Ares Dynamic Credit Allocation Fund, Inc. - ARDC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | History | Reduced | 1,588,639 | 19,317 | 0.0% | 0.0% | 1 | -71,836 | -4.33% | Q1 2026 | May 11, 2026 |
| MORGAN STANLEY | History | Added to | 508,884 | 6,188 | 0.0% | 0.0% | 2 | +14,523 | 2.94% | Q1 2026 | May 15, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 502,990 | 6,116 | 0.32% | 0.34% | 3 | +17,969 | 3.7% | Q1 2026 | Apr 17, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 416,398 | 5,063 | 0.04% | 0.04% | 4 | -30,066 | -6.73% | Q1 2026 | May 15, 2026 |
| Penserra Capital Management LLC | History | New | 409,927 | 4,984 | 0.06% | — | 5 | +409,927 | New | Q1 2026 | May 11, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Reduced | 379,595 | 4,615 | 0.06% | 0.07% | 6 | -49,839 | -11.61% | Q1 2026 | May 11, 2026 |
| United Advisor Group, LLC | History | Added to | 358,857 | 4,363 | 0.54% | 0.58% | 7 | +8,860 | 2.53% | Q1 2026 | Apr 17, 2026 |
| Invesco Ltd. | History | Reduced | 335,672 | 4,081 | 0.0% | 0.0% | 8 | -4,389 | -1.29% | Q1 2026 | May 12, 2026 |
| Shaker Financial Services, LLC | History | Added to | 331,238 | 4,027 | 1.4% | 1.03% | 9 | +86,741 | 35.48% | Q1 2026 | May 12, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 324,669 | 3,947 | 0.07% | 0.08% | 10 | -14,910 | -4.39% | Q1 2026 | May 15, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | No change | 298,905 | 3,635 | 0.07% | 0.08% | 11 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| NewEdge Wealth, LLC | History | Added to | 257,244 | 3,128 | 0.04% | 0.04% | 12 | +13,260 | 5.43% | Q1 2026 | May 13, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Reduced | 248,648 | 3,023 | 0.1% | 0.12% | 13 | -6,471 | -2.54% | Q1 2026 | May 13, 2026 |
| Huntleigh Advisors, Inc. | History | Added to | 227,058 | 2,761 | 0.47% | 0.49% | 14 | +10,433 | 4.82% | Q1 2026 | Apr 21, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 223,790 | 2,721 | 0.01% | 0.01% | 15 | -8,440 | -3.63% | Q1 2026 | Apr 22, 2026 |
| Logan Stone Capital, LLC | History | Added to | 197,693 | 2,403 | 0.67% | 0.36% | 16 | +89,047 | 81.96% | Q1 2026 | May 15, 2026 |
| Capital Investment Advisors, LLC | History | Reduced | 189,473 | 2,303 | 0.03% | 0.04% | 17 | -1,104 | -0.58% | Q1 2026 | Apr 17, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Reduced | 146,460 | 1,780 | 0.08% | 0.09% | 18 | -23,132 | -13.64% | Q1 2026 | May 15, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 146,491 | 1,778 | 0.02% | 0.02% | 19 | +40,996 | 38.86% | Q1 2026 | Apr 07, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Added to | 140,770 | 1,711 | 0.02% | 0.01% | 20 | +38,856 | 38.13% | Q1 2026 | May 04, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 130,660 | 1,588 | 0.0% | 0.0% | 21 | +61,904 | 90.03% | Q1 2026 | May 14, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Added to | 115,080 | 1,399 | 0.0% | 0.0% | 22 | +5,263 | 4.79% | Q1 2026 | May 15, 2026 |
| ICON ADVISERS INC/CO | History | New | 97,237 | 1,182 | 0.27% | — | 23 | +97,237 | New | Q1 2026 | May 13, 2026 |
| Curated Wealth Partners LLC | History | Added to | 88,053 | 1,070 | 0.13% | 0.13% | 24 | +145 | 0.16% | Q1 2026 | Apr 09, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 81,125 | 986 | 0.0% | 0.0% | 25 | -51,064 | -38.63% | Q1 2026 | May 15, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Reduced | 60,732 | 738 | 0.04% | 0.04% | 26 | -3,549 | -5.52% | Q1 2026 | Apr 15, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 49,332 | 600 | 0.0% | 0.0% | 27 | -2,910 | -5.57% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 48,789 | 593 | 0.0% | 0.0% | 28 | +8,050 | 19.76% | Q1 2026 | May 06, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 40,304 | 490 | 0.0% | 0.0% | 29 | -141,897 | -77.88% | Q1 2026 | May 12, 2026 |
| &PARTNERS | History | Reduced | 39,917 | 485 | 0.0% | 0.0% | 30 | -27,691 | -40.96% | Q1 2026 | May 15, 2026 |
| Closed-End Fund Advisors, Inc. | History | Added to | 37,654 | 457 | 0.47% | 0.19% | 31 | +12,843 | 51.76% | Q1 2026 | May 11, 2026 |
| Virtus Investment Advisers, LLC | History | Reduced | 34,335 | 417 | 0.12% | 0.14% | 32 | -4,563 | -11.73% | Q1 2026 | May 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 31,352 | 381 | 0.0% | 0.0% | 33 | -19,676 | -38.56% | Q1 2026 | May 15, 2026 |
| NWF Advisory Services Inc. | History | Reduced | 23,150 | 281 | 0.03% | 0.05% | 34 | -7,800 | -25.2% | Q1 2026 | May 04, 2026 |
| UBS Group AG | History | Reduced | 21,557 | 262 | 0.0% | 0.0% | 35 | -32,275 | -59.96% | Q1 2026 | May 05, 2026 |
| Cetera Investment Advisers | History | Reduced | 20,812 | 253 | 0.0% | 0.0% | 36 | -4,848 | -18.89% | Q1 2026 | May 13, 2026 |
| NewEdge Advisors, LLC | History | No change | 19,639 | 238 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2026 | Jun 02, 2026 |
| OPPENHEIMER & CO INC | History | New | 18,301 | 222 | 0.0% | — | 38 | +18,301 | New | Q1 2026 | Apr 23, 2026 |
| World Investment Advisors | History | Reduced | 17,668 | 214 | 0.0% | 0.0% | 39 | -1,230 | -6.51% | Q1 2026 | Apr 27, 2026 |
| Waverly Advisors, LLC | History | Added to | 17,058 | 207 | 0.0% | 0.0% | 40 | +4,178 | 32.44% | Q1 2026 | May 15, 2026 |
| E&G Advisors, LP | History | Reduced | 15,596 | 189 | 0.04% | 0.05% | 41 | -200 | -1.27% | Q1 2026 | Apr 21, 2026 |
| Williams Jones Wealth Management, LLC. | History | No change | 15,435 | 187 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Composition Wealth, LLC | History | No change | 15,000 | 182 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| Anfield Capital Management, LLC | History | Added to | 13,744 | 167 | 0.05% | 0.05% | 44 | +1,135 | 9.0% | Q1 2026 | May 12, 2026 |
| Focus Partners Wealth | History | New | 13,000 | 158 | 0.0% | — | 45 | +13,000 | New | Q1 2026 | May 14, 2026 |
| StoneX Group Inc. | History | New | 12,613 | 153 | 0.01% | — | 46 | +12,613 | New | Q1 2026 | May 14, 2026 |
| HRT FINANCIAL LP | History | New | 11,855 | 144 | 0.0% | — | 47 | +11,855 | New | Q1 2026 | May 14, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Reduced | 11,504 | 139 | 0.01% | 0.04% | 48 | -33,978 | -74.71% | Q1 2026 | May 12, 2026 |
| Founders Financial Alliance, LLC | History | Added to | 11,023 | 134 | 0.02% | 0.03% | 49 | +482 | 4.57% | Q1 2026 | May 11, 2026 |
| NOMURA HOLDINGS INC | History | New | 10,000 | 121 | 0.0% | — | 50 | +10,000 | New | Q1 2026 | May 15, 2026 |
| Neuberger Berman Group LLC | History | No change | 10,000 | 121 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 7,600 | 92 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Spire Wealth Management | History | Added to | 7,500 | 91 | 0.0% | 0.0% | 53 | +1,000 | 15.38% | Q1 2026 | Apr 22, 2026 |
| GoalVest Advisory LLC | History | No change | 7,000 | 85 | 0.02% | 0.02% | 54 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 3,664 | 44 | 0.0% | 0.0% | 55 | -410 | -10.06% | Q1 2026 | Apr 07, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 2,552 | 31 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| WEBSTER BANK, N. A. | History | No change | 2,531 | 30 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 1,800 | 21 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Noble Wealth Management PBC | History | Added to | 981 | 11 | 0.01% | 0.0% | 59 | +481 | 96.2% | Q1 2026 | Apr 02, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 842 | 10 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Triumph Capital Management | History | No change | 800 | 9 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| BOYD WATTERSON ASSET MANAGEMENT LLC/OH | History | No change | 275 | 3 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 250 | 3 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Reduced | 194 | 2 | 0.0% | 0.0% | 64 | -74 | -27.61% | Q1 2026 | May 15, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -45,951 | -100.0% | Q1 2026 | May 12, 2026 |
| Strategic Wealth Partners, Ltd. | History | Closed out | 0 | 0 | — | 0.04% | — | -40,000 | -100.0% | Q1 2026 | May 12, 2026 |
| XTX Topco Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -26,949 | -100.0% | Q1 2026 | May 15, 2026 |
| Marex Group plc | History | Closed out | 0 | 0 | — | 0.0% | — | -22,901 | -100.0% | Q1 2026 | May 13, 2026 |
| Secure Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -19,050 | -100.0% | Q1 2026 | Apr 09, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,955 | -100.0% | Q1 2026 | May 15, 2026 |
| Camelot Portfolios, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -8,400 | -100.0% | Q1 2026 | May 08, 2026 |
| Cedar Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -4,026 | -100.0% | Q1 2026 | May 14, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -2,033 | -100.0% | Q1 2026 | May 07, 2026 |
| Turim 21 Investimentos Ltda. | History | Closed out | 0 | 0 | — | 0.01% | — | -1,332 | -100.0% | Q1 2026 | May 15, 2026 |
| CWM, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -422 | -100.0% | Q1 2026 | May 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -311 | -100.0% | Q1 2026 | May 15, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | New | 13 | 0 | — | — | — | +13 | New | Q1 2026 | May 08, 2026 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | — | — | -7 | -100.0% | Q1 2026 | May 06, 2026 |
| MAI Capital Management | History | No change | 57 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |