Ares Dynamic Credit Allocation Fund, Inc. - ARDC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | History | Added to | 1,913,094 | 24,162 | 0.0% | 0.0% | 1 | +324,455 | 20.42% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | Added to | 645,869 | 8,157 | 0.0% | 0.0% | 2 | +136,985 | 26.92% | Q2 2026 | Aug 13, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 601,286 | 7,594 | 0.35% | 0.32% | 3 | +98,296 | 19.54% | Q2 2026 | Jul 23, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 432,308 | 5,460 | 0.03% | 0.04% | 4 | +15,910 | 3.82% | Q2 2026 | Aug 12, 2026 |
| Penserra Capital Management LLC | History | Added to | 426,195 | 5,382 | 0.04% | 0.06% | 5 | +16,268 | 3.97% | Q2 2026 | Aug 13, 2026 |
| United Advisor Group, LLC | History | Reduced | 354,015 | 4,471 | 0.47% | 0.54% | 6 | -4,842 | -1.35% | Q2 2026 | Jul 29, 2026 |
| Invesco Ltd. | History | Added to | 345,648 | 4,365 | 0.0% | 0.0% | 7 | +9,976 | 2.97% | Q2 2026 | Aug 14, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Reduced | 338,475 | 4,274 | 0.04% | 0.06% | 8 | -41,120 | -10.83% | Q2 2026 | Aug 14, 2026 |
| NewEdge Wealth, LLC | History | Reduced | 249,723 | 3,154 | 0.03% | 0.04% | 9 | -7,521 | -2.92% | Q2 2026 | Aug 10, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 228,388 | 2,884 | 0.04% | 0.07% | 10 | -96,281 | -29.66% | Q2 2026 | Aug 13, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 224,560 | 2,836 | 0.01% | 0.01% | 11 | +770 | 0.34% | Q2 2026 | Aug 05, 2026 |
| Hennion & Walsh Asset Management, Inc. | History | Reduced | 219,107 | 2,767 | 0.08% | 0.1% | 12 | -29,541 | -11.88% | Q2 2026 | Jul 08, 2026 |
| Capital Investment Advisors, LLC | History | Reduced | 187,571 | 2,369 | 0.03% | 0.03% | 13 | -1,902 | -1.0% | Q2 2026 | Aug 06, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | New | 186,586 | 2,356 | 0.0% | — | 14 | +186,586 | New | Q2 2026 | Sep 23, 2026 |
| Huntleigh Advisors, Inc. | History | Reduced | 175,097 | 2,211 | 0.31% | 0.47% | 15 | -51,961 | -22.88% | Q2 2026 | Aug 04, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 157,252 | 1,986 | 0.02% | 0.02% | 16 | +10,761 | 7.35% | Q2 2026 | Jul 17, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | New | 150,623 | 1,902 | 0.58% | — | 17 | +150,623 | New | Q2 2026 | Aug 10, 2026 |
| Shaker Financial Services, LLC | History | Reduced | 103,541 | 1,307 | 0.41% | 1.4% | 18 | -227,697 | -68.74% | Q2 2026 | Jul 15, 2026 |
| ICON ADVISERS INC/CO | History | No change | 97,237 | 1,228 | 0.23% | 0.27% | 19 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 95,453 | 1,205 | 0.0% | 0.0% | 20 | -35,207 | -26.95% | Q2 2026 | Aug 14, 2026 |
| SIT INVESTMENT ASSOCIATES INC | History | Reduced | 92,478 | 1,168 | 0.02% | 0.07% | 21 | -206,427 | -69.06% | Q2 2026 | Aug 12, 2026 |
| Curated Wealth Partners LLC | History | Added to | 88,853 | 1,122 | 0.13% | 0.13% | 22 | +800 | 0.91% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 80,409 | 1,015 | 0.0% | 0.0% | 23 | -716 | -0.88% | Q2 2026 | Aug 14, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Added to | 61,645 | 778 | 0.04% | 0.04% | 24 | +913 | 1.5% | Q2 2026 | Jul 23, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 49,656 | 627 | 0.0% | 0.0% | 25 | +324 | 0.66% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | Reduced | 45,629 | 576 | 0.0% | 0.0% | 26 | -3,160 | -6.48% | Q2 2026 | Aug 07, 2026 |
| &PARTNERS | History | Added to | 41,145 | 519 | 0.0% | 0.0% | 27 | +1,228 | 3.08% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 40,526 | 511 | 0.0% | 0.0% | 28 | +9,174 | 29.26% | Q2 2026 | Aug 14, 2026 |
| Closed-End Fund Advisors, Inc. | History | Added to | 39,748 | 502 | 0.49% | 0.47% | 29 | +2,094 | 5.56% | Q2 2026 | Jul 27, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 36,110 | 456 | 0.0% | 0.0% | 31 | +17,809 | 97.31% | Q2 2026 | Aug 03, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 36,111 | 456 | 0.0% | 0.0% | 30 | -4,193 | -10.4% | Q2 2026 | Aug 12, 2026 |
| Virtus Investment Advisers, LLC | History | Reduced | 27,117 | 342 | 0.08% | 0.12% | 32 | -7,218 | -21.02% | Q2 2026 | Aug 11, 2026 |
| JANE STREET GROUP, LLC | History | New | 25,340 | 320 | 0.0% | — | 33 | +25,340 | New | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | Added to | 23,113 | 291 | 0.0% | 0.0% | 34 | +2,301 | 11.06% | Q2 2026 | Aug 12, 2026 |
| UBS Group AG | History | Added to | 21,872 | 276 | 0.0% | 0.0% | 35 | +315 | 1.46% | Q2 2026 | Aug 13, 2026 |
| CHOREO, LLC | History | New | 20,327 | 256 | 0.0% | — | 36 | +20,327 | New | Q2 2026 | Aug 04, 2026 |
| NWF Advisory Services Inc. | History | Reduced | 20,050 | 253 | 0.02% | 0.03% | 37 | -3,100 | -13.39% | Q2 2026 | Jul 29, 2026 |
| NewEdge Advisors, LLC | History | No change | 19,639 | 248 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| XTX Topco Ltd | History | New | 18,802 | 237 | 0.0% | — | 39 | +18,802 | New | Q2 2026 | Aug 14, 2026 |
| World Investment Advisors | History | Reduced | 16,940 | 211 | 0.0% | 0.0% | 40 | -728 | -4.12% | Q2 2026 | Aug 13, 2026 |
| E&G Advisors, LLC | History | Reduced | 15,386 | 194 | 0.04% | 0.04% | 41 | -210 | -1.35% | Q2 2026 | Jul 23, 2026 |
| Williams Jones Wealth Management, LLC. | History | No change | 15,435 | 194 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Composition Wealth, LLC | History | No change | 15,000 | 189 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Waverly Advisors, LLC | History | Reduced | 14,398 | 181 | 0.0% | 0.0% | 44 | -2,660 | -15.59% | Q2 2026 | Aug 14, 2026 |
| Integrity Advisory Solutions, LLC | History | New | 14,221 | 179 | 0.02% | — | 45 | +14,221 | New | Q2 2026 | Jul 31, 2026 |
| Anfield Capital Management, LLC | History | No change | 13,744 | 167 | 0.05% | 0.05% | 46 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Focus Partners Wealth | History | No change | 13,000 | 164 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 11,059 | 139 | 0.0% | — | 49 | +11,059 | New | Q2 2026 | Aug 14, 2026 |
| Founders Financial Alliance, LLC | History | Added to | 11,046 | 139 | 0.02% | 0.02% | 48 | +23 | 0.21% | Q2 2026 | Aug 04, 2026 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 10,577 | 133 | 0.0% | 0.02% | 50 | -130,193 | -92.49% | Q2 2026 | Aug 10, 2026 |
| Neuberger Berman Group LLC | History | No change | 10,000 | 126 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 9,283 | 117 | 0.0% | 0.0% | 52 | +7,483 | 415.72% | Q2 2026 | Aug 13, 2026 |
| Spire Wealth Management | History | Added to | 8,500 | 107 | 0.0% | 0.0% | 53 | +1,000 | 13.33% | Q2 2026 | Jul 15, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 3,584 | 45 | 0.0% | 0.0% | 54 | -80 | -2.18% | Q2 2026 | Jul 06, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 2,552 | 32 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| WEBSTER BANK, N. A. | History | No change | 2,531 | 31 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Key Capital Management, INC | History | New | 960 | 12 | 0.01% | — | 59 | +960 | New | Q2 2026 | Jul 27, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 970 | 12 | 0.0% | 0.0% | 57 | +128 | 15.2% | Q2 2026 | Aug 13, 2026 |
| Noble Wealth Management PBC | History | Added to | 994 | 12 | 0.01% | 0.01% | 58 | +13 | 1.33% | Q2 2026 | Jul 01, 2026 |
| Triumph Capital Management | History | No change | 800 | 10 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| BOYD WATTERSON ASSET MANAGEMENT LLC/OH | History | No change | 275 | 3 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 250 | 3 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| Logan Stone Capital, LLC | History | Closed out | 0 | 0 | — | 0.67% | — | -197,693 | -100.0% | Q2 2026 | Aug 14, 2026 |
| READYSTATE ASSET MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.08% | — | -146,460 | -100.0% | Q2 2026 | Aug 14, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -115,080 | -100.0% | Q2 2026 | Aug 14, 2026 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -12,613 | -100.0% | Q2 2026 | Aug 12, 2026 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -11,855 | -100.0% | Q2 2026 | Aug 14, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.01% | — | -11,504 | -100.0% | Q2 2026 | Aug 11, 2026 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Federation des caisses Desjardins du Quebec | History | Closed out | 0 | 0 | — | 0.0% | — | -7,600 | -100.0% | Q2 2026 | Aug 13, 2026 |
| GoalVest Advisory LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -7,000 | -100.0% | Q2 2026 | Jul 08, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -194 | -100.0% | Q2 2026 | Aug 14, 2026 |
| ARES MANAGEMENT LLC | History | New | 59 | 0 | — | — | — | +59 | New | Q2 2026 | Aug 14, 2026 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | — | — | -57 | -100.0% | Q2 2026 | Aug 14, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | New | 55 | 0 | — | — | — | +55 | New | Q2 2026 | Aug 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | — | — | -13 | -100.0% | Q2 2026 | Aug 07, 2026 |