Arcturus Therapeutics Holdings Inc. - ARCT
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 10 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FEDERATED HERMES, INC. | History | Reduced | 3,303,640 | 20,251 | 0.03% | 0.15% | 1 | -1,390,420 | -29.62% | Q4 2025 | Feb 12, 2026 |
| BlackRock, Inc. | History | Added to | 2,619,684 | 16,058 | 0.0% | 0.0% | 2 | +55,040 | 2.15% | Q4 2025 | Feb 12, 2026 |
| ARK Investment Management LLC | History | Added to | 2,611,099 | 16,006 | 0.11% | 0.21% | 3 | +738,378 | 39.43% | Q4 2025 | Feb 11, 2026 |
| VANGUARD GROUP INC | History | Added to | 2,089,641 | 12,809 | 0.0% | 0.0% | 4 | +204,036 | 10.82% | Q4 2025 | Jan 29, 2026 |
| Sumitomo Mitsui Trust Group, Inc. | History | Added to | 2,026,588 | 12,422 | 0.01% | 0.02% | 5 | +78,753 | 4.04% | Q4 2025 | Jan 23, 2026 |
| Amova Asset Management Americas, Inc. | History | Added to | 2,026,588 | 12,402 | 0.14% | 0.35% | 6 | +78,753 | 4.04% | Q4 2025 | Feb 11, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 618,134 | 3,789 | 0.0% | 0.0% | 7 | +6,311 | 1.03% | Q4 2025 | Feb 09, 2026 |
| STATE STREET CORP | History | Reduced | 564,266 | 3,458 | 0.0% | 0.0% | 8 | -481,415 | -46.04% | Q4 2025 | Feb 13, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 557,919 | 3,420 | 0.0% | 0.0% | 9 | +370,929 | 198.37% | Q4 2025 | Feb 12, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 546,686 | 3,351 | 0.0% | 0.0% | 10 | +457,467 | 512.75% | Q4 2025 | Feb 17, 2026 |
| TWO SIGMA ADVISERS, LP | History | Added to | 511,043 | 3,132 | 0.01% | 0.0% | 11 | +472,543 | 1227.38% | Q4 2025 | Feb 17, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 490,429 | 3,006 | 0.0% | 0.0% | 12 | -64,985 | -11.7% | Q4 2025 | Feb 12, 2026 |
| ACADIAN ASSET MANAGEMENT LLC | History | Added to | 427,894 | 2,620 | 0.0% | 0.01% | 13 | +191,549 | 81.05% | Q4 2025 | Feb 10, 2026 |
| Empire Life Investments Inc. | History | Reduced | 412,402 | 2,528 | 0.14% | 0.45% | 14 | -5,161 | -1.24% | Q4 2025 | Feb 04, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 391,227 | 2,398 | 0.0% | 0.0% | 15 | +246,499 | 170.32% | Q4 2025 | Mar 25, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 304,777 | 1,868 | 0.0% | 0.0% | 16 | +164,977 | 118.01% | Q4 2025 | Feb 17, 2026 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | New | 293,050 | 1,796 | 0.01% | — | 17 | +293,050 | New | Q4 2025 | Feb 13, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Added to | 240,303 | 1,473 | 0.05% | 0.05% | 18 | +161,910 | 206.54% | Q4 2025 | Jan 14, 2026 |
| UBS Group AG | History | Added to | 227,893 | 1,396 | 0.0% | 0.0% | 19 | +47,507 | 26.34% | Q4 2025 | Jan 29, 2026 |
| Point72 Asset Management, L.P. | History | New | 222,163 | 1,361 | 0.0% | — | 20 | +222,163 | New | Q4 2025 | Feb 17, 2026 |
| MORGAN STANLEY | History | Reduced | 213,392 | 1,308 | 0.0% | 0.0% | 21 | -491,486 | -69.73% | Q4 2025 | Feb 13, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 206,900 | 1,268 | 0.0% | 0.0% | 22 | +91,680 | 79.57% | Q4 2025 | Feb 17, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 206,169 | 1,263 | 0.0% | 0.0% | 23 | +2,562 | 1.26% | Q4 2025 | Feb 11, 2026 |
| DekaBank Deutsche Girozentrale | History | No change | 43,889 | 1,239 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 200,781 | 1,230 | 0.0% | 0.0% | 25 | -17,053 | -7.83% | Q4 2025 | Feb 17, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Reduced | 183,855 | 1,127 | 0.0% | 0.0% | 26 | -25,601 | -12.22% | Q4 2025 | Feb 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 167,529 | 1,026 | 0.0% | 0.0% | 27 | -683,056 | -80.3% | Q4 2025 | Feb 17, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 146,767 | 899 | 0.0% | 0.0% | 28 | +139,919 | 2043.21% | Q4 2025 | Feb 10, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | New | 119,905 | 735 | 0.0% | — | 29 | +119,905 | New | Q4 2025 | Feb 12, 2026 |
| Atom Investors LP | History | New | 106,400 | 652 | 0.05% | — | 30 | +106,400 | New | Q4 2025 | Feb 17, 2026 |
| Invesco Ltd. | History | Added to | 103,116 | 632 | 0.0% | 0.0% | 31 | +38,626 | 59.89% | Q4 2025 | Feb 19, 2026 |
| Susquehanna Portfolio Strategies, LLC | History | Added to | 103,077 | 631 | 0.01% | 0.03% | 32 | +7,163 | 7.47% | Q4 2025 | Feb 17, 2026 |
| D. E. Shaw & Co., Inc. | History | Added to | 97,823 | 599 | 0.0% | 0.0% | 33 | +37,610 | 62.46% | Q4 2025 | Feb 17, 2026 |
| IQ EQ FUND MANAGEMENT (IRELAND) Ltd | History | Added to | 91,576 | 561 | 0.04% | 0.05% | 34 | +47,599 | 108.24% | Q4 2025 | Feb 12, 2026 |
| XTX Topco Ltd | History | New | 82,155 | 503 | 0.01% | — | 35 | +82,155 | New | Q4 2025 | Feb 17, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 76,301 | 467 | 0.0% | 0.0% | 36 | -12,368 | -13.95% | Q4 2025 | Feb 10, 2026 |
| Schonfeld Strategic Advisors LLC | History | Reduced | 69,755 | 427 | 0.0% | 0.07% | 37 | -598,072 | -89.55% | Q4 2025 | Feb 17, 2026 |
| Engineers Gate Manager LP | History | New | 68,180 | 417 | 0.0% | — | 38 | +68,180 | New | Q4 2025 | Feb 17, 2026 |
| Woodline Partners LP | History | No change | 66,577 | 408 | 0.0% | 0.01% | 39 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | Added to | 66,485 | 407 | 0.0% | 0.0% | 40 | +2,045 | 3.17% | Q4 2025 | Feb 13, 2026 |
| HSBC HOLDINGS PLC | History | Added to | 66,131 | 402 | 0.0% | 0.0% | 41 | +42,148 | 175.74% | Q4 2025 | Mar 20, 2026 |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | History | Reduced | 61,357 | 376 | 0.0% | 0.0% | 42 | -2,029 | -3.2% | Q4 2025 | Jan 22, 2026 |
| Nuveen, LLC | History | No change | 52,222 | 320 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Quantinno Capital Management LP | History | New | 52,123 | 319 | 0.0% | — | 44 | +52,123 | New | Q4 2025 | Feb 17, 2026 |
| BARCLAYS PLC | History | Reduced | 50,589 | 310 | 0.0% | 0.0% | 45 | -99,863 | -66.38% | Q4 2025 | Feb 13, 2026 |
| Kovack Advisors, Inc. | History | New | 46,023 | 282 | 0.01% | — | 46 | +46,023 | New | Q4 2025 | Feb 17, 2026 |
| Russell Investments Group, Ltd. | History | Added to | 44,425 | 272 | 0.0% | 0.0% | 47 | +22,781 | 105.25% | Q4 2025 | Feb 17, 2026 |
| Jain Global LLC | History | New | 44,085 | 270 | 0.0% | — | 48 | +44,085 | New | Q4 2025 | Feb 17, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | New | 43,403 | 266 | 0.0% | — | 49 | +43,403 | New | Q4 2025 | Feb 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 41,323 | 253 | 0.0% | 0.0% | 50 | +8,088 | 24.34% | Q4 2025 | Feb 13, 2026 |
| PANAGORA ASSET MANAGEMENT INC | History | New | 34,768 | 213 | 0.0% | — | 51 | +34,768 | New | Q4 2025 | Feb 13, 2026 |
| Squarepoint Ops LLC | History | New | 34,285 | 210 | 0.0% | — | 52 | +34,285 | New | Q4 2025 | Feb 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 34,088 | 208 | 0.0% | 0.0% | 53 | -585,967 | -94.5% | Q4 2025 | Feb 17, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Added to | 33,172 | 203 | 0.0% | 0.0% | 54 | +3,235 | 10.81% | Q4 2025 | Feb 17, 2026 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | New | 30,900 | 189 | 0.0% | — | 55 | +30,900 | New | Q4 2025 | Feb 17, 2026 |
| RHUMBLINE ADVISERS | History | Reduced | 30,678 | 188 | 0.0% | 0.0% | 56 | -9,064 | -22.81% | Q4 2025 | Feb 13, 2026 |
| Formidable Asset Management, LLC | History | Reduced | 10,100 | 186 | 0.03% | 0.02% | 57 | -200 | -1.94% | Q4 2025 | Jan 16, 2026 |
| AXQ CAPITAL, LP | History | New | 28,668 | 175 | 0.04% | — | 58 | +28,668 | New | Q4 2025 | Feb 10, 2026 |
| Green Alpha Advisors, LLC | History | Added to | 28,282 | 173 | 0.16% | 0.38% | 59 | +6,839 | 31.89% | Q4 2025 | Jan 07, 2026 |
| TritonPoint Partners, LLC | History | New | 28,072 | 172 | 0.09% | — | 61 | +28,072 | New | Q4 2025 | Feb 13, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 28,117 | 172 | 0.0% | 0.01% | 60 | -6,310 | -18.33% | Q4 2025 | Feb 03, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | Reduced | 27,720 | 169 | 0.0% | 0.0% | 62 | -3,400 | -10.93% | Q4 2025 | Feb 17, 2026 |
| Walleye Trading LLC | History | Added to | 27,100 | 166 | 0.0% | 0.0% | 63 | +10,400 | 62.28% | Q4 2025 | Feb 13, 2026 |
| Aristides Capital LLC | History | New | 26,283 | 161 | 0.03% | — | 65 | +26,283 | New | Q4 2025 | Feb 26, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Reduced | 26,114 | 161 | 0.0% | 0.0% | 64 | -1,838 | -6.58% | Q4 2025 | Feb 17, 2026 |
| Brevan Howard Capital Management LP | History | Reduced | 24,680 | 151 | 0.0% | 0.0% | 66 | -3,416 | -12.16% | Q4 2025 | Feb 17, 2026 |
| 683 Capital Management, LLC | History | New | 24,000 | 147 | 0.01% | — | 67 | +24,000 | New | Q4 2025 | Feb 17, 2026 |
| AlphaQuest LLC | History | Added to | 23,727 | 145 | 0.01% | 0.01% | 68 | +11,364 | 91.92% | Q4 2025 | Feb 09, 2026 |
| ALPS ADVISORS INC | History | Added to | 23,325 | 142 | 0.0% | 0.0% | 69 | +10,224 | 78.04% | Q4 2025 | Feb 12, 2026 |
| nVerses Capital, LLC | History | New | 22,904 | 140 | 0.31% | — | 70 | +22,904 | New | Q4 2025 | Feb 17, 2026 |
| Freestone Capital Holdings, LLC | History | No change | 18,655 | 114 | 0.0% | 0.01% | 71 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| DEUTSCHE BANK AG\ | History | Added to | 18,373 | 112 | 0.0% | 0.0% | 72 | +946 | 5.43% | Q4 2025 | Feb 11, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 18,209 | 111 | 0.0% | 0.0% | 73 | -3,189 | -14.9% | Q4 2025 | Feb 12, 2026 |
| Byrne Asset Management LLC | History | Added to | 18,050 | 110 | 0.06% | 0.0% | 74 | +17,650 | 4412.5% | Q4 2025 | Jan 12, 2026 |
| Diversify Advisory Services, LLC | History | Reduced | 15,000 | 109 | 0.0% | 0.01% | 75 | -115,500 | -88.51% | Q4 2025 | Jan 23, 2026 |
| Texas Yale Capital Corp. | History | No change | 16,000 | 98 | 0.0% | 0.01% | 76 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Walleye Capital LLC | History | Reduced | 15,201 | 93 | 0.0% | 0.0% | 77 | -7,899 | -34.19% | Q4 2025 | Feb 13, 2026 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Reduced | 13,600 | 83 | 0.0% | 0.01% | 78 | -12,900 | -48.68% | Q4 2025 | Feb 12, 2026 |
| CANADA LIFE ASSURANCE Co | History | Added to | 12,009 | 73 | 0.0% | 0.0% | 79 | +4,737 | 65.14% | Q4 2025 | Feb 13, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | New | 11,382 | 69 | 0.0% | — | 80 | +11,382 | New | Q4 2025 | Feb 10, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | New | 10,507 | 64 | 0.0% | — | 81 | +10,507 | New | Q4 2025 | Feb 18, 2026 |
| MetLife Investment Management, LLC | History | Reduced | 9,357 | 57 | 0.0% | 0.0% | 82 | -6,938 | -42.58% | Q4 2025 | Feb 12, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 8,497 | 52 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | No change | 7,651 | 46 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 6,957 | 42 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| CITIGROUP INC | History | Added to | 5,731 | 35 | 0.0% | 0.0% | 86 | +2,990 | 109.08% | Q4 2025 | Feb 13, 2026 |
| China Universal Asset Management Co., Ltd. | History | Reduced | 4,630 | 28 | 0.0% | 0.01% | 87 | -3,130 | -40.34% | Q4 2025 | Jan 29, 2026 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | New | 2,363 | 22 | 0.0% | — | 88 | +2,363 | New | Q4 2025 | Feb 11, 2026 |
| FMR LLC | History | Reduced | 3,236 | 19 | 0.0% | 0.0% | 89 | -130,639 | -97.58% | Q4 2025 | Feb 17, 2026 |
| Legal & General Group Plc | History | No change | 2,502 | 15 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 2,317 | 14 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| SIGNATUREFD, LLC | History | No change | 2,188 | 13 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 1,957 | 11 | 0.0% | 0.0% | 93 | -8,346 | -81.01% | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 1,743 | 10 | 0.0% | — | 94 | +1,743 | New | Q4 2025 | Feb 17, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 1,557 | 9 | 0.0% | 0.0% | 95 | -104 | -6.26% | Q4 2025 | Feb 17, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | Added to | 1,381 | 8 | 0.0% | 0.0% | 96 | +331 | 31.52% | Q4 2025 | Jan 26, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 1,100 | 6 | 0.0% | — | 97 | +1,100 | New | Q4 2025 | Feb 13, 2026 |
| Raiffeisen Bank International AG | History | No change | 1,321 | 6 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Sterling Capital Management LLC | History | Reduced | 961 | 5 | 0.0% | 0.0% | 100 | -138 | -12.56% | Q4 2025 | Feb 13, 2026 |
| AMALGAMATED BANK | History | Reduced | 795 | 5 | 0.0% | 0.0% | 99 | -14 | -1.73% | Q4 2025 | Feb 05, 2026 |
| Bank Julius Baer & Co. Ltd, Zurich | History | No change | 800 | 4 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 619 | 3 | 0.0% | 0.0% | 102 | +481 | 348.55% | Q4 2025 | Feb 06, 2026 |
| GF FUND MANAGEMENT CO. LTD. | History | Reduced | 577 | 3 | 0.0% | 0.0% | 103 | -8 | -1.37% | Q4 2025 | Jan 27, 2026 |
| GAMMA Investing LLC | History | Reduced | 462 | 2 | 0.0% | 0.0% | 107 | -162 | -25.96% | Q4 2025 | Jan 05, 2026 |
| FIFTH THIRD BANCORP | History | Reduced | 368 | 2 | 0.0% | 0.0% | 104 | -132 | -26.4% | Q4 2025 | Feb 02, 2026 |
| US BANCORP \DE\ | History | No change | 423 | 2 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| MAI Capital Management | History | No change | 381 | 2 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| SBI Securities Co., Ltd. | History | Reduced | 199 | 1 | 0.0% | 0.0% | 111 | -428 | -68.26% | Q4 2025 | Feb 03, 2026 |
| Versant Capital Management, Inc | History | Added to | 265 | 1 | 0.0% | 0.0% | 110 | +204 | 334.43% | Q4 2025 | Jan 08, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 290 | 1 | 0.0% | 0.0% | 112 | -95 | -24.68% | Q4 2025 | Jan 23, 2026 |
| CWM, LLC | History | Added to | 231 | 1 | 0.0% | 0.0% | 109 | +25 | 12.14% | Q4 2025 | Jan 26, 2026 |
| Daiwa Securities Group Inc. | History | No change | 90 | 1 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 235 | 1 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.05% | — | -2,183,985 | -100.0% | Q3 2025 | Nov 14, 2025 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | Closed out | 0 | 0 | — | 0.01% | — | -552,179 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Caption Management, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -447,364 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Ikarian Capital, LLC | History | Closed out | 0 | 0 | — | 0.44% | — | -237,921 | -100.0% | Q3 2025 | Nov 14, 2025 |
| DIADEMA PARTNERS LP | History | Closed out | 0 | 0 | — | 0.94% | — | -199,711 | -100.0% | Q3 2025 | Nov 14, 2025 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -163,000 | -100.0% | Q3 2025 | Nov 14, 2025 |
| J. Goldman & Co LP | History | Closed out | 0 | 0 | — | 0.06% | — | -127,118 | -100.0% | Q3 2025 | Nov 14, 2025 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.01% | — | -124,989 | -100.0% | Q3 2025 | Nov 14, 2025 |
| LMR Partners LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -95,200 | -100.0% | Q3 2025 | Nov 14, 2025 |
| WELLINGTON MANAGEMENT GROUP LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -85,483 | -100.0% | Q3 2025 | Nov 14, 2025 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -49,384 | -100.0% | Q3 2025 | Nov 13, 2025 |
| GSA CAPITAL PARTNERS LLP | History | Closed out | 0 | 0 | — | 0.08% | — | -49,012 | -100.0% | Q3 2025 | Nov 07, 2025 |
| GROUP ONE TRADING LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -44,427 | -100.0% | Q3 2025 | Nov 12, 2025 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -40,600 | -100.0% | Q3 2025 | Nov 14, 2025 |
| GATEWAY INVESTMENT ADVISERS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -40,000 | -100.0% | Q3 2025 | Oct 21, 2025 |
| Rafferty Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -36,050 | -100.0% | Q3 2025 | Nov 12, 2025 |
| STEMPOINT CAPITAL LP | History | Closed out | 0 | 0 | — | 0.13% | — | -35,606 | -100.0% | Q3 2025 | Nov 14, 2025 |
| TRITONPOINT WEALTH, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -28,072 | -100.0% | Q3 2025 | Oct 15, 2025 |
| KENNEDY CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -22,825 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Diametric Capital, LP | History | Closed out | 0 | 0 | — | 0.14% | — | -20,786 | -100.0% | Q3 2025 | Nov 13, 2025 |
| RAYMOND JAMES FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,553 | -100.0% | Q3 2025 | Nov 14, 2025 |
| CALTON & ASSOCIATES, INC. | History | Closed out | 0 | 0 | — | 0.03% | — | -11,190 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Persistent Asset Partners Ltd | History | Closed out | 0 | 0 | — | 0.14% | — | -11,189 | -100.0% | Q3 2025 | Jan 15, 2026 |
| SIMPLEX TRADING, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,916 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Hudson Bay Capital Management LP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,600 | -100.0% | Q3 2025 | Dec 15, 2025 |
| Virtus Investment Advisers, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -9,002 | -100.0% | Q3 2025 | Nov 14, 2025 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,954 | -100.0% | Q3 2025 | Oct 23, 2025 |
| Compagnie Lombard Odier SCmA | History | Closed out | 0 | 0 | — | 0.0% | — | -6,000 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Tower Research Capital LLC (TRC) | History | Reduced | 125 | 0 | — | 0.0% | — | -3,492 | -96.54% | Q4 2025 | Feb 17, 2026 |
| SILVERARC CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,445 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Quarry LP | History | Closed out | 0 | 0 | — | 0.01% | — | -2,296 | -100.0% | Q3 2025 | Nov 14, 2025 |
| NISA INVESTMENT ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,422 | -100.0% | Q3 2025 | Oct 23, 2025 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.0% | — | -301 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -235 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Wealthspire Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q3 2025 | Nov 14, 2025 |
| EverSource Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -93 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Private Wealth Management Group, LLC | History | New | 87 | 0 | — | — | — | +87 | New | Q4 2025 | Jan 23, 2026 |
| Optiver Holding B.V. | History | Reduced | 122 | 0 | — | 0.0% | — | -84 | -40.78% | Q4 2025 | Feb 17, 2026 |
| NATIXIS | History | New | 60 | 0 | — | — | — | +60 | New | Q4 2025 | Feb 13, 2026 |
| Parkside Financial Bank & Trust | History | Closed out | 0 | 0 | — | — | — | -50 | -100.0% | Q3 2025 | Oct 30, 2025 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Closed out | 0 | 0 | — | — | — | -49 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Rise Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -47 | -100.0% | Q3 2025 | Oct 08, 2025 |
| ROTHSCHILD INVESTMENT LLC | History | Closed out | 0 | 0 | — | — | — | -45 | -100.0% | Q3 2025 | Nov 07, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | — | — | -36 | -100.0% | Q3 2025 | Nov 12, 2025 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -26 | -100.0% | Q3 2025 | Nov 17, 2025 |
| JPL Wealth Management, LLC | History | Closed out | 0 | 0 | — | — | — | -25 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Root Financial Partners, LLC | History | New | 9 | 0 | — | — | — | +9 | New | Q4 2025 | Feb 10, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | — | — | -9 | -100.0% | Q3 2025 | Nov 18, 2025 |
| True Wealth Design, LLC | History | New | 5 | 0 | — | — | — | +5 | New | Q4 2025 | Jan 08, 2026 |
| IFP Advisors, Inc | History | New | 4 | 0 | — | — | — | +4 | New | Q4 2025 | Feb 06, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 102 | 0 | — | 0.0% | — | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Covestor Ltd | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |