ARK ETF Trust - ARKX
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 29 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 458,717 | 13,293 | 0.0% | 0.0% | 1 | +177,290 | 63.0% | Q4 2025 | Feb 11, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 124,322 | 3,602 | 0.0% | 0.0% | 2 | -16,115 | -11.47% | Q4 2025 | Feb 17, 2026 |
| Quadrature Capital Ltd | History | New | 89,980 | 2,607 | 0.03% | — | 3 | +89,980 | New | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Added to | 72,836 | 2,110 | 0.0% | 0.0% | 4 | +35,338 | 94.24% | Q4 2025 | Jan 29, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 58,179 | 1,685 | 0.0% | 0.0% | 5 | +11,738 | 25.28% | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 53,600 | 1,553 | 0.0% | 0.0% | 6 | -125,300 | -70.04% | Q4 2025 | Feb 17, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 48,500 | 1,405 | 0.0% | 0.0% | 7 | -44,900 | -48.07% | Q4 2025 | Feb 12, 2026 |
| WJ Wealth Management, LLC | History | Reduced | 47,440 | 1,374 | 0.6% | 0.66% | 8 | -221 | -0.46% | Q4 2025 | Feb 05, 2026 |
| Eschler Asset Management LLP | History | New | 45,383 | 1,315 | 0.89% | — | 9 | +45,383 | New | Q4 2025 | Feb 13, 2026 |
| Canal Insurance CO | History | No change | 40,000 | 1,159 | 0.28% | 0.24% | 10 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Brookstone Capital Management | History | Added to | 39,142 | 1,134 | 0.01% | 0.01% | 11 | +14,244 | 57.21% | Q4 2025 | Jan 15, 2026 |
| ROYAL BANK OF CANADA | History | New | 34,742 | 1,007 | 0.0% | — | 12 | +34,742 | New | Q4 2025 | Feb 17, 2026 |
| MARSHALL INVESTMENT MANAGEMENT, LLC | History | Added to | 34,671 | 1,004 | 0.5% | 0.51% | 13 | +941 | 2.79% | Q4 2025 | Feb 09, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 34,009 | 985 | 0.0% | 0.0% | 14 | +4,076 | 13.62% | Q4 2025 | Feb 10, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 32,458 | 940 | 0.0% | 0.0% | 15 | +1,868 | 6.11% | Q4 2025 | Feb 11, 2026 |
| PFG Investments, LLC | History | Reduced | 31,581 | 915 | 0.04% | 0.05% | 16 | -590 | -1.83% | Q4 2025 | Jan 26, 2026 |
| GTS SECURITIES LLC | History | New | 29,451 | 853 | 0.03% | — | 17 | +29,451 | New | Q4 2025 | Feb 13, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | New | 28,798 | 834 | 0.0% | — | 18 | +28,798 | New | Q4 2025 | Jan 26, 2026 |
| SCS Capital Management LLC | History | No change | 26,081 | 755 | 0.01% | 0.01% | 19 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 24,681 | 715 | 0.0% | 0.0% | 20 | +3,246 | 15.14% | Q4 2025 | Feb 12, 2026 |
| Ferguson Shapiro LLC | History | Reduced | 24,093 | 698 | 0.21% | 0.25% | 21 | -3,220 | -11.79% | Q4 2025 | Jan 26, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 23,910 | 693 | 0.02% | 0.02% | 22 | +5,155 | 27.49% | Q4 2025 | Feb 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 21,592 | 625 | 0.0% | 0.0% | 23 | -13,610 | -38.66% | Q4 2025 | Feb 18, 2026 |
| Creative Planning | History | Reduced | 17,727 | 513 | 0.0% | 0.0% | 24 | -102 | -0.57% | Q4 2025 | Feb 17, 2026 |
| CWM, LLC | History | Reduced | 17,280 | 501 | 0.0% | 0.0% | 25 | -318 | -1.81% | Q4 2025 | Jan 26, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 16,424 | 475 | 0.01% | 0.01% | 26 | +375 | 2.34% | Q4 2025 | Jan 29, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 15,330 | 444 | 0.0% | 0.0% | 27 | +3,249 | 26.89% | Q4 2025 | Feb 05, 2026 |
| Diversify Advisory Services, LLC | History | New | 12,547 | 441 | 0.01% | — | 28 | +12,547 | New | Q4 2025 | Jan 23, 2026 |
| Cetera Investment Advisers | History | Reduced | 14,759 | 427 | 0.0% | 0.0% | 29 | -673 | -4.36% | Q4 2025 | Feb 17, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 14,702 | 426 | 0.01% | 0.0% | 30 | +1,222 | 9.07% | Q4 2025 | Feb 02, 2026 |
| Private Advisor Group, LLC | History | Added to | 13,346 | 386 | 0.0% | 0.0% | 31 | +95 | 0.72% | Q4 2025 | Feb 17, 2026 |
| Grandview Asset Management LLC | History | New | 10,653 | 308 | 0.08% | — | 32 | +10,653 | New | Q4 2025 | Jan 26, 2026 |
| M & L Capital Management Ltd | History | Reduced | 10,200 | 295 | 0.06% | 0.15% | 33 | -16,900 | -62.36% | Q4 2025 | Jan 12, 2026 |
| Gradient Investments LLC | History | No change | 10,172 | 294 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q4 2025 | Jan 08, 2026 |
| WCG Wealth Advisors LLC | History | Reduced | 10,070 | 291 | 0.01% | 0.02% | 35 | -317 | -3.05% | Q4 2025 | Feb 10, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 9,942 | 288 | 0.0% | 0.0% | 36 | +465 | 4.91% | Q4 2025 | Feb 11, 2026 |
| World Investment Advisors | History | Added to | 9,188 | 266 | 0.0% | 0.01% | 37 | +303 | 3.41% | Q4 2025 | Mar 12, 2026 |
| BROWN, LISLE/CUMMINGS, INC. | History | No change | 8,900 | 257 | 0.06% | 0.07% | 38 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| FIFTH THIRD SECURITIES, INC. | History | New | 8,850 | 256 | 0.02% | — | 39 | +8,850 | New | Q4 2025 | Jan 23, 2026 |
| MORGAN STANLEY | History | Reduced | 8,308 | 240 | 0.0% | 0.0% | 40 | -41,778 | -83.41% | Q4 2025 | Feb 13, 2026 |
| Stirlingshire Investments, Inc. | History | New | 7,949 | 230 | 0.2% | — | 41 | +7,949 | New | Q4 2025 | Feb 11, 2026 |
| Sanctuary Advisors, LLC | History | New | 7,666 | 222 | 0.0% | — | 42 | +7,666 | New | Q4 2025 | Jan 29, 2026 |
| STIFEL FINANCIAL CORP | History | New | 7,157 | 207 | 0.0% | — | 43 | +7,157 | New | Q4 2025 | Feb 13, 2026 |
| Wiser Advisor Group LLC | History | New | 6,759 | 195 | 0.22% | — | 44 | +6,759 | New | Q4 2025 | Feb 09, 2026 |
| TD Waterhouse Canada Inc. | History | New | 4,877 | 141 | 0.0% | — | 45 | +4,877 | New | Q4 2025 | Jan 27, 2026 |
| Kestra Advisory Services, LLC | History | New | 4,832 | 140 | 0.0% | — | 46 | +4,832 | New | Q4 2025 | Feb 13, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 4,533 | 131 | 0.0% | 0.0% | 47 | -67 | -1.46% | Q4 2025 | Feb 18, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 3,665 | 106 | 0.0% | 0.0% | 48 | +2,795 | 321.26% | Q4 2025 | Feb 12, 2026 |
| Financial Management Professionals, Inc. | History | No change | 2,500 | 72 | 0.01% | 0.01% | 49 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| Quent Capital, LLC | History | No change | 2,475 | 71 | 0.01% | 0.01% | 50 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Global Retirement Partners, LLC | History | No change | 2,145 | 62 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 1,737 | 50 | 0.0% | 0.0% | 52 | -212 | -10.88% | Q4 2025 | Feb 10, 2026 |
| Qube Research & Technologies Ltd | History | Added to | 1,724 | 49 | 0.0% | 0.0% | 53 | +1,522 | 753.47% | Q4 2025 | Feb 17, 2026 |
| CoreCap Advisors, LLC | History | Added to | 1,597 | 46 | 0.0% | 0.0% | 54 | +1,450 | 986.39% | Q4 2025 | Jan 13, 2026 |
| CONSULTIVA WEALTH MANAGEMENT, CORP. | History | No change | 1,500 | 43 | 0.12% | 0.12% | 55 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | New | 1,458 | 42 | 0.03% | — | 56 | +1,458 | New | Q4 2025 | Feb 19, 2026 |
| TOTH FINANCIAL ADVISORY CORP | History | Reduced | 1,442 | 41 | 0.0% | 0.0% | 57 | -85 | -5.57% | Q4 2025 | Jan 20, 2026 |
| NBZ Investment Advisors LLC | History | No change | 1,416 | 41 | 0.02% | 0.02% | 58 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| FNY Investment Advisers, LLC | History | New | 1,254 | 36 | 0.01% | — | 60 | +1,254 | New | Q4 2025 | Jan 16, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 1,245 | 36 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Farther Finance Advisors, LLC | History | New | 1,205 | 34 | 0.0% | — | 61 | +1,205 | New | Q4 2025 | Jan 23, 2026 |
| AE Wealth Management LLC | History | Reduced | 1,122 | 32 | 0.0% | 0.0% | 62 | -90 | -7.43% | Q4 2025 | Jan 26, 2026 |
| Allworth Financial LP | History | New | 1,100 | 31 | 0.0% | — | 63 | +1,100 | New | Q4 2025 | Feb 05, 2026 |
| SHP Wealth Management | History | New | 1,000 | 28 | 0.0% | — | 64 | +1,000 | New | Q4 2025 | Mar 04, 2026 |
| MassMutual Private Wealth & Trust, FSB | History | No change | 900 | 26 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q4 2025 | Jan 07, 2026 |
| Spire Wealth Management | History | No change | 917 | 26 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Sunbelt Securities, Inc. | History | No change | 875 | 25 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q4 2025 | Feb 20, 2026 |
| SIGNATUREFD, LLC | History | Reduced | 650 | 18 | 0.0% | 0.0% | 68 | -170 | -20.73% | Q4 2025 | Jan 20, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 612 | 17 | 0.0% | 0.0% | 69 | +250 | 69.06% | Q4 2025 | Feb 13, 2026 |
| NBC SECURITIES, INC. | History | No change | 595 | 17 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Capital Advisors, Ltd. LLC | History | No change | 600 | 17 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Geneos Wealth Management Inc. | History | New | 511 | 14 | 0.0% | — | 73 | +511 | New | Q4 2025 | Jan 28, 2026 |
| CIBC Private Wealth Group LLC | History | Reduced | 497 | 14 | 0.0% | 0.0% | 72 | -80 | -13.86% | Q4 2025 | Feb 12, 2026 |
| Smallwood Wealth Investment Management, LLC | History | No change | 499 | 14 | 0.01% | 0.01% | 74 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Costello Asset Management, INC | History | No change | 450 | 13 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Private Wealth Asset Management, LLC | History | No change | 480 | 13 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 440 | 12 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 425 | 12 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| AlphaCore Capital LLC | History | New | 400 | 11 | 0.0% | — | 80 | +400 | New | Q4 2025 | Feb 05, 2026 |
| Colonial Trust Advisors | History | No change | 400 | 11 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 380 | 11 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 325 | 9 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q4 2025 | Mar 16, 2026 |
| Arax Advisory Partners | History | New | 297 | 8 | 0.0% | — | 84 | +297 | New | Q4 2025 | Feb 13, 2026 |
| FIFTH THIRD BANCORP | History | No change | 304 | 8 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 259 | 7 | 0.0% | — | 85 | +254 | 5080.0% | Q4 2025 | Feb 17, 2026 |
| PITTENGER & ANDERSON INC | History | No change | 218 | 6 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| Garton & Associates Financial Advisors LLC | History | New | 200 | 5 | 0.0% | — | 90 | +200 | New | Q4 2025 | Feb 18, 2026 |
| OPTIMA CAPITAL LLC | History | New | 192 | 5 | 0.0% | — | 88 | +192 | New | Q4 2025 | Jan 23, 2026 |
| Glen Eagle Advisors, LLC | History | No change | 188 | 5 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| KERR FINANCIAL PLANNING Corp | History | No change | 175 | 5 | 0.01% | 0.01% | 89 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| SageView Advisory Group, LLC | History | New | 100 | 2 | 0.0% | — | 96 | +100 | New | Q4 2025 | Feb 17, 2026 |
| Strive Financial Group ,LLC | History | New | 81 | 2 | 0.0% | — | 97 | +81 | New | Q4 2025 | Feb 18, 2026 |
| AdvisorNet Financial, Inc | History | No change | 100 | 2 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| Capital Investment Advisory Services, LLC | History | No change | 75 | 2 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Stone House Investment Management, LLC | History | No change | 100 | 2 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Independence Bank of Kentucky | History | No change | 100 | 2 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| Archer Investment Corp | History | No change | 74 | 2 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Blue Trust, Inc. | History | New | 55 | 1 | 0.0% | — | 103 | +55 | New | Q4 2025 | Jan 16, 2026 |
| BESSEMER GROUP INC | History | No change | 49 | 1 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| ALBION FINANCIAL GROUP /UT | History | No change | 56 | 1 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | No change | 51 | 1 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Horrell Capital Management, Inc. | History | No change | 30 | 1 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| IFP Advisors, Inc | History | No change | 60 | 1 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Activest Wealth Management | History | No change | 64 | 1 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Fairscale Capital, LLC | History | No change | 50 | 1 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -59,156 | -100.0% | Q3 2025 | Nov 14, 2025 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 3 | 0 | — | 0.0% | — | -22,404 | -99.99% | Q4 2025 | Feb 17, 2026 |
| Walleye Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,275 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Simplicity Wealth,LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -8,571 | -100.0% | Q3 2025 | Oct 30, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -3,011 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Advantage Trust Co | History | Closed out | 0 | 0 | — | 0.04% | — | -2,800 | -100.0% | Q3 2025 | Nov 03, 2025 |
| GPS Wealth Strategies Group, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,074 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,167 | -100.0% | Q3 2025 | Nov 18, 2025 |
| AllSquare Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -183 | -100.0% | Q3 2025 | Jan 12, 2026 |
| Wealthspire Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -55 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Concord Wealth Partners | History | New | 17 | 0 | — | — | — | +17 | New | Q4 2025 | Jan 29, 2026 |
| SouthState Bank Corp | History | Closed out | 0 | 0 | — | — | — | -16 | -100.0% | Q3 2025 | Nov 05, 2025 |
| Root Financial Partners, LLC | History | Reduced | 2 | 0 | — | — | — | -7 | -77.78% | Q4 2025 | Feb 10, 2026 |
| Acumen Wealth Advisors, LLC | History | New | 4 | 0 | — | — | — | +4 | New | Q4 2025 | Feb 13, 2026 |
| Quattro Advisors LLC | History | New | 1 | 0 | — | — | — | +1 | New | Q4 2025 | Feb 13, 2026 |
| ASSETMARK, INC | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Windsor Advisory Group, LLC | History | No change | 24 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| New England Capital Financial Advisors LLC | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| Noble Wealth Management PBC | History | No change | 12 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 05, 2026 |
| Copia Wealth Management | History | No change | 20 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |