | History | No change | 18,655 | 144 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| SIMPLEX TRADING, LLC | History | New | 18,166 | 140 | 0.0% | — | 71 | +18,166 | New | Q1 2026 | May 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 18,167 | 140 | 0.0% | 0.0% | 70 | -42 | -0.23% | Q1 2026 | Apr 27, 2026 |
| DIVERSIFY WEALTH MANAGEMENT, LLC | History | New | 15,785 | 132 | 0.0% | — | 72 | +15,785 | New | Q1 2026 | May 01, 2026 |
| Castleview Partners, LLC | History | New | 16,857 | 130 | 0.07% | — | 73 | +16,857 | New | Q1 2026 | May 01, 2026 |
| HRT FINANCIAL LP | History | New | 15,129 | 116 | 0.0% | — | 74 | +15,129 | New | Q1 2026 | May 14, 2026 |
| ADAR1 Capital Management, LLC | History | New | 15,000 | 115 | 0.01% | — | 75 | +15,000 | New | Q1 2026 | May 15, 2026 |
| Squarepoint Ops LLC | History | Reduced | 13,774 | 106 | 0.0% | 0.0% | 76 | -20,511 | -59.82% | Q1 2026 | May 15, 2026 |
| BARCLAYS PLC | History | Reduced | 13,630 | 105 | 0.0% | 0.0% | 77 | -36,959 | -73.06% | Q1 2026 | May 14, 2026 |
| CANADA LIFE ASSURANCE Co | History | Added to | 12,794 | 99 | 0.0% | 0.0% | 78 | +785 | 6.54% | Q1 2026 | May 14, 2026 |
| Inscription Capital, LLC | History | New | 11,774 | 90 | 0.01% | — | 79 | +11,774 | New | Q1 2026 | Apr 20, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Added to | 10,888 | 84 | 0.0% | 0.0% | 80 | +381 | 3.63% | Q1 2026 | May 15, 2026 |
| CWM, LLC | History | Added to | 9,324 | 71 | 0.0% | 0.0% | 81 | +9,093 | 3936.36% | Q1 2026 | May 14, 2026 |
| Vanguard Global Advisers, LLC | History | New | 8,507 | 65 | 0.0% | — | 83 | +8,507 | New | Q1 2026 | May 08, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 8,497 | 65 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Formidable Asset Management, LLC | History | Added to | 10,600 | 64 | 0.01% | 0.03% | 84 | +500 | 4.95% | Q1 2026 | Apr 22, 2026 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | No change | 7,651 | 59 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 6,957 | 53 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| MetLife Investment Management, LLC | History | Reduced | 6,825 | 52 | 0.0% | 0.0% | 87 | -2,532 | -27.06% | Q1 2026 | May 14, 2026 |
| China Universal Asset Management Co., Ltd. | History | Added to | 5,042 | 38 | 0.0% | 0.0% | 88 | +412 | 8.9% | Q1 2026 | Apr 27, 2026 |
| FMR LLC | History | Added to | 4,621 | 35 | 0.0% | 0.0% | 89 | +1,385 | 42.8% | Q1 2026 | May 15, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 4,423 | 34 | 0.0% | — | 90 | +4,298 | 3438.4% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 2,400 | 18 | 0.0% | 0.0% | 91 | +443 | 22.64% | Q1 2026 | May 15, 2026 |
| CITIGROUP INC | History | Reduced | 2,327 | 17 | 0.0% | 0.0% | 93 | -3,404 | -59.4% | Q1 2026 | May 11, 2026 |
| Legal & General Group Plc | History | Reduced | 2,304 | 17 | 0.0% | 0.0% | 92 | -198 | -7.91% | Q1 2026 | May 08, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 2,317 | 17 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| SIGNATUREFD, LLC | History | No change | 2,188 | 16 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | Added to | 1,787 | 13 | 0.0% | 0.0% | 96 | +687 | 62.45% | Q1 2026 | May 13, 2026 |
| GAMMA Investing LLC | History | Added to | 1,506 | 11 | 0.0% | 0.0% | 98 | +1,044 | 225.97% | Q1 2026 | Apr 06, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | Added to | 1,482 | 11 | 0.0% | 0.0% | 97 | +101 | 7.31% | Q1 2026 | May 04, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 1,370 | 10 | 0.0% | 0.0% | 99 | -187 | -12.01% | Q1 2026 | May 15, 2026 |
| Raiffeisen Bank International AG | History | No change | 1,321 | 10 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 1,058 | 8 | 0.0% | 0.0% | 101 | +439 | 70.92% | Q1 2026 | May 08, 2026 |
| Caitong International Asset Management Co., Ltd | History | New | 1,023 | 7 | 0.0% | — | 103 | +1,023 | New | Q1 2026 | May 11, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 967 | 7 | 0.0% | 0.0% | 102 | -776 | -44.52% | Q1 2026 | May 15, 2026 |
| Bank Julius Baer & Co. Ltd, Zurich | History | No change | 800 | 6 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| GF FUND MANAGEMENT CO. LTD. | History | Added to | 653 | 5 | 0.0% | 0.0% | 105 | +76 | 13.17% | Q1 2026 | Apr 15, 2026 |
| Sterling Capital Management LLC | History | Reduced | 611 | 4 | 0.0% | 0.0% | 106 | -350 | -36.42% | Q1 2026 | Apr 22, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 397 | 3 | 0.0% | 0.0% | 109 | +198 | 99.5% | Q1 2026 | Apr 27, 2026 |
| MAI Capital Management | History | Added to | 465 | 3 | 0.0% | 0.0% | 108 | +84 | 22.05% | Q1 2026 | May 15, 2026 |
| US BANCORP \DE\ | History | No change | 423 | 3 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Essential Partners LLC | History | Added to | 336 | 2 | 0.0% | — | 112 | +333 | 11100.0% | Q1 2026 | May 21, 2026 |
| Versant Capital Management, Inc | History | Added to | 315 | 2 | 0.0% | 0.0% | 110 | +50 | 18.87% | Q1 2026 | Apr 06, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 329 | 2 | 0.0% | 0.0% | 111 | +39 | 13.45% | Q1 2026 | Apr 07, 2026 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | Reduced | 257 | 1 | 0.0% | 0.0% | 113 | -2,106 | -89.12% | Q1 2026 | May 08, 2026 |
| Allworth Financial LP | History | New | 196 | 1 | 0.0% | — | 115 | +196 | New | Q1 2026 | May 14, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 235 | 1 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Atom Investors LP | History | Closed out | 0 | 0 | — | 0.05% | — | -106,400 | -100.0% | Q1 2026 | May 15, 2026 |
| XTX Topco Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -82,155 | -100.0% | Q1 2026 | May 15, 2026 |
| Schonfeld Strategic Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -69,755 | -100.0% | Q1 2026 | May 15, 2026 |
| Woodline Partners LP | History | Closed out | 0 | 0 | — | 0.0% | — | -66,577 | -100.0% | Q1 2026 | May 15, 2026 |
| Kovack Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -46,023 | -100.0% | Q1 2026 | May 12, 2026 |
| DekaBank Deutsche Girozentrale | History | Closed out | 0 | 0 | — | 0.0% | — | -43,889 | -100.0% | Q1 2026 | May 07, 2026 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -34,768 | -100.0% | Q1 2026 | May 14, 2026 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.0% | — | -30,900 | -100.0% | Q1 2026 | May 15, 2026 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -27,100 | -100.0% | Q1 2026 | May 08, 2026 |
| Aristides Capital LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -26,283 | -100.0% | Q1 2026 | May 14, 2026 |
| 683 Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -24,000 | -100.0% | Q1 2026 | May 15, 2026 |
| Byrne Asset Management LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -18,050 | -100.0% | Q1 2026 | Apr 02, 2026 |
| Texas Yale Capital Corp. | History | Closed out | 0 | 0 | — | 0.0% | — | -16,000 | -100.0% | Q1 2026 | May 04, 2026 |
| Walleye Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,201 | -100.0% | Q1 2026 | May 13, 2026 |
| Diversify Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,000 | -100.0% | Q1 2026 | May 01, 2026 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -13,600 | -100.0% | Q1 2026 | May 12, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,382 | -100.0% | Q1 2026 | May 08, 2026 |
| AMALGAMATED BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -795 | -100.0% | Q1 2026 | May 08, 2026 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -368 | -100.0% | Q1 2026 | May 01, 2026 |
| EverSource Wealth Advisors, LLC | History | New | 111 | 0 | — | — | — | +111 | New | Q1 2026 | May 15, 2026 |
| Daiwa Securities Group Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -90 | -100.0% | Q1 2026 | May 13, 2026 |
| Private Wealth Management Group, LLC | History | Closed out | 0 | 0 | — | — | — | -87 | -100.0% | Q1 2026 | Apr 23, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | New | 67 | 0 | — | — | — | +67 | New | Q1 2026 | May 07, 2026 |
| Arax Advisory Partners | History | New | 62 | 0 | — | — | — | +62 | New | Q1 2026 | May 13, 2026 |
| NATIXIS | History | Closed out | 0 | 0 | — | — | — | -60 | -100.0% | Q1 2026 | May 14, 2026 |
| True Wealth Design, LLC | History | Added to | 61 | 0 | — | — | — | +56 | 1120.0% | Q1 2026 | Apr 13, 2026 |
| NFSG Corp | History | New | 40 | 0 | — | — | — | +40 | New | Q1 2026 | May 05, 2026 |
| Wealth Preservation Advisors, LLC | History | New | 40 | 0 | — | — | — | +40 | New | Q1 2026 | May 15, 2026 |
| Optiver Holding B.V. | History | Reduced | 92 | 0 | — | — | — | -30 | -24.59% | Q1 2026 | Jun 02, 2026 |
| Western Wealth Management, LLC | History | New | 27 | 0 | — | — | — | +27 | New | Q1 2026 | May 19, 2026 |
| IFP Advisors, Inc | History | Added to | 29 | 0 | — | — | — | +25 | 625.0% | Q1 2026 | Apr 13, 2026 |
| Root Financial Partners, LLC | History | Added to | 22 | 0 | — | — | — | +13 | 144.44% | Q1 2026 | Apr 24, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 13 | 0 | — | — | — | +13 | New | Q1 2026 | May 15, 2026 |
| Covestor Ltd | History | Added to | 12 | 0 | — | — | — | +7 | 140.0% | Q1 2026 | May 05, 2026 |
| SJS Investment Consulting Inc. | History | New | 2 | 0 | — | — | — | +2 | New | Q1 2026 | Apr 23, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 102 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 08, 2026 |