Ark 21Shares Bitcoin ETF - ARKB
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ARK Investment Management LLC | History | No change | 6,454,565 | 125,605 | 0.82% | 0.82% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Schonfeld Strategic Advisors LLC | History | No change | 3,935,278 | 76,580 | 0.27% | 0.27% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Galaxy Digital Inc. | History | No change | 3,892,800 | 75,753 | 4.47% | 4.47% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Intesa Sanpaolo S.p.A. | History | No change | 3,473,584 | 67,630 | 2.31% | 2.31% | 4 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| JANE STREET GROUP, LLC | History | No change | 2,779,451 | 54,088 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HBK INVESTMENTS L P | History | No change | 1,966,887 | 38,275 | 0.37% | 0.37% | 6 | 0 | 0.0% | Q2 2026 | Sep 16, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 1,060,383 | 20,635 | 0.01% | 0.01% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cyndeo Wealth Partners, LLC | History | Added to | 713,620 | 19,760 | 0.89% | 0.58% | 8 | +75,698 | 11.87% | Q3 2026 | Oct 16, 2026 |
| KALEIDOSCOPE CAPITAL LP | History | No change | 961,963 | 18,719 | 6.92% | 6.92% | 9 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Tidal Investments LLC | History | No change | 853,229 | 16,603 | 0.03% | 0.03% | 10 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| TITLEIST ASSET MANAGEMENT, LLC | History | Reduced | 363,742 | 10,072 | 0.65% | 0.48% | 11 | -4,766 | -1.29% | Q3 2026 | Oct 08, 2026 |
| STATE OF MICHIGAN RETIREMENT SYSTEM | History | No change | 300,000 | 8,307 | 0.04% | 0.03% | 12 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Blue Trust, Inc. | History | Added to | 254,662 | 7,051 | 0.07% | 0.05% | 13 | +29,882 | 13.29% | Q3 2026 | Oct 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 346,803 | 6,748 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| IMC-Chicago, LLC | History | New | 221,632 | 6,136 | 0.0% | — | 15 | +221,632 | New | Q3 2026 | Nov 05, 2026 |
| Palatine Hill Wealth Management, LLC | History | Reduced | 220,555 | 6,107 | 4.39% | 3.48% | 16 | -1,226 | -0.55% | Q3 2026 | Nov 02, 2026 |
| MEITAV INVESTMENT HOUSE LTD | History | Reduced | 187,247 | 5,184 | 0.03% | 0.02% | 17 | -479 | -0.26% | Q3 2026 | Oct 28, 2026 |
| Farringdon Capital, Ltd. | History | No change | 255,448 | 4,971 | 2.46% | 2.46% | 18 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CITADEL ADVISORS LLC | History | No change | 251,743 | 4,898 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Quadrature Capital Ltd | History | No change | 238,397 | 4,639 | 0.04% | 0.04% | 20 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 128,480 | 3,558 | 0.01% | 0.01% | 21 | -42,846 | -25.01% | Q3 2026 | Nov 02, 2026 |
| PARTNERS WEALTH MANAGEMENT, LLC | History | New | 128,165 | 3,548 | 0.37% | — | 22 | +128,165 | New | Q3 2026 | Oct 28, 2026 |
| HSBC HOLDINGS PLC | History | No change | 180,000 | 3,502 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Dakota Wealth Management | History | No change | 162,027 | 3,153 | 0.06% | 0.06% | 24 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| LPL Financial LLC | History | No change | 134,077 | 2,609 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 90,897 | 2,516 | 0.08% | 0.06% | 26 | +2,306 | 2.6% | Q3 2026 | Nov 04, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 83,143 | 2,302 | 0.01% | 0.01% | 27 | -6,922 | -7.69% | Q3 2026 | Nov 02, 2026 |
| Brookstone Capital Management | History | New | 81,351 | 2,252 | 0.02% | — | 28 | +81,351 | New | Q3 2026 | Oct 22, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 112,882 | 2,196 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Wealthcare Advisory Partners LLC | History | Reduced | 71,894 | 1,990 | 0.03% | 0.03% | 30 | -20,772 | -22.42% | Q3 2026 | Oct 21, 2026 |
| HighTower Advisors, LLC | History | No change | 100,049 | 1,946 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| SIMPLEX TRADING, LLC | History | Added to | 68,297 | 1,891 | 0.0% | 0.0% | 32 | +59,843 | 707.87% | Q3 2026 | Nov 04, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 96,359 | 1,875 | 0.02% | 0.02% | 33 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| One Charles Private Wealth Services, LLC | History | No change | 88,282 | 1,717 | 0.4% | 0.4% | 34 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| Prospera Financial Services Inc | History | Reduced | 65,771 | 1,672 | 0.02% | 0.02% | 35 | -649 | -0.98% | Q3 2026 | Nov 04, 2026 |
| Freedom Financial Partners LLC | History | Added to | 58,530 | 1,620 | 0.53% | 0.36% | 36 | +1,145 | 2.0% | Q3 2026 | Oct 19, 2026 |
| HBW ADVISORY SERVICES LLC | History | Reduced | 55,602 | 1,539 | 0.15% | 0.1% | 37 | -471 | -0.84% | Q3 2026 | Oct 14, 2026 |
| CERTIOR FINANCIAL GROUP, LLC | History | No change | 50,368 | 1,394 | 0.76% | 0.54% | 38 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 67,652 | 1,316 | 0.01% | 0.01% | 39 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SURIENCE PRIVATE WEALTH LLC | History | New | 46,813 | 1,296 | 1.24% | — | 40 | +46,813 | New | Q3 2026 | Oct 16, 2026 |
| Virtu Financial LLC | History | No change | 65,629 | 1,277 | 0.04% | 0.04% | 41 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Creative Planning | History | Reduced | 45,443 | 1,258 | 0.0% | 0.0% | 42 | -2,432 | -5.08% | Q3 2026 | Nov 02, 2026 |
| Triad Wealth Partners, LLC | History | Added to | 44,278 | 1,226 | 0.07% | 0.06% | 43 | +50 | 0.11% | Q3 2026 | Oct 26, 2026 |
| BIP Wealth, LLC | History | New | 43,519 | 1,205 | 0.03% | — | 44 | +43,519 | New | Q3 2026 | Oct 22, 2026 |
| GK Wealth Management LLC | History | New | 43,446 | 1,203 | 0.68% | — | 45 | +43,446 | New | Q3 2026 | Oct 09, 2026 |
| Mustard Seed Financial, LLC | History | Added to | 42,614 | 1,179 | 0.6% | 0.43% | 46 | +24 | 0.06% | Q3 2026 | Oct 30, 2026 |
| Vident Advisory, LLC | History | No change | 58,794 | 1,144 | 0.01% | 0.01% | 47 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| NewEdge Advisors, LLC | History | No change | 57,826 | 1,125 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Belpointe Asset Management LLC | History | No change | 56,114 | 1,091 | 0.04% | 0.04% | 49 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Rose Capital Advisors LLC | History | Added to | 36,339 | 1,006 | 0.24% | 0.35% | 50 | +319 | 0.89% | Q3 2026 | Nov 04, 2026 |
| Wisconsin Wealth Advisors, LLC | History | Reduced | 35,992 | 996 | 0.84% | 0.6% | 51 | -217 | -0.6% | Q3 2026 | Oct 08, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | No change | 48,055 | 935 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 34,495 | 934 | 0.04% | 0.03% | 53 | +1,227 | 3.69% | Q3 2026 | Oct 15, 2026 |
| Global View Capital Management LLC | History | New | 31,300 | 866 | 0.19% | — | 54 | +31,300 | New | Q3 2026 | Oct 28, 2026 |
| Taylor & Morgan Wealth Management, LLC | History | No change | 29,513 | 817 | 0.39% | 0.28% | 55 | 0 | 0.0% | Q3 2026 | Oct 09, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 41,158 | 800 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Well Done, LLC | History | Reduced | 27,375 | 758 | 0.1% | 0.07% | 57 | -270 | -0.98% | Q3 2026 | Oct 20, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | History | Reduced | 26,987 | 747 | 0.03% | 0.01% | 58 | -18,751 | -41.0% | Q3 2026 | Oct 21, 2026 |
| Revisor Wealth Management LLC | History | New | 26,538 | 725 | 0.18% | — | 59 | +26,538 | New | Q3 2026 | Oct 20, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 35,233 | 685 | 0.01% | 0.01% | 60 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| NewEdge Wealth, LLC | History | No change | 35,139 | 683 | 0.01% | 0.01% | 61 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Geneos Wealth Management Inc. | History | No change | 34,158 | 664 | 0.01% | 0.01% | 62 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| OxenFree Capital LLC | History | Added to | 23,158 | 657 | 0.28% | 0.22% | 63 | +224 | 0.98% | Q3 2026 | Oct 07, 2026 |
| Capital Asset Advisory Services LLC | History | No change | 23,751 | 640 | 0.02% | 0.02% | 64 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Union Bancaire Privee, UBP SA | History | No change | 27,024 | 635 | 0.01% | 0.0% | 65 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Beacon Financial Advisory LLC | History | Added to | 21,324 | 590 | 0.11% | 0.08% | 66 | +67 | 0.32% | Q3 2026 | Oct 16, 2026 |
| Lido Advisors, LLC | History | No change | 20,308 | 562 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Cresset Asset Management, LLC | History | No change | 28,809 | 560 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 28,200 | 548 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Pallas Capital Advisors LLC | History | No change | 27,903 | 542 | 0.02% | 0.02% | 70 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| MORGAN STANLEY | History | No change | 27,701 | 539 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| EAGLE GLOBAL ADVISORS LLC | History | Added to | 19,100 | 528 | 0.02% | 0.01% | 72 | +4,700 | 32.64% | Q3 2026 | Nov 02, 2026 |
| Modern Wealth Management, LLC | History | No change | 25,910 | 504 | 0.01% | 0.01% | 73 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Marex Group Ltd | History | No change | 25,000 | 486 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Concurrent Investment Advisors, LLC | History | Reduced | 17,427 | 482 | 0.0% | 0.0% | 75 | -1,980 | -10.2% | Q3 2026 | Oct 16, 2026 |
| Mariner, LLC | History | No change | 23,216 | 451 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Harel Insurance Investments & Financial Services Ltd. | History | Reduced | 16,237 | 450 | 0.0% | 0.0% | 77 | -374 | -2.25% | Q3 2026 | Nov 02, 2026 |
| Perigon Wealth Management, LLC | History | No change | 16,227 | 449 | 0.01% | 0.0% | 78 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| Advisor OS, LLC | History | New | 15,888 | 439 | 0.03% | — | 80 | +15,888 | New | Q3 2026 | Nov 03, 2026 |
| FLOW TRADERS U.S. LLC | History | No change | 22,541 | 439 | 0.02% | 0.02% | 79 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Teucrium Investment Advisors, LLC | History | No change | 22,126 | 430 | 0.38% | 0.38% | 81 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Interchange Capital Partners, LLC | History | Reduced | 15,074 | 417 | 0.07% | 0.06% | 82 | -68 | -0.45% | Q3 2026 | Oct 27, 2026 |
| Upper Left Wealth Management, LLC | History | Reduced | 13,635 | 377 | 0.2% | 0.15% | 83 | -460 | -3.26% | Q3 2026 | Oct 14, 2026 |
| MAI Capital Management | History | No change | 18,238 | 354 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Qube Research & Technologies Ltd | History | No change | 17,335 | 337 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 12,003 | 332 | 0.0% | 0.0% | 86 | -21,472 | -64.14% | Q3 2026 | Nov 02, 2026 |
| Avidian Wealth Enterprises, LLC | History | No change | 11,037 | 305 | 0.01% | 0.01% | 87 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Womack Financial LLC | History | Added to | 11,002 | 304 | 0.2% | 0.14% | 88 | +449 | 4.25% | Q3 2026 | Oct 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 15,600 | 303 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 15,347 | 298 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Advyzon Investment Management, LLC | History | No change | 14,218 | 276 | 0.02% | 0.02% | 91 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| StoneX Group Inc. | History | New | 10,292 | 272 | 0.01% | — | 92 | +10,292 | New | Q3 2026 | Nov 03, 2026 |
| CWC Advisors, LLC. | History | New | 9,740 | 269 | 0.13% | — | 93 | +9,740 | New | Q3 2026 | Oct 15, 2026 |
| MSH Capital Advisors LLC | History | New | 8,942 | 250 | 0.04% | — | 94 | +8,942 | New | Q3 2026 | Nov 02, 2026 |
| CWA Asset Management Group, LLC | History | New | 8,765 | 242 | 0.01% | — | 95 | +8,765 | New | Q3 2026 | Oct 19, 2026 |
| Douglass Winthrop Advisors, LLC | History | No change | 12,200 | 237 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Wealth Preservation Advisors, LLC | History | No change | 12,000 | 233 | 0.13% | 0.13% | 97 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Castle Rock Wealth Management, LLC | History | New | 8,131 | 230 | 0.04% | — | 100 | +8,131 | New | Q3 2026 | Oct 09, 2026 |
| CIBC WORLD MARKET INC. | History | No change | 11,850 | 230 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NorthRock Partners, LLC | History | No change | 11,860 | 230 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Merit Financial Group, LLC | History | No change | 11,666 | 227 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Paragon Private Wealth Management, LLC | History | New | 8,175 | 226 | 0.07% | — | 102 | +8,175 | New | Q3 2026 | Oct 20, 2026 |
| Clarus Group, Inc. | History | New | 8,065 | 223 | 0.07% | — | 103 | +8,065 | New | Q3 2026 | Oct 21, 2026 |
| HRT FINANCIAL LP | History | No change | 11,415 | 222 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TRUE Private Wealth Advisors | History | New | 7,800 | 215 | 0.02% | — | 105 | +7,800 | New | Q3 2026 | Oct 19, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 10,260 | 199 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Waverly Advisors, LLC | History | No change | 10,000 | 194 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 5,055 | 139 | 0.0% | 0.0% | 108 | +273 | 5.71% | Q3 2026 | Oct 08, 2026 |
| Allworth Financial LP | History | No change | 6,531 | 127 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| HOLLENCREST CAPITAL MANAGEMENT | History | No change | 6,300 | 122 | 0.01% | 0.01% | 110 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| TOWARZYSTWO FUNDUSZY INWESTYCYJNYCH PZU SA | History | No change | 6,100 | 118 | 0.03% | 0.03% | 111 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| MADDEN SECURITIES Corp | History | Reduced | 4,135 | 114 | 0.03% | 0.11% | 112 | -15,510 | -78.95% | Q3 2026 | Oct 27, 2026 |
| Elequin Capital, LP | History | No change | 5,375 | 104 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 4,000 | 77 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Indiana Trust & Investment Management Co | History | No change | 2,610 | 72 | 0.02% | 0.01% | 115 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| ROSS\JOHNSON & Associates LLC | History | No change | 3,474 | 67 | 1.05% | 1.05% | 116 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HARBOR INVESTMENT ADVISORY, LLC | History | Reduced | 2,100 | 58 | 0.0% | 0.0% | 117 | -130 | -5.83% | Q3 2026 | Oct 13, 2026 |
| William Mack & Associates, Inc. | History | New | 1,794 | 49 | 0.02% | — | 118 | +1,794 | New | Q3 2026 | Oct 27, 2026 |
| Provenance Wealth Advisors, LLC | History | New | 1,677 | 46 | 0.0% | — | 119 | +1,677 | New | Q3 2026 | Oct 30, 2026 |
| Turim 21 Investimentos Ltda. | History | No change | 2,301 | 44 | 0.01% | 0.01% | 120 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Mosley Wealth Management | History | No change | 1,598 | 43 | 0.01% | 0.01% | 121 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| Markowski Investments | History | New | 1,440 | 39 | 0.01% | — | 122 | +1,440 | New | Q3 2026 | Oct 30, 2026 |
| CENTRAL TRUST Co | History | No change | 1,917 | 37 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | No change | 1,884 | 37 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LANARK FINANCIAL, INC. | History | No change | 1,155 | 31 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Ares Financial Consulting, LLC | History | No change | 954 | 26 | 0.02% | 0.01% | 126 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | No change | 924 | 25 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 948 | 18 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MidFirst Bank | History | No change | 900 | 17 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| TD Waterhouse Canada Inc. | History | New | 480 | 13 | 0.0% | — | 130 | +480 | New | Q3 2026 | Oct 16, 2026 |
| Triumph Capital Management | History | New | 396 | 10 | 0.0% | — | 132 | +396 | New | Q3 2026 | Oct 14, 2026 |
| Bullock Wealth Management Group | History | No change | 360 | 10 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q3 2026 | Oct 09, 2026 |
| FIFTH THIRD BANCORP | History | No change | 499 | 9 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| AMERICAN NATIONAL BANK & TRUST | History | New | 315 | 8 | 0.0% | — | 135 | +315 | New | Q3 2026 | Oct 07, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 300 | 8 | 0.0% | 0.0% | 134 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Parallel Advisors, LLC | History | No change | 285 | 7 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Global Trust Asset Management, LLC | History | No change | 200 | 5 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 243 | 4 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Midwest Capital Advisors, LLC | History | No change | 165 | 4 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| HM PAYSON & CO | History | No change | 90 | 1 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| CITIZENS FINANCIAL GROUP INC/RI | History | Closed out | 0 | 0 | — | 0.01% | — | -32,073 | -100.0% | Q3 2026 | Oct 23, 2026 |
| Venture Visionary Partners LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -26,687 | -100.0% | Q3 2026 | Oct 07, 2026 |
| rebel Financial LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -13,960 | -100.0% | Q3 2026 | Nov 03, 2026 |
| Three Magnolias Financial Advisors, LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -11,942 | -100.0% | Q3 2026 | Oct 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Arax Advisory Partners | History | No change | 38 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Larson Financial Group LLC | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| N.E.W. Advisory Services LLC | History | No change | 36 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |