ARK ETF Trust - ARKX
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | No change | 1,095,923 | 37,392 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Jain Global LLC | History | No change | 894,868 | 30,532 | 0.12% | 0.12% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 312,056 | 10,647 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 223,056 | 7,610 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JANE STREET GROUP, LLC | History | No change | 216,900 | 7,400 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | No change | 207,509 | 7,080 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GTS SECURITIES LLC | History | No change | 181,216 | 6,183 | 0.13% | 0.13% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | No change | 174,600 | 5,957 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 173,138 | 5,523 | 0.01% | 0.01% | 9 | +3,075 | 1.81% | Q3 2026 | Nov 02, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 144,294 | 4,923 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 121,905 | 4,159 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 107,694 | 3,674 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Sequent Planning LLC | History | No change | 97,359 | 3,321 | 0.71% | 0.71% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Financial Sense Advisors, Inc. | History | No change | 89,108 | 3,040 | 0.6% | 0.6% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Quantum Private Wealth, LLC | History | Reduced | 85,924 | 2,740 | 0.7% | 0.82% | 15 | -8,299 | -8.81% | Q3 2026 | Oct 20, 2026 |
| Simplicity Wealth,LLC | History | New | 80,245 | 2,559 | 0.07% | — | 16 | +80,245 | New | Q3 2026 | Oct 23, 2026 |
| O'Connor Alternative Investments LLC | History | No change | 73,600 | 2,511 | 0.18% | 0.18% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 64,655 | 2,206 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 60,492 | 1,929 | 0.0% | 0.0% | 19 | +657 | 1.1% | Q3 2026 | Nov 02, 2026 |
| Brookstone Capital Management | History | Reduced | 54,355 | 1,733 | 0.02% | 0.02% | 20 | -294 | -0.54% | Q3 2026 | Oct 22, 2026 |
| PARK AVENUE SECURITIES LLC | History | Reduced | 49,508 | 1,579 | 0.01% | 0.02% | 21 | -24,827 | -33.4% | Q3 2026 | Oct 26, 2026 |
| JPMORGAN CHASE & CO | History | No change | 46,329 | 1,534 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 43,838 | 1,495 | 0.01% | 0.01% | 23 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NewEdge Advisors, LLC | History | No change | 43,121 | 1,471 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Canal Insurance CO | History | No change | 40,000 | 1,281 | 0.3% | 0.3% | 25 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| MARSHALL INVESTMENT MANAGEMENT, LLC | History | No change | 36,265 | 1,237 | 0.51% | 0.51% | 26 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | No change | 36,100 | 1,231 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 34,371 | 1,172 | 0.01% | 0.01% | 28 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| Grandview Asset Management LLC | History | Reduced | 33,333 | 1,063 | 0.29% | 0.4% | 29 | -13,620 | -29.01% | Q3 2026 | Oct 19, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 29,588 | 1,009 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 30,095 | 960 | 0.02% | 0.02% | 31 | +2,285 | 8.22% | Q3 2026 | Oct 22, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 27,842 | 949 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Creative Planning | History | Added to | 29,531 | 942 | 0.0% | 0.0% | 33 | +7,507 | 34.09% | Q3 2026 | Nov 02, 2026 |
| CARLSON FINANCIAL, INC. | History | Added to | 29,376 | 937 | 0.5% | 0.5% | 34 | +655 | 2.28% | Q3 2026 | Nov 05, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 27,353 | 933 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Private Advisor Group, LLC | History | No change | 26,950 | 919 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| SCS Capital Management LLC | History | No change | 26,081 | 889 | 0.01% | 0.01% | 37 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| BRIGHTON JONES LLC | History | New | 27,041 | 862 | 0.02% | — | 38 | +27,041 | New | Q3 2026 | Nov 03, 2026 |
| Cetera Investment Advisers | History | No change | 24,613 | 839 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| PFG Investments, LLC | History | No change | 24,209 | 826 | 0.03% | 0.03% | 40 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 25,665 | 818 | 0.02% | 0.03% | 41 | -426 | -1.63% | Q3 2026 | Oct 08, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 20,146 | 687 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 20,359 | 649 | 0.0% | 0.0% | 43 | +1,140 | 5.93% | Q3 2026 | Nov 02, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 18,189 | 620 | 0.01% | 0.01% | 44 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Sanctuary Advisors, LLC | History | No change | 16,582 | 565 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 17,645 | 562 | 0.01% | 0.01% | 46 | -1,693 | -8.75% | Q3 2026 | Oct 28, 2026 |
| Turner Financial Group, Inc. | History | No change | 15,958 | 544 | 0.54% | 0.54% | 47 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Capital Advisors, Ltd. LLC | History | Added to | 16,529 | 527 | 0.05% | 0.06% | 48 | +147 | 0.9% | Q3 2026 | Oct 27, 2026 |
| Equitable Holdings, Inc. | History | No change | 15,133 | 516 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| WJ Wealth Management, LLC | History | Reduced | 13,911 | 443 | 0.18% | 0.99% | 50 | -59,642 | -81.09% | Q3 2026 | Nov 03, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 13,514 | 431 | 0.0% | 0.01% | 51 | -1,760 | -11.52% | Q3 2026 | Oct 30, 2026 |
| Advyzon Investment Management, LLC | History | No change | 11,552 | 394 | 0.03% | 0.03% | 52 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 10,959 | 373 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| MONECO ADVISORS, LLC | History | No change | 10,940 | 373 | 0.02% | 0.02% | 54 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| WCG Wealth Advisors LLC | History | No change | 10,389 | 354 | 0.01% | 0.01% | 55 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Janney Montgomery Scott LLC | History | No change | 10,104 | 345 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 9,729 | 331 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | New | 10,219 | 325 | 0.01% | — | 58 | +10,219 | New | Q3 2026 | Oct 13, 2026 |
| Elm3 Financial Group, LLC | History | Added to | 10,178 | 324 | 0.22% | 0.22% | 60 | +955 | 10.35% | Q3 2026 | Oct 07, 2026 |
| Gradient Investments LLC | History | No change | 10,172 | 324 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 10,152 | 323 | 0.0% | 0.0% | 61 | -2,567 | -20.18% | Q3 2026 | Oct 26, 2026 |
| Stirlingshire Investments, Inc. | History | No change | 9,206 | 314 | 0.23% | 0.23% | 62 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| BROWN, LISLE/CUMMINGS, INC. | History | Reduced | 9,500 | 303 | 0.07% | 0.07% | 63 | -250 | -2.56% | Q3 2026 | Oct 16, 2026 |
| Mariner, LLC | History | No change | 8,685 | 296 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NORTHERN TRUST CORP | History | No change | 8,571 | 292 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| World Investment Advisors | History | No change | 9,606 | 282 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FIFTH THIRD SECURITIES, INC. | History | Reduced | 8,629 | 275 | 0.01% | 0.02% | 67 | -108 | -1.24% | Q3 2026 | Oct 21, 2026 |
| Harvest Fund Management Co., Ltd | History | No change | 8,000 | 273 | 0.01% | 0.01% | 68 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| HighTower Advisors, LLC | History | No change | 7,494 | 255 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 7,396 | 252 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Wiser Advisor Group LLC | History | No change | 6,691 | 228 | 0.25% | 0.25% | 71 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Silver Grove Financial Group, Inc. | History | No change | 6,521 | 222 | 0.12% | 0.12% | 72 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Arkadios Wealth Advisors | History | No change | 6,298 | 214 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Focus Partners Wealth | History | No change | 6,171 | 210 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Visionary Wealth Advisors | History | Added to | 6,541 | 208 | 0.01% | 0.01% | 76 | +269 | 4.29% | Q3 2026 | Nov 04, 2026 |
| Advisory Services Network, LLC | History | No change | 6,114 | 208 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CERTIOR FINANCIAL GROUP, LLC | History | No change | 6,528 | 208 | 0.11% | 0.12% | 77 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| Buck Wealth Strategies, LLC | History | Added to | 5,766 | 183 | 0.02% | 0.01% | 78 | +4,185 | 264.71% | Q3 2026 | Oct 28, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 5,174 | 176 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Family Manage LLC | History | No change | 5,000 | 170 | 0.02% | 0.02% | 80 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Global Retirement Partners, LLC | History | No change | 4,242 | 144 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| First PREMIER Bank | History | No change | 4,100 | 131 | 0.02% | 0.02% | 82 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 3,445 | 117 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | New | 3,573 | 113 | 0.01% | — | 84 | +3,573 | New | Q3 2026 | Oct 30, 2026 |
| Ankerstar Wealth, LLC | History | No change | 2,847 | 97 | 0.08% | 0.08% | 85 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| TD Waterhouse Canada Inc. | History | Reduced | 2,980 | 95 | 0.0% | 0.0% | 86 | -2,424 | -44.86% | Q3 2026 | Oct 16, 2026 |
| Allied Private Wealth LLC | History | No change | 2,921 | 94 | 0.06% | 0.06% | 87 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| Advantage Trust Co | History | No change | 2,800 | 89 | 0.03% | 0.03% | 88 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| IFG Advisory, LLC | History | No change | 2,521 | 86 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Powell Investment Advisors, LLC | History | No change | 2,640 | 84 | 0.03% | 0.03% | 90 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Quent Capital, LLC | History | No change | 2,475 | 84 | 0.01% | 0.01% | 91 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| AE Wealth Management LLC | History | No change | 2,418 | 82 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Financial Management Professionals, Inc. | History | No change | 2,500 | 79 | 0.01% | 0.01% | 93 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Hilton Head Capital Partners, LLC | History | Reduced | 2,459 | 78 | 0.04% | 0.04% | 94 | -35 | -1.4% | Q3 2026 | Oct 23, 2026 |
| FRANKLIN RESOURCES INC | History | No change | 2,000 | 68 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LOUISBOURG INVESTMENTS INC. | History | Added to | 2,050 | 65 | 0.01% | 0.01% | 96 | +100 | 5.13% | Q3 2026 | Oct 20, 2026 |
| CONSULTIVA WEALTH MANAGEMENT, CORP. | History | No change | 1,800 | 61 | 0.14% | 0.14% | 97 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 1,756 | 59 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Added to | 1,824 | 58 | 0.0% | 0.0% | 99 | +11 | 0.61% | Q3 2026 | Nov 02, 2026 |
| Latitude Advisors, LLC | History | New | 1,615 | 51 | 0.02% | — | 102 | +1,615 | New | Q3 2026 | Oct 27, 2026 |
| BlackRock, Inc. | History | No change | 1,500 | 51 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | No change | 1,495 | 51 | 0.03% | 0.03% | 101 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TOTH FINANCIAL ADVISORY CORP | History | No change | 1,517 | 48 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| SIGNATUREFD, LLC | History | Added to | 1,490 | 47 | 0.0% | 0.0% | 104 | +140 | 10.37% | Q3 2026 | Oct 23, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 1,375 | 46 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | No change | 1,313 | 45 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NBZ Investment Advisors LLC | History | No change | 1,416 | 45 | 0.02% | 0.02% | 107 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Parallel Advisors, LLC | History | No change | 1,223 | 39 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Allworth Financial LP | History | No change | 1,100 | 37 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| SHP Wealth Management | History | No change | 1,000 | 34 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Costello Asset Management, INC | History | No change | 1,050 | 33 | 0.01% | 0.01% | 111 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Boreal Capital Management LLC | History | No change | 913 | 31 | 0.02% | 0.02% | 112 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Bank of New Hampshire | History | No change | 941 | 30 | 0.01% | 0.01% | 113 | 0 | 0.0% | Q3 2026 | Oct 06, 2026 |
| Spire Wealth Management | History | No change | 917 | 29 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| FLAGSHIP WEALTH ADVISORS, LLC | History | Added to | 863 | 27 | 0.01% | 0.0% | 115 | +463 | 115.75% | Q3 2026 | Nov 03, 2026 |
| Intesa Sanpaolo Wealth Management | History | No change | 800 | 25 | 0.0% | 0.01% | 116 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 749 | 23 | 0.0% | 0.0% | 117 | +719 | 2396.67% | Q3 2026 | Oct 08, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 671 | 22 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LANARK FINANCIAL, INC. | History | No change | 712 | 22 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| Geneos Wealth Management Inc. | History | No change | 660 | 22 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 570 | 19 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 530 | 18 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Medallion Wealth Advisors, LLC | History | No change | 528 | 18 | 0.01% | 0.01% | 123 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Arax Advisory Partners | History | No change | 503 | 17 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Private Wealth Asset Management, LLC | History | No change | 480 | 16 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Golden State Wealth Management, LLC | History | No change | 441 | 14 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Smallwood Wealth Investment Management, LLC | History | No change | 459 | 14 | 0.01% | 0.01% | 127 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Colonial Trust Advisors | History | No change | 400 | 13 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 380 | 12 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| FIFTH THIRD BANCORP | History | No change | 304 | 10 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Fourth Dimension Wealth, LLC | History | No change | 300 | 10 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Nova Financial LLC | History | New | 300 | 9 | 0.0% | — | 133 | +300 | New | Q3 2026 | Nov 04, 2026 |
| Vision Retirement, LLC | History | No change | 269 | 9 | 0.0% | 0.0% | 132 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| GK Wealth Management LLC | History | New | 231 | 7 | 0.0% | — | 137 | +231 | New | Q3 2026 | Oct 09, 2026 |
| Hurley Capital, LLC | History | No change | 250 | 7 | 0.0% | 0.0% | 134 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Russell Investments Group, Ltd. | History | No change | 218 | 7 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Continuum Advisory, LLC | History | No change | 223 | 7 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| PITTENGER & ANDERSON INC | History | No change | 218 | 6 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| IFP Advisors, Inc | History | No change | 213 | 6 | 0.0% | 0.0% | 139 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| BROWN BROTHERS HARRIMAN & CO | History | No change | 150 | 5 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| KERR FINANCIAL PLANNING Corp | History | No change | 175 | 5 | 0.01% | 0.01% | 141 | 0 | 0.0% | Q2 2026 | Jul 02, 2026 |
| Networth Advisors, LLC | History | New | 136 | 4 | 0.0% | — | 143 | +136 | New | Q3 2026 | Nov 03, 2026 |
| 1 NORTH WEALTH SERVICES LLC | History | No change | 142 | 4 | 0.0% | 0.0% | 142 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 97 | 3 | 0.0% | 0.0% | 144 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| ST GERMAIN D J CO INC | History | No change | 93 | 3 | 0.0% | 0.0% | 145 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| ASSETMARK, INC | History | No change | 100 | 3 | 0.0% | 0.0% | 146 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Ancora Advisors LLC | History | No change | 98 | 3 | 0.0% | 0.0% | 147 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 117 | 3 | 0.0% | 0.0% | 148 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Cassaday & Co Wealth Management LLC | History | No change | 100 | 3 | 0.0% | 0.0% | 149 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Sachetta, LLC | History | No change | 100 | 3 | 0.0% | 0.0% | 150 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| BFC Planning, Inc. | History | No change | 100 | 3 | 0.0% | 0.0% | 151 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| BESSEMER GROUP INC | History | No change | 49 | 2 | 0.0% | 0.0% | 152 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Archer Investment Corp | History | No change | 74 | 2 | 0.0% | 0.0% | 153 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| Activest Wealth Management | History | No change | 64 | 2 | 0.0% | 0.0% | 154 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Strive Financial Group ,LLC | History | No change | 81 | 2 | 0.0% | 0.0% | 155 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | No change | 83 | 2 | 0.0% | 0.0% | 156 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 55 | 1 | 0.0% | 0.0% | 158 | +4 | 7.84% | Q3 2026 | Oct 29, 2026 |
| ALBION FINANCIAL GROUP /UT | History | No change | 56 | 1 | 0.0% | 0.0% | 157 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Horrell Capital Management, Inc. | History | No change | 35 | 1 | 0.0% | 0.0% | 159 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Fairscale Capital, LLC | History | No change | 50 | 1 | 0.0% | 0.0% | 160 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Rossby Financial, LCC | History | No change | 43 | 1 | 0.0% | 0.0% | 161 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Paladin Partners, LLC | History | No change | 50 | 1 | 0.0% | 0.0% | 162 | 0 | 0.0% | Q3 2026 | Oct 06, 2026 |
| McKinley Carter Wealth Services, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -23,866 | -100.0% | Q3 2026 | Oct 16, 2026 |
| Prospera Financial Services Inc | History | Closed out | 0 | 0 | — | 0.01% | — | -17,046 | -100.0% | Q3 2026 | Nov 04, 2026 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -16,327 | -100.0% | Q3 2026 | Nov 03, 2026 |
| Inscription Capital, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -6,075 | -100.0% | Q3 2026 | Nov 02, 2026 |
| Union Bancaire Privee, UBP SA | History | Closed out | 0 | 0 | — | 0.0% | — | -2,500 | -100.0% | Q3 2026 | Nov 04, 2026 |
| MassMutual Private Wealth & Trust, FSB | History | Closed out | 0 | 0 | — | 0.0% | — | -900 | -100.0% | Q3 2026 | Oct 05, 2026 |
| EverSource Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q3 2026 | Nov 04, 2026 |
| Comprehensive Financial Planning, Inc./PA | History | Closed out | 0 | 0 | — | 0.01% | — | -313 | -100.0% | Q3 2026 | Oct 27, 2026 |
| Stone House Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q3 2026 | Oct 23, 2026 |
| Capital Investment Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -75 | -100.0% | Q3 2026 | Oct 30, 2026 |
| Go Invest LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -56 | -100.0% | Q3 2026 | Oct 08, 2026 |
| CULLEN/FROST BANKERS, INC. | History | New | 5 | 0 | — | — | — | +5 | New | Q3 2026 | Oct 28, 2026 |
| Next Level Wealth Planning, LLC | History | New | 4 | 0 | — | — | — | +4 | New | Q3 2026 | Oct 29, 2026 |
| MADDEN SECURITIES Corp | History | New | 3 | 0 | — | — | — | +3 | New | Q3 2026 | Oct 27, 2026 |
| Phillip James Consulting Co. | History | New | 2 | 0 | — | — | — | +2 | New | Q3 2026 | Nov 03, 2026 |
| Blue Trust, Inc. | History | New | 1 | 0 | — | — | — | +1 | New | Q3 2026 | Oct 15, 2026 |
| Central Pacific Bank - Trust Division | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q3 2026 | Oct 05, 2026 |
| HOERTKORN RICHARD CHARLES | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Roble, Belko & Company, Inc | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Concord Wealth Partners | History | No change | 17 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Acumen Wealth Advisors, LLC | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| New England Capital Financial Advisors LLC | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 20 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Noble Wealth Management PBC | History | No change | 12 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 01, 2026 |
| Copia Wealth Management | History | No change | 20 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |