Ares Dynamic Credit Allocation Fund, Inc. - ARDC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | History | No change | 1,913,094 | 24,162 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 645,869 | 8,157 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 643,447 | 7,251 | 0.33% | 0.35% | 3 | +42,161 | 7.01% | Q3 2026 | Oct 15, 2026 |
| GUGGENHEIM CAPITAL LLC | History | No change | 432,308 | 5,460 | 0.03% | 0.03% | 4 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Penserra Capital Management LLC | History | No change | 426,195 | 5,382 | 0.04% | 0.04% | 5 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Invesco Ltd. | History | No change | 345,648 | 4,365 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | No change | 338,475 | 4,274 | 0.04% | 0.04% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| United Advisor Group, LLC | History | Reduced | 352,053 | 4,048 | 0.39% | 0.47% | 8 | -1,962 | -0.55% | Q3 2026 | Nov 02, 2026 |
| NewEdge Wealth, LLC | History | No change | 249,723 | 3,154 | 0.03% | 0.03% | 9 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Advisors Asset Management, Inc. | History | No change | 228,388 | 2,884 | 0.04% | 0.04% | 10 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Janney Montgomery Scott LLC | History | No change | 224,560 | 2,836 | 0.01% | 0.01% | 11 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Reduced | 209,406 | 2,408 | 0.07% | 0.08% | 12 | -9,701 | -4.43% | Q3 2026 | Oct 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 186,586 | 2,356 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 199,121 | 2,289 | 0.02% | 0.02% | 14 | +41,869 | 26.63% | Q3 2026 | Oct 08, 2026 |
| Shaker Financial Services, LLC | History | Added to | 196,145 | 2,255 | 0.74% | 0.41% | 15 | +92,604 | 89.44% | Q3 2026 | Oct 14, 2026 |
| Capital Investment Advisors, LLC | History | Reduced | 183,689 | 2,112 | 0.03% | 0.03% | 16 | -3,882 | -2.07% | Q3 2026 | Oct 22, 2026 |
| Huntleigh Advisors, Inc. | History | Added to | 176,168 | 2,025 | 0.28% | 0.31% | 17 | +1,071 | 0.61% | Q3 2026 | Nov 03, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | No change | 150,623 | 1,902 | 0.58% | 0.58% | 18 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| ICON ADVISERS INC/CO | History | No change | 97,237 | 1,228 | 0.23% | 0.23% | 19 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 95,453 | 1,205 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | No change | 92,478 | 1,168 | 0.02% | 0.02% | 21 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Curated Wealth Partners LLC | History | Added to | 92,143 | 1,059 | 0.09% | 0.13% | 22 | +3,290 | 3.7% | Q3 2026 | Oct 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 80,409 | 1,015 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | Added to | 60,367 | 694 | 0.0% | 0.0% | 24 | +14,738 | 32.3% | Q3 2026 | Nov 06, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Reduced | 58,343 | 670 | 0.03% | 0.04% | 25 | -3,302 | -5.36% | Q3 2026 | Nov 05, 2026 |
| Closed-End Fund Advisors, Inc. | History | Added to | 56,661 | 651 | 0.68% | 0.49% | 26 | +16,913 | 42.55% | Q3 2026 | Nov 04, 2026 |
| ROYAL BANK OF CANADA | History | No change | 49,656 | 627 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| &PARTNERS | History | No change | 41,145 | 519 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 40,526 | 511 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 36,111 | 456 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 35,822 | 411 | 0.0% | 0.0% | 31 | -288 | -0.8% | Q3 2026 | Oct 26, 2026 |
| Virtus Investment Advisers, LLC | History | No change | 27,117 | 342 | 0.08% | 0.08% | 32 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| JANE STREET GROUP, LLC | History | No change | 25,340 | 320 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Concurrent Investment Advisors, LLC | History | New | 26,500 | 304 | 0.0% | — | 34 | +26,500 | New | Q3 2026 | Oct 16, 2026 |
| Cetera Investment Advisers | History | No change | 23,113 | 291 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| UBS Group AG | History | No change | 21,872 | 276 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CHOREO, LLC | History | Added to | 21,652 | 249 | 0.0% | 0.0% | 37 | +1,325 | 6.52% | Q3 2026 | Oct 28, 2026 |
| NewEdge Advisors, LLC | History | No change | 19,639 | 248 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Integrity Advisory Solutions, LLC | History | Added to | 21,508 | 247 | 0.03% | 0.02% | 39 | +7,287 | 51.24% | Q3 2026 | Oct 29, 2026 |
| XTX Topco Ltd | History | No change | 18,802 | 237 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NWF Advisory Services Inc. | History | No change | 20,050 | 230 | 0.02% | 0.02% | 41 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| World Investment Advisors | History | No change | 16,940 | 211 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Composition Wealth, LLC | History | No change | 15,000 | 189 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Waverly Advisors, LLC | History | No change | 14,398 | 181 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Williams Jones Wealth Management, LLC. | History | No change | 15,435 | 177 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| E&G Advisors, LLC | History | No change | 15,386 | 176 | 0.03% | 0.04% | 46 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| Focus Partners Wealth | History | No change | 13,000 | 164 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 11,059 | 139 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Founders Financial Alliance, LLC | History | Added to | 11,072 | 127 | 0.02% | 0.02% | 49 | +26 | 0.24% | Q3 2026 | Nov 10, 2026 |
| Neuberger Berman Group LLC | History | No change | 10,000 | 126 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Oct 27, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 9,283 | 117 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Key Capital Management, INC | History | Added to | 9,294 | 106 | 0.04% | 0.01% | 52 | +8,334 | 868.13% | Q3 2026 | Nov 03, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 9,211 | 105 | 0.0% | 0.0% | 53 | -1,366 | -12.91% | Q3 2026 | Nov 02, 2026 |
| Spire Wealth Management | History | No change | 8,500 | 97 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Nuveen, LLC | History | New | 5,607 | 64 | 0.0% | — | 55 | +5,607 | New | Q3 2026 | Nov 10, 2026 |
| CoreCap Advisors, LLC | History | Added to | 5,529 | 63 | 0.0% | 0.0% | 56 | +1,945 | 54.27% | Q3 2026 | Oct 08, 2026 |
| WEBSTER BANK, N. A. | History | No change | 2,531 | 31 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 2,552 | 29 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 970 | 12 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Noble Wealth Management PBC | History | Added to | 1,008 | 11 | 0.0% | 0.01% | 60 | +14 | 1.41% | Q3 2026 | Oct 01, 2026 |
| Triumph Capital Management | History | No change | 800 | 9 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Cassaday & Co Wealth Management LLC | History | New | 720 | 8 | 0.0% | — | 62 | +720 | New | Q3 2026 | Oct 27, 2026 |
| BROWN, LISLE/CUMMINGS, INC. | History | New | 395 | 4 | 0.0% | — | 63 | +395 | New | Q3 2026 | Oct 16, 2026 |
| First Command Advisory Services, Inc. | History | New | 287 | 3 | 0.0% | — | 65 | +287 | New | Q3 2026 | Nov 05, 2026 |
| BOYD WATTERSON ASSET MANAGEMENT LLC/OH | History | No change | 275 | 3 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q3 2026 | Nov 06, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 250 | 2 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| ARES MANAGEMENT LLC | History | No change | 59 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | No change | 55 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |