Ares Dynamic Credit Allocation Fund, Inc. - ARDC

Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 16 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.

Shareholders (13F)

Quarter: Q4 2025 · Compare: Q3 2025
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
WELLS FARGO & COMPANY/MN History Reduced 1,660,475 22,084 0.0% 0.0% 1 -132,046 -7.37% Q4 2025 Feb 13, 2026
MORGAN STANLEY History Added to 494,361 6,575 0.0% 0.0% 2 +10,842 2.24% Q4 2025 Feb 13, 2026
AdvisorNet Financial, Inc History Added to 485,021 6,450 0.34% 0.25% 3 +165,888 51.98% Q4 2025 Jan 20, 2026
GUGGENHEIM CAPITAL LLC History Added to 446,464 5,937 0.04% 0.04% 4 +75,346 20.3% Q4 2025 Feb 17, 2026
FOUNDATIONS INVESTMENT ADVISORS, LLC History Added to 429,434 5,711 0.07% 0.08% 5 +59,102 15.96% Q4 2025 Feb 10, 2026
United Advisor Group, LLC History Reduced 349,997 4,654 0.58% 0.67% 6 -1,858 -0.53% Q4 2025 Jan 26, 2026
Invesco Ltd. History Added to 340,061 4,522 0.0% 0.0% 7 +13,867 4.25% Q4 2025 Feb 19, 2026
Advisors Asset Management, Inc. History Reduced 339,579 4,516 0.08% 0.1% 8 -81,199 -19.3% Q4 2025 Feb 12, 2026
SIT INVESTMENT ASSOCIATES INC History New 298,905 3,975 4.87% 9 +298,905 New Q4 2025 Feb 25, 2026
Hennion & Walsh Asset Management, Inc. History Reduced 255,119 3,393 0.12% 0.13% 10 -9,668 -3.65% Q4 2025 Jan 14, 2026
Shaker Financial Services, LLC History New 244,497 3,251 1.03% 11 +244,497 New Q4 2025 Jan 26, 2026
NewEdge Wealth, LLC History Added to 243,984 3,244 0.04% 0.04% 12 +27,270 12.58% Q4 2025 Feb 03, 2026
Janney Montgomery Scott LLC History Reduced 232,230 3,089 0.01% 0.01% 13 -2,271 -0.97% Q4 2025 Feb 11, 2026
Huntleigh Advisors, Inc. History Added to 216,625 2,881 0.49% 0.52% 14 +1,833 0.85% Q4 2025 Jan 29, 2026
Capital Investment Advisors, LLC History Reduced 190,577 2,534 0.04% 0.05% 15 -10,524 -5.23% Q4 2025 Jan 13, 2026
STIFEL FINANCIAL CORP History Reduced 182,201 2,423 0.0% 0.0% 16 -7,029 -3.71% Q4 2025 Feb 13, 2026
READYSTATE ASSET MANAGEMENT LP History Added to 169,592 2,255 0.09% 0.02% 17 +132,178 353.28% Q4 2025 Feb 17, 2026
BANK OF AMERICA CORP /DE/ History Reduced 132,189 1,758 0.0% 0.0% 18 -52,408 -28.39% Q4 2025 Feb 17, 2026
BALYASNY ASSET MANAGEMENT L.P. History Added to 109,817 1,460 0.0% 0.0% 19 +96,470 722.78% Q4 2025 Feb 17, 2026
Logan Stone Capital, LLC History New 108,646 1,444 0.36% 20 +108,646 New Q4 2025 Feb 17, 2026
Farther Finance Advisors, LLC History Reduced 105,495 1,403 0.02% 0.02% 21 -1,732 -1.62% Q4 2025 Jan 23, 2026
WOLVERINE ASSET MANAGEMENT LLC History Added to 101,914 1,355 0.01% 0.0% 22 +89,490 720.3% Q4 2025 Feb 02, 2026
Curated Wealth Partners LLC History Added to 87,908 1,169 0.13% 0.15% 23 +2,269 2.65% Q4 2025 Jan 12, 2026
RAYMOND JAMES FINANCIAL INC History Added to 68,756 914 0.0% 0.0% 24 +18,221 36.06% Q4 2025 Feb 18, 2026
&PARTNERS History Added to 67,608 899 0.0% 0.01% 25 +228 0.34% Q4 2025 Feb 17, 2026
NATIONS FINANCIAL GROUP INC, /IA/ /ADV History Reduced 64,281 854 0.04% 0.06% 26 -5,222 -7.51% Q4 2025 Jan 26, 2026
UBS Group AG History Added to 53,832 715 0.0% 0.0% 27 +9,467 21.34% Q4 2025 Jan 29, 2026
ROYAL BANK OF CANADA History New 52,242 695 0.0% 28 +52,242 New Q4 2025 Feb 17, 2026
OSAIC HOLDINGS, INC. History Reduced 51,028 678 0.0% 0.0% 29 -5,966 -10.47% Q4 2025 Feb 17, 2026
JANE STREET GROUP, LLC History Added to 45,951 611 0.0% 0.0% 30 +18,077 64.85% Q4 2025 Feb 12, 2026
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. History Reduced 45,482 604 0.04% 0.07% 31 -29,570 -39.4% Q4 2025 Feb 13, 2026
LPL Financial LLC History Added to 40,739 541 0.0% 0.0% 32 +2,294 5.97% Q4 2025 Feb 11, 2026
Virtus Investment Advisers, LLC History Reduced 38,898 517 0.14% 0.2% 33 -11,649 -23.05% Q4 2025 Feb 17, 2026
NWF Advisory Services Inc. History Reduced 30,950 411 0.05% 0.05% 34 -3,200 -9.37% Q4 2025 Mar 03, 2026
XTX Topco Ltd History New 26,949 358 0.01% 35 +26,949 New Q4 2025 Feb 17, 2026
Cetera Investment Advisers History Reduced 25,660 341 0.0% 0.0% 36 -3,134 -10.88% Q4 2025 Feb 17, 2026
Closed-End Fund Advisors, Inc. History New 24,811 329 0.19% 37 +24,811 New Q4 2025 Feb 11, 2026
Marex Group plc History New 22,901 304 0.0% 38 +22,901 New Q4 2025 Feb 12, 2026
NewEdge Advisors, LLC History Reduced 19,639 261 0.0% 0.0% 39 -700 -3.44% Q4 2025 Feb 18, 2026
Secure Asset Management, LLC History Reduced 19,050 253 0.04% 0.33% 40 -121,967 -86.49% Q4 2025 Jan 20, 2026
World Investment Advisors History New 18,898 251 0.0% 41 +18,898 New Q4 2025 Mar 12, 2026
E&G Advisors, LP History Reduced 15,796 210 0.05% 0.05% 42 -850 -5.11% Q4 2025 Jan 23, 2026
Williams Jones Wealth Management, LLC. History No change 15,435 205 0.0% 0.0% 43 0 0.0% Q4 2025 Feb 13, 2026
Composition Wealth, LLC History No change 15,000 199 0.0% 0.0% 44 0 0.0% Q4 2025 Feb 02, 2026
Waverly Advisors, LLC History Added to 12,880 171 0.0% 0.0% 45 +114 0.89% Q4 2025 Feb 17, 2026
Anfield Capital Management, LLC History Added to 12,609 167 0.05% 0.03% 46 +4,462 54.77% Q4 2025 Feb 03, 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP History New 10,955 145 0.0% 47 +10,955 New Q4 2025 Feb 17, 2026
Founders Financial Alliance, LLC History New 10,541 140 0.03% 48 +10,541 New Q4 2025 Feb 12, 2026
Neuberger Berman Group LLC History No change 10,000 133 0.0% 0.0% 49 0 0.0% Q4 2025 Feb 13, 2026
Camelot Portfolios, LLC History New 8,400 111 0.07% 50 +8,400 New Q4 2025 Jan 29, 2026
Federation des caisses Desjardins du Quebec History No change 7,600 101 0.0% 0.0% 51 0 0.0% Q4 2025 Feb 12, 2026
GoalVest Advisory LLC History No change 7,000 93 0.02% 0.02% 52 0 0.0% Q4 2025 Jan 05, 2026
Spire Wealth Management History No change 6,500 86 0.0% 0.0% 53 0 0.0% Q4 2025 Jan 14, 2026
CoreCap Advisors, LLC History Reduced 4,074 54 0.0% 0.0% 54 -443 -9.81% Q4 2025 Jan 13, 2026
Cedar Wealth Management, LLC History Reduced 4,026 53 0.02% 0.09% 55 -16,901 -80.76% Q4 2025 Feb 06, 2026
EverSource Wealth Advisors, LLC History Added to 2,552 33 0.0% 0.0% 57 +957 60.0% Q4 2025 Feb 06, 2026
WEBSTER BANK, N. A. History No change 2,531 33 0.0% 0.0% 56 0 0.0% Q4 2025 Jan 23, 2026
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO History Added to 2,033 27 0.0% 58 +2,000 6060.61% Q4 2025 Feb 10, 2026
Rockefeller Capital Management L.P. History No change 1,800 23 0.0% 0.0% 59 0 0.0% Q4 2025 Mar 16, 2026
Turim 21 Investimentos Ltda. History Reduced 1,332 17 0.01% 0.01% 60 -71 -5.06% Q4 2025 Feb 17, 2026
BNP PARIBAS FINANCIAL MARKETS History Reduced 842 11 0.0% 0.0% 61 -29 -3.33% Q4 2025 Feb 10, 2026
Triumph Capital Management History New 800 10 0.0% 62 +800 New Q4 2025 Feb 12, 2026
Noble Wealth Management PBC History New 500 6 0.0% 64 +500 New Q4 2025 Jan 05, 2026
CWM, LLC History Added to 422 6 0.0% 0.0% 63 +10 2.43% Q4 2025 Jan 26, 2026
HARBOUR INVESTMENTS, INC. History New 311 4 0.0% 65 +311 New Q4 2025 Feb 09, 2026
JONES FINANCIAL COMPANIES LLLP History New 268 3 0.0% 66 +268 New Q4 2025 Feb 17, 2026
BOYD WATTERSON ASSET MANAGEMENT LLC/OH History No change 275 3 0.0% 0.0% 67 0 0.0% Q4 2025 Feb 04, 2026
HIGHLINE WEALTH PARTNERS LLC History No change 250 3 0.0% 0.0% 68 0 0.0% Q4 2025 Jan 15, 2026
Virtu Financial LLC History Closed out 0 0 0.04% -55,893 -100.0% Q3 2025 Nov 14, 2025
Newbridge Financial Services Group, Inc. History Closed out 0 0 0.06% -29,013 -100.0% Q3 2025 Nov 13, 2025
OPPENHEIMER & CO INC History Closed out 0 0 0.0% -28,515 -100.0% Q3 2025 Nov 06, 2025
QTR Family Wealth, LLC History Closed out 0 0 0.1% -14,500 -100.0% Q3 2025 Oct 29, 2025
HRT FINANCIAL LP History Closed out 0 0 0.0% -11,813 -100.0% Q3 2025 Nov 14, 2025
Future Financial Wealth Managment LLC History Closed out 0 0 0.01% -1,300 -100.0% Q3 2025 Oct 15, 2025
Bangor Savings Bank History Closed out 0 0 0.0% -1,211 -100.0% Q3 2025 Oct 27, 2025
MAI Capital Management History Reduced 57 0 0.0% -515 -90.03% Q4 2025 Feb 13, 2026
Turning Point Benefit Group, Inc. History Closed out 0 0 0.0% -383 -100.0% Q3 2025 Nov 17, 2025
ASSETMARK, INC History No change 7 0 0 0.0% Q4 2025 Jan 23, 2026